spb/firc0001_uqo

1% ============================================================================2% UQO Working Paper Template — Economics / Finance3% ============================================================================4\documentclass[12pt,letterpaper]{article}56% --- Encoding & Language ---7\usepackage[utf8]{inputenc}8\usepackage[T1]{fontenc}9\usepackage[english]{babel}1011% --- Page Layout ---12\usepackage[13  letterpaper,14  top=1in,15  bottom=1in,16  left=1in,17  right=1in18]{geometry}1920% --- Typography ---21\usepackage{mathptmx}          % Times-like font (text + math)22\usepackage{microtype}         % Improved typographic refinements23\usepackage{setspace}24\onehalfspacing                % 1.5 line spacing2526% --- Math ---27\usepackage{amsmath,amssymb,amsthm}2829% --- Tables ---30\usepackage{booktabs}31\usepackage{tabularx}32\usepackage{multirow}33\usepackage{threeparttable}34\usepackage{siunitx}35\sisetup{36  input-symbols = {()},37  table-format  = -1.3,38  parse-numbers = false39}4041% --- Figures ---42\usepackage{graphicx}43\usepackage{subcaption}44\usepackage{float}4546% --- Colors & Links ---47\usepackage[dvipsnames]{xcolor}48\usepackage[49  colorlinks  = true,50  linkcolor   = NavyBlue,51  citecolor   = NavyBlue,52  urlcolor    = NavyBlue,53  breaklinks  = true54]{hyperref}55\usepackage[capitalise,noabbrev]{cleveref}   % \cref/\Cref in the Stage E prose (loaded after hyperref)5657% --- Bibliography ---58\usepackage[authoryear,round,semicolon]{natbib}59\bibliographystyle{aer}6061% --- Captions ---62\usepackage[63  font       = small,64  labelfont  = bf,65  labelsep   = period,66  justification = justified,67  singlelinecheck = false68]{caption}6970% --- Headers & Footers ---71\usepackage{fancyhdr}72\pagestyle{fancy}73\fancyhf{}74\renewcommand{\headrulewidth}{0pt}75\fancyfoot[C]{\thepage}7677% --- Section Formatting ---78\usepackage{titlesec}79\titleformat{\section}{\large\bfseries}{\thesection.}{0.5em}{}80\titleformat{\subsection}{\normalsize\bfseries}{\thesubsection.}{0.5em}{}81\titleformat{\subsubsection}{\normalsize\itshape}{\thesubsubsection.}{0.5em}{}8283% --- Appendix Support ---84\usepackage[toc,page]{appendix}8586% --- Misc ---87\setlength{\emergencystretch}{3em}88\usepackage{enumitem}89\setlist{nosep,leftmargin=*}90\usepackage{longtable}91\usepackage{tikz}92\usetikzlibrary{positioning,arrows.meta,shapes.misc}93\usepackage{pdflscape}94\usepackage{adjustbox}95\usepackage{upquote}          % straight quotes in verbatim (extraction contract, gate regex)96\usepackage{verbatim}         % \verbatiminput of the inter-revision patches (Appendix, results/runs/*.patch)97\input{tables/numbers}        % generated inline-number macros (code/make_tables.py); never edit by hand98\input{sections/numbers_pending} % PROVISIONAL \providecommand macros for Stage D audit numbers not yet emitted by the generator (Agent 10); each line names its results/ source99100% ============================================================================101% METADATA — Edit these fields for each working paper102% ============================================================================103\newcommand{\WPnumber}{0001}104\newcommand{\WPtitle}{From Corporate Disclosures to a Russell~3000 Strategic Project Database}105\newcommand{\WPsubtitle}{Identification, Measurement, Validation, and Research Applications}106% Stage E (2026-11-05), FIRC0001-THEO-18 / cluster I: the Chief Editor noted that "Identification" in the107% subtitle reads as econometric identification to a finance audience and that the estimand is a Russell 3000108% proxy (iShares IWV holdings). Proposed alternative, NOT imposed (author decision):109%   \newcommand{\WPsubtitle}{Construction, Measurement, Validation Status, and Research Applications}110% The title is unchanged; the abstract and Section 3 state the proxy explicitly.111\newcommand{\WPdate}{November 2026}112\newcommand{\WPversion}{1.1 (revised after peer review; research database under validation)}113\newcommand{\WPfunding}{Research funded by the FIRC (Fonds institutionnel de recherche et de création), Université du Québec en Outaouais.}114\newcommand{\WPabstract}{%115  Can strategic projects be identified, classified, dated and linked across the SEC filings of a broad cross-section of U.S.-listed issuers? We document SPID, a project-level research database built for a Russell~3000 proxy (iShares IWV holdings, \SPIDrussellDistinctCiks\ of \SPIDrussellIndexConstituents\ index constituents) merged with the S\&P~500: \SPIDfilingsTotal\ Forms 10-K, 10-Q and 8-K of \SPIDuniverseN\ registrants filed since 2010, segmented into \SPIDsectionsTotal\ sections, of which \SPIDgatePassTotal\ reached a large-language-model extractor in JSON mode. The output is \SPIDmentions\ section-linked candidate mentions and \SPIDprojectCountCurrentKey\ candidate projects under the current resolution key (\SPIDprojectsKeyTypeDropped--\SPIDprojectsKeyStrict\ under alternative keys). Mechanical audits find \SPIDgroundAllPct\% of structured fields verbatim in the source section, a median \SPIDmdnaShownMedianPct\% of a 10-K MD\&A shown to the model, and \SPIDfinMentionsPct\% of mentions describing financing instruments. Precision and recall against human labels are not yet measured; the annotation frame is delivered. SPID is a research instrument under validation, not a census of projects.%116}117\newcommand{\WPkeywords}{SEC filings, text as data, corporate investment, strategic projects, information extraction, large language models, entity resolution, Russell 3000, measurement validation}118\newcommand{\WPjel}{C55, C81, G31, G38, M41, O33}119120% --- Authors (order, affiliations and contributions to be confirmed by the team; see docs/contributions.md) ---121\newcommand{\WPauthor}{Manel Kammoun \quad Djerrycharli Tandjambianda \quad Simon-Pierre Boucher}122\newcommand{\WPaffiliation}{%123  Département des sciences administratives\\124  Université du Québec en Outaouais%125}126\newcommand{\WPemail}{%127  \href{mailto:manel.kammoun@uqo.ca}{manel.kammoun@uqo.ca} \,\textperiodcentered\,128  \href{mailto:djerrycharli.tandjambianda@uqo.ca}{djerrycharli.tandjambianda@uqo.ca} \,\textperiodcentered\,129  \href{mailto:simon-pierre.boucher@uqo.ca}{simon-pierre.boucher@uqo.ca}%130}131\newcommand{\WPaddress}{%132  Gatineau -- Pavillon Alexandre-Taché\\133  283, boulevard Alexandre-Taché\\134  Gatineau, Québec, Canada J9A 1L8%135}136137% --- PDF metadata (Part X.3) ---138\hypersetup{139  pdftitle    = {\WPtitle: \WPsubtitle},140  pdfauthor   = {Manel Kammoun; Djerrycharli Tandjambianda; Simon-Pierre Boucher},141  pdfsubject  = {UQO Working Paper No. \WPnumber, version \WPversion. JEL: \WPjel},142  pdfkeywords = {\WPkeywords}143}144145% ============================================================================146% DOCUMENT147% ============================================================================148\begin{document}149150% --- Title Page ---151\input{sections/titlepage}152153% --- Main Body ---154\input{sections/introduction}155\input{sections/literature}156\input{sections/data}157\input{sections/methodology}158\input{sections/construct}159\input{sections/resolution}160\input{sections/results}161\input{sections/validation}162\input{sections/applications}163\input{sections/conclusion}164165% --- References ---166\newpage167\bibliography{references}168169% --- Appendix ---170\input{appendix/appendix}171172\end{document}173