section_id,split,core,frame,stratum,weight,accession_number,form_type,item,cik,ticker,company_name,filing_date,run,word_count,nchar,gate_pass,shown_frac,text_2000 6d8b562d-2bed-40a9-ad1a-a315104860cd,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0001274494-25-000010,10-K,md_and_a,0001274494,FSLR,First Solar,2025-02-25,june,2332,15580,True,0.2939,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes thereto included in this Annual Report on Form 10-K. In addition to historical financial information, the following discussion and analysis contains forward-looking statements that involve risks, uncertainties, and assumptions as described under the “Note Regarding Forward-Looking Statements” that appears earlier in this Annual Report on Form 10-K. Our actual results could differ materially from those anticipated by these forward-looking statements as a result of many factors, including those discussed under Item 1A. “Risk Factors,” and elsewhere in this Annual Report on Form 10-K. This discussion and analysis does not address certain items in respect of the year ended December 31, 2022. See Item 7. “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in our Annual Report on Form 10-K for the year ended December 31, 2023 for comparative discussions of our results of operations and liquidity and capital resources for the years ended December 31, 2023 and 2022. Executive Overview We are America’s leading PV solar technology and manufacturing company. The only U.S.-headquartered company among the world’s largest solar manufacturers, First Solar is focused on competitively and reliably enabling power generation needs with our advanced, thin film PV technology. Developed at R&D labs in California and Ohio, the Company’s technology represents the next generation of solar power generation, providing a competitive, high-performance, and responsibly produced alternative to conventional crystalline silicon PV solar modules. Our PV solar modules are produced using a fully integrated, continuous process that does not rely on Chinese crystalline silicon supply chains" 97cd82ed-2bc5-4847-9d06-a7823221c59f,holdout,True,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0001174922-26-000013,10-K,md_and_a,0001174922,WYNN,Wynn Resorts,2026-03-02,june,2262,14179,True,0.2911,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with, and is qualified in its entirety by, the consolidated financial statements and the notes thereto included elsewhere in this Annual Report on Form 10-K. Discussion of 2023 items and year-to-year comparisons between 2024 and 2023 that are not included in this Form 10-K can be found in ""Management’s Discussion and Analysis of Financial Condition and Results of Operations"" in Part II, Item 7 of the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2024. Overview We are a designer, developer, and operator of integrated resorts featuring luxury hotel rooms, high-end retail space, an array of dining and entertainment options, meeting and convention facilities, and gaming, all supported by an unparalleled focus on our guests, our people, and our community. Through our approximately 72% ownership of Wynn Macau, Limited (""WML""), our concessionaire Wynn Resorts (Macau) S.A. (""Wynn Macau SA"") operates two integrated resorts in the Macau Special Administrative Region of the People's Republic of China (""Macau""), Wynn Palace and Wynn Macau (collectively, our ""Macau Operations""). In Las Vegas, Nevada, we operate and, with the exception of certain retail space, own 100% of Wynn Las Vegas. We are a 50.1% owner and managing member of a joint venture that owns and leases certain retail space at Wynn Las Vegas (the ""Retail Joint Venture""). We refer to Wynn Las Vegas, Encore, an expansion at Wynn Las Vegas, and the Retail Joint Venture as our Las Vegas Operations. In Everett, Massachusetts, we operate Encore Boston Harbor, an integrated resort. The Company has a 40% equity interest in Island 3 AMI FZ-LLC (""Island 3""), an unconsolidated affiliate, which is constructing Wynn Al Marjan Island in Ras Al Khaimah, United Arab Emirates. Key Operating Measures Certain key operating measures specific to the gaming i" b4788267-947a-4f36-a96b-c2f309ea56a6,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0001558370-25-001663,10-K,md_and_a,0001415404,SATS,EchoStar,2025-02-27,june,2809,18901,True,0.2782,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations – Trends in our Pay-TV Segment – Programming ” in this Annual Report on Form 10-K for further information. ​ We believe that the availability and extent of programming, including, but not limited to, unique programming services such as foreign language, sports programming and original content, and other value-added services such as access to video via mobile devices, continue to be significant factors in consumers’ choice among pay-TV providers. Other pay-TV providers may have more successfully marketed and promoted their programming packages and value-added services and may also be better equipped and have greater resources to increase their programming offerings and value-added services to respond to increasing consumer demand. ​ 22 ​ Table of Contents We may be required to make substantial additional investments in infrastructure to respond to competitive pressure to deliver enhanced programming and other value-added services, and there can be no assurance that we will be able to compete effectively with offerings from other pay-TV providers. ​ Furthermore, this increasingly competitive environment may require us to increase subscriber acquisition and retention spending or accept lower subscriber activations and higher subscriber churn. Increasingly, we must seek to attract a greater proportion of new subscribers from our competitors’ existing subscriber bases rather than from first-time purchasers of pay-TV services. In addition, because other pay-TV providers may be seeking to attract a greater proportion of their new subscribers from our existing subscriber base, we may be required to increase retention spending and/or provide greater discounts or credits to acquire and retain subscribers who may spend less on our services. Our SLING TV subscribers on average purchase lower-priced programming services than do DISH TV subscribers. Accordingly, an increase in SLING TV" bde4a243-cab2-48ef-a631-86c8d9a045ea,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0000909832-19-000019,10-K,md_and_a,0000909832,COST,Costco,2019-10-11,june,3766,24979,True,0.2633,"Item 7—Management's Discussion and Analysis of Financial Conditions and Results of Operations (amounts in millions, except per share, share, membership fee, and warehouse count data) Overview We believe that the most important driver of our profitability is sales growth, particularly comparable sales growth. We define comparable sales as sales from warehouses open for more than one year, including remodels, relocations and expansions, and sales related to e-commerce websites operating for more than one year. Comparable sales growth is achieved through increasing shopping frequency from new and existing members and the amount they spend on each visit (average ticket). Sales comparisons can also be particularly influenced by certain factors that are beyond our control: fluctuations in currency exchange rates (with respect to the consolidation of the results of our international operations); changes in the cost of gasoline and associated competitive conditions; and changes from the revenue recognition standard. The higher our comparable sales exclusive of these items, the more we can leverage certain of our selling, general and administrative expenses, reducing them as a percentage of sales and enhancing profitability. Generating comparable sales growth is foremost a question of making available to our members the right merchandise at the right prices, a skill that we believe we have repeatedly demonstrated over the long term. Another substantial factor in sales growth is the health of the economies in which we do business, including the effects of inflation or deflation, especially the United States. Sales growth and gross margins are also impacted by our competition, which is vigorous and widespread, across a wide range of global, national and regional wholesalers and retailers, including those with e-commerce operations. While we cannot control or reliably predict general economic health or changes in competition, we believe that we have been successful historicall" d5ab7aac-a4dc-4d3b-aa79-155c61ea964f,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0000277135-25-000010,10-K,md_and_a,0000277135,GWW,W. W. Grainger,2025-02-20,june,3483,23150,True,0.2985,"Item 7: Management’s Discussion and Analysis of Financial Condition and Results of Operations Objective The following Management’s Discussion and Analysis (MD&A) of Financial Condition and Results of Operations is intended to help the reader understand the results of operations and financial condition of W.W. Grainger, Inc. (Grainger or Company) as it is viewed by the Company. The following discussion should be read in conjunction with the Consolidated Financial Statements and accompanying notes included in Part II, Item 8: Financial Statements and Supplementary Data of this Form 10-K. This section of this Form 10-K generally discusses 2024 and 2023 items and year-to-year comparisons between 2024 and 2023 . Discussions of 2022 items and year-to-year comparisons between 2023 and 2022 are not included in this Form 10-K, and can be found in MD&A of Financial Condition and Results of Operations in Part II, Item 7 of the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023. Percentage figures included in this section have not been calculated on the basis of such rounded figures but on the basis of such amounts prior to rounding. For this reason, percentage amounts in this section may vary slightly from those obtained by performing the same calculations using the figures in the Company's Consolidated Financial Statements or in the associated text. Overview W.W. Grainger, Inc. is a broad line distributor of maintenance, repair and operating (MRO) products and services with operations primarily in North America, Japan and the United Kingdom (U.K.). Grainger uses its high-touch solutions and endless assortment businesses to serve customers worldwide, who rely on Grainger for products and services that enable them to run safe, sustainable and productive operations. Strategic Priorities The Company’s continued strategic aspiration for 2025 is to relentlessly expand Grainger’s leadership position by being the go-to partner for people who bu" 69e17567-6453-44be-be0a-fedf7308104d,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,3.0,0000320193-24-000123,10-K,md_and_a,0000320193,AAPL,Apple Inc.,2024-11-01,june,2148,13939,True,0.2997,"Item 7.    Management’s Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with the consolidated financial statements and accompanying notes included in Part II, Item 8 of this Form 10-K. This Item generally discusses 2024 and 2023 items and year-to-year comparisons between 2024 and 2023. Discussions of 2022 items and year-to-year comparisons between 2023 and 2022 are not included, and can be found in “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in Part II, Item 7 of the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2023. Product, Service and Software Announcements The Company announces new product, service and software offerings at various times during the year. Significant announcements during fiscal year 2024 included the following: First Quarter 2024: • MacBook Pro 14-in.; • MacBook Pro 16-in.; and • iMac. Second Quarter 2024: • MacBook Air 13-in.; and • MacBook Air 15-in. Third Quarter 2024: • iPad Air; • iPad Pro; • iOS 18, macOS Sequoia, iPadOS 18, watchOS 11, visionOS 2 and tvOS 18, updates to the Company’s operating systems; and • Apple Intelligence™, a personal intelligence system that uses generative models. Fourth Quarter 2024: • iPhone 16, iPhone 16 Plus, iPhone 16 Pro and iPhone 16 Pro Max; • Apple Watch Series 10; and • AirPods 4. Fiscal Period The Company’s fiscal year is the 52- or 53-week period that ends on the last Saturday of September. An additional week is included in the first fiscal quarter every five or six years to realign the Company’s fiscal quarters with calendar quarters, which occurred in the first quarter of 2023. The Company’s fiscal years 2024 and 2022 spanned 52 weeks each, whereas fiscal year 2023 spanned 53 weeks. Macroeconomic Conditions Macroeconomic conditions, including inflation, interest rates and currency fluctuations, have directly and indirectly impacted, and could in the" 78fdeb51-55e1-4715-9676-d316acc49d10,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,3.0,0000898173-26-000009,10-K,md_and_a,0000898173,ORLY,O’Reilly Automotive,2026-02-27,june,4840,31960,True,0.2648,"Item 7.  Management’s Discussion and Analysis of Financial Condition and Results of Operations ​ In Management’s Discussion and Analysis, we provide a historical and prospective narrative of our general financial condition, results of operations, liquidity, and certain other factors that may affect our future results, including: ​ The review of Management’s Discussion and Analysis should be made in conjunction with our consolidated financial statements, related notes and other financial information, forward-looking statements, and other risk factors included elsewhere in this annual report on Form 10-K. ​ OVERVIEW ​ We are a specialty retailer of automotive aftermarket parts, tools, supplies, equipment, and accessories in the United States, Puerto Rico, Mexico, and Canada.  We are one of the largest North American automotive aftermarket specialty retailers, selling our products to both DIY customers and professional service providers – our “dual market strategy.”  Our goal is to achieve growth in sales and profitability by capitalizing on our competitive advantages, such as our dual market strategy, superior customer service provided by well-trained and technically proficient Team Members, and strategic distribution and hub store network that provides same day and over-night inventory access for our stores to offer a broad selection of product offerings.  The successful execution of our growth strategy includes aggressively opening new stores, growing sales in existing stores, continually enhancing merchandising and store layouts, and implementing our Omnichannel initiatives.  As of December 31, 2025, we operated 6,447 stores in 48 U.S. states and Puerto Rico, 112 stores in Mexico, and 26 stores in Canada. ​ The extensive product line offered in our stores consists of new and remanufactured automotive hard parts, maintenance items, accessories, a complete line of auto body paint and related materials, automotive tools, and professional service provider service eq" 806d3634-cccd-4835-8837-5f51437506db,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,3.0,0000885725-21-000008,10-K,md_and_a,0000885725,BSX,Boston Scientific,2021-02-23,june,1782,11887,True,0.5665,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information management believes to be relevant to understanding the financial condition and results of operations of Boston Scientific Corporation and its subsidiaries for the years ended December 31, 2020 and 2019. For a full understanding of our financial condition and results of operations, this discussion should be read in conjunction with our consolidated financial statements and accompanying notes included in Item 8. Financial Statements and Supplementary Data of this Annual Report. For additional information on our financial condition and results of operations for the year ended December 31, 2018, refer to our previously filed Annual Report on Form 10-K. COVID-19 Pandemic In December 2019, the novel strain of coronavirus (SARS-Cov-2), and its disease commonly known as COVID-19 (COVID-19), was reported in China and has since widely impacted the global public health and economic environment. In March 2020, the World Health Organization (WHO) declared COVID-19, including all additional variations and strains thereof, a global pandemic (COVID-19 pandemic). While the majority of procedures using our products are deferrable, most of the conditions that we treat are generally fairly acute and cannot be deferred for extended periods. As the pandemic spread worldwide and with COVID-19 cases confirmed in all major geographies, many elective and semi-emergent procedures were postponed, enabling hospital staff to focus critical resources on caring for COVID-19 patients. Some jurisdictions mandated elective procedure bans that included financial penalties for non-compliance, certain of which continued to be in effect throughout the year, or evolved to reduce capacity available for elective procedures, including in some cases restricting elective procedures to those that are outpatient procedures only. In other jurisdictions, the timi" 932ea92e-5a00-46aa-9d35-fc3f333fd6c4,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,3.0,0001283699-21-000039,10-K,md_and_a,0001283699,TMUS,T-Mobile US,2021-02-23,june,2459,16372,True,0.319,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations Overview The objectives of our Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) are to provide users of our consolidated financial statements with the following: • A narrative explanation from the perspective of management of our financial condition, results of operations, cash flows, liquidity and certain other factors that may affect future results; • Context to the financial statements; and • Information that allows assessment of the likelihood that past performance is indicative of future performance. Our MD&A is performed on a consolidated basis and is inclusive of the results and operations of Sprint prospectively from the close of our Merger on April 1, 2020. The Merger enhanced our spectrum portfolio, increased our customer base, altered our product mix by increasing the portion of customers who finance their devices with leasing programs and created opportunity for synergies in our operations. We anticipate an initial increase in our combined operating costs which we expect to decrease as we realize synergies. We expect the trends and results of operations of the combined company to be materially different than those of the standalone entities. Our MD&A is provided as a supplement to, and should be read together with, our audited consolidated financial statements as of December 31, 2020 and 2019, and for each of the three years in the period ended December 31, 2020, included in Part I I , Item 8 of this Form 10-K. Except as expressly stated, the financial condition and results of operations discussed throughout our MD&A are those of T-Mobile US, Inc. and its consolidated subsidiaries. Beginning with the second quarter of 2020, we have discontinued the use of “Branded” to describe the results and metrics associated with our flagship brands including T-Mobile and Metro by T-Mobile. Sprint Merger Transaction Overview O" dc585ae6-2bf8-4e84-b881-47b1df974dc4,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,3.0,0001104659-16-141179,10-K,md_and_a,0001001250,EL,Estée Lauder Companies (The),2016-08-24,june,3991,26662,True,0.2781,"Item 7.  Management’s Discussion and Analysis of Financial Condition and Results of Operations .   CRITICAL ACCOUNTING POLICIES AND ESTIMATES   The discussion and analysis of our financial condition at June 30, 2016 and our results of operations for the three fiscal years ended June 30, 2016 are based upon our consolidated financial statements, which have been prepared in conformity with U.S. generally accepted accounting principles (“U.S. GAAP”).  The preparation of these financial statements requires us to make estimates and assumptions that affect the amounts of assets, liabilities, revenues and expenses reported in those financial statements.  These estimates and assumptions can be subjective and complex and, consequently, actual results could differ from those estimates.  We consider accounting estimates to be critical if both (i) the nature of the estimate or assumption is material due to the levels of subjectivity and judgment involved, and (ii) the impact within a reasonable range of outcomes of the estimate and assumption is material to the Company’s financial condition.  Our most critical accounting policies relate to revenue recognition, inventory, pension and other post-retirement benefit costs, goodwill, other intangible assets and long-lived assets and income taxes.   Management of the Company has discussed the selection of significant accounting policies and the effect of estimates with the Audit Committee of the Company’s Board of Directors.   - 22 - Table of Contents   Revenue Recognition Our sales return accrual is a subjective critical estimate that has a direct impact on reported net sales.  This accrual is calculated based on a history of actual returns, estimated future returns and information provided by retailers regarding their inventory levels.  Consideration of these factors results in an accrual for anticipated sales returns that reflects increases or decreases related to seasonal fluctuations.  Experience has shown a relat" 13c2d91b-f308-4103-af21-81bdd0281e3c,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|other,1.0,0000745732-26-000006,10-K,md_and_a,0000745732,ROST,Ross Stores,2026-03-31,june,4039,26648,True,0.2585,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This section and other parts of this Form 10-K contain forward-looking statements that involve risks and uncertainties. Our actual results may differ materially from the results discussed in the forward-looking statements. Factors that might cause such differences include, but are not limited to, those discussed below under the caption “Forward-Looking Statements” and also those in ITEM 1A. RISK FACTORS in this Annual Report on Form 10-K. The following discussion should be read in conjunction with the consolidated financial statements and notes thereto included elsewhere in this Annual Report on Form 10-K. Overview Ross Stores, Inc. operates two brands of off-price retail apparel and home fashion stores—Ross Dress for Less ® (“Ross”) and dd’s DISCOUNTS ® . Ross is the largest off-price apparel and home fashion chain in the United States, with 1,904 locations in 44 states, the District of Columbia, Guam, and Puerto Rico as of January 31, 2026. Ross offers first-quality, in-season, brand name and designer apparel, accessories, footwear, and home fashions for the entire family at savings of 20% to 60% off department and specialty store regular prices every day. We also operate 363 dd’s DISCOUNTS stores in 22 states as of January 31, 2026 that feature a more moderately-priced assortment of first-quality, in-season apparel, accessories, footwear, and home fashions for the entire family at savings of 20% to 70% off moderate department and discount store regular prices every day. Fiscal Years The fiscal years ended January 31, 2026, February 1, 2025, and February 3, 2024 are referred to as fiscal 2025, fiscal 2024, and fiscal 2023, respectively. Fiscal 2025 and 2024 were each 52-week years. Fiscal 2023 was a 53-week year. The discussion that follows relates to fiscal 2025 and fiscal 2024. Discussion of fiscal 2023 items and year-to-year comparisons between fiscal 2024 and fiscal" 762d76ae-4644-40c0-a63a-80fd2a3e077f,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|other,1.0,0001058090-19-000007,10-K,md_and_a,0001058090,CMG,Chipotle Mexican Grill,2019-02-08,june,4541,30382,True,0.3032,"ITEM  7 .  MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion together with Item 6. “Selected Financial Data” and our consolidated financial statements and related notes included in Item 8. “Financial Statements and Supplementary Data.” The discussion contains forward-looking statements involving risks, uncertainties and assumptions that could cause our results to differ materially from expectations. See “Cautionary Note Regarding Forward-Looking Statements.” Factors that might cause such differences include those described in Item 1A. “Risk Factors” and elsewhere in this report. Overview As of December 31, 2018, we operated 2,452 Chipotle restaurants throughout the United States, 37 international Chipotle restaurants, and two non-Chipotle restaurants. We are committed to making our food more accessible to everyone while continuing to be a brand with a demonstrated purpose. 2018 Financial and Operational Highlights   Sales Trends. Average restaurant sales were $2.004 million for the year ended December 31, 2018, an increase from $1.940 million for the year ended December 30, 2017. We define average restaurant sales as the average trailing 12-month sales for restaurants in operation for at least 12 full calendar months. Comparable restaurant sales increased 4.0% for the full year 2018 and increased 6.1%, which included a 2% increase in comparable restaurant transactions, for the three months ended December 31, 2018. Comparable restaurant sales and comparable restaurant transactions represent the change in period-over-period sales or paid transactions for restaurants in operation for at least 13 full calendar months. We expect our full year 2019 comparable restaurant sales increases to be in the mid-single digit range. We continue to invest in improving our digital platforms and equipping select restaurants with an upgraded second make line dedicated to fulfilling out-of-restaura" a430dc0b-ebf2-4687-b3b7-c8d00164ea17,holdout,False,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0000935703-26-000025,10-K,md_and_a,0000935703,DLTR,Dollar Tree,2026-03-16,june,1595,11163,True,0.4965,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations .” On July 5, 2025, we completed our previously announced sale of the Family Dollar business to 1959 Holdings, LLC. Total cash generated from the sale approximated $793 million, consisting of approximately $680 million of net proceeds, including from settlement of net working capital and net indebtedness, and approximately $113 million monetized primarily through a reduction of net working capital prior to the date of sale. The operating results of the Family Dollar business are reported as discontinued operations for all periods presented. All discussion within this Annual Report on Form 10-K, including amounts, percentages and disclosures for all periods presented, reflect only the continuing operations of the Company unless otherwise noted. For information on discontinued operations, refer to Note 2 to our consolidated financial statements under the caption “Assets Held for Sale and Discontinued Operations” and Note 15 . Corporate Culture Our culture is designed to support consistent execution across a large and growing store base while fostering a welcoming experience for customers and an engaging work environment for associates. We emphasize accountability, inclusion, empowerment, operational excellence, and integrity in how we lead and how we operate. These principles are embedded in our day-to-day execution through clear performance expectations, frequent communication, and a continuous improvement mindset across all levels of the organization. Our operating model emphasizes standardized store practices, disciplined execution, and shared ownership of results, which we believe are critical to maintaining store standards, improving productivity, and supporting scalable growth. We actively invest in our associates through training, leadership development, and internal advancement opportunities, with a focus on building operational capability and reducing turnover. O" b6442521-6f34-4ec9-95f0-89d52c939d3b,holdout,True,productive,10-K md_and_a|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0001403161-13-000011,10-K,md_and_a,0001403161,V,Visa Inc.,2013-11-22,june,1695,11657,True,0.5486,"Item 7—Management's Discussion and Analysis of Financial Condition and Results of Operations . You should not place undue reliance on such statements. Except as required by law, we do not intend to update or revise any forward-looking statements as a result of new information, future developments or otherwise. 3 Table of Contents PART I   General Business Development Visa Inc., which we refer to as Visa or the Company, is a global payments technology company that connects consumers, businesses, financial institutions and governments in more than 200 countries and territories to fast, secure and reliable electronic payments. We operate one of the world's most advanced processing networks —VisaNet — which facilitates authorization, clearing and settlement of payment transactions worldwide. It also offers fraud protection for account holders and assured payment for merchants. Visa is not a bank and does not issue cards, extend credit or set rates and fees for account holders on Visa-branded cards and payment products. In most cases, account holder and merchant relationships belong to, and are managed by, our financial institution clients. Visa Inc. was incorporated in the State of Delaware in May 2007. In October 2007, we undertook a reorganization in which Visa U.S.A. Inc., Visa International Service Association, Visa Canada Corporation and Inovant LLC became direct or indirect subsidiaries of Visa Inc. Visa Europe Limited remains owned and governed by its European member financial institutions and is not a subsidiary of Visa Inc. Visa Inc. completed its initial public offering (""IPO"") in March 2008. Since fiscal 2010, we have completed several acquisitions to accelerate the growth of Visa's digital, eCommerce and mobile commerce offerings. These include: CyberSource Corporation, a leading provider of electronic payment, risk management and payment security solutions to online merchants; PlaySpan Inc., a leading provider of digital goods transactions in online game" 237fc173-4315-46e7-8148-7a7d69b5a1af,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf0.45-0.7|capex-type,1.0,0001811074-26-000018,10-K,md_and_a,0001811074,TPL,Texas Pacific Land Corporation,2026-02-18,june,5898,38306,True,0.1466,"Item 7.    Management’s Discussion and Analysis of Financial Condition and Results of Operations. The following Management’s Discussion and Analysis of Financial Condition and Results of Operation (“MD&A”) is intended to help the reader understand the results of operations and financial condition of Texas Pacific Land Corporation. MD&A is provided as a supplement to, and should be read in conjunction with, our consolidated financial statements and the accompanying notes to financial statements included in Part II, Item 8. of this Annual Report on Form 10-K. This discussion and analysis contains forward-looking statements that involve risks, uncertainties and assumptions. Actual results may differ materially from those anticipated in these forward-looking statements as a result of various factors, including, but not limited to, those factors presented in Part I, Item 1A. “Risk Factors” and elsewhere in this Annual Report on Form 10-K. This section generally discusses the results of our operations for the year ended December 31, 2025 compared to the year ended December 31, 2024. For a discussion of the year ended December 31, 2024 compared to the year ended December 31, 2023, refer to Part II, Item 7. “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in our Annual Report on Form 10-K for the year ended December 31, 2024. Overview TPL was originally organized in 1888 as a business trust to hold title to extensive tracts of land in the State of Texas that were previously the property of the Texas and Pacific Railway Company. On January 11, 2021, we completed our Corporate Reorganization from a business trust to a corporation and changed our name from Texas Pacific Land Trust to Texas Pacific Land Corporation. Our business activity is generated from our surface and royalty interest ownership, primarily in the Permian Basin. Our revenues are derived from oil and gas royalties, water sales, produced water royalties, easements and other" 3c8b8494-5b9c-4abb-9b63-625c77e31076,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf0.45-0.7|capex-type,1.0,0001489393-20-000009,10-K,md_and_a,0001489393,LYB,LyondellBasell,2020-02-20,june,9753,63183,True,0.0649,"Item 7.      Management’s Discussion and Analysis of Financial Condition and Results of Operations. GENERAL This discussion should be read in conjunction with the information contained in our Consolidated Financial Statements, and the accompanying notes elsewhere in this report. Unless otherwise indicated, the “Company,” “we,” “us,” “our” or similar words are used to refer to LyondellBasell Industries N.V. together with its consolidated subsidiaries (“LyondellBasell N.V.”). The discussion summarizing the significant factors affecting the results of operations and financial condition for the year ended December 31, 2017, can be found in Part II, “Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations” of our Annual Report on Form 10-K for the year ended December 31, 2018, which was filed with the Securities and Exchange Commission on February 21, 2019 , of which Item 7 is incorporated herein by reference. OVERVIEW During 2019 LyondellBasell continued to exhibit strong cash generation and remained committed to our disciplined capital allocation strategy. Over each of the past six years, we have consistently delivered $5 billion to $6 billion in cash from operating activities. We affirmed our commitment to a strong and progressive dividend during 2019 by increasing our quarterly dividend for the eleventh time and returning a total of $5.2 billion in dividends and share repurchases to shareholders. Our businesses benefited from abundant and low-cost natural gas liquid feedstocks throughout the year, and we demonstrated our capability to derive value from mergers and acquisitions through the integration of the A. Schulman acquisition. During the fourth quarter, margins within most of our businesses were impacted by slow industrial demand and typical seasonality. Refining margins improved on a higher Maya 2-1-1 crack spread and relatively strong prices for naphtha and coke. Our Technology segment achieved record licensing revenues, c" 19fe5256-b71c-4af9-b5bb-953ff087ca8b,holdout,True,productive,10-K md_and_a|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0000898173-18-000077,10-K,md_and_a,0000898173,ORLY,O’Reilly Automotive,2018-02-28,june,10524,68434,True,0.1275,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations Unless otherwise indicated, “we,” “us,” “our” and similar terms, as well as references to the “Company” or “O’Reilly,” refer to O’Reilly Automotive, Inc. and its subsidiaries. In Management’s Discussion and Analysis, we provide a historical and prospective narrative of our general financial condition, results of operations, liquidity and certain other factors that may affect our future results, including The review of Management’s Discussion and Analysis should be made in conjunction with our consolidated financial statements, related notes and other financial information, forward-looking statements and other risk factors included elsewhere in this annual report. FORWARD-LOOKING STATEMENTS We claim the protection of the safe-harbor for forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. You can identify these statements by forward-looking words such as “estimate,” “may,” “could,” “will,” “believe,” “expect,” “would,” “consider,” “should,” “anticipate,” “project,” “plan,” “intend” or similar words. In addition, statements contained within this annual report that are not historical facts are forward-looking statements, such as statements discussing, among other things, expected growth, store development, integration and expansion strategy, business strategies, the impact of the U.S. Tax Cuts and Jobs Act, future revenues and future performance. These forward-looking statements are based on estimates, projections, beliefs and assumptions and are not guarantees of future events and results. Such statements are subject to risks, uncertainties and assumptions, including, but not limited to, the economy in general, inflation, product demand, the market for auto parts, competition, weather, risks associated with the performance of acquired businesses, our ability to hire and retain qualified employees, consumer debt levels, our in" b32215ad-a018-47f5-8a3f-c2b6d9ce719f,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf0.45-0.7|other,1.0,0001144204-18-011097,10-K,md_and_a,0001513761,NCLH,Norwegian Cruise Line Holdings,2018-02-27,june,5559,36246,True,0.2261,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations   Financial Presentation   Revenue from our cruise and cruise-related activities are categorized by us as “passenger ticket revenue” and “onboard and other revenue.” Passenger ticket revenue and onboard and other revenue vary according to product offering, the size of the ship in operation, the length of cruises operated and the markets in which the ship operates. Our revenue is seasonal based on demand for cruises, which has historically been strongest during the Northern Hemisphere’s summer months.   Passenger ticket revenue primarily consists of revenue for accommodations, meals in certain restaurants on the ship, certain onboard entertainment, and includes revenue for service charges and air and land transportation to and from the ship to the extent guests purchase these items from us. Onboard and other revenue primarily consists of revenue from gaming, beverage sales, shore excursions, specialty dining, retail sales, spa services, photo services as well as certain Bareboat Charter revenue. We also record onboard revenue from onboard activities we perform directly or that are performed by independent concessionaires, from which we receive a share of their revenue.   Our cruise operating expense is classified as follows:               Critical Accounting Policies   Our consolidated financial statements have been prepared in accordance with U.S. GAAP. The preparation of these consolidated financial statements requires us to make estimates, judgments and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of our consolidated financial statements and the reported amounts of revenue and expenses during the periods presented. We rely on historical experience and on various other assumptions that we believe to be reasonable under the circumstances to make these estimates and ju" 6cc13a45-c57d-472f-bc7c-8bd52a58915a,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|capex-type,47.1,0001437749-23-003123,10-K,md_and_a,0000024741,GLW,Corning Inc.,2023-02-13,june,8104,55071,True,0.1276,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations   The following Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) was prepared to provide a historical and prospective narrative on our financial condition and results of operations through the eyes of management and should be read in conjunction with our consolidated financial statements and the accompanying notes to those financial statements. The discussion and analysis of the 2021 to 2020 year-over-year changes are not included herein and can be found in the “Management’s Discussion and Analysis of Financial Conditions and Results of Operations” in our Annual Report on Form 10-K for the year ended December 31, 2021.   Our MD&A is organized as follows:     OVERVIEW    We introduced our 2020-to-2023 Strategy & Growth Framework with a focus on capturing opportunities to sell more Corning content through each of our Market-Access Platforms. Our goals included core sales growth at a compound annual growth rate of 6 to 8 percent. From 2019, when we first introduced the new framework, through 2022, we grew core sales at a greater than 8 percent CAGR, even in the face of ongoing external challenges. Over the past four years, we advanced significant strategic initiatives, including fiber-to-the-home and data center solutions in Optical Communications, delivering on our gasoline particulate filter content opportunity in Environmental Technologies, introducing Ceramic Shield with Apple in Specialty Materials and ramping our Gen 10.5 plants to extend our leadership in Display Technologies. In addition, we made major progress on our emerging innovations; we gained significant traction in our Automotive Glass Solutions business; and our pharmaceutical packaging portfolio played a central role in combatting the global pandemic and supported the delivery of more than 8 billion COVID-19 doses. These achievements have helped extend ou" 74286777-baa5-472d-9ad2-017e4a9a9e71,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|capex-type,47.1,0000874761-26-000063,10-K,md_and_a,0000874761,AES,AES Corporation,2026-03-02,june,21746,142690,True,0.0387,"ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS For discussion of the Company's year ended December 31, 2024 compared to the year ended December 31, 2023, refer to Item 7. —Management's Discussion and Analysis of Financial Condition and Results of Operations in our 2024 Form 10-K filed with the SEC on March 11, 2025. Executive Summary In 2025, AES delivered on its strategic and financial objectives. We completed construction of 3.2 GW of renewables and energy storage, and signed long-term PPAs for an additional 4.0 GW of new renewable energy. See Overview of our Strategy included in Item 1.— Business of this Form 10-K for further information. Compared with last year, net income decreased $640 million, from $802 million to $162 million. This decrease is mainly driven by the prior year gain on sale of AES Brasil, lower earnings at the Energy Infrastructure SBU primarily due to higher prior year revenues from the monetization of the Warrior Run coal plant PPA and lower net derivative gains, higher day-one losses on the commencement of sales-type leases at AES Clean Energy, and higher unrealized foreign currency losses; partially offset by income tax benefit mainly driven by tax credit transfers compared to prior year income tax expense, higher contributions from new projects and better hydrology in the Renewables SBU, and higher retail margin at the Utilities SBU under the 2024 Base Rate Order at AES Indiana and the 2024 DRC Settlement at AES Ohio. Adjusted EBITDA, a non-GAAP measure, increased $232 million, from $2,639 million to $2,871 million, mainly driven by higher contributions from new projects and better hydrology in the Renewables SBU, and higher retail margin at the Utilities SBU; partially offset by higher prior year revenues from the monetization of the Warrior Run coal plant PPA in the Energy Infrastructure SBU, the sale of AES Brasil in the prior year, and the impact of the AES Ohio and AGIC sell-downs. A" 792a732f-a11d-4111-8428-a2bf596a894b,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|capex-type,47.1,0001564590-18-002873,10-K,md_and_a,0000906107,EQR,Equity Residential,2018-02-22,june,7369,48830,True,0.1095,"Item 7.  Management’s Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of the results of operations and financial condition of the Company and the Operating Partnership should be read in connection with the Consolidated Financial Statements and Notes thereto.  Due to the Company’s ability to control the Operating Partnership and its subsidiaries, the Operating Partnership and each such subsidiary entity has been consolidated with the Company for financial reporting purposes, except for two unconsolidated operating properties.  Capitalized terms used herein and not defined are as defined elsewhere in this Annual Report on Form 10-K for the year ended December 31, 2017. Forward-Looking Statements Forward-looking statements in this Item 7 as well as elsewhere in this Annual Report on Form 10-K are intended to be made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.  These statements are based on current expectations, estimates, projections and assumptions made by management.  While the Company’s management believes the assumptions underlying its forward-looking statements are reasonable, such information is inherently subject to uncertainties and may involve certain risks, which could cause actual results, performance or achievements of the Company to differ materially from anticipated future results, performance or achievements expressed or implied by such forward-looking statements.  Many of these uncertainties and risks are difficult to predict and beyond management’s control.  Forward-looking statements are not guarantees of future performance, results or events.  The forward-looking statements contained herein are made as of the date hereof and the Company undertakes no obligation to update or supplement these forward-looking statements.  Factors that might cause such differences include, but are not limited to the following: Forward-looking statements" b6d4df54-f5e6-42b1-917c-581219f262b6,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|capex-type,47.1,0001628280-25-005905,10-K,md_and_a,0001674101,VRT,Vertiv,2025-02-18,june,4276,28584,True,0.1253,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operation Unless the context otherwise indicates or requires, references to “the Company,” “Vertiv,” “we,” “us” and “our” refer to Vertiv Holdings Co, a Delaware corporation, and its consolidated subsidiaries; and “GSAH” refers to GS Acquisition Holdings Corp prior to the Business Combination. In addition, dollar amounts are stated in millions, except for per share amounts. You should read the following discussion and analysis of our financial condition and results of operations in conjunction with the Consolidated Financial Statements and the notes thereto included elsewhere in this Annual Report. We have omitted the discussion on our results of operations for the year ended December 31, 2022, which discussion was previously included in Item 7 of our 2023 Annual Report on Form 10-K, filed with the SEC on February 23, 2024. Overview We are a global leader in the design, manufacturing and servicing of critical digital infrastructure technology that powers, cools, deploys, secures and maintains electronics that process, store and transmit data. We primarily provide this technology to data centers, communication networks and commercial & industrial environments worldwide. We aim to help create a world where critical technologies always work, and where we empower the vital applications of the digital world. Outlook and Trends Below is a summary of trends and events that are currently affecting, or may in the future affect, our business, operations and short-term outlook: • Increased Tariffs: The global trade environment continues to evolve rapidly. In response to escalating pressures and geopolitical uncertainties surrounding global supply chains, we continue to pursue a supply chain strategy of geographic resilience. This includes adding regional sourcing and manufacturing options to complement our existing global supply chain. For example, in 2024, we expanded and strengthened our suppl" e412721a-fd71-4d22-bd07-a778c8cfd7e1,holdout,True,productive,10-K md_and_a|june|shown<0.25|conf>0.7|capex-type,47.1,0001166691-18-000004,10-K,md_and_a,0001166691,CMCSA,Comcast,2018-01-31,june,11904,80156,True,0.0911,"Item 7: Management’s Discussion and Analysis of Financial Condition and Results of Operations We are a global media and technology company with two primary businesses, Comcast Cable and NBCUniversal. We present our operations for Comcast Cable in one reportable business segment, referred to as Cable Communications, and our operations for NBCUniversal in four reportable business segments: Cable Networks, Broadcast Television, Filmed Entertainment and Theme Parks (collectively, the “NBCUniversal segments”). The following provides an overview of our businesses. Table of Contents Cable Communications Segment Comcast Cable is one of the nation’s largest providers of video, high-speed Internet, voice, and security and automation services (“cable services”) to residential customers under the Xfinity brand ; we also provide these and other services to business customers and sell advertising. As of December 31, 2017 , our cable systems had 29.3 million total customer relationships, including 27.2 million residential customer relationships and 2.2 million business customer relationships, and passed more than 57 million homes and businesses. Our Cable Communications segment generates revenue primarily from residential and business customers that subscribe to our cable services, which we market individually and as bundled services, and from the sale of advertising. Customers are typically billed in advance on a monthly basis based on the services and features they receive and the types of equipment they use . A portion of our residential customers are subject to minimum-term contracts for their cable services, which are typically 2 years in length. Substantially all of our business customers are initially under minimum-term contracts, which typically range from 2 to 5 years. Customers with minimum-term contracts may only discontinue service in accordance with the terms of their contracts. NBCUniversal Segments NBCUniversal is one of the world’s leading media " 340bee67-818c-4afa-91f4-6717347c99f2,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|ma_integration,150.2,0000062709-24-000016,10-K,md_and_a,0000062709,MRSH,Marsh McLennan,2024-02-12,june,10124,66726,True,0.1152,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations. General Marsh & McLennan Companies Inc., and its consolidated subsidiaries (the ""Company"") is a global professional services firm in the areas of risk, strategy and people. The Company helps clients build the confidence to thrive through the power of perspective of its four market-leading businesses. With annual revenue of $23 billion, the Company has more than 85,000 colleagues advising clients in over 130 countries. Marsh provides data-driven risk advisory services and insurance solutions to commercial and consumer clients. Guy Carpenter develops advanced risk, reinsurance and capital strategies that help clients grow profitably and pursue emerging opportunities. Mercer delivers advice and technology-driven solutions that help organizations redefine the world of work, reshape retirement and investment outcomes, and unlock health and well-being for a changing workforce. Oliver Wyman Group serves as a critical strategic, economic and brand advisor to private sector and governmental clients. The four businesses also collaborate together to deliver new solutions to help clients manage complex and interconnected risks. The Company conducts business through two segments: • Risk and Insurance Services includes risk management activities (risk advice, risk transfer and risk control and mitigation solutions) as well as insurance and reinsurance broking and services. The Company conducts business in this segment through Marsh and Guy Carpenter. • Consulting includes health, wealth and career advice, solutions and products, and specialized management, strategic, economic and brand consulting services. The Company conducts business in this segment through Mercer and Oliver Wyman Group. The results of operations in the Management Discussion & Analysis (""MD&A"") include an overview of the Company’s consolidated 2023 results compared to the 2022 results, and should be read in conju" 377d0494-adc2-47ff-834d-9bc3645ae815,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|ma_integration,150.2,0000051253-24-000006,10-K,md_and_a,0000051253,IFF,International Flavors & Fragrances,2024-02-28,june,9491,62645,True,0.1383,"ITEM 7.    MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS. (UNLESS INDICATED OTHERWISE, DOLLARS IN MILLIONS EXCEPT PER SHARE AMOUNTS) OVERVIEW Company Background On February 1, 2021, one of our wholly owned subsidiaries merged with and into the N&B Business (the “Merger”), pursuant to a Merger Agreement with DuPont. The shares issued in the Merger represented approximately 55.4% of the common stock of IFF on a fully diluted basis, after giving effect to the Merger, as of February 1, 2021. The N&B Business is an innovation-driven and customer-focused business that provides solutions for the global food and beverage, dietary supplements, home and personal care, energy, animal nutrition and pharma markets. The transaction was made in order to strengthen IFF ’ s customer base and market presence, with an enhanced position in the food & beverage, home & personal care and health & wellness markets. See Note 3 to the Consolidated Financial Statements for additional information related to the N&B Transaction. As a result of the N&B Transaction, and following our prior 2018 acquisition of Frutarom Industries Ltd., we have expanded our global leadership positions, which now include high-value ingredients and solutions in the Food & Beverage, Home & Personal Care and Health & Wellness markets, and across key Taste, Texture, Scent, Nutrition, Enzymes, Cultures, Soy Proteins, Pharmaceutical Excipients and Probiotics categories. 33 Table of Contents We are organized into four segments: Nourish, Health & Biosciences, Scent and Pharma Solutions. Our consolidated financial information for the years ended December 31, 2023 and 2022 reflects the results of N&B for the full twelve months of 2023 and 2022 , whereas the year ended December 31, 2021 only reflects the results of N&B for eleven months of 2021. Our Nourish segment consists of an innovative and broad portfolio of natural-based ingredients to enhance nutritional value, texture an" 3b9336a3-b1ca-4a19-8915-f19dba220e36,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|ma_integration,150.2,0000927066-18-000030,10-K,md_and_a,0000927066,DVA,DaVita,2018-02-23,june,15822,105595,True,0.0645,"Item 7.        Management’s Discussion and Analysis of Financial Condition and Results of Operations. Forward-looking statements This Annual Report on Form 10-K, including this Management’s Discussion and Analysis of Financial Condition and Results of Operations, contains statements that are forward-looking statements within the meaning of the federal securities laws. All statements that do not concern historical facts are forward-looking statements and include, among other things, statements about our expectations, beliefs, intentions and/or strategies for the future. These forward-looking statements may include statements regarding our future operations, financial condition and prospects, such as expectations for treatment growth rates, revenue per treatment, expense growth, levels of the provision for uncollectible accounts receivable, operating income, cash flow, operating cash flow, estimated tax rates, estimated charges and accruals, capital expenditures, the development of new dialysis centers and dialysis center acquisitions, government and commercial payment rates, revenue estimating risk and the impact of our level of indebtedness on our financial performance, and including earnings per share. These statements involve substantial known and unknown risks and uncertainties that could cause our actual results to differ materially from those described in the forward-looking statements, including risks resulting from the concentration of profits generated by higher-paying commercial payor plans for which there is continued downward pressure on average realized payment rates, and a reduction in the number of patients under such plans, including as a result of restrictions or prohibitions on the use and/or availability of charitable premium assistance, which may result in the loss of revenues or patients, or our making incorrect assumptions about how our patients will respond to any change in financial assistance from charitable organizations; the extent to which" c6bdecca-7ebb-4e1d-ba55-754b8b8f2522,holdout,True,productive,10-K md_and_a|june|shown<0.25|conf>0.7|ma_integration,150.2,0001047469-19-000624,10-K,md_and_a,0000001800,ABT,Abbott Laboratories,2019-02-22,june,13386,89558,True,0.0607,"ITEM 7.    MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Financial Review         Abbott's revenues are derived primarily from the sale of a broad line of health care products under short-term receivable arrangements. Patent protection and licenses, technological and performance features, and inclusion of Abbott's products under a contract most impact which products are sold; price controls, competition and rebates most impact the net selling prices of products; and foreign currency translation impacts the measurement of net sales and costs. Abbott's primary products are cardiovascular and neuromodulation products, diagnostic testing products, nutritional products and branded generic pharmaceuticals. Sales in international markets comprise approximately 65 percent of consolidated net sales.         Over the last several years, Abbott proactively shaped the company with the strategic intent to deliver sustainable growth in all of its businesses. Significant steps over the last three years included: • In January 2017, Abbott acquired St. Jude Medical, Inc. (St. Jude Medical), a global medical device manufacturer, for approximately $23.6 billion, including approximately $13.6 billion in cash and approximately $10 billion in Abbott common shares, based on Abbott's closing stock price on the acquisition date. As part of the acquisition, Abbott assumed, repaid or refinanced approximately $5.9 billion of St. Jude Medical's debt. The acquisition provided expanded opportunities for future growth and is an important part of the company's effort to develop a strong, diverse portfolio. The combined business competes in nearly every area of the $30 billion global cardiovascular device market, as well as in neuromodulation which treats chronic pain and movement disorders. • In October 2017, Abbott acquired Alere Inc. (Alere), a diagnostic device and service provider, for $51.00 per common share in cash, which equated " db407ee8-e5e7-4a21-8d99-8500a146dc03,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|ma_integration,150.2,0001628280-22-003991,10-K,md_and_a,0001699150,IR,Ingersoll Rand,2022-02-25,june,10096,67006,True,0.0999,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion contains management’s discussion and analysis of our financial condition and results of operations and should be read together with our audited consolidated financial statements and related notes to our consolidated financial statements included elsewhere in this Form 10-K. This discussion contains forward-looking statements and involves numerous risks and uncertainties. Our actual results may differ materially from those anticipated in any forward-looking statements as a result of many factors, including those set forth under the “Special Note Regarding Forward-Looking Statements,” “Item 1A. Risk Factors” and elsewhere in this Form 10-K. Executive Overview Our Company Ingersoll Rand is a global market leader with a broad range of innovative and mission-critical air, fluid, energy and medical technologies, providing services and solutions to increase industrial productivity and efficiency. We manufacture one of the broadest and most complete ranges of compressor, pump, vacuum and blower products in our markets, which, when combined with our global geographic footprint and application expertise, allows us to provide differentiated product and service offerings to our customers. Our products are sold under a collection of premier, market-leading brands, including Ingersoll Rand, Gardner Denver, Nash, CompAir, Thomas, Milton Roy, Seepex, Elmo Rietschle, ARO, Robuschi, Emco Wheaton and Runtech Systems, 23 Table of Contents which we believe are globally recognized in their respective end-markets and known for product quality, reliability, efficiency and superior customer service. These attributes, along with over 160 years of engineering heritage, generate strong brand loyalty for our products and foster long-standing customer relationships, which we believe have resulted in leading market positions within each of our operating segments. We have sales i" 3393cef2-ac08-45a3-8e1b-1826f7553bb0,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|other,27.5,0000814547-16-000035,10-K,md_and_a,0000814547,FICO,Fair Isaac,2016-11-10,june,11725,77293,True,0.0473,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations Our Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) includes the following: a business overview that provides a high level summary of our strategies and initiatives, financial results and bookings trends that affect our business; a more detailed analysis of our results of operations; our liquidity and capital resources, which discusses key aspects of our statements of cash flows, changes in our balance sheets and our financial commitments; and a summary of our critical accounting policies and estimates we believe are important to understanding the assumptions and judgments incorporated in our reported financial results. Our MD&A should be read in conjunction with Item 8, Financial Statements and Supplementary Data , of this Annual Report on Form 10-K. The following discussion contains forward-looking statements that are subject to risks and uncertainties. Actual results may differ from those referred to herein due to a number of factors, including but not limited to risks described in Item 1A, Risk Factors , in this Annual Report on Form 10-K. BUSINESS OVERVIEW Strategies and Initiatives During fiscal 2016 , our growth initiatives continued to generate significant free cash flow. We utilized our cash to enhance shareholder value through investments in long-term growth initiatives; acquisitions of relevant technologies and products that strengthen our portfolio and competitive position; and our share repurchase programs. We continued to invest in our growth initiatives that expand our addressable markets. We expanded our traditional on-premises software into cloud-based solutions in our Applications and Decision Management Software (formerly “Tools”) segments to provide growth opportunities with customers that can benefit from the affordability and simplicity of these solutions. Our software solutions are available through " 6e22e988-c469-4fc3-ba64-3819a54edd47,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|other,27.5,0001510295-23-000012,10-K,md_and_a,0001510295,MPC,Marathon Petroleum,2023-02-23,june,14233,93099,True,0.0394,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations All statements in this section, other than statements of historical fact, are forward-looking statements that are inherently uncertain. See “Disclosures Regarding Forward-Looking Statements” and Item 1A. Risk Factors for a discussion of the factors that could cause actual results to differ materially from those projected in these statements. The following information concerning our business, results of operations and financial condition should also be read in conjunction with the information included under Item 1. Business, Item 1A. Risk Factors and Item 8. Financial Statements and Supplementary Data. EXECUTIVE SUMMARY Business Update For the year ended December 31, 2022, our results were favorably impacted by the continuing recovery in the environment in which our business operates. The increase in global demand for refined products and global commodity supply constraints have contributed to increases in the market prices of petroleum-based transportation fuels and in Refining & Marketing margins and Midstream throughputs. Supply has remained constrained for a variety of reasons, including, but not limited to, effects from refinery closures and disruptions in the crude oil and petroleum-based products markets resulting from the Russia-Ukraine conflict. We are unable to predict the potential effects that resurgences of COVID-19 or the continuance or escalation of the military conflict between Russia and Ukraine, and related sanctions or market disruptions, may have on our financial position and results. It remains uncertain how long these conditions may last or how severe they may become. In 2022, data indicated a sharp rise in inflation in the U.S. and globally. Current and future inflationary effects may be driven by, among other things, supply chain disruptions, governmental stimulus or fiscal policies and increasing demand for certain goods and services as recovery from" 76e9d02e-aafd-4345-8d65-639847753fb3,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|other,27.5,0000014272-17-000047,10-K,md_and_a,0000014272,BMY,Bristol Myers Squibb,2017-02-21,june,30660,204683,True,0.0223,"Item 7.        MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS. EXECUTIVE SUMMARY Bristol-Myers Squibb Company is a global specialty biopharmaceutical company whose mission is to discover, develop and deliver innovative medicines that help patients prevail over serious diseases. Refer to the Summary of Abbreviated Terms at the end of this 2016 Form 10-K for terms used throughout the document. In 2016, we received 19 approvals for new medicines and additional indications and formulations of currently marketed medicines in major markets (the U.S., EU and Japan) as well as announced multiple regulatory milestone achievements for Opdivo . We also encountered a significant setback in first-line lung cancer with the announcement of negative results of CheckMate-026 and we announced we would not pursue an accelerated regulatory pathway for the Opdivo + Yervoy combination therapy in first-line lung cancer. We are pursuing a broad program in first-line lung cancer encompassing combinations of Opdivo+Yervoy, Opdivo and chemotherapy and Opdivo combined with Yervoy and chemotherapy. We are also committed to investigating Opdivo in combination with Yervoy and other anti-cancer agents for other tumor types. We continue to believe that the breadth and depth of our IO portfolio positions us well for the future. We have 10 new IO compounds in clinical development and trials across 35 different tumor types. In October 2016, we announced an evolution to our operating model which is discussed in ""—Strategy"" below. Our revenues increased by 17% in 2016 as a result of higher Opdivo , Eliquis and Orencia product sales. These impacts were partially offset by the expiration of our U.S. commercialization rights to Abilify* , the transfer of Erbitux* rights in North America and increased competition for Reyataz, Sustiva and Baraclude in certain markets. The increase in GAAP EPS from $0.93 in 2015 to $2.65 in 2016 was d" 79389851-294c-404a-aa2e-0c87f0145ca9,holdout,True,productive,10-K md_and_a|june|shown<0.25|conf>0.7|other,27.5,0000712515-23-000028,10-K,md_and_a,0000712515,EA,Electronic Arts,2023-05-24,june,7944,51437,True,0.1774,"Item 7:      Management’s Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW The following overview is a high-level discussion of our operating results, as well as some of the trends and drivers that affect our business. Management believes that an understanding of these trends and drivers provides important context for our results for the fiscal year ended March 31, 2023, as well as our future prospects. This summary is not intended to be exhaustive, nor is it intended to be a substitute for the detailed discussion and analysis provided elsewhere in this Form 10-K, including in the “Business” section and the “Risk Factors” above, the remainder of “Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”)” or the Consolidated Financial Statements and related Notes. About Electronic Arts Electronic Arts is a global leader in digital interactive entertainment. We develop, market, publish and deliver games, content and services that can be experienced on game consoles, PCs, mobile phones and tablets. At our core is a portfolio of intellectual property from which we create innovative games and experiences that deliver high-quality entertainment and drive engagement across our network of hundreds of millions of unique active accounts. Our portfolio includes brands that we either wholly own (such as Apex Legends , Battlefield, and The Sims) or license from others (such as Madden NFL, Star Wars, and the 300+ licenses within our global football ecosystem). Through our live services offerings, we offer our players high-quality experiences designed to provide value to players, and extend and enhance gameplay. These live services include extra content, subscription offerings and other revenue generated in addition to the sale of our base games. We are focusing on building games and experiences that grow the global online communities around our key franchises; reaching more players through connecting interac" b33f5178-02b9-4563-8154-26dbb8694ce8,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|other,27.5,0001144204-12-047660,10-K,md_and_a,0001116132,TPR,"Tapestry, Inc.",2012-08-22,june,7397,49328,True,0.1381,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion of Coach’s financial condition and results of operations should be read together with Coach’s financial statements and notes to those statements, included elsewhere in this document. When used herein, the terms “Coach,” “Company,” “we,” “us” and “our” refer to Coach, Inc., including consolidated subsidiaries. EXECUTIVE OVERVIEW Coach is a leading American marketer of fine accessories and gifts for women and men. Our product offerings include women’s and men’s bags, accessories, business cases, footwear, wearables, jewelry, sunwear, travel bags, watches and fragrance. Coach operates in two segments: Direct-to-Consumer and Indirect. The Direct-to-Consumer segment includes sales to consumers through Coach-operated stores in North America; Japan; Hong Kong, Macau and mainland China; Taiwan; Singapore and the Internet. Beginning with the first quarter of fiscal 2013, this segment also includes Coach-operated stores in Malaysia and Korea. The Indirect segment includes sales to wholesale customers and distributors in over 20 countries, including the United States, and royalties earned on licensed product. As Coach’s business model is based on multi-channel international distribution, our success does not depend solely on the performance of a single channel or geographic area. In order to sustain growth within our global framework, we continue to focus on two key growth strategies: increased global distribution, with an emphasis on North America and China, and improved store sales productivity. To that end we are focused on four key initiatives: 27     TABLE OF CONTENTS We believe the growth strategies described above will allow us to deliver long-term superior returns on our investments and drive increased cash flows from operating activities. However, the current macroeconomic environment, while stabilizing, has created a challenging retail" 43e305cc-4046-4d49-a7e8-bcdd366657c4,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|technology-type,16.7,0001628280-23-009175,10-K,md_and_a,0000719955,WSM,"Williams-Sonoma, Inc.",2023-03-24,june,5241,34595,True,0.179,"ITEM 7.    MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our financial condition, results of operations, and liquidity and capital resources for the 52 weeks ended January 29, 2023 (“fiscal 2022”), and the 52 weeks ended January 30, 2022 (“fiscal 2021”) should be read in conjunction with our Consolidated Financial Statements and notes thereto. All explanations of changes in operational results are discussed in order of magnitude. A discussion and analysis of our financial condition, results of operations, and liquidity and capital resources for the 52 weeks ended January 30, 2022 (“fiscal 2021”), compared to the 52 weeks ended January 31, 2021 (“fiscal 2020”), can be found under Item 7 in our Annual Report on Form 10-K for fiscal 2021, filed with the SEC on March 28, 2022, which is available on the SEC’s website at www.sec.gov and under the Financial Reports section of our Investor Relations website. OVERVIEW Williams-Sonoma, Inc. is a specialty retailer of high-quality sustainable products for the home. Our products, representing distinct merchandise strategies — Williams Sonoma, Pottery Barn, Pottery Barn Kids, Pottery Barn Teen, West Elm, Williams Sonoma Home, Rejuvenation, and Mark and Graham — are marketed through e-commerce websites, direct-mail catalogs and retail stores. These brands are also part of The Key Rewards, our loyalty and credit card program that offers members exclusive benefits across the Williams-Sonoma family of brands. We operate in the U.S., Puerto Rico, Canada, Australia and the United Kingdom, offer international shipping to customers worldwide, and have unaffiliated franchisees that operate stores in the Middle East, the Philippines, Mexico, South Korea and India, as well as e-commerce websites in certain locations. We are also proud to be a leader in our industry with our Environmental, Social and Governance (“ESG”) efforts. During fiscal 2021 and contin" 45d374d9-b8bd-462e-9f1e-f141a5db5721,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|technology-type,16.7,0001091667-20-000024,10-K,md_and_a,0001091667,CHTR,Charter Communications,2020-01-31,june,7384,48955,True,0.1339,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations. Reference is made to “Part I. Item 1A. Risk Factors” and “Cautionary Statement Regarding Forward-Looking Statements,” which describe important factors that could cause actual results to differ from expectations and non-historical information contained herein. In addition, the following discussion should be read in conjunction with the audited consolidated financial statements and accompanying notes thereto of Charter included in “Part II. Item 8. Financial Statements and Supplementary Data.” Overview We are the second largest cable operator in the United States and a leading broadband communications services company providing video, Internet and voice services to approximately 29.2 million residential and small and medium business customers at December 31, 2019 . We also offer mobile service to residential customers and recently launched mobile service to small and medium business customers. In addition, we sell video and online advertising inventory to local, regional and national advertising customers and tailored communications and managed solutions to larger enterprise customers. We also own and operate regional sports networks and local sports, news and community channels. See “Part I. Item 1. Business — Products and Services” for further description of these services, including customer statistics for different services. In 2019, with the integration of TWC and Bright House substantially behind us, we are realizing the benefits of operating as one company, with a unified product, marketing and service infrastructure. We remain focused on driving customer relationship growth 26 by deploying superior products and services packaged with attractive pricing. We expect our insourced, high quality workforce will continue to drive an improved customer experience which will result in lower customer churn, longer customer lifetimes and, combined with our continued ram" 7e1b0a31-6918-49a8-8e7a-ca973f9d41e3,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|technology-type,16.7,0001645590-23-000117,10-K,md_and_a,0001645590,HPE,Hewlett Packard Enterprise,2023-12-22,june,13385,88968,True,0.0862,"ITEM 7. Management's Discussion and Analysis of Financial Condition and Results of Operations. For purposes of this Management's Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) section, we use the terms “Hewlett Packard Enterprise,” “HPE,” “the Company,” “we,” “us,” and “our” to refer to Hewlett Packard Enterprise Company. This section of this Form 10-K generally discusses fiscal 2023 and fiscal 2022 items and year-to-year comparisons between fiscal 2023 and fiscal 2022. Discussions of fiscal 2021 items and year-to-year comparisons between fiscal 2022 and fiscal 2021 that are not included in this Form 10-K can be found in “Part II, Item 7, Management's Discussion and Analysis of Financial Condition and Results of Operations” of the Company's Annual Report on Form 10-K for the fiscal year October 31, 2022, as filed with the SEC on December 8, 2022, which is available on the SEC's website at www.sec.gov. We intend the discussion of our financial condition and results of operations that follows to provide information that will assist the reader in understanding our Consolidated Financial Statements, changes in certain key items in those financial statements from year to year, and the primary factors that accounted for those changes, as well as how certain accounting principles, policies and estimates affect our Consolidated Financial Statements. This discussion should be read in conjunction with our Consolidated Financial Statements and the related notes that appear elsewhere in this document. This MD&A is organized as follows: • Trends and Uncertainties. A discussion of material events and uncertainties known to management, such as the mixed macroeconomic environment, supply chain constraints (though easing), uneven demand across our portfolio, increased demand for and adoption of new technologies, conservative customer spending environment, inflationary trend and foreign exchange pressures, and recent tax developments. • Executive" 7ea8c69b-f9ed-4c0b-9078-671201eac4e6,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|technology-type,16.7,0001609711-25-000023,10-K,md_and_a,0001609711,GDDY,GoDaddy,2025-02-20,june,6469,43041,True,0.161,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read together with our financial statements and related notes included in ""Financial Statements and Supplementary Data."" Some of the information contained in this discussion and analysis, including information with respect to our plans and strategies for our business, includes forward-looking statements involving significant risks and uncertainties. As a result of many factors, such as those set forth in ""Risk Factors,"" actual results may differ materially from the results described in, or implied by, these forward-looking statements. This section generally discusses 2024 and 2023 items and year-to-year comparisons between 2024 and 2023. Discussion of 2022 items and comparisons between 2023 and 2022 that are not included in this Form 10-K can be found in ""Management's Discussion and Analysis of Financial Condition and Results of Operations"" in our Form 10-K for the year ended December 31, 2023. (Throughout the tables and this discussion and analysis, dollars are in millions, excluding average revenue per user (ARPU), and shares are in thousands.) Overview We serve a large market of entrepreneurs, through the development and delivery of easy-to-use products in a one stop shop solution alongside personalized guidance. We serve small businesses, individuals, organizations, developers, designers and domain investors. We manage and report our business in the following two segments: • Applications and Commerce (A&C) , which primarily consists of sales of products containing proprietary software, notably our website building products, as well as our proprietary commerce solutions and third-party email and productivity solutions and sales of certain products when they are included in bundled offerings of our proprietary software products. • Core Platform (Core) , which primarily con" c3625cea-94e8-4174-acf5-01ef0fec183c,holdout,False,productive,10-K md_and_a|june|shown<0.25|conf>0.7|technology-type,16.7,0001811074-22-000014,10-K,md_and_a,0001811074,TPL,Texas Pacific Land Corporation,2022-02-23,june,4496,28935,True,0.1633,"Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations.   The following Management’s Discussion and Analysis of Financial Condition and Results of Operation (“MD&A”) is intended to help the reader understand the results of operations and financial condition of Texas Pacific Land Corporation. MD&A is provided as a supplement to, and should be read in conjunction with, our consolidated financial statements and the accompanying Notes to Financial Statements included in Part II, Item 8 of this Form 10-K. This discussion and analysis contains forward-looking statements that involve risks, uncertainties and assumptions. Actual results may differ materially from those anticipated in these forward looking statements as a result of various factors, including, but not limited to, those factors presented in Item 1A. “Risk Factors” and elsewhere in this Annual Report on Form 10-K. This section generally discusses the results of our operations for the year ended December 31, 2021 compared to the year ended December 31, 2020. For a discussion of the year ended December 31, 2020 compared to the year ended December 31, 2019, please refer to Part II, Item 7. “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in our Annual Report on Form 10-K for the year ended December 31, 2020.   Overview   TPL was originally organized in 1888 as a business trust to hold title to extensive tracts of land in numerous counties in West Texas which were previously the property of the Texas and Pacific Railway Company. As discussed in Item 1. “Business — General — Corporate Reorganization,” on January 11, 2021, we completed our Corporate Reorganization from a business trust to a corporation changing our name from Texas Pacific Land Trust to Texas Pacific Land Corporation. For an overview of our business and discussion of our business segments, see Item 1. “Business — General.” Our business activity is generated from our sur" 0f831cdf-4696-4ef1-8168-1a8bca99235d,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|capex-type,1.4,0000875045-22-000007,10-K,md_and_a,0000875045,BIIB,Biogen,2022-02-03,june,735,5134,True,1.0,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations located in our Annual Report on Form 10-K for the year ended December 31, 2020. Executive Summary Introduction Biogen is a global biopharmaceutical company focused on discovering, developing and delivering worldwide innovative therapies for people living with serious neurological and neurodegenerative diseases as well as related therapeutic adjacencies. We have a leading portfolio of medicines to treat multiple sclerosis (MS), have introduced the first approved treatment for spinal muscular atrophy (SMA) and are providing the first and only approved treatment to address a defining pathology of Alzheimer’s disease. We also commercialize biosimilars of advanced biologics and focus on advancing our pipeline in neuroscience and specialized immunology. Lastly, we are focused on accelerating our efforts in digital health to support our commercial and pipeline programs while also creating opportunities for potential digital therapeutics. We support our drug discovery and development efforts through the commitment of significant resources to discovery, research and development programs and business development opportunities. Our marketed products include TECFIDERA, VUMERITY, AVONEX, PLEGRIDY, TYSABRI and FAMPYRA for the treatment of MS; SPINRAZA for the treatment of SMA; ADUHELM for the treatment of Alzheimer's disease; and FUMADERM for the treatment of severe plaque psoriasis. We have certain business and financial rights with respect to RITUXAN for the treatment of non-Hodgkin's lymphoma, CLL and other conditions; RITUXAN HYCELA for the treatment of non-Hodgkin's lymphoma and CLL; GAZYVA for the treatment of CLL and follicular lymphoma; OCREVUS for the treatment of PPMS and RMS; and other potential anti-CD20 therapies, including mosunetuzumab, pursuant to our collaboration arrangements with Genentech, a wholly- owned member of the Roche Group. For additional information on our" 4981516e-b5ac-4daf-88e2-2297b2d8cb6b,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|capex-type,1.4,0000875045-26-000013,10-K,md_and_a,0000875045,BIIB,Biogen,2026-02-06,june,608,4207,True,1.0,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations located in our Annual Report on Form 10-K for the year ended December 31, 2024. EXECUTIVE SUMMARY INTRODUCTION Biogen is a global biopharmaceutical company focused on discovering, developing and delivering innovative therapies for people living with serious and complex diseases. We have a broad portfolio of medicines to treat MS, have introduced the first approved treatment for SMA, co-developed treatments to address a defining pathology of Alzheimer’s disease and launched the first approved treatment to target a genetic cause of ALS. We market the first and only drug approved in the U.S., the E.U. and certain international markets for the treatment of FA in adults and adolescents aged 16 years and older. We are focused on advancing our pipeline in neurology, specialized immunology and rare diseases. We support our drug discovery and development efforts through internal research and development programs, external collaborations and acquisitions. Our marketed products include VUMERITY, TYSABRI, TECFIDERA, AVONEX and PLEGRIDY for the treatment of MS; SPINRAZA for the treatment of SMA; SKYCLARYS for the treatment of FA; and QALSODY for the treatment of ALS. We also have collaborations with Eisai on the commercialization of LEQEMBI for the treatment of Alzheimer's disease and Supernus on the commercialization of ZURZUVAE for the treatment of PPD. We have certain business and financial rights with respect to RITUXAN for the treatment of non-Hodgkin's lymphoma, CLL and other conditions; RITUXAN HYCELA for the treatment of non-Hodgkin's lymphoma and CLL; GAZYVA for the treatment of CLL, follicular lymphoma and, following its approval in October 2025, lupus nephritis; OCREVUS for the treatment of PPMS and RMS; LUNSUMIO for the treatment of relapsed or refractory follicular lymphoma; COLUMVI, a bispecific antibody for the treatment of non-Hodgkin's lymphoma; and have the option t" 908bb91a-076d-4514-8c9d-c30fee522f86,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|capex-type,1.4,0001051470-24-000062,10-K,md_and_a,0001051470,CCI,Crown Castle,2024-02-23,june,1131,7672,True,1.0,"Item 7.      Management's Discussion and Analysis of Financial Condition and Results of Operations General Overview Overview We own, operate and lease shared communications infrastructure. See ""Item 1. Business"" for a further discussion of our business, including our long-term strategy, our REIT status, certain key terms of our tenant contracts and growth trends in the demand for data. Site rental revenues represented 94% of our 2023 consolidated net revenues. The vast majority of our site rental revenues is of a recurring nature and has been contracted for in prior years. Highlights of Business Fundamentals and Results • We operate as a REIT for U.S. federal income tax purposes (see ""Item 1. Business—REIT Status"" and notes 2 and 9 to our consolidated financial statements) • Potential growth resulting from the increasing demand for data ◦ We expect existing and potential new tenant demand for our communications infrastructure will result from (1) new technologies, (2) increased usage of mobile entertainment, mobile internet, and machine-to-machine applications, (3) adoption of other emerging and embedded wireless devices (including smartphones, laptops, tablets, wearables and other devices), (4) increasing smartphone penetration, (5) wireless carrier focus on expanding both network quality and capacity, including the use of both towers and small cells, (6) the adoption of other bandwidth-intensive applications (such as cloud services and video communications), (7) the availability of additional spectrum and (8) increased government initiatives to support connectivity throughout the U.S. ◦ We expect U.S. wireless carriers will continue to focus on improving network quality and expanding capacity (including through 5G initiatives) by utilizing a combination of towers and small cells. We believe our product offerings of towers and small cells provide a comprehensive solution to our wireless tenants' growing communications infrastructure needs. ◦ We expect organiz" 974a34e5-bfa3-4dfb-9896-2fe5668ca85c,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|capex-type,1.4,0001111711-19-000008,10-K,md_and_a,0001111711,NI,NiSource,2019-02-20,june,922,6084,True,1.0,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) N I S OURCE I NC . Other Information Critical Accounting Policies We apply certain accounting policies based on the accounting requirements discussed below that have had, and may continue to have, significant impacts on our operations and Consolidated Financial Statements. Basis of Accounting for Rate-Regulated Subsidiaries. ASC Topic 980, Regulated Operations , provides that rate-regulated subsidiaries account for and report assets and liabilities consistent with the economic effect of the way in which regulators establish rates, if the rates established are designed to recover the costs of providing the regulated service and if the competitive environment makes it probable that such rates can be charged and collected. Certain expenses and credits subject to utility regulation or rate determination normally reflected in income are deferred on the Consolidated Balance Sheets and are recognized in income as the related amounts are included in service rates and recovered from or refunded to customers. The total amounts of regulatory assets and liabilities reflected on the Consolidated Balance Sheets were $2,237.5 million and $2,660.0 million at December 31, 2018 , and $1,801.2 million and $2,795.6 million at December 31, 2017 , respectively. For additional information, refer to Note 8 , “Regulatory Matters,” in the Notes to Consolidated Financial Statements. In the event that regulation significantly changes the opportunity for us to recover our costs in the future, all or a portion of our regulated operations may no longer meet the criteria for the application of ASC Topic 980, Regulated Operations . In such event, a write-down of all or a portion of our existing regulatory assets and liabilities could result. If transition cost recovery is approved by the appropriate regulatory bodies that would meet the requirements under GAAP for continued accou" ab06409a-633c-4ed4-80e8-3a5109f0d018,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|capex-type,1.4,0001111711-25-000008,10-K,md_and_a,0001111711,NI,NiSource,2025-02-12,june,929,6190,True,1.0,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) N I S OURCE I NC . (""2018 Plan"") is well underway, and we are continually adjusting to the dynamic energy landscape . As of December 31, we have placed in service owned renewable and storage projects, developed under BTAs, with combined nameplate capacities of 1,065 MW and 45 MW respectively. Renewable PPA projects with a combined nameplate capacity of 600 MW have also been placed in service. In addition, renewable and storage BTA projects with combined nameplate capacities of 1,085 MW and 56 MW, respectively, and renewable PPA projects with a combined nameplate capacity of 600 MW were under development as of December 31, all of which have received IURC approval. The capacity figure for BTA projects in development includes the Templeton Wind project. In October 2024, NIPSCO contracted with a developer to convert the previously approved Templeton Wind PPA to a BTA and has provided a notice of intent to file a CPCN with the IURC. In 2024, the IURC approved full ownership of the Cavalry, Dunns Bridge II, Fairbanks and Gibson and the cost of the Fairbanks project as contemplated in contractual actions. Full ownership of these projects allows NIPSCO to leverage provisions of the IRA, monetize renewable tax credits more effectively, and provide enhanced benefits to customers as compared to the previous tax equity partnership structure approved by the IURC. We remain on track to retire R.M Schahfer's remaining two coal units by the end of 2025. For additional information, see ""Results and Discussion of Operations - NIPSCO Operations,"" in this Management's Discussion. NIPSCO's 2021 Integrated Resource Plan (""2021 Plan"") lays out a timeline to retire the Michigan City Generating Station by the end of 2028. The 2021 Plan calls replacing the retiring coal units with a diverse portfolio of resources including demand side management resources, renewables, stand-alone energ" 995e2d39-205f-4ef1-a49e-2c1ed794220c,holdout,True,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.1,0000885725-24-000017,10-K,md_and_a,0000885725,BSX,Boston Scientific,2024-02-20,june,852,5747,True,1.0,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information management believes to be relevant to understanding the financial condition and results of operations of Boston Scientific Corporation and its subsidiaries for the years ended December 31, 2023 and 2022. For a full understanding of our financial condition and results of operations, this discussion should be read in conjunction with our consolidated financial statements and accompanying notes included in Item 8. Financial Statements and Supplementary Data of this Annual Report on Form 10-K. For additional information on our financial condition and results of operations for the year ended December 31, 2021, refer to Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations in our previously filed Annual Report on Form 10-K. Executive Summary Financial Highlights and Trends In 2023, our net sales were $14.240 billion, compared to $12.682 billion in 2022. This increase of $1.558 billion, or 12.3 percent, included operational 1 net sales growth of 13.1 percent and the negative impact of 80 basis points from foreign currency fluctuations. Operational net sales growth included organic 2 net sales growth of 12.3 percent in 2023 and the positive impact of 80 basis points driven by our majority stake investment in Acotec Scientific Holdings Limited (Acotec) and the acquisitions of Apollo Endosurgery, Inc. (Apollo) and Relievant Medsystems, Inc. (Relievant) during the first, second and fourth quarters of 2023, respectively, as well as the divestiture of our pathology business during the second quarter of 2023 and our acquisition of Baylis Medical Company Inc. (Baylis Medical) during the first quarter of 2022, for which there is less than a full period of comparable net sales. The increase in our net sales was primarily driven by recent acquisitions as well as the strength and diversity " a1bb0d92-21f1-4f89-947a-03159eba6994,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.1,0001193125-14-426571,10-K,md_and_a,0000010795,BDX,Becton Dickinson,2014-11-26,june,675,4774,True,1.0,"Item 7.     Management’s Discussion and Analysis of Financial Condition and Results of Operations The following commentary should be read in conjunction with the consolidated financial statements and accompanying notes. Within the tables presented throughout this discussion, certain columns may not add due to the use of rounded numbers for disclosure purposes. Percentages and earnings per share amounts presented are calculated from the underlying amounts. References to years throughout this discussion relate to our fiscal years, which end on September 30. Company Overview Description of the Company and Business Segments Becton, Dickinson and Company (“BD”) is a global medical technology company engaged principally in the development, manufacture and sale of a broad range of medical supplies, devices, laboratory equipment and diagnostic products used by healthcare institutions, life science researchers, clinical laboratories, the pharmaceutical industry and the general public. Our products are marketed in the United States and internationally through independent distribution channels and directly to end-users by BD and independent sales representatives. The commentary provided further below regarding BD’s financial results in 2014, 2013 and 2012 reflects a structure that consists of three worldwide business segments — BD Medical (“Medical”), BD Diagnostics (“Diagnostics”) and BD Biosciences (“Biosciences”). Effective October 1, 2014, BD’s organizational structure was realigned to better complement its customer-focused solutions strategy and is based on two principal business segments. The composition of the Medical segment remains unchanged and the former Diagnostics and Biosciences segments have been combined into one segment, BD Life Sciences (“Life Sciences”). BD’s financial reporting and business discussion will reflect the realigned structure in 2015. Additional discussion regarding this organization realignment is provided in Note 6 to the consol" b62dd35d-b7fe-4c0c-9df3-9ac049429762,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.1,0001111711-24-000011,10-K,md_and_a,0001111711,NI,NiSource,2024-02-21,june,921,6019,True,1.0,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) N I S OURCE I NC . December 31, 2023, we have executed and received IURC approval for BTAs and PPAs with a combined nameplate capacity of 1,950 MW and 1,400 MW, respectively, under the 2018 Plan. We have also taken contractual actions on a number of our other renewable projects to address the timing of these projects as well as consider the broad market issues facing the industry. We remain on track to retire R.M Schahfer's remaining two coal units by the end of 2025. On January 1, 2023, the provisions of the IRA became effective. On January 17, 2024, the IURC approved full ownership of the Cavalry and Dunns Bridge II projects, allowing NIPSCO to leverage provisions of the IRA to monetize tax credits for the benefit of customers in lieu of utilizing tax equity partnerships. We are evaluating the impact of this legislation on our remaining projects, with potential to drive increased value to customers. For additional information, see ""Results and Discussion of Operations - Electric Operations,"" in this Management's Discussion. In 2021, we announced and filed with the IURC the Preferred Energy Resource Plan associated with our 2021 Integrated Resource Plan (""2021 Plan""). The 2021 Plan lays out a timeline to retire the Michigan City Generating Station by the end of 2028. The 2021 Plan calls for the replacement of the retiring units with a diverse portfolio of resources including demand side management resources, incremental solar, stand-alone energy storage and upgrades to existing facilities at the Sugar Creek Generating Station, among other steps. Additionally, the 2021 Plan calls for a new natural gas peaking facility to replace existing vintage gas peaking facilities at the R.M. Schahfer Generating Station to support system reliability and resiliency, and upgrades to to the electric transmission system. In September of 2023, we filed a request for issuance of " ba642462-93b8-4c95-8e52-4dabeaeb2166,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.1,0000875045-25-000009,10-K,md_and_a,0000875045,BIIB,Biogen,2025-02-12,june,721,4963,True,1.0,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations located in our Annual Report on Form 10-K for the year ended December 31, 2023. EXECUTIVE SUMMARY INTRODUCTION Biogen is a global biopharmaceutical company focused on discovering, developing and delivering innovative therapies for people living with serious and complex diseases. We have a broad portfolio of medicines to treat MS, have introduced the first approved treatment for SMA, co-developed treatments to address a defining pathology of Alzheimer’s disease and launched the first approved treatment to target a genetic cause of ALS. We market the first and only drug approved in the U.S. and the E.U. for the treatment of FA in adults and adolescents aged 16 years and older. We are focused on advancing our pipeline in neurology, specialized immunology and rare diseases. We support our drug discovery and development efforts through internal research and development programs, external collaborations and acquisitions. Our marketed products include TECFIDERA, VUMERITY, AVONEX, PLEGRIDY and TYSABRI for the treatment of MS; SPINRAZA for the treatment of SMA; SKYCLARYS for the treatment of FA; QALSODY for the treatment of ALS; and FUMADERM for the treatment of severe plaque psoriasis. We also have collaborations with Eisai on the commercialization of LEQEMBI for the treatment of Alzheimer's disease and Sage on the commercialization of ZURZUVAE for the treatment of PPD. We have certain business and financial rights with respect to RITUXAN for the treatment of non-Hodgkin's lymphoma, CLL and other conditions; RITUXAN HYCELA for the treatment of non-Hodgkin's lymphoma and CLL; GAZYVA for the treatment of CLL and follicular lymphoma; OCREVUS for the treatment of PPMS and RMS; LUNSUMIO for the treatment of relapsed or refractory follicular lymphoma; COLUMVI, a bispecific antibody for the treatment of non-Hodgkin's lymphoma; and have the option to add other potential anti-CD20 therap" cd92fc99-0b49-42a6-bbca-d9c2b1bc1cd0,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.1,0001104659-16-099355,10-K,md_and_a,0001415404,SATS,EchoStar,2016-02-24,june,895,6099,True,1.0,"Item 7.        MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS - Continued   EchoStar Technologies Segment   Our EchoStar Technologies segment designs, develops and distributes secure end-to-end video technology solutions including digital set-top boxes and related products and technology, primarily for satellite TV service providers and telecommunication companies.  The primary customer for our digital set-top boxes is DISH Network Corporation and its subsidiaries (“DISH Network”), and we also our sell digital set-top boxes to Bell TV, a direct-to-home satellite service provider in Canada, Dish Mexico, S. de R.L. de C.V. (“Dish Mexico”), a joint venture that we entered into in 2008, and other international customers.  We depend on DISH Network for a substantial portion of our EchoStar Technologies segment revenue and we expect that DISH Network will continue to be the primary source of revenue for our EchoStar Technologies segment.  In addition, our equipment revenue from DISH Network depends on the timing of orders for set-top boxes and related accessories from DISH Network based on its actual and projected subscriber growth.  Therefore, the results of operations of our EchoStar Technologies segment are, and are likely to continue to be, closely linked to the performance of DISH Network’s pay-TV service.   Our EchoStar Technologies segment also provides digital broadcast operations, including satellite uplinking/downlinking, transmission services, signal processing, conditional access management, and other services, primarily to DISH Network and Dish Mexico.  In addition, we provide our TV Anywhere technology through Slingbox units directly to consumers via retail outlets and online, as well as to the pay-TV operator market.   Prior to 2015, Move Networks, our over-the-top (“OTT”), Streaming Video on Demand (“SVOD”) platform business, including certain assets that were distributed to us in August 2014 in connection wi" c7a3d112-5d60-4b6e-afb6-e8d91fe3f11e,holdout,False,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|other,1.0,0001157523-11-001210,10-K,md_and_a,0000037996,F,Ford Motor Company,2011-02-28,june,885,5951,True,1.0,"ITEM 7. Management's Discussion and Analysis of Financial Condition and Results of Operations (continued)     In 2010, global industry vehicle sales volume (including medium and heavy truck) is estimated to have increased to 73.9 million units, up 8.7 million units or 13% from 2009 levels. Excess Capacity.   According to IHS Automotive, an automotive research firm, in 2010 the estimated automotive industry global production capacity for light vehicles (about 89 million units) exceeded global production of light vehicles by about 17 million units.  In North America and Europe, the two regions where the majority of revenue and profits are earned in the industry, excess capacity as a percent of production was an estimated 34% and 18%, respectively.  According to production capacity data projected by IHS Automotive, global excess capacity conditions could continue for several years at an average of about 20 million units per year during the 2011-2015 period. Pricing Pressure.   Excess capacity, coupled with a proliferation of new products being introduced in key segments, will keep pressure on manufacturers' ability to increase prices. In addition to incremental new manufacturing capacity being added in the United States and Europe, Japanese and Korean manufacturers also have capacity (located outside of the regions) directed to these markets.  This has contributed and likely will continue to contribute to pricing pressure in these markets.  In the future, Chinese manufacturers also are expected to enter the U.S. and European markets, further intensifying competition.  Although there has been some firming of pricing in the U.S. market, particularly in 2010, it seems likely that over the longer term intense competition and apparent excess capacity will continue the industry trend of reduction of inflation-adjusted prices for similarly-contented vehicles in the United States and contribute to a challenging pricing environment. Commodity and Energy Price Increases. " e20b6c67-9156-48b1-9d10-9fbcbef6e0d1,holdout,True,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|other,1.0,0001111711-21-000010,10-K,md_and_a,0001111711,NI,NiSource,2021-02-17,june,925,6222,True,1.0,"ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) N I S OURCE I NC . NiSource Next: We have launched a comprehensive, multi-year program designed to deliver long-term safety, sustainable capability enhancements and cost optimization improvements. This program will advance the high priority we place on safety and risk mitigation, further enable our safety management system (""SMS""), and enhance the customer experience. NiSource Next is designed to (i) leverage our current scale, (ii) utilize technology, (iii) define clear roles and accountability with our leaders and employees, and (iv) standardize our processes to focus on operational rigor, quality management and continuous improvement. An initial step in this program was the voluntary separation program announced in August 2020, with an expected total severance expense of approximately $38.0 million. The majority of these separation costs will be expensed in 2020 and approximately $21.2 million has been paid as of December 31, 2020. The NiSource Next initiative, along with the sale of the Massachusetts Business, is projected to achieve a reduction in ongoing operation and maintenance costs by approximately 8% in 2021 compared to 2020. For additional information, see Note 20-E, ""Other Matters,"" in the Notes to Consolidated Financial Statements. COVID-19: The safety of our employees and customers, while providing essential services during the COVID-19 pandemic, continues to be a key area of focus. Since March 2020, we have taken a proactive, coordinated approach intended to prevent, mitigate and respond to the pandemic, by utilizing our Incident Command System (ICS). The ICS includes members of our executive leadership team, a medical review professional, and members of functional teams from across our company. The ICS monitors state-by-state conditions and determines steps to conduct our operations safely for employees and customers. We have implemented pr" 980ba03a-4417-401c-a3ea-ccec02d354fd,holdout,True,productive,10-K md_and_a|june|shown>=0.9|conf>0.7|technology-type,1.0,0000037996-12-000007,10-K,md_and_a,0000037996,F,Ford Motor Company,2012-02-21,june,942,5965,True,1.0,"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations (continued) Drive Quality . We have made significant strides in recent years to achieve world class levels of quality and desirability. This has been accomplished by following an established, global set of disciplined, standardized processes that are aimed at making us the world's leader in automotive quality. Via our common global management team, we are leveraging our assets by eliminating duplication, implementing best practices, and utilizing a systematic approach to quality. This integrated approach is apparent in the recently-launched Ford Fiesta and Focus, which truly are global products earning high customer satisfaction levels. External inputs are confirming our internal assessment, with the Fiesta labeled the most appealing sub-compact car in the JD Power and Associates APEAL study in 2011. The Ford F-150 won in its segment as well. The F-150 shines again with the best initial quality in its segment, while the Taurus also received an award in the JD Power and Associates Initial Quality Study. For overall dependability, JD Power and Associates ranked the Fusion and Mustang, and the Lincoln MKZ and Navigator, as the most dependable vehicles in their respective segments. The Lincoln brand led all brands as the most dependable sold in the United States. The cumulative effect of our disciplined global quality standards has been improved quality and owner satisfaction. For example, our global repair rates at three months in service have decreased by over 56% since 2005. Going forward, we expect our global processes to lead to ongoing continuous improvement. We are committed to providing leading edge technologies customers want and value, including MyFord Touch, which increasingly is playing a pivotal role in defining the future of automotive interiors and enhancing convenience, safety, and overall driving experience across a wide range of vehicles. Since MyFord Touch l" 8c2bda0b-3c70-42c4-b5bf-f1c767e0c330,holdout,True,productive,10-K md_and_a|october|shown0.25-0.9|conf0.45-0.7|other,1.0,0001558370-24-001753,10-K,md_and_a,0001557746,ACRS,ACLARIS THERAPEUTICS,2024-02-27,october,3960,23840,True,0.2634,"Discussion and Analysis of Financial Condition and Results of Operations. ​ Comparison of Years Ended December 31, 2023 and 2022 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Year Ended December 31, ​ ​ ​ (In thousands) 2023 2022 Change Revenues: ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Contract research ​ ​ $ 3,035 ​ $ 4,395 ​ $ (1,360) Licensing ​ ​ ​ 28,214 ​ ​ 25,100 ​ ​ 3,114 Other ​ ​ ​ — ​ ​ 257 ​ ​ (257) Total revenue ​ ​ ​ 31,249 ​ ​ 29,752 ​ ​ 1,497 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Costs and expenses: ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Cost of revenue ​ ​ ​ 3,423 ​ ​ 4,023 ​ ​ (600) Research and development ​ ​ 98,384 ​ 77,813 ​ 20,571 General and administrative ​ ​ 32,412 ​ 25,133 ​ 7,279 Licensing ​ ​ ​ 14,658 ​ ​ 7,937 ​ ​ 6,721 Revaluation of contingent consideration ​ ​ ​ (26,900) ​ ​ 4,700 ​ ​ (31,600) Intangible asset impairment ​ ​ ​ 6,629 ​ ​ — ​ ​ 6,629 Total costs and expenses ​ ​ 128,606 ​ 119,606 ​ 9,000 Loss from operations ​ ​ (97,357) ​ (89,854) ​ (7,503) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Other income, net ​ ​ 8,509 ​ 2,946 ​ 5,563 Loss before income taxes ​ ​ ​ (88,848) ​ ​ (86,908) ​ ​ (1,940) Income tax benefit ​ ​ ​ (367) ​ ​ — ​ ​ (367) Net loss ​ ​ $ (88,481) ​ $ (86,908) ​ $ (1,573) ​ 70 Table of Contents Revenue ​ Contract Research ​ Contract research revenue was $3.0 million and $4.4 million for the years ended December 31, 2023 and 2022, respectively, and was comprised of fees earned from the provision of laboratory services to our clients. The decrease was driven by lower overall hours billed, partially due to an increased focus on internal development programs, which was offset by a higher average billing rate. ​ Licensing ​ Licensing revenue was $28.2 million and $25.1 million for the years ended December 31, 2023 and 2022, respectively. The increase was primarily driven by the upfront payment received under the Sun Pharma agreement during the year ended December 31, 2023 and an increase in royalties. This increase was partially offset by both the upfront payment received under the Lilly agreement an" 1b5224f5-c031-43c6-b3a6-4f4715516091,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,8.8,0001654954-22-004348,10-K,md_and_a,0000101538,UAMY,UNITED STATES ANTIMONY CORP,2022-03-31,october,3140,18859,True,0.2904,"Discussion and Analysis or Plan of Operations Certain matters discussed are forward-looking statements that involve risks and uncertainties, including the impact of antimony prices and production volatility, changing market conditions and the regulatory environment and other risks. Actual results may differ materially from those projected. These forward-looking statements represent our judgment as of the date of this filing. We disclaim, however, any intent or obligation to update these forward-looking statements. 15 Table of Contents Overview Company-wide For the year ended December 31, 2021, we reported net loss of $60,469 after depreciation and amortization of $880,880, compared to a net loss of $3,286,804 for 2020 after depreciation and amortization of $885,843. During the year ending December 31, 2021, the most significant factors affecting our financial performance were as follows: · Two private placements of stock during the first quarter of 2021. · A significant, steady, and pronounced increase of the London Metals Bulletin price of antimony. · The efforts in sales of zeolite of our zeolite sales director, Gretchen Lawrence. · The addition of an antimony sales director, Mitzi Hart. · The complete restructuring of office and plant personnel and procedures at the Montana and BRZ facilities. · Increased trucking prices and decreasing trucking availability · Difficulties in sourcing labor due to the Covid pandemic and the relief funding to curtail the incentive to work. · The renegotiation of various supply, treatment, royalty, and tolling agreements. · The retirement of several outstanding, old, and significant debts. During the year ended December 31, 2021, the most significant event affecting our financial performance was the addition of over $23 million to our working capital via two capital raises of common stock. These funds allowed the Company to retire much of its outstanding debt. It also allowed the Company leverage to re-negotiate existing con" 66d2f8a0-a71d-45c8-8d9a-802f007e5857,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,8.8,0001213900-19-017175,10-K,md_and_a,0001512228,NB,NIOCORP DEVELOPMENTS,2019-09-04,october,3760,24615,True,0.2771,"DISCUSSION AND ANALYSIS OF CONSOLIDATED FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following Management’s Discussion and Analysis (“MD&A”) provides information that management believes is relevant to an assessment and understanding of the consolidated financial condition and results of operations of NioCorp and subsidiaries. This item should be read in conjunction with our Consolidated Financial Statements and the notes thereto included in this Form 10-K. Discussions related to fiscal 2018 performance as compared to fiscal 2017 performance can be found in Item 7., “ Management’s Discussion and Analysis of Consolidated Financial Condition and Results of Operations” of the Company’s Annual Report on Form 10-K for the year ended June 30, 2018. Summary of Consolidated Financial and Operating Performance For the year ended June 30, 2019 2018 2017 ($000) Operating expenses $ 6,436 $ 6,035 $ 13,777 Net loss 7,336 8,497 14,630 Net loss per share (basic and diluted) 0.03 0.04 0.08 The Company’s net loss decreased to $7.3 million for fiscal 2019 from $8.5 million for fiscal 2018. These changes resulted primarily from decreased losses associated with the value of the Company’s long-term debt, including the timing of fees and expenses associates with additional drawdowns. During the fiscal years ended June 30, 2019 and 2018, the Company had no revenues. Operating expenses incurred related primarily to performing exploration and feasibility study related activities, as well as the activities necessary to support corporate and shareholder duties, and are detailed in the following table. 39 Results of Operations ( dollars in thousands) For the year endedJune 30, 2019 2018 2017 Operating expenses: Employee related costs $ 1,557 $ 2,133 $ 2,137 Professional fees 315 661 1,105 Exploration expenditures 3,144 2,136 8,927 Other operating expenses 1,420 1,048 1,608 Total operating expenses 6,436 6,035 13,777 Change in financial instrument fair value 630 1,902 574 Foreign e" 8c6f51d9-1871-4925-86c9-6153d487ff7d,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,8.8,0001102624-16-002023,10-K,md_and_a,0001173420,NG,NOVAGOLD RESOURCES INC,2016-01-27,october,1749,11432,True,0.3502,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations constitutes management's review of the factors that affected our financial and operating performance for the years ended November 30, 2015, 2014 and 2013. This discussion should be read in conjunction with the consolidated financial statements and notes thereto contained elsewhere in this report. Overview Our operations primarily relate to the delivery of project milestones, including the achievement of various technical, environmental, sustainable development, economic and legal objectives, obtaining necessary permits, completion of feasibility studies, preparation of engineering designs and the financing to fund these objectives. In 2015, we successfully delivered on the key goals established at the beginning of the year. Highlights of our accomplishments include: Advancement of the Donlin Gold project Permitting activities continued at Donlin Gold in 2015 and were mainly focused on updating our Clean Water Act Section 404 permit application information and providing the U.S. Army Corps of Engineers (the ""Corps""), the lead agency for the Donlin Gold EIS, with requested input and information as the Corps prepared and completed the draft Environmental Impact Statement (EIS). The EIS is required by the National Environmental Policy Act (NEPA), the act that governs the process by which most major projects in the United States are evaluated. The EIS is also , in large part, a determining factor in the overall permitting timeline which commenced in 2012 for Donlin Gold. This document is comprised of four main sections which: · Outline of the purpose and need for the development of the proposed mine and the benefit it would bring to the stakeholders of Donlin Gold's Native Corporation partners, Calista Corporation and The Kuskokwim Corporation (TKC). · Identify and analyze a reasonable range of altern" d47142d8-16a9-4806-9523-1d995cc22f6e,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,8.8,0000805928-23-000020,10-K,md_and_a,0000805928,AXGN,AXOGEN,2023-03-14,october,4121,25630,True,0.2817,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following information should be read in conjunction with our consolidated financial statements and the notes thereto contained in Item 8 of Part II in this Form 10-K, “Forward-Looking Statements” contained in Part 1 of this Form 10-K, “Risk Factors” contained in Item 1A of this Form 10-K, and the other information appearing elsewhere in, or incorporated by reference into, this Form 10-K. Dollar amounts referenced in this Item 7 are in thousands, except per share amounts. Overview We are the leading company focused specifically on the science, development, and commercialization of technologies for peripheral nerve regeneration and repair. We are passionate about providing the opportunity to restore nerve function and quality of life for patients with peripheral nerve injuries. We provide innovative, clinically proven, and economically effective repair solutions for surgeons and healthcare providers. Peripheral nerves provide the pathways for both motor and sensory signals throughout the body. Every day, people suffer traumatic injuries or undergo surgical procedures that impact the function of their peripheral nerves. Physical damage to a peripheral nerve or the inability to properly reconnect peripheral nerves can result in the loss of muscle or organ function, the loss of sensory feeling, or the initiation of pain. Product Portfolio • Avance ® Nerve Graft, a biologically active off-the-shelf processed human nerve allograft for bridging severed peripheral nerves without the comorbidities associated with a second surgical site; • Axoguard Nerve Connector ® , a porcine (pig) submucosa extracellular matrix (""ECM"") coaptation aid for tensionless repair of severed peripheral nerves; • Axoguard Nerve Protector ® , a porcine submucosa ECM product used to wrap and protect damaged peripheral nerves and reinforce the nerve reconstruction while preventing soft tissue attachments; • Axoguard Nerve Ca" e151ce0f-a210-49fc-8769-19815bcb7991,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,8.8,0001437749-22-007867,10-K,md_and_a,0001567900,ALOY,REALLOYS INC,2022-03-31,october,2656,17413,True,0.4062,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of the results of financial condition and results of operations for the fiscal years ended December 31, 2021 and 2020 should be read in conjunction with our financial statements, and the notes to those financial statements that are included elsewhere in this Form 10-K. Our discussion includes forward-looking statements based upon current expectations that involve risks and uncertainties, such as our plans, objectives, expectations and intentions. Actual results and the timing of events could differ materially from those anticipated in these forward-looking statements as a result of a number of factors. We use words such as “anticipate,” “estimate,” “plan,” “project,” “continuing,” “ongoing,” “expect,” “believe,” “intend,” “may,” “will,” “should,” “could,” and similar expressions to identify forward-looking statements. Overview We are a financial technology and social media hybrid platform offering real-time proprietary analytics and news for stock and options traders of all levels. Our web-based software employs “predictive technology” enhanced by artificial intelligence to find volatility and unusual market activity that may result in the rapid change in the trading price of a stock or option. Our Blackbox System continuously scans the NASDAQ, NYSE, CBOE, and other options markets, analyzing over 10,000 stocks and up to 1,500,000 options contracts multiple times per second. We also provide our users with a fully interactive social media platform that is integrated into our dashboard, enabling our users to exchange information and ideas quickly and efficiently through a common network. We recently introduced a live audio/video feature that allows our members to broadcast on their own channels to share trade strategies and market insight within the Blackbox community. We launched our platform for domestic use and made it available to subscribers in Sept" 43d629b7-71f4-4028-9e24-a2adea843fa1,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,17.4,0000897077-21-000007,10-K,md_and_a,0000897077,ALG,ALAMO GROUP,2021-02-26,october,4701,30346,True,0.2578,"Discussion and Analysis of Financial Condition and Results of Operations Outlook This re port contains forward-looking statements that are based on Alamo Group’s current expectations. Actual results in future periods may differ materially from those expressed or implied because of a number of risks and uncertainties which are discussed below and in the Forward-Looking Information section beginning on page 13. In 2020, the COVID-19 pandemic triggered a worldwide recession that caused a significant downturn in our markets globally and negatively affected our expected results. These unfavorable market conditions continued throughout much of 2020 and could continue for an extended period of time. In an effort to contain the spread of COVID-19, maintain the health and safety of our employees, meet reduced demand from our customers, and in accordance with governmental requirements, we closed or partially shut down certain office and manufacturing facilities around the world at different times in early 2020. Although most of our facilities re-opened in the second quarter of 2020, some operated at reduced capacities depending on fluctuations in customer demand and measures taken at our facilities to protect employees which included quarantining of personnel as needed. Despite some of our markets showing signs of recovery in the second half of 2020, the ongoing spread of the virus presents several risks to our business, especially for the first half of 2021. In the fourth quarter of 2020 we experienced some operational and supply chain disruptions caused by the pandemic. We continue to experience varying levels of disruption, particularly in our supply chain, and it is hard to predict the extent to which these disruptions may continue. COVID-19 vaccines are currently being administered around the world with the hope that the majority of the population will have access to the vaccine by the second half of 2021. If vaccine effectiveness is consistent with current government a" 464ed4d2-a92a-4b41-a1cd-02e33e905547,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,17.4,0000076605-26-000013,10-K,md_and_a,0000076605,PATK,PATRICK INDUSTRIES,2026-02-19,october,5071,32946,True,0.2746,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) should be read in conjunction with the Company’s Consolidated Financial Statements and Notes thereto included in Item 8 of this Report. In addition, this MD&A contains certain statements relating to future results that are forward-looking statements as that term is defined in the Private Securities Litigation Reform Act of 1995. See “Information Concerning Forward-Looking Statements” on page 3 of this Report and Part I, Item 1A. ""Risk Factors"" for a discussion of risks and uncertainties. Patrick’s results of operations for the year ended December 31, 2024 compared to the year ended December 31, 2023 along with components of change compared to the prior year that have been omitted under this item can be found in Part II, Item 7. ""Management’s Discussion and Analysis of Financial Condition and Results of Operations"" in the Company's Form 10-K for the year ended December 31, 2024 filed with the SEC on February 20, 2025. 29 Table of Contents EXECUTIVE SUMMARY Overview of Markets and Related Industry Performance Recreational Vehicle (""RV"") Industry The Company’s RV products are sold primarily to major manufacturers of RVs, smaller original equipment manufacturers (""OEMs""), and to a lesser extent, manufacturers in adjacent industries. The principal types of recreational vehicles include (1) towables: conventional travel trailers, fifth wheels, folding camping trailers, and truck campers; and (2) motorized: class A (large motor homes), class B (van campers), and class C (small-to-mid size motor homes). The RV industry is our primary market and comprised 45% and 44% of the Company’s consolidated net sales for the years ended December 31, 2025 and 2024, respectively. Net sales to the RV industry increased 9% for the year ended December 31, 2025 compared to 2024. Following a dealer inventory restocking in" a8b0e8ee-6cb2-4a07-9b49-b76453e861ae,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,17.4,0001493152-23-013663,10-K,md_and_a,0001520358,MAMA,MAMAS CREATIONS INC,2023-04-26,october,2893,19342,True,0.2893,"Discussion and Analysis of Financial Condition and Results of Operations. THE FOLLOWING DISCUSSION OF OUR PLAN OF OPERATION AND RESULTS OF OPERATIONS SHOULD BE READ IN CONJUNCTION WITH THE FINANCIAL STATEMENTS AND RELATED NOTES TO THE FINANCIAL STATEMENTS INCLUDED ELSEWHERE IN THIS REPORT. THIS DISCUSSION CONTAINS FORWARD-LOOKING STATEMENTS THAT RELATE TO FUTURE EVENTS OR OUR FUTURE FINANCIAL PERFORMANCE. THESE STATEMENTS INVOLVE KNOWN AND UNKNOWN RISKS, UNCERTAINTIES AND OTHER FACTORS THAT MAY CAUSE OUR ACTUAL RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS TO BE MATERIALLY DIFFERENT FROM ANY FUTURE RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS EXPRESSED OR IMPLIED BY THESE FORWARD-LOOKING STATEMENTS. THESE RISKS AND OTHER FACTORS INCLUDE, AMONG OTHERS, THOSE LISTED UNDER “FORWARD-LOOKING STATEMENTS” AND “RISK FACTORS” AND THOSE INCLUDED ELSEWHERE IN THIS REPORT. 12 Results of Operations for the Years Ended January 31, 2023 and 2022 The following table sets forth the summary of the consolidated statements of operations for the years ended January 31, 2023 and 2022: For the Years Ended January 31, 2023 January 31, 2022 Sales - Net of Slotting Fees and Discounts $ 93,187,621 $ 47,083,740 Gross Profit $ 19,418,262 $ 11,853,873 Operating Expenses $ (16,596,608 ) $ (11,771,106 ) Other Expenses $ (653,362 ) $ (38,221 ) Income Tax Benefit (Provision) $ (9,104 ) $ (296,472 ) Income from equity method investment in Chef Inspirational $ 143,486 $ - Net Income (Loss) $ 2,302,674 $ (251,926 ) For the years ended January 31, 2023 and 2022, the Company reported net income (loss) of $2,302,674 and $(251,926), respectively. The change in net income (loss) between the years ended January 31, 2023 and 2022 reflects strong sales and same-customer product additions, normalization of costs for commodities, other materials, freight as well as improvements in manufacturing efficiencies. Sales: Sales, net of slotting fees and discounts increased by approximatel" ad00cae0-52e7-4041-8f4f-fef34f6d83b2,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,17.4,0001213900-21-017601,10-K,md_and_a,0001760689,MVST,MICROVAST HOLDINGS,2021-03-25,october,3749,23923,True,0.2708,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of the Company’s financial condition and results of operations should be read in conjunction with our audited financial statements and the notes related thereto which are included in “Item 8. Financial Statements and Supplementary Data” of this Form 10-K. Certain information contained in the discussion and analysis set forth below includes forward-looking statements. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of many factors, including those set forth under “Special Note Regarding Forward-Looking Statements,” “Item 1A. Risk Factors” and elsewhere in this Form 10-K. Overview We are a blank check company incorporated on November 5, 2018 as a Delaware corporation and formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination with one or more businesses or entities. We intend to effectuate our initial business combination using cash from the proceeds of the IPO and the sale of the private units, our capital stock, debt or a combination of cash, stock and debt. Our entire activity since inception relates to our formation, to prepare for our IPO, which was consummated on March 7, 2019, searching for a business combination candidate, and activities in connection with the proposed acquisition of Microvast. Recent Developments Microvast Business Combination On February 1, 2021, Tuscan entered into the Merger Agreement with Microvast and Merger Sub. Pursuant to the Merger Agreement, Merger Sub will merge with and into Microvast and Microvast will survive the merger and become a wholly owned subsidiary of Tuscan. Under the Merger Agreement, all of the equity interests of Microvast will be converted into an aggregate of 210,000,000 shares of common stock. The Microvast shareholders and the" f12781fa-ad63-4191-bf98-46f024222e33,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,17.4,0001213900-19-004799,10-K,md_and_a,0001720592,RPAY,REPAY HOLDINGS CORP CLASS A,2019-03-26,october,3656,23953,True,0.3393,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS References to the “Company,” “us,” “our” or “we” refer Thunder Bridge Acquisition, Ltd. The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our audited financial statements and related notes included herein. Cautionary Note Regarding Forward-Looking Statements All statements other than statements of historical fact included in this Form 10-K including, without limitation, statements under “Management’s Discussion and Analysis of Financial Condition and Results of Operations” regarding the Company’s financial position, business strategy and the plans and objectives of management for future operations, are forward- looking statements. When used in this Form 10-K, words such as “anticipate,” “believe,” “estimate,” “expect,” “intend” and similar expressions, as they relate to us or the Company’s management, identify forward-looking statements. Such forward-looking statements are based on the beliefs of management, as well as assumptions made by, and information currently available to, the Company’s management. Actual results could differ materially from those contemplated by the forward- looking statements as a result of certain factors detailed in our filings with the SEC. All subsequent written or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their entirety by this paragraph. Overview The Company is a blank check company incorporated as a Cayman Islands exempted company and incorporated for the purpose of effecting a merger, share exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. The Company intends to effectuate its initial Business Combination using cash from the proceeds of Public Offering and the Private Placement, the proceeds of the sale of our securities in connection with our in" 41c1825f-b207-4cb8-891e-6a969b74dd41,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|other,6.3,0001144204-10-017650,10-K,md_and_a,0000805928,AXGN,AXOGEN,2010-03-31,october,1992,12975,True,0.3548,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OVERVIEW The Company’s strategy is to evaluate and promote its current intellectual property portfolio for licensing purposes with domestic and foreign manufacturers to enable them to use the Company’s proprietary patch technology to produce or sell topical patch products in the future. This effort will enhance the Company’s options with respect to future licensing opportunities and may attract potential merger or acquisition candidates or the sale of the Company. The Company is taking steps to strengthen its patents for territories of use, including the United States, Europe and other countries. The Company is also focused on strengthening its position with respect to protection of rights related to its current intellectual property portfolio. It is currently management’s intent to fund operations with royalty income from licensing agreements or from other income derived from the protection of patent rights pertaining to the Company’s intellectual property. 10 In February 2007, the Company engaged a consulting firm to conduct an extensive market research and intellectual property analysis of its patent portfolio and technology. The Company subsequently evaluated emerging markets as a strategic growth opportunity for the Company and determined that India has significant potential. The Company has opened an office in India and is specifically evaluating R&D opportunities, strategic partnerships and potential licensing opportunities. In April 2007, the Company was granted a re-examination certificate that expanded the Company’s prior claims related to a patent the Company holds. The Company continues to take steps to evaluate its current position in light of this event, including market research studies, product testing, using other outside resources and other efforts to gather and document information to aid in the protection of the Company’s patent rights. In 2007, Novartis launched an ad" 4fce8dbe-723b-4bb5-ad52-8a9bb6d932f6,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|other,6.3,0001193125-14-087658,10-K,md_and_a,0000818033,HRTX,HERON THERAPEUTICS INC,2014-03-07,october,3720,24395,True,0.2512,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Annual Report on Form 10-K contains “forward-looking statements” as defined by the Private Securities Litigation Reform Act of 1995. These forward-looking statements involve risks and uncertainties, including uncertainties associated with: the progress of our research, development and clinical programs; estimates of the timing of our resubmission of our NDA; the timing of regulatory approval and commercial introduction of Sustol and future product candidates; the timing of market introduction of Sustol and future product candidates; our ability to market, commercialize and achieve market acceptance for Sustol and other future product candidates; our ability to establish collaborations for our technology, Sustol and other future product candidates; our ability to develop other drug candidates utilizing our Biochronomer polymer-based drug delivery platform; our estimates for future performance; our estimates regarding our capital requirements and our needs for and ability to obtain additional financing; our ability to protect or enforce our intellectual property rights; volatility in the trading price of our common stock; and other risks and uncertainties identified in our filings with the Securities and Exchange Commission. We caution investors that forward-looking statements reflect our analysis only on their stated date. We do not intend to update them except as required by law. Unless otherwise noted, all information in this Item 7 regarding share amounts of our common stock, prices per share of our common stock and loss per share has been adjusted to reflect the application of the one-for-twenty reverse stock split of our common stock that we effected on January 13, 2014 (Reverse Stock Split) (see Note 15 to the Financial Statements included in Item 8 of this Annual Report on Form 10-K), on a retroactive basis. Overview We are a specialty pharmaceutical company developing products u" 58bddd3f-d13e-4378-9bc2-302d87a58f64,holdout,True,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|other,6.3,0000950123-11-016592,10-K,md_and_a,0001013934,STRA,STRATEGIC EDUCATION,2011-02-22,october,3467,22365,True,0.3595,"Discussion and Analysis of Financial Condition and Results of Operations You should read the following discussion in conjunction with “Selected Historical Financial and Other Information,” our consolidated financial statements and the notes thereto, the “Cautionary Notice Regarding Forward-Looking Statements,” Item 1A entitled “Risk Factors” and the other information appearing elsewhere, or incorporated by reference, in this Annual Report on Form 10-K. Background and Overview We are an education services holding company that owns Strayer University. Strayer University is an institution of higher education which offers undergraduate and graduate degree programs at 89 campuses (including three new campuses opened for the 2011 winter term and two new campuses opened for the 2011 spring term) in Alabama, Arkansas, Delaware, Florida, Georgia, Indiana, Kentucky, Louisiana, Maryland, Mississippi, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, West Virginia, Wisconsin, and Washington, D.C., and worldwide via the Internet. We plan to open a total of eight new campuses in 2011, including the five that have already been opened. As set forth below, average enrollment, full-time tuition rates, revenues, income from operations, net income, and diluted net income per share have all increased in each of the last three years. Year Ended December 31, 2008 2009 2010 Average enrollment 38,449 47,142 56,002 % Change from prior year 20 % 23 % 19 % Full-time tuition (per course) $ 1,355 $ 1,435 $ 1,515 % Change from prior year 5 % 5 % 5 % Revenues (in thousands) $ 396,275 $ 511,961 $ 636,732 % Change from prior year 25 % 29 % 24 % Income from operations (in thousands) $ 126,851 $ 172,354 $ 215,771 % Change from prior year 30 % 36 % 25 % Net income (in thousands) $ 80,808 $ 105,078 $ 131,260 % Change from prior year 24 % 30 % 25 % Diluted net income per share $ 5.67 $ 7.60 $ 9.70 % Change from prior year 27 % 34 % 28 % Strayer Unive" 5f6f9206-acc5-431b-938f-a16df8504218,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|other,6.3,0001158449-24-000048,10-K,md_and_a,0001158449,AAP,ADVANCE AUTO PARTS INC,2024-03-12,october,1796,11409,True,0.4176,"Discussion and Analysis of Financial Condition and Results of Operations ” of our Form 10-K for 2022, filed with the Securities and Exchange Commission (“SEC”) on February 28, 2023. Amounts are presented in thousands, except per share data, unless otherwise stated. Management Overview A high-level summary of our financial results and other highlights from 2023 includes: • Net sales during 2023 were $11.3 billion, an increase of 1.2% compared with 2022, driven by new store openings and favorable product mix, partially offset by a 0.3% decline in comparable store sales. • Gro ss profit margin for 2023 was 40.1% of Net sales, a decrease of 414 basis points compared with 2022. This decrease was primarily due to higher product costs, inventory-related charges and elevated supply chain costs. • Operating income for 2023 was $114.4 million, a decrease of $555.9 million from 2022. As a percentage of Net sales, operating income was 1.0%, a decrease of 500 basis points compared with 2022. The increase in Selling, general and administrative (“SG&A”) costs was primarily driven by increased labor-related costs and occupancy expenses . • Cash flow from operations was $287.4 million during 2023, a decrease of 61.0% c ompared with 2022, primarily due to l ower Net income. • Diluted earnings per share (“Diluted EPS”) was $0.50 du ring 2023 compared with $7.65 in 2022. Refer to “ Results of Operations ” and “ Liquidity and Capital Resources ” for further details on our results. Business and Risk Update We have been executing various initiatives to improve the customer experience, expand margins and drive consistent execution for both professional and do-it-yourself (“DIY”) customers, including: • Continued refinement of a demand-based assortment, leveraging purchase and search history from our common catalog • Advancement towards optimizing our footprint by market to drive share, repurpose our in-market store and asset base and streamline our distribution network • Progress in the " bd62d4a5-2213-4f61-a5d0-7caf0163c7f4,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|other,6.3,0001564590-20-005032,10-K,md_and_a,0000907654,ORKA,ORUKA THERAPEUTICS,2020-02-18,october,3633,23470,True,0.3351,"Discussion and Analysis of Financial Condition and Results of Operations We have included or incorporated by reference into this Management’s Discussion and Analysis of Financial Condition and Results of Operations and elsewhere in this Annual Report on Form 10-K, and from time to time our management may make, statements that constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act. Forward-looking statements may be identified by words including “anticipate,” “plan,” “believe,” “intend,” “estimate,” “expect,” “should,” “may,” “potential” and similar expressions. These statements involve known and unknown risks, uncertainties and other factors that may cause our actual results, levels of activity, performance or achievements to be materially different from the information expressed or implied by these forward-looking statements. While we believe that we have a reasonable basis for each forward-looking statement contained in this Annual Report, we caution you that these statements are based on a combination of facts and factors currently known by us and our projections of the future, about which we cannot be certain. We undertake no obligation to publicly update any forward-looking statements, whether as a result of new information, future events or otherwise. You are advised, however, to consult any further disclosures we make on related subjects in our Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, and our website. Overview We are a clinical-stage biopharmaceutical company applying a precision medicine approach to the development and commercialization of genetically targeted therapies for cardiovascular diseases. Precision medicine refers to the tailoring of medical treatment to the individual characteristics of patients, using genomic and other information that extends beyond general diagnostic categorization. We believe that when implemented correctly precision medicine can" 168d5e75-5916-403e-8c0a-98acb59b6c23,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,1.9,0001493152-14-000789,10-K,md_and_a,0001520358,MAMA,MAMAS CREATIONS INC,2014-03-20,october,3630,23704,True,0.2889,"Discussion and Analysis of Financial Condition and Results of Operations. THE FOLLOWING DISCUSSION OF OUR PLAN OF OPERATION AND RESULTS OF OPERATIONS SHOULD BE READ IN CONJUNCTION WITH THE FINANCIAL STATEMENTS AND RELATED NOTES TO THE FINANCIAL STATEMENTS INCLUDED ELSEWHERE IN THIS REPORT. THIS DISCUSSION CONTAINS FORWARD-LOOKING STATEMENTS THAT RELATE TO FUTURE EVENTS OR OUR FUTURE FINANCIAL PERFORMANCE. THESE STATEMENTS INVOLVE KNOWN AND UNKNOWN RISKS, UNCERTAINTIES AND OTHER FACTORS THAT MAY CAUSE OUR ACTUAL RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS TO BE MATERIALLY DIFFERENT FROM ANY FUTURE RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS EXPRESSED OR IMPLIED BY THESE FORWARD-LOOKING STATEMENTS. THESE RISKS AND OTHER FACTORS INCLUDE, AMONG OTHERS, THOSE LISTED UNDER “FORWARD-LOOKING STATEMENTS” AND “RISK FACTORS” AND THOSE INCLUDED ELSEWHERE IN THIS REPORT. 20 Plan of Operation Our Business We market what we believe to be an upscale line of specialty pre-prepared and frozen and refrigerated foods. Our products are “all natural”, contain a minimum number of ingredients and are derived from the original recipes of Ms. Mancini from Bay Ridge Brooklyn (originally from Bari, Italy). The United States Department of Agriculture (the “USDA”) defines “all natural” as a product that contains no artificial ingredients, coloring ingredients or chemical preservatives and is minimally processed. The Company’s products were submitted to the USDA and approved as “all natural”. The Food and Safety and Inspection Service (“FSIS”) Food Standards and Labeling Policy Book (2003) requires meat and poultry labels to include a brief statement directly beneath or beside the “natural” Label claim that “explains what is meant by the term natural i.e., that the product is a natural food because it contains no artificial ingredients and is only minimally processed”. The term “natural” may be used on a meat label or poultry label if the product does not contain an" 7667da16-39ef-4144-941a-48c4150d30a5,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,1.9,0001415408-11-000418,10-K,md_and_a,0001495932,AGNT,AGNT,2011-09-29,october,1557,9958,True,0.5529,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with our consolidated financial statements, including the notes thereto, appearing elsewhere in this annual report. The discussions of results, causes and trends should not be construed to imply any conclusion that these results or trends will necessarily continue into the future. Results of Operations Revenues We have limited operational history. From our inception on July 30, 2008 to June 30, 2011 we did not generate any revenues. We anticipate that we will incur substantial losses for the foreseeable future and our ability to generate any revenues in the next 12 months continues to be uncertain. Expenses During the fiscal year ended June 30, 2011 we incurred total operating expenses of $50,191, including $34,274 in professional fees and $15,917 in general and administrative expenses. During the fiscal year ended June 30, 2010 we incurred total operating expenses of $32,583, including $12,604 in website development costs, $19,710 in professional fees and $269 in general and administrative expenses. The increase in our total operating expenses during the fiscal year ended March 31, 2011 was primarily due to increases in our professional fees associated with carrying on business as a public company and our general and administrative expenses due to transfer agent fees and filing fees. This was offset to some extent by a decrease in our website development costs during the year. From our inception on July 30, 2008 to June 30, 2011 we incurred total operating expenses of $119,656, including $12,604 in website development costs, $88,989 in professional fees and $18,063 in general and administrative expenses. Our general and administrative expenses consist of transfer agent fees, filing fees, bank charges, office expenses, communication expenses (cellular, internet, fax and telephone) and courier and postage costs. Our professional fee" c4c91601-70f2-4a58-b9f7-e4efd8574822,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,1.9,0001493152-13-000673,10-K,md_and_a,0001520358,MAMA,MAMAS CREATIONS INC,2013-04-16,october,3297,21533,True,0.2875,"Discussion and Analysis of Financial Condition and Results of Operations. THE FOLLOWING DISCUSSION OF OUR PLAN OF OPERATION AND RESULTS OF OPERATIONS SHOULD BE READ IN CONJUNCTION WITH THE FINANCIAL STATEMENTS AND RELATED NOTES TO THE FINANCIAL STATEMENTS INCLUDED ELSEWHERE IN THIS REPORT. THIS DISCUSSION CONTAINS FORWARD-LOOKING STATEMENTS THAT RELATE TO FUTURE EVENTS OR OUR FUTURE FINANCIAL PERFORMANCE. THESE STATEMENTS INVOLVE KNOWN AND UNKNOWN RISKS, UNCERTAINTIES AND OTHER FACTORS THAT MAY CAUSE OUR ACTUAL RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS TO BE MATERIALLY DIFFERENT FROM ANY FUTURE RESULTS, LEVELS OF ACTIVITY, PERFORMANCE OR ACHIEVEMENTS EXPRESSED OR IMPLIED BY THESE FORWARD-LOOKING STATEMENTS. THESE RISKS AND OTHER FACTORS INCLUDE, AMONG OTHERS, THOSE LISTED UNDER “FORWARD-LOOKING STATEMENTS” AND “RISK FACTORS” AND THOSE INCLUDED ELSEWHERE IN THIS REPORT. 23 Plan of Operation Our Business We market what we believe to be an upscale line of specialty pre-prepared and frozen and refrigerated foods. Our products are “all natural”, contain a minimum number of ingredients and are derived from the original recipes of Ms. Mancini from Bay Ridge Brooklyn (originally from Bari, Italy). The United States Department of Agriculture (the “USDA”) defines “all natural” as a product that contains no artificial ingredients, coloring ingredients or chemical preservatives and is minimally processed. The Company’s products were submitted to the USDA and approved as “all natural”. The Food and Safety and Inspection Service (“FSIS”) Food Standards and Labeling Policy Book (2003) requires meat and poultry labels to include a brief statement directly beneath or beside the “natural” Label claim that “explains what is meant by the term natural i.e., that the product is a natural food because it contains no artificial ingredients and is only minimally processed”. The term “natural” may be used on a meat label or poultry label if the product does not contain an" cd8f7c68-f58f-4013-8c83-a8a9b77b72a3,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,1.9,0001834488-23-000039,10-K,md_and_a,0001834488,NABL,N ABLE INC,2023-03-14,october,3619,24199,True,0.2596,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our Consolidated Financial Statements and related notes thereto included elsewhere in this report. In addition to historical consolidated financial information, the following discussion contains forward-looking statements that reflect our plans, estimates and beliefs. Our actual results could differ materially and adversely from those anticipated in the forward-looking statements. Please see the sections entitled “Safe Harbor Cautionary Statement” and “Risk Factors” above for a discussion of the uncertainties, risks and assumptions associated with these statements. The following discussion and analysis also includes a discussion of certain non-GAAP financial measures. For a description and reconciliation of the non-GAAP measures discussed in this section, see “Non-GAAP Financial Measures” below. Overview N-able, Inc., a Delaware corporation, and its subsidiaries (“Company”, “we,” “us” and “our”) is a leading global provider of cloud-based software solutions for managed service providers (“MSPs”), enabling them to support digital transformation and growth for small and medium-sized enterprises (“SMEs”), which we define as those enterprises having less than 1,000 employees. With a flexible technology platform and powerful integrations, N-able makes it easy for MSPs to monitor, manage, and protect their end-customer systems, data, and networks. Our growing portfolio of security, automation, and backup and recovery solutions is built for IT services management professionals. N-able simplifies complex ecosystems and enables customers to solve their most pressing challenges. In addition, we provide extensive, proactive support—through enriching partner programs, hands-on training, and growth resources—to help MSPs deliver exceptional value and achieve success at scale. Through" fd4405ce-3dc4-4c58-aaff-8d5c9de3ab9f,holdout,False,productive,10-K md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,1.9,0001019687-14-000931,10-K,md_and_a,0001495932,AGNT,AGNT,2014-03-21,october,2499,16145,True,0.4442,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read together with our financial statements and related notes appearing elsewhere in this report. This discussion contains forward-looking statements based upon current expectations that involve numerous risks, uncertainties and assumptions. Our actual results could differ materially from those anticipated in these forward-looking statements for many reasons. Those reasons include, without limitation, those described at the beginning of this report under “Statement regarding forward-looking statements,” as well as those that may be set forth elsewhere in this report. Except as otherwise required by law, we do not intend to update any information contained in these forward-looking statements. The following discussion also addresses matters we consider important for an understanding of our financial condition and results of operations as of December 31, 2013, and 2012, as well as our future results. OVERVIEW We were incorporated as a Delaware company on July 30, 2008 and recently completed a merger transaction and now have five subsidiaries; eXp Acquisition Corp., eXp Realty, LLC, eXp Realty of Connecticut, LLC, eXp Realty Washington, Inc., and eXp Realty of Canada, Inc. We are a cloud-based real estate brokerage organization operating in 29 states. As a cloud-based real estate brokerage for the residential real estate market has embraced and adopted a number of cloud-based technologies in order to grow into an international brokerage without the burden of physical bricks and mortar or redundant staffing costs. Following the closing of the merger agreement with eXp Realty International, Inc., the business of eXp Realty, LLC became our principal operating business. RECENT BUSINESS DEVELOPMENTS The Company has continued its geographic expansion into new US States (and into sub-markets within those states). The Company added approximately 70 new agents durin" 1b9061ba-d9ee-4da0-9b93-c188eea4abb9,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0000950170-24-028941,10-K,md_and_a,0001907108,LXEO,LEXEO THERAPEUTICS,2024-03-11,october,3312,22126,True,0.178,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations together with the financial statements and related notes included elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements based upon current expectations that involve risks and uncertainties. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of various factors, including those discussed in “Item 1A. Risk Factors” and in other parts of this Annual Report on Form 10-K. Overview We are a clinical stage genetic medicine company dedicated to transforming healthcare by applying pioneering science to fundamentally change how disease is treated. By taking aim at the underlying genetic cause of the devastating diseases we target, we seek to create substantial positive impact and reduce the overwhelming burdens placed on people receiving treatment, their caregivers, and healthcare systems. Our current pipeline consists of candidates targeting patient populations that place significant burden on society and are most amenable to our genetic medicine approach. Since our inception, we have devoted substantially all of our efforts to organizing and staffing our company, research and development activities, business planning, raising capital, building our intellectual property portfolio and providing general and administrative support for these operations. To date, we have funded our operations primarily through proceeds from the sale of shares of our convertible preferred stock and common stock, including our IPO and the subsequent partial exercise of the underwriters’ 30-day option to purchase additional shares of common stock . As of December 31, 2023, we had $121.5 million of cash and cash equivalents, and we had raised aggregate net proceeds of $100.3 million from our IPO and the subsequent pa" 4bac9d6d-1fe1-42a8-b91c-c578ee3d984c,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0000096869-19-000004,10-K,md_and_a,0000096869,TRC,TEJON RANCH,2019-03-01,october,13160,84835,True,0.0497,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS See Part I, ""Forward-Looking Statements"" for our cautionary statement regarding forward-looking information. This discussion and analysis is based on, should be read together with, and is qualified in its entirety by, the consolidated financial statements and notes thereto included in Item 15(a)1 of this Form 10-K, beginning at page F-1. It also should be read in conjunction with the disclosure under “Forward-Looking Statements” in Part 1 of this Form 10-K. When this report uses the words “we,” “us,” “our,” “Tejon,” “TRC,” and the “Company,” they refer to Tejon Ranch Co. and its subsidiaries, unless the context otherwise requires. References herein to fiscal year refer to our fiscal years ended or ending December 31. OVERVIEW Our Business We are a diversified real estate development and agribusiness company committed to responsibly using our land and resources to meet the housing, employment, and lifestyle needs of Californians and to create value for our shareholders. In support of these objectives, we have been investing in land planning and entitlement activities for new industrial and residential land developments and in infrastructure improvements within our active industrial development. Our prime asset is approximately 270,000 acres of contiguous, largely undeveloped land that, at its most southerly border, is 60 miles north of Los Angeles and, at its most northerly border, is 15 miles east of Bakersfield. Our business model is designed to create value through the entitlement and development of land for commercial/industrial and resort/residential uses while at the same time protecting significant portions of our land for conservation purposes. We operate our business near one of the country’s largest population centers, which is expected to continue to grow well into the future. We currently operate in five reporting segments: commercial/industrial real estate development; resort/resid" 8c75ad71-12a4-403f-9a42-ddbb5fb75640,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0000089089-13-000003,10-K,md_and_a,0000089089,SCI,SERVICE,2013-02-13,october,13188,85730,True,0.0507,"Discussion and Analysis of Financial Condition and Results of Operations. The Company We are North America’s largest provider of deathcare products and services, with a network of funeral homes and cemeteries unequalled in geographic scale and reach. At December 31, 2012 , we operated 1,437 funeral service locations and 374 cemeteries (including 213 combination locations) in North America, which are geographically diversified across 43 states, eight Canadian provinces, and the District of Columbia. Our funeral segment also includes the operations of 12 funeral homes in Germany that we intend to exit when economic values and conditions are conducive to a sale. Our funeral service and cemetery operations consist of funeral service locations, cemeteries, funeral service/cemetery combination locations, crematoria, and related businesses. We sell cemetery property and funeral and cemetery products and services at the time of need and on a preneed basis. Our financial position is enhanced by our $7.4 billion backlog of future revenues from both trust and insurance-funded sales at December 31, 2012 , which is the result of preneed funeral and cemetery sales. Preneed arrangements provide us with a current opportunity to lock-in future market share while deterring the customer from going to a competitor in the future. We believe it adds to the stability and predictability of our revenue and cash flows. While revenue on preneed funeral sales is deferred until the time of need, sales of preneed cemetery property provides opportunities for full current revenue recognition (to the extent we collect 10% from the customer and the property is developed). We believe we have the financial strength and flexibility to reward shareholders through dividends while maintaining a prudent capital structure and pursuing new opportunities for profitable growth. Factors affecting our operating results include: demographic trends in terms of population growth and average age, which impact death " b3118812-f78a-4ec9-b098-018f326b0984,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0001144204-12-045605,10-K,md_and_a,0000062234,MCS,THE MARCUS CORP,2012-08-14,october,14209,91063,True,0.0639,"Discussion and Analysis of Financial Condition and Results of Operations. Results of Operations General We report our consolidated and individual segment results of operations on a 52-or-53-week fiscal year ending on the last Thursday in May. Fiscal 2012 was a 53-week year and fiscal 2011 and fiscal 2010 were 52-week years. Fiscal 2013 will be a 52-week year. We divide our fiscal year into three 13-week quarters and a final quarter consisting of 13 or 14 weeks. Our primary operations are reported in two business segments: theatres, and hotels and resorts. Historically, our first fiscal quarter has produced the strongest operating results because this period coincides with the typical summer seasonality of the movie theatre industry and the summer strength of the lodging business. Our third fiscal quarter has historically produced the weakest operating results in our hotels and resorts division primarily due to the effects of reduced travel during the winter months. Our third fiscal quarter for our theatre division has historically been our second strongest quarter, but is heavily dependent upon the quantity and quality of films released during the Thanksgiving through Christmas holiday period. 20 Consolidated Financial Comparisons The following table sets forth revenues, operating income, other income (expense), net earnings and net earnings per common share for the past three fiscal years (in millions, except for per share and percentage change data): Change F12 v. F11 Change F11 v. F10 F2012 F2011 Amt. Pct. F2010 Amt. Pct. Revenues $ 413.9 $ 377.0 $ 36.9 9.8 % $ 379.1 $ (2.1 ) -0.5 % Operating income 46.5 33.5 13.0 38.9 % 36.2 (2.7 ) -7.5 % Other income (expense) (9.1 ) (11.7 ) 2.6 22.3 % (11.0 ) (0.7 ) -6.3 % Net earnings $ 22.7 $ 13.6 $ 9.1 67.7 % $ 16.1 $ (2.5 ) -15.9 % Net earnings per common share - diluted $ 0.78 $ 0.46 $ 0.32 69.6 % $ 0.54 $ (0.08 ) -14.8 % Fiscal 2012 versus Fiscal 2011 Our revenues, operating income (earnings before other income" ca0b43c5-a9dd-4d2f-81d2-fe142d609c5a,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0001385849-22-000024,10-K,md_and_a,0001385849,UUUU,ENERGY FUELS,2022-03-15,october,9890,62821,True,0.1016,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis should be read in conjunction with our financial statements for the three years ended December 31, 2021 and the related notes thereto. The purpose of this Item 7 is: (i) to provide material information relevant to an assessment of the financial condition and results of operations of Energy Fuels Inc., including an evaluation of the amounts and certainty of cash flows from operations and from outside sources; and (ii) to focus specifically on material events and uncertainties known to management that are reasonably likely to cause reported financial information not necessarily indicative of future operating results or of future financial condition. This Discussion and Analysis contains forward-looking statements that involve risks, uncertainties, and assumptions. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of many factors, including, but not limited to, those set forth under the section heading “Item 1A. Risk Factors” and elsewhere in this Annual Report. See page 3, “ Cautionary Statement Regarding Forward-Looking Statements .” Outlook Overview The Company continues to believe that uranium supply and demand fundamentals point to higher sustained uranium prices in the future. In addition, Russia’s recent invasion of Ukraine and the recent entry into the uranium market by financial entities purchasing uranium on the spot market to hold for the long-term has the potential to result in higher sustained spot and term prices and, perhaps, induce utilities to enter into more long-term contracts with non-Russian producers like Energy Fuels to ensure security of supply and more certain pricing. However, the Company has not yet entered into sufficient long-term supply agreements to justify commencing uranium production at the Company’s mines and in-situ recovery (“ ISR ”) facilities. As a result, the " 37bbce2d-aafb-400a-8145-da6bb8cd40b8,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001691303-20-000014,10-K,md_and_a,0001691303,HCC,WARRIOR MET COAL INC,2020-02-19,october,14880,92607,True,0.0397,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis provides a narrative of our results of operations and financial condition for the years ended December 31, 2019 , December 31, 2018 , and December 31, 2017 . You should read the following discussion and analysis of our financial condition and results of operations together with our audited financial statements and related notes appearing elsewhere in this Annual Report. Some of the information contained in this discussion and analysis or set forth elsewhere in this Annual Report, including information with respect to our plans and strategy for our business and related financing, includes forward ‑ looking statements that involve risks and uncertainties. As a result of many factors, including those factors set forth in “ Part I, Item 1A. Risk Factors,” our actual results could differ materially from the results described in, or implied by, the forward ‑ looking statements contained in the following discussion and analysis. Please see “ Forward-Looking Statements. ” Overview We are a U.S.-based, environmentally and socially minded supplier to the global steel industry. We are dedicated entirely to mining non-thermal met coal used as a critical component of steel production by metal manufacturers in Europe, South America and Asia. We are a large-scale, low-cost producer and exporter of premium met coal, also known as hard coking coal (“HCC”), operating highly-efficient longwall operations in our underground mines based in Alabama, Mine No. 4 and Mine No. 7. As of December 31, 2019 , Mine No. 4 and Mine No. 7, our two operating mines, had approximately 105.3 million metric tons of recoverable reserves and our undeveloped Blue Creek mine contained 103.0 million metric tons of recoverable reserves. As a result of our high quality coal, our realized price has historically been in line with, or at a slight discount to, the Platts Index. Our HCC, mined from the Sou" eeb2458a-30d9-4d49-814f-89a841aa74d3,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0000043920-23-000068,10-K,md_and_a,0000043920,GEF,GREIF INC CLASS A,2023-12-18,october,7116,45827,True,0.1216,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The terms “Greif,” the “Company,” “we,” “us” and “our” as used in this discussion refer to Greif, Inc. and its subsidiaries. RESULTS OF OPERATIONS The discussion and analysis of our financial condition and results of operations are based upon our consolidated financial statements, which have been prepared in accordance with U.S. Generally Accepted Accounting Principles (“GAAP”). The preparation of these consolidated financial statements, in accordance with these principles, require us to make estimates and assumptions that affect the reported amount of assets and liabilities, revenues and expenses, and related disclosure of contingent assets and liabilities at the date of our consolidated financial statements. Historical revenues and earnings may or may not be representative of future operating results due to various economic and other factors. See “Risk Factors” in Item 1A of this Form 10-K. The non-GAAP financial measures of EBITDA and Adjusted EBITDA are used throughout the following discussion of our results of operations, both for our consolidated and segment results. For our consolidated results, EBITDA is defined as net income, plus interest expense, net, plus debt extinguishment charges, plus income tax expense, plus depreciation, depletion and amortization, and Adjusted EBITDA is defined as EBITDA plus restructuring charges, plus timberland gains, net, plus acquisition and integration related costs, plus non-cash asset impairment charges, plus non-cash pension settlement (income) charges, plus incremental COVID-19 costs, net, plus (gain) loss on disposal of properties, plants, equipment and businesses, net. Since we do not calculate net income by reportable segment, EBITDA and Adjusted EBITDA by reportable segment are reconciled to operating profit by reportable segment. In that case, EBITDA is defined as operating profit by reportable segment less other (income) expense, net, less non" 5123ad68-1662-4e29-b1b1-b03da085d795,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|other,1.0,0001558370-25-001496,10-K,md_and_a,0001875558,NVCT,NUVECTIS PHARMA INC,2025-02-25,october,4135,27316,True,0.1663,"Discussion and Analysis of the Results of Operations You should read the following discussion and analysis of our financial condition and results of operations together with our financial statements and related notes appearing elsewhere in this report. Some of the information contained in this discussion and analysis or set forth elsewhere in this report, including information with respect to our plans and strategy for our business and related financing, includes forward-looking statements that involve risks and uncertainties. As a result of many factors, including those factors set forth in the “Risk Factors” section of this report, our actual results could differ materially from the results described in or implied by the forward-looking statements contained in the following discussion and analysis. Overview We are a clinical stage biopharmaceutical company focused on the development of novel targeted small molecule therapeutics for the treatment of cancer in genetically defined patient populations. Our precision medicine approach translates key scientific insights relating to the oncogenic drivers and pathway addiction of cancer into potent and highly selective anticancer drugs. In addition, we will investigate the relevance of specific mutations and other DNA alterations as a potential patient selection marker and to identify synthetic lethality targets. This work could support our use of a tumor agnostic development strategy wherein we enroll patients based on the cancer’s genetic and molecular features without regard to the type or location of the cancer. Since our inception in 2020, we have devoted substantially all of our efforts and financial resources to organizing and staffing our company, business planning, raising capital, acquiring, discovering product candidates and securing related intellectual property rights and conducting research and development activities for our programs. We do not have any products approved for sale and have not generated any r" 7b3837b5-ebe4-4ba6-98a1-648a81810d1f,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|other,1.0,0001650664-24-000008,10-K,md_and_a,0001650664,EDIT,EDITAS MEDICINE,2024-02-28,october,6511,44055,True,0.1273,"Discussion and Analysis of Financial Condition and Results of Operations. The following discussion and analysis of our financial condition and results of operations should be read together with our consolidated financial statements and related notes appearing elsewhere in this Annual Report on Form 10-K. Some of the information contained in this discussion and analysis or set forth elsewhere in this Annual Report on Form 10-K contains forward-looking statements that involve substantial risks and uncertainties. The words “anticipate,” “believe,” “estimate,” “expect,” “intend,” “may,” “plan,” “predict,” “project,” “would” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. There are a number of important risks and uncertainties that could cause our actual results to differ materially from those indicated by forward-looking statements. We may not actually achieve the plans, intentions or expectations disclosed in our forward-looking statements, and you should not place undue reliance on our forward-looking statements. Actual results or events could differ materially from the plans, intentions and expectations disclosed in the forward-looking statements we make. We have included important factors in the cautionary statements included in this Annual Report on Form 10-K, particularly in the section entitled “Risk Factors” in Part I, Item 1A that could cause actual results or events to differ materially from the forward-looking statements that we make. Our forward-looking statements do not reflect the potential impact of any future acquisitions, mergers, dispositions, joint ventures or investments that we may make. You should read this Annual Report on Form 10-K and the documents that we have filed as exhibits to this Annual Report on Form 10-K completely and with the understanding that our actual future results may be materially different from what we expect. The forward-" 9d0d0e6c-9f45-4607-b8c3-066598992c33,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|other,1.0,0001140361-20-005499,10-K,md_and_a,0001398733,AQST,AQUESTIVE THERAPEUTICS,2020-03-11,october,15829,104342,True,0.0325,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion of our financial condition and results of operations should be read in conjunction with our financial statements and the notes to those financial statements appearing elsewhere in the Annual Report on Form 10-K. This discussion contains forward-looking statements that involve significant risks and uncertainties. As a result of many factors, such as those set forth under “Risk Factors” in Part 1 Item 1A of this Annual Report on Form 10-K, our actual results may differ materially from those anticipated in these forward-looking statements. All dollar amounts are stated in thousands. Overview We are a pharmaceutical company focused on developing and commercializing differentiated products which leverage our proprietary PharmFilm® technology to solve patients’ therapeutic problems and to meet patients’ unmet medical needs. We have three commercial products, including one proprietary product and two out-licensed products, another FDA-approved product that has been out-licensed for commercialization in European markets following applicable regulatory approvals, as well as a late-stage proprietary product pipeline focused on the treatment of central nervous system, or CNS, diseases. We believe that the characteristics of the patient populations our products address and the shortcomings of available treatments create opportunities for the development and commercialization of meaningfully differentiated medicines. We generated revenue of $52,609 and $67,430 in 2019 and 2018, respectively, largely from commercial products licensed to our licensees in the form of manufacturing and supply revenue. Total revenues also included licensing, royalty and co-development and research fees. Our license revenue is subject to the normally uneven timing of co-development and licensing milestone payments, and to the variable product sales volumes achieved by our licensees, for which we recei" d052f1d9-28dd-4b37-ba3c-f00e5e55ef6b,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|other,1.0,0001047469-13-001660,10-K,md_and_a,0001082554,UTHR,UNITED THERAPEUTICS,2013-02-26,october,8646,56428,True,0.14,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with our consolidated financial statements and related notes to the consolidated financial statements included in this Annual Report on Form 10-K. The following discussion contains forward-looking statements made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934 and the Private Securities Litigation Reform Act of 1995. These statements are based on our beliefs and expectations about future outcomes and are subject to risks and uncertainties that could cause actual results to differ materially from anticipated results. Factors that could cause or contribute to such differences include those described under Part I, Item 1A—Risk Factors included in this Annual Report on Form 10-K and factors described in other cautionary statements, cautionary language and risk factors set forth in other documents filed with the Securities and Exchange Commission. We undertake no obligation to publicly update forward-looking statements, whether as a result of new information, future events or otherwise. Overview Our key therapeutic products and product candidates include: • Prostacyclin analogues (Remodulin®, Tyvaso®, oral treprostinil, 314d, TransCon Treprostinil and TransCon Beraprost): stable synthetic forms of prostacyclin, an important molecule produced by the body that has powerful effects on blood vessel health and function; • Phosphodiesterase type 5 (PDE-5) inhibitor (Adcirca®): a molecule that acts to inhibit the degradation of cyclic guanosine monophosphate (cGMP) in cells. cGMP is activated by nitric oxide (NO), a naturally occurring substance in the body that mediates the relaxation of vascular smooth muscle; • Monoclonal antibodies for oncologic applications (Ch14.18 MAb and 8H9 MAb): antibodies that treat cancer by activating the immune system; • Glycobiology antiviral agents: a novel class of sm" f668be91-e0f1-4e9c-ae6c-7ffea438b7df,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|other,1.0,0001144204-13-045159,10-K,md_and_a,0000062234,MCS,THE MARCUS CORP,2013-08-13,october,16802,107531,True,0.0541,"Discussion and Analysis of Financial Condition and Results of Operations . Results of Operations General We report our consolidated and individual segment results of operations on a 52- or 53-week fiscal year ending on the last Thursday in May. Fiscal 2013 and fiscal 2011 were 52-week years. Fiscal 2012 was a 53-week year, and our reported results for fiscal 2012 benefited from the additional week of reported operations. Fiscal 2014 will be a 52-week year. We divide our fiscal year into three 13-week quarters and a final quarter consisting of 13 or 14 weeks. Our primary operations are reported in two business segments: theatres, and hotels and resorts. Historically, our first fiscal quarter has produced the strongest operating results because this period coincides with the typical summer seasonality of the movie theatre industry and the summer strength of the lodging business. Our third fiscal quarter has historically produced the weakest operating results in our hotels and resorts division primarily due to the effects of reduced travel during the winter months. Our third fiscal quarter for our theatre division has historically been our second strongest quarter, but is heavily dependent upon the quantity and quality of films released during the Thanksgiving through Christmas holiday period. 20 Consolidated Financial Comparisons The following table sets forth revenues, operating income, other income (expense), net earnings and net earnings per common share for the past three fiscal years (in millions, except for per share and percentage change data): Change F13 v. F12 Change F12 v. F11 F2013 F2012 Amt. Pct. F2011 Amt. Pct. Revenues $ 412.8 $ 413.9 $ (1.1 ) -0.3 % $ 377.0 $ 36.9 9.8 % Operating income 38.2 46.5 (8.3 ) -17.9 % 33.5 13.0 38.9 % Other income (expense) (3.5 ) (9.1 ) 5.6 61.2 % (11.7 ) 2.6 22.3 % Net earnings attributable to noncontrolling interests 5.8 - 5.8 N/A - - - Net earnings attributable to The Marcus Corp. $ 17.5 $ 22.7 $ (5.2 ) -23.0 % $ 1" 39ab1fa0-5f85-4285-9122-c3d335d807b9,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf0.45-0.7|technology-type,1.0,0000064996-13-000004,10-K,md_and_a,0000064996,MCY,MERCURY GENERAL,2013-02-11,october,13389,87607,True,0.0823,"Discussion and Analysis of Financial Condition and Results of Operations Cautionary Statements Certain statements in this Annual Report on Form 10-K or in other materials the Company has filed or will file with the SEC (as well as information included in oral statements or other written statements made or to be made by the Company) contain or may contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements may address, among other things, the Company’s strategy for growth, business development, regulatory approvals, market position, expenditures, financial results, and reserves. Forward-looking statements are not guarantees of performance and are subject to important factors and events that could cause the Company’s actual business, prospects, and results of operations to differ materially from the historical information contained in this Annual Report on Form 10-K and from those that may be expressed or implied by the forward-looking statements contained in this Annual Report on Form 10-K and in other reports or public statements made by the Company. Factors that could cause or contribute to such differences include, among others: the competition currently existing in the automobile insurance markets in California and the other states in which the Company operates; the cyclical and generally competitive nature of the property and casualty insurance industry and general uncertainties regarding loss reserves or other estimates; the accuracy and adequacy of the Company’s pricing methodologies; the Company’s success in managing its business in states outside of California; the impact of potential third party “bad-faith” legislation, changes in laws, regulations or new interpretations of existing laws and regulations, tax position challenges by the California Franchise Tax Board (“FTB”), and decisions of courts, regula" 082da2fe-3ef3-4658-b985-367eb564aac0,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|capex-type,183.3,0001104659-10-059145,10-K,md_and_a,0000775158,OSK,OSHKOSH CORP,2010-11-18,october,14466,94641,True,0.0828,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General The Company is a leading designer, manufacturer and marketer of a wide range of specialty vehicles and vehicle bodies, including defense trucks, access equipment, fire & emergency vehicles and concrete mixers and refuse collection vehicles. The Company manufactures defense trucks under the “Oshkosh” brand name and is a leading manufacturer of severe-duty, tactical wheeled vehicles for the DoD. The Company is a leading global manufacturer of aerial work platforms under the “JLG” brand name. The Company is among the worldwide leaders in the manufacturing of telehandlers under the “JLG,” “SkyTrak” and “Lull” brand names. Under the “Jerr-Dan” brand name, the Company is a leading domestic manufacturer and marketer of towing and recovery equipment. Under the “Pierce” brand name, the Company is among the leading global manufacturers of fire apparatus assembled on both custom and commercial chassis. Under the “Frontline” brand name, the Company is a leading domestic manufacturer and marketer of broadcast vehicles. The Company manufactures ARFF and airport snow removal vehicles under the “Oshkosh” brand name and ambulances under the “MEDTEC” brand name. The Company manufactures mobile medical trailers under the “Oshkosh Specialty Vehicles” and “SMIT” brand names. Under the “McNeilus,” “Oshkosh,” “London” and “CON-E-CO” brand names, the Company manufactures rear- and front-discharge concrete mixers and portable and stationary concrete batch plants. Under the “McNeilus” brand name, the Company manufactures a wide range of automated, rear, front, side and top loading refuse collection vehicles. Under the “IMT” brand name, the Company is a leading domestic manufacturer of field service vehicles and truck-mounted cranes. During fiscal 2010, in conjunction with the appointment of a new access equipment segment president, the Company transferred operational responsibility of JerrDan from the fire & " 893699fe-6574-4a32-8bcf-dc9e77573c38,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|capex-type,183.3,0001018963-16-000049,10-K,md_and_a,0001018963,ATI,ATI,2016-02-26,october,16733,106838,True,0.0502,"Discussion and Analysis of Financial Condition and Results of Operations Certain statements contained in this Management’s Discussion and Analysis of Financial Condition and Results of Operations are forward-looking statements. Actual results or performance could differ materially from those encompassed within such forward-looking statements as a result of various factors, including those described below. Net income and net income per share amounts referenced below are attributable to Allegheny Technologies Incorporated and Subsidiaries. ATI Overview We are one of the largest and most diversified specialty materials and components producers in the world. We use innovative technologies to offer global markets a wide range of specialty materials solutions. Our high-value products include titanium and titanium alloys, nickel-based alloys and specialty steels, zirconium and related alloys, advanced powder alloys, precision and engineered stainless steel strip, and precision forgings, castings, components and machining capabilities. Our standard products include specialty stainless sheet, stainless steel sheet, and stainless steel plate. Our specialty materials are produced in a wide range of alloys and product forms and are selected for use in applications that demand materials having exceptional hardness, toughness, strength, resistance to heat, corrosion or abrasion, or a combination of these characteristics. We are a fully integrated supplier, from alloy development, to raw materials (for titanium sponge) to melting and hot-working (for other specialty alloy systems), through highly engineered finished components. Our strategic vision is to be an aligned and integrated specialty materials and components company. We operate in two business segments: High Performance Materials & Components, and Flat Rolled Products. Our High Performance Materials & Components segment produces, converts and distributes a wide range of high performance materials, including titanium and t" 9e16609a-dc29-4ef1-921f-7ef215b5d6b2,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|capex-type,183.3,0000096869-22-000005,10-K,md_and_a,0000096869,TRC,TEJON RANCH,2022-03-03,october,10744,69548,True,0.0571,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS See Part I, ""Forward-Looking Statements"" for our cautionary statement regarding forward-looking information. This discussion and analysis is based on, should be read together with, and is qualified in its entirety by, the consolidated financial statements and notes thereto included in Item 15(a)1 of this Form 10-K, beginning at page F-1. It also should be read in conjunction with the disclosure under “Forward-Looking Statements” in Part 1 of this Form 10-K. When this report uses the words “we,” “us,” “our,” “Tejon,” “TRC,” and the “Company,” they refer to Tejon Ranch Co. and its subsidiaries, unless the context otherwise requires. References herein to fiscal year refer to our fiscal years ended or ending December 31. OVERVIEW Our Business We are a diversified real estate development and agribusiness company committed to responsibly using our land and resources to meet the housing, employment, and lifestyle needs of Californians and to create value for our shareholders. In support of these objectives, we have been investing in land planning and entitlement activities for new industrial and residential land developments and in infrastructure improvements within our active industrial development. Our prime asset is approximately 270,000 acres of contiguous, largely undeveloped land that, at its most southerly border, is 60 miles north of Los Angeles and, at its most northerly border, is 15 miles east of Bakersfield. Our business model is designed to create value through the execution of commercial/industrial development, entitlement and development of land for resort/residential uses, and the maximization of earnings from operating assets, while at the same time protecting significant portions of our land for conservation purposes. We operate our business near one of the country’s largest population centers, which is expected to continue to grow well into the future. We currently operate in five " d520b6a2-5c2a-4d6d-8b88-e18f8cba3b59,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|capex-type,183.3,0001279569-16-004485,10-K,md_and_a,0001334933,UEC,URANIUM ENERGY,2016-10-14,october,9062,60143,True,0.0782,"Discussion and Analysis of Financial Condition and Results of Operations The following management’s discussion and analysis of the Company’s financial condition and results of operations contain forward-looking statements that involve risks, uncertainties and assumptions including, among others, statements regarding our capital needs, business plans and expectations. In evaluating these statements, you should consider various factors, including the risks, uncertainties and assumptions set forth in reports and other documents we have filed with or furnished to the SEC and, including, without limitation, this Form 10-K filing for the fiscal year ended July 31, 2016 including the consolidated financial statements and related notes contained herein. These factors, or any one of them, may cause our actual results or actions in the future to differ materially from any forward-looking statement made in this document. Refer to “Cautionary Note Regarding Forward-Looking Statements” and Item 1A. Risk Factors. Introduction The following discussion summarizes our results of operations for each of the fiscal years ended July 31, 2016, 2015, and 2014 (“Fiscal 2016”, “Fiscal 2015” and “Fiscal 2014”, respectively) and our financial condition as at July 31, 2016 and 2015, with a particular emphasis on Fiscal 2016, our most recently completed fiscal year. Business We operate in a single reportable segment and since 2004, as more fully described under “General Business” of Item 1. Business, we have been engaged in uranium mining and related activities, including exploration, pre-extraction, extraction and processing, on uranium projects located in the United States and Paraguay. We utilize ISR mining where possible which we believe, when compared to conventional open pit or underground mining, requires lower capital and operating expenditures with a shorter lead time to extraction and a reduced impact on the environment. We have one uranium mine located in the State of Texas, t" eb3b7665-317c-46cd-b165-0c4e49583408,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|capex-type,183.3,0000107815-10-000046,10-K,md_and_a,0000783325,WEC,WEC Energy Group,2010-02-26,october,21230,136552,True,0.0269,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS CORPORATE DEVELOPMENTS INTRODUCTION Wisconsin Energy Corporation is a diversified holding company with subsidiaries primarily in a utility energy segment and a non-utility energy segment. Unless qualified by their context, when used in this document the terms Wisconsin Energy, the Company, our, us or we refer to the holding company and all of its subsidiaries. Our utility energy segment, primarily consists of Wisconsin Electric and Wisconsin Gas, both doing business under the trade name of ""We Energies"". We generate and distribute electricity in Wisconsin and the Upper Peninsula of Michigan and we distribute natural gas in Wisconsin. Our non-utility energy segment primarily consists of We Power. We Power is principally engaged in the engineering, construction and development of electric power generating facilities for long-term lease to Wisconsin Electric under our PTF strategy. CORPORATE STRATEGY Business Opportunities We seek to increase shareholder value by leveraging on our core competencies. Our key corporate strategy, announced in September 2000, is PTF. This strategy is designed to address Wisconsin's growing electric supply needs by increasing the electric generating capacity in the state while maintaining a fuel-diverse, reasonably priced electric supply. It is also designed to improve the delivery of energy within our distribution systems to meet increasing customer demands and to support our commitment to improved environmental performance. PWGS 1 and PWGS 2, two 545 MW natural gas electric generating units, were placed in service in July 2005 and May 2008, respectively, and OC 1, a 615 MW coal-fired generating unit, was placed in service on February 2, 2010. Although the new guaranteed in-service date is November 28, 2010, our contractor, Bechtel, is currently targeting commercial operation of OC 2, another 615 MW coal-fired generating unit, by the end of August 2010. We hav" 2dbe0fd5-79dc-423f-b40f-d610f55b80bb,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0001144980-23-000080,10-K,md_and_a,0001144980,ABG,ASBURY AUTOMOTIVE GROUP INC,2023-03-01,october,16512,101976,True,0.0644,"Discussion and Analysis of Financial Condition and Results of Operations This MD&A should be read in conjunction with the accompanying audited consolidated financial statements and notes. Forward-looking statements in this MD&A are not guarantees of future performance and may involve risks and uncertainties that could cause actual results to differ materially from those projected. Refer to the ""Forward-Looking Statements"" and Part I, Item 1A. Risk Factors for a discussion of these risks and uncertainties. The discussion of our financial condition and results of operations for the year ended December 31, 2020 is included in Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations in our Annual Report on Form 10-K for the year ended December 31, 2021. OVERVIEW We are one of the largest automotive retailers in the United States. As of December 31, 2022, through our Dealerships segment, we owned and operated 186 new vehicle franchises (139 dealership locations), representing 31 brands of automobiles, within 14 states. We also operated 32 collision centers, seven stand-alone used vehicle stores, one used vehicle wholesale business, one auto auction and Total Care Auto, Powered by Landcar (""TCA""), our F&I product provider. Our stores offer an extensive range of automotive products and services, including new and used vehicles; parts and service, which include repair and maintenance services, replacement parts, and collision repair service; and finance and insurance products. The finance and insurance products are provided by both independent third parties and TCA. The F&I products offered by TCA are sold through affiliated dealerships. For the year ended December 31, 2022, our new vehicle revenue brand mix consisted of 40% imports, 31% luxury, and 29% domestic brands. The Company manages its operations in two reportable segments: Dealerships and TCA. Our Dealerships segment revenues are derived primarily from: (i) the sale of new vehic" 4ea2d226-79a2-48b3-b582-793054d0b4b4,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0001047469-13-001388,10-K,md_and_a,0001446847,IRWD,IRONWOOD PHARMA CLASS A,2013-02-21,october,12016,80331,True,0.0493,"Discussion and Analysis of Financial Condition and Results of Operations Forward-Looking Information The following discussion of our financial condition and results of operations should be read in conjunction with our financial statements and the notes to those financial statements appearing elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements that involve significant risks and uncertainties. As a result of many factors, such as those set forth under ""Risk Factors"" in Item 1A of this Annual Report on Form 10-K, our actual results may differ materially from those anticipated in these forward-looking statements. Overview We are an entrepreneurial pharmaceutical company focused on the discovery, development and commercialization of medicines that improve patients' lives. We have one marketed product, linaclotide, which is available in the United States under the trademarked name LINZESS and was recently approved in the European Union under the trademarked name Constella. Linaclotide is also being developed in other parts of the world by certain of our partners. We are exploring development opportunities to broaden the LINZESS label, both within its current indication and by investigating potential future indications. In addition to exploring additional development opportunities, we also have a pipeline of early development candidates and discovery research programs in multiple therapeutic areas. In August 2012, the FDA approved LINZESS as a once-daily treatment for adult men and women suffering from IBS-C or CIC. LINZESS is being commercialized in the U.S. by us and our collaboration partner, Forest. We and Forest began commercializing LINZESS in the U.S. during December 2012. In November 2012, the European Commission granted marketing approval to Constella for the symptomatic treatment of moderate to severe IBS-C in adults. Constella will be marketed in Europe (including the Commonwealth of Independent States and Turk" 6e0308fc-4be3-4fc6-96d6-e0555ccbaf1d,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0001193125-11-082920,10-K,md_and_a,0001158895,LMAT,LEMAITRE VASCULAR,2011-03-30,october,11228,72158,True,0.1206,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with our consolidated financial statements and the related notes contained elsewhere in this Annual Report on Form 10-K and in our other Securities and Exchange Commission filings. The following discussion may contain predictions, estimates, and other forward-looking statements that involve a number of risks and uncertainties, including those discussed under “Risk Factors” and elsewhere in this Annual Report on Form 10-K. These risks could cause our actual results to differ materially from any future performance suggested below. Overview We are a medical device company that develops, manufactures, and markets medical devices and implants for the treatment of peripheral vascular disease. Our principal product offerings are sold throughout the world, primarily in the United States, the European Union and, to a lesser extent, Japan. We estimate that the annual worldwide market addressed by our core product lines approximates $750 million and that the annual worldwide market for all peripheral vascular devices approximates $3 billion. We have used acquisitions as a primary means of further accessing the larger peripheral vascular device market, and we expect to continue to pursue this strategy in the future. We currently manufacture most of our product lines in our Burlington, Massachusetts, headquarters. Our products are used by vascular surgeons who treat peripheral vascular disease through both open surgical methods and more recently adopted endovascular techniques. In contrast to interventional cardiologists and interventional radiologists, neither of whom are certified to perform open surgical procedures, vascular surgeons can perform both open surgical and minimally invasive endovascular procedures, and are therefore uniquely positioned to provide patients with a wider range of treatment options. Below is a listing of our principal p" 70eff534-7c6d-47a1-9e99-a9e2590f8422,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0000950170-25-027914,10-K,md_and_a,0001792580,OVV,OVINTIV,2025-02-26,october,12785,84919,True,0.0613,"Discussion and Analysis of Financial Condition and Results of Operations The MD&A is intended to provide a narrative description of the Company’s business from management’s perspective, which includes an overview of Ovintiv’s consolidated 2024 results and year-over-year comparisons between 2024 and 2023 results. This MD&A should be read in conjunction with the audited Consolidated Financial Statements and accompanying notes for the year ended December 31, 2024 (“Consolidated Financial Statements”), which are included in Item 8 of this Annual Report on Form 10-K. Discussion and analysis of 2022 results and year-over-year comparisons between 2023 and 2022 results that are not included in this Form 10-K, can be found in Item 7 of the 2023 Annual Report on Form 10-K. Common industry terms and abbreviations are used throughout this MD&A and are defined in the Definitions, Conversions and Conventions sections of this Annual Report on Form 10-K. This MD&A includes the following sections: • Executive Overview • Results of Operations • Liquidity and Capital Resources • Accounting Policies and Estimates • Non-GAAP Measures Executive Overview Strategy Ovintiv aims to be a leading North American energy producer and is focused on developing its high-quality multi-basin portfolio of oil and natural gas producing plays as part of its strategy outlined in Items 1 and 2 of this Annual Report on Form 10-K. Ovintiv is committed to delivering quality returns from its capital investment, generating significant cash flows and providing durable cash returns to its shareholders through the commodity price cycle. The Company aims to achieve its strategic priorities through execution excellence, disciplined capital allocation, and commercial acumen and risk management. In addition, the Company is dedicated to driving progress in areas of environmental, social, and governance, aligning with its commitment to corporate responsibility. In support of the Company’s commitment to enhan" ba349f2a-9730-4905-9268-c27148701a79,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0000821026-26-000010,10-K,md_and_a,0000821026,ANDE,ANDERSONS INC,2026-02-18,october,4672,31255,True,0.1199,"Discussion and Analysis of Financial Condition and Results of Operations The following Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is intended to help the reader understand the results of operations and financial condition of the Company. MD&A is provided as a supplement to, and should be read in conjunction with, our Consolidated Financial Statements and the accompanying Notes to Financial Statements (Part II, Item 8 of this Form 10-K). This section generally discusses the results of our operations for the year ended December 31, 2025, compared to the year ended December 31, 2024. For a discussion of the year ended December 31, 2024, compared to the year ended December 31, 2023, please refer to Part II, Item 7, “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in our Annual Report on Form 10-K for the year ended December 31, 2024, filed on February 19, 2025. Executive Overview Effective January 1, 2025, the Company realigned its organizational structure to better reflect updates in management reporting resulting in a change in reportable segments. As a result, the former Trade segment was combined with the former Nutrient & Industrial segment in the newly formed Agribusiness segment along with several smaller business lines being moved between the Agribusiness and Renewables segments. All prior period segment information has been recast to conform to the current year presentation. The agricultural commodity-based business is one in which changes in selling prices generally move in relationship to changes in purchase prices. Therefore, increases or decreases in prices of the commodities that the business deals in will have a relatively equal impact on sales and merchandising revenues and cost of sales and merchandising revenues and a much less significant impact on gross profit. As a result, changes in sales and merchandising revenues between periods may not necessarily be indic" d1239c15-dd7d-40ec-83e9-1baa83ddcae3,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0001558370-16-003625,10-K,md_and_a,0000894405,ARCB,ARCBEST,2016-02-26,october,19107,127275,True,0.0586,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATION S ArcBest Corporation ® (the “Company,” “we,” “us,” and “our”) provides a comprehensive suite of freight transportation services and logistics solutions. Our principal operations are conducted through our Freight Transportation (ABF Freight ® ) segment, which consists of ABF Freight System, Inc. and certain other subsidiaries. Our other reportable operating segments are the following asset-light logistics (formerly referred to as “non-asset-based”) businesses: Premium Logistics (Panther); Emergency & Preventative Maintenance (FleetNet); Transportation Management (ABF Logistics ® ); and Household Goods Moving Services (ABF Moving ® ). (See additional segment descriptions in “Business” included in Part I, Item 1 and in Note M to our consolidated financial statements included in Part II, Item 8 of this Annual Report on Form 10-K.) References to the Company, including “we,” “us,” and “our,” in this Annual Report on Form 10 - K are primarily to the Company and its subsidiaries on a consolidated basis. ORGANIZATION OF INFORMATION Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is provided to assist readers in understanding our financial performance during the periods presented and significant trends which may impact our future performance. This discussion should be read in conjunction with our consolidated financial statements and the related notes thereto included in Part II, Item 8 of this Annual Report on Form 10-K. MD&A includes forward-looking statements that are subject to risks and uncertainties. Actual results may differ materially from the statements made in this section due to a number of factors that are discussed in “Forward-Looking Statements” of Part I and “Risk Factors” of Part I, Item 1A of this Annual Report on Form 10-K. MD&A is comprised of the following: · Results of Operations includes: · an overview of consolidated results with " e0e98873-00c3-4d33-8755-ff7c4223a32a,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|ma_integration,425.6667,0001420800-19-000002,10-K,md_and_a,0001420800,ENOV,ENOVIS CORP,2019-02-21,october,12001,77459,True,0.0595,"Discussion and Analysis of Financial Condition and Results of Operations Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is designed to provide a reader of our financial statements with a narrative from the perspective of Company’s management. This MD&A is divided into four main sections: • Overview • Results of Operations • Liquidity and Capital Resources • Critical Accounting Policies The following MD&A should be read together with Item 6. “Selected Financial Data”, Part I, Item 1A. “Risk Factors” and the accompanying Consolidated Financial Statements and Notes to Consolidated Financial Statements included in this Form 10-K. The MD&A includes forward-looking statements. For a discussion of important factors that could cause actual results to differ materially from the results referred to in these forward-looking statements, see “Special Note Regarding Forward-Looking Statements.” Overview Please see Part I, Item 1. “Business” for a discussion of Colfax’s objectives and methodologies for delivering shareholder value. Colfax conducts its operations through two operating segments: Air and Gas Handling and Fabrication Technology. • Air and Gas Handling- a global supplier of industrial centrifugal and axial fans, rotary heat exchangers, gas compressors, ventilation control systems and software, and aftermarket services; and • Fabrication Technology-a global supplier of consumable products and equipment for use in the cutting, joining and automated welding of steels, aluminum and other metals and metal alloys Certain amounts not allocated to the two reportable segments and intersegment eliminations are reported under the heading “Corporate and other.” We have a global footprint, with production facilities in Europe, North America, South America, Asia, Australia and Africa. Through our reportable segments, we serve a global customer base across multiple markets through a combination of direct sales and third-party distributi" 0e0ce82a-67a5-4e12-84fd-46058a938f4d,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|other,240.5,0001438533-17-000005,10-K,md_and_a,0001438533,TVTX,TRAVERE THERAPEUTICS,2017-03-01,october,5917,37923,True,0.1402,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with our audited Consolidated Financial Statements, including the notes thereto. Overview We are a fully integrated biopharmaceutical company with approximately 135 employees headquartered in San Diego, California, dedicated to delivering life-changing therapies to people living with rare diseases who have few, if any, treatment options. Research and Development Programs: Sparsentan (RE-021) Sparsentan is an investigational therapeutic agent which acts as both a potent ARB, as well as a selective ERA, with in vitro selectivity toward endothelin receptor type A. We have secured a license to sparsentan from Ligand Pharmaceuticals, Inc. and Bristol-Myers Squibb Company (who referred to it as DARA). We are developing sparsentan as a treatment for FSGS, which is a leading cause of end-stage renal disease and NS. There are no FDA approved pharmacological treatments for FSGS and the off-label armamentarium is limited to ACE/ARBs, steroids, and immunosuppressant agents, which are effective in only a subset of patients. Every year approximately 5,400 patients are diagnosed with FSGS and we estimate that there are up to 40,000 FSGS patients in the United States with approximately half them being candidates for sparsentan. Sparsentan was granted orphan drug designation in the United States and the European Union in January 2015 and November 2015, respectively. In the third quarter of 2016, we announced positive top-line data from the Phase 2 DUET study of sparsentan for the treatment of FSGS. In early 2017, we had an End of Phase 2 meeting with the FDA regarding the regulatory pathway for sparsentan as a treatment for FSGS. Following the meeting and our receipt of confirmatory meeting minutes, we announced our plans to initiate a single Phase 3 clinical trial to serve as the basis of an NDA filing for sparsentan for the treatment of FSGS. We expect t" 190c7577-d0c8-4ecc-b64e-b0de8e28c335,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|other,240.5,0001564590-17-002099,10-K,md_and_a,0001128928,FLO,FLOWERS FOODS INC,2017-02-23,october,15404,99677,True,0.0464,"Discussion and Analysis ofFinancial Condition and Results of Operations The following discussion should be read in conjunction with Item 1., Business, and the Consolidated Financial Statements and accompanying Notes to Consolidated Financial Statements included in this Form 10-K. The following information contains forward-looking statements which involve certain risks and uncertainties. See Forward-Looking Statements at the beginning of this Form 10-K. Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is segregated into four sections, including: • Executive overview— provides a summary of our operating performance and cash flows, industry trends, and our strategic initiatives. • Critical accounting estimates— describes the accounting areas where management makes critical estimates to report our financial condition and results of operations. • Results of operations— an analysis of the company’s consolidated results of operations for the two comparative periods presented in the Consolidated Financial Statements. • Liquidity, capital resources and financial position— an analysis of cash flow, contractual obligations, and certain other matters affecting the company’s financial position. MATTERS AFFECTING COMPARABILITY Detailed below are matters affecting comparability as well as other significant events that will provide additional context while reading this discussion: Fiscal 2016 Fiscal 2015 Fiscal 2014 52 weeks 52 weeks 53 weeks (Amounts in thousands) Impairment of assets $ 24,877 $ 3,771 $ 10,308 Facility closure costs/Gain on divestiture — 736 (1,007 ) Pension plan settlement losses 6,646 — 15,387 Acquisition-related costs — 6,187 — Legal settlements and related tax liabilities 10,500 — — Loss on extinguishment of debt 1,900 — — $ 43,923 $ 10,694 $ 24,688 Impairment of assets. The table below details asset impairments recorded in fiscal 2016, 2015 and 2014, all of which related to assets of the DSD Segment. In " 43cc7883-9915-4c31-b17e-b4f42a068476,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|other,240.5,0000950170-23-003441,10-K,md_and_a,0001674416,CRSP,CRISPR THERAPEUTICS AG,2023-02-21,october,9204,61588,True,0.0965,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations together with our consolidated financial statements and related notes appearing elsewhere in this Annual Report on Form 10-K. Some of the information contained in this discussion and analysis or set forth elsewhere in this Annual Report on Form 10-K, including information with respect to our plans and strategy for our business and related financing, includes forward-looking statements that involve risks and uncertainties. As a result of many factors, including those factors set forth in the ""Risk Factors"" section of this Annual Report on Form 10-K, our actual results could differ materially from the results described in or implied by the forward-looking statements contained in the following discussion and analysis. Overview We are a leading gene editing company focused on the development of CRISPR/Cas9-based therapeutics. CRISPR/Cas9 is a revolutionary gene editing technology that allows for precise, directed changes to genomic DNA. The application of CRISPR/Cas9 for gene editing was co-invented by one of our scientific founders, Dr. Emmanuelle Charpentier. Dr. Charpentier and her collaborators published work elucidating how CRISPR/Cas9, a naturally occurring viral defense mechanism found in bacteria, can be adapted for use in gene editing. We are applying this technology to potentially treat a broad set of rare and common diseases. We believe that our scientific expertise, together with our gene editing approach, may enable an entirely new class of highly active and potentially curative therapies for patients, including those for whom current biopharmaceutical approaches have had limited success. We have established a portfolio of therapeutic programs in a broad range of disease areas across four core franchises: hemoglobinopathies, immuno-oncology, regenerative medicine and in vivo " 8996560e-7d23-426d-a05a-67c8bd955a43,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|other,240.5,0001520006-17-000074,10-K,md_and_a,0001520006,MTDR,MATADOR RESOURCES,2017-03-01,october,16917,105412,True,0.062,"Discussion and Analysis of Financial Condition and Results of Operations. The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and related notes appearing elsewhere in this Annual Report. The following discussion contains “forward-looking statements” that reflect our future plans, estimates, beliefs and expected performance. We caution that assumptions, expectations, projections, intentions or beliefs about future events may, and often do, vary from actual results and the differences can be material. Some of the key factors which could cause actual results to vary from our expectations include changes in oil or natural gas prices, the timing of planned capital expenditures, availability under our Credit Agreement borrowing base, uncertainties in estimating proved reserves and forecasting production results, operational factors affecting the commencement or maintenance of producing wells, the condition of the capital markets generally, as well as our ability to access them, the proximity to and capacity of gathering, processing and transportation facilities, availability and integration of acquisitions, uncertainties regarding environmental regulations or litigation and other legal or regulatory developments affecting our business, as well as those factors discussed below and elsewhere in this Annual Report, all of which are difficult to predict. In light of these risks, uncertainties and assumptions, the forward-looking events discussed may not occur. See “Cautionary Note Regarding Forward-Looking Statements.” Overview We are an independent energy company founded in July 2003 and engaged in the exploration, development, production and acquisition of oil and natural gas resources in the United States, with an emphasis on oil and natural gas shale and other unconventional plays. Our current operations are focused primarily on the oil and liquids-rich portion " a401f028-5f18-44d3-9761-e6299c564caf,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|other,240.5,0001564590-21-014865,10-K,md_and_a,0001796280,ORIC,ORIC PHARMACEUTICALS,2021-03-23,october,7094,47205,True,0.1036,"Discussion and Analysis of Financial Condition and Results of Operations You should read the following discussion and analysis of our financial condition and results of operations together with the section entitled “Selected Financial Data” and our financial statements and related notes included elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements that involve risks and uncertainties, including those described in the section titled “Special Note Regarding Forward Looking Statements.” Our actual results and the timing of selected events could differ materially from those discussed below. Factors that could cause or contribute to such differences include, but are not limited to, those identified below and those set forth under the section titled “Risk factors” included elsewhere in this report. Overview ORIC Pharmaceuticals is a clinical-stage biopharmaceutical company dedicated to improving patients’ lives by O vercoming R esistance I n C ancer. Our fully integrated discovery and development team is advancing a diverse pipeline of innovative therapies designed to counter resistance mechanisms in cancer by leveraging our expertise within three specific areas: hormone-dependent cancers, precision oncology and key tumor dependencies. Our lead product candidate, ORIC-101, builds upon a legacy of successful drug development by our founders in the field of nuclear hormone receptors and their efforts to elucidate the cause of resistance to the groundbreaking prostate cancer therapies that they had developed. ORIC-101 is a potent and selective small molecule antagonist of the glucocorticoid receptor (GR), which has been linked to resistance to multiple classes of cancer therapeutics across a variety of solid tumors. In 2019, we initiated two separate Phase 1b trials of ORIC-101 in combination with (1) Xtandi (enzalutamide) in metastatic prostate cancer and (2) Abraxane (nab-paclitaxel) in advanced or metastatic solid tumors. " 2bc6e086-a343-4d09-950b-25b473d14b4d,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|technology-type,68.3,0000950170-25-027758,10-K,md_and_a,0001653087,ALEC,ALECTOR,2025-02-26,october,4976,32904,True,0.1592,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations together with our consolidated financial statements and related notes included elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements that involve risks and uncertainties, including those described in the section titled “Special Note Regarding Forward Looking Statements.” Our actual results and the timing of selected events could differ materially from those discussed below. Factors that could cause or contribute to such differences include, but are not limited to, those identified below and those set forth under the section titled “Risk Factors” included elsewhere in this report. Overview We are a late-stage clinical biotechnology company with a mission to make degenerative brain disorders history. Our robust portfolio of therapies is focused on counteracting the devastating progression of neurodegenerative diseases, particularly in areas of high unmet need where therapeutic options are limited. We are at the forefront of a scientific and clinical revolution, committed to understanding the complex mechanisms that drive neurodegenerative diseases, including the roles of toxic misfolded proteins, deficient proteins, and lysosomal, immune system, and neuronal dysfunction. We aim to develop product candidates that remove toxic proteins, replace critical deficient proteins, and restore immune and nerve cells to normal function. To pursue this aim, we are advancing a portfolio of programs that address genetically validated targets. These programs leverage our deep understanding of the genetic underpinnings of these diseases, combined with our expertise in drug development, proprietary protein engineering, antibody discovery, and our innovative Alector Brain Carrier (ABC) technology for blood-brain barrier transport. We are advancing ABC, our propr" 6a8cd8d5-f7c5-458f-b537-51ac10fea8d3,holdout,True,productive,10-K md_and_a|october|shown<0.25|conf>0.7|technology-type,68.3,0001564590-16-015660,10-K,md_and_a,0001528849,RH,RH,2016-03-30,october,17712,115103,True,0.0492,"Discussion and Analysis ofFinancial Condition and Results of Operations Overview We are a leading luxury retailer in the home furnishings marketplace. Our curated and fully-integrated assortments are presented consistently across our sales channels in sophisticated and unique lifestyle settings that we believe are on par with world-class interior designers. We offer dominant merchandise assortments across a growing number of categories, including furniture, lighting, textiles, bathware, décor, outdoor and garden, tableware, and child and teen furnishings. Our business is fully integrated across our multiple channels of distribution, consisting of our stores, Source Books and websites. We position our galleries as showrooms for our brand, while our Source Books and websites act as virtual extensions of our stores. As of January 30, 2016, we operated a total of 69 retail galleries, consisting of 53 legacy Galleries, 6 larger format Design Galleries, 4 next generation Design Galleries, 1 RH Modern Gallery and 5 RH Baby & Child Galleries, as well as 17 outlet stores, throughout the United States and Canada. In order to drive growth across our business, we are focused on the following key strategies: · Transform Our Real Estate Platform.We believe we have an opportunity to significantly increase our sales by transforming our real estate platform from our existing legacy retail footprint to a portfolio of next generation Design Galleries that are sized to the potential of each market and the size of our assortment. On average, our legacy retail stores display less than 10% of our current product assortment. Our next generation Design Galleries allow us to optimize our selling space by displaying a greater percentage of our merchandise assortment, as well as future product expansions and new businesses, in a highly differentiated retail setting. Based on our historical performance, when a product is presented on the selling floor, we experience an increase in sales for" a566de37-3bd5-431b-8c55-b2e7c9023bd9,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|technology-type,68.3,0001628280-22-016593,10-K,md_and_a,0001807794,CRDO,CREDO TECHNOLOGY GROUP HOLDING LTD,2022-06-08,october,8073,52394,True,0.1127,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with the consolidated financial statements and related notes included elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements that involve risks and uncertainties. Our actual results could differ materially from those discussed in those forward-looking statements. Factors that could cause or contribute to such differences include those identified below and those discussed in the section titled “Risk Factors.” For a discussion and analysis of our financial condition and results of operations for our fiscal year ended April 30, 2020, and a comparison of our fiscal years ended April 20, 2021 and 2020, see the section titled “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in our prospectus dated January 26, 2022. Our historical results are not necessarily indicative of the results that may be expected for any period in the future. Overview Credo is an innovator in providing secure, high-speed connectivity solutions that deliver improved power and cost efficiency as data rates and corresponding bandwidth requirements increase exponentially throughout the data infrastructure market. Our connectivity solutions are optimized for optical and electrical Ethernet applications, including the emerging 100G, 200G, 400G and 800G port markets. Our products are based on our proprietary SerDes and DSP technology. Our product families include ICs, AECs and SerDes Chiplets. Our IP solutions primarily are comprised of SerDes IP development and licensing. Data generation has increased dramatically over the past ten years, creating new and complicated challenges in both circuit and system design. Our proprietary SerDes and DSP technologies enable us to disrupt competition in existing markets, lead the way into emergin" dc047d36-efce-4227-8744-340f055f0f1d,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|technology-type,68.3,0001437749-15-003857,10-K,md_and_a,0001120914,PDFS,PDF SOLUTIONS,2015-03-03,october,6524,43715,True,0.1316,"Discussion and Analysis of Financial Condition and Results of Operations Overview We analyze our customers’ IC design and manufacturing processes to identify, quantify, and correct the issues that cause yield loss to improve our customers’ profitability by improving time-to-market, increasing yield and reducing total design and manufacturing costs. We package our solutions in various ways to meet our customers’ specific business and budgetary needs, each of which provides us various revenue streams. We receive a mix of fixed fees and variable, performance-based fees for the vast majority of our yield improvement solutions. The fixed fees are typically reflective of the length of time and the resources needed to characterize a customer’s manufacturing process and receive preliminary results of proposed yield improvement suggestions. The variable fee, or what we call Gainshare, usually depends on our achieving certain yield targets by a deadline. Variable fees are currently typically tied to wafer volume on the node size of the manufacturing facility where we performed the yield improvement solutions. We receive license fees and service fees for related installation, integration, training, and maintenance and support services for our software that we license on a stand-alone basis. 21 Industry Trend Consistent with the trend since 2010, we believe that the largest logic foundries will continue to increase their investment in leading edge nodes and capacity in 2015. Leading foundries continue to invest in new technologies such as multi-patterned lithography and 3-D transistor architecture, which has resulted in an increase in our business, and improved results of operations in the past few years. Whether future investments by foundries continue to result in an increase in our business and improved results of operations depends on the agreements we are able to enter into for specific projects with our customers. As we disclosed on September 29, 2014, negotiations" f6566fa8-ca1e-4797-8362-0999e6501804,holdout,False,productive,10-K md_and_a|october|shown<0.25|conf>0.7|technology-type,68.3,0001628280-25-008367,10-K,md_and_a,0001477815,SG,SWEETGREEN CLASS A,2025-02-27,october,11689,75346,True,0.1002,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations together with the audited consolidated financial statements and related notes included elsewhere in this report. This discussion contains forward-looking statements based upon current plans, expectations, and beliefs that involve risks and uncertainties. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of various factors, including those set forth in the sections titled “Risk Factors” and “Special Note Regarding Forward-Looking Statements” and in other parts of this report. Unless the context otherwise requires, all references in this section to “we,” “us,” “our,” the “Company,” or “Sweetgreen” refer to Sweetgreen, Inc. and its subsidiaries. Our fiscal year is a 52- or 53-week period that ends on the last Sunday of the calendar year. Fiscal year 2024 was a 52-week period that ended December 29, 2024, fiscal year 2023 was a 53-week period that ended December 31, 2023, and fiscal year 2022 was a 52-week period that ended December 25, 2022. In a 52-week fiscal year, each fiscal quarter includes 13 weeks of operations. In a 53-week fiscal year, the first, second, and third fiscal quarters each include 13 weeks of operations, and the fourth fiscal quarter includes 14 weeks of operations. Fiscal year 2024, 2023, and 2022 results for AUV and Same-Store Sales Change have been adjusted. See the subsections titled “—Key Performance Metrics” and “—Quarterly Results of Operations” for more information, including a description of the adjustments made to, and the unadjusted values for, AUV and Same-Store Sales Change for the periods presented. Overview We are a mission-driven, next generation restaurant and lifestyle brand that serves healthy food at scale. Our bold vision is to be as ubiquitous as traditional fast food, but with the transpa" 29aa2b68-88a7-4ee1-bf2d-32c5f830851e,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf0.45-0.7|ma_integration,1.0,0001079973-13-000222,10-K,md_and_a,0001015383,POWW,OUTDOOR HOLDING,2013-04-01,october,1261,7991,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATION Introduction The following discussion updates our plan of operation for the next twelve months. This discussion also analyzes our financial condition at December 31, 2012 and compares it to our financial condition at December 31, 2011. This discussion summarizes the results of our operations for the year ended December 31, 2012 and compares those results to the year ended December 31, 2011. Plan of Operation Retrospettiva, Inc. (the ""Company"") was organized under the laws of the State of California in November, 1990. Prior to 2002, our business was to manufacture and import textile products, including both finished garments and fabrics. Our manufacturing facilities and inventories were primarily located in Europe. Our European operations were based in and around Macedonia. On July 2, 2001, we announced that the civil war in Macedonia rendered it impossible to continue operations. We ceased operating and liquidated all of our assets. 10 On August 2, 2004, the Company was terminated, by administrative action of the State of California as a result of non-filing of required documents with the State of California. Effective February 15, 2007, the Company reinstated it charter. We have updated our affairs and become current in our various reporting obligations. We intend to combine the Company with another entity in a merger, acquisition, or similar transaction and are seeking potential candidates. Our plan is to evaluate prospects, structure a transaction, and ultimately combine with another entity. We are unable, at this time, to predict when, if ever, our objectives will be achieved. Capital Investment We do not anticipate any significant capital expenditures for at least the next twelve months. Liquidity and Capital Resources As of December 31, 2012, we had a working capital deficit of $(260,157). We had no current assets and current liabilities were $260,157. This represents a $31,298 " 09da2c85-a048-42da-a065-ca4211d01216,holdout,True,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|capex-type,2.6,0001173514-14-000019,10-K,md_and_a,0001173514,HY,HYSTER YALE INC CLASS A,2014-02-19,october,206,1422,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS HYSTER-YALE MATERIALS HANDLING, INC. AND SUBSIDIARIES (Tabular Amounts in Millions, Except Per Share and Percentage Data) in delivery or increases in costs, including transportation costs, of raw materials or sourced products and labor or changes in or unavailability of quality suppliers, (5) exchange rate fluctuations, changes in foreign import tariffs and monetary policies and other changes in the regulatory climate in the foreign countries in which the Company operates and/or sells products, (6) delays in manufacturing and delivery schedules, (7) bankruptcy of or loss of major dealers, retail customers or suppliers, (8) customer acceptance of, changes in the costs of, or delays in the development of new products, (9) introduction of new products by, or more favorable product pricing offered by, competitors, (10) product liability or other litigation, warranty claims or returns of products, (11) the effectiveness of the cost reduction programs implemented globally, including the successful implementation of procurement and sourcing initiatives, (12) changes mandated by federal, state and other regulation, including health, safety or environmental legislation, (13) delays in or increased costs associated with the Brazil plant construction, and (14) delays in or cancellation of the sale of the existing Brazil facility and land." 72bfc5b8-77cd-467a-b58f-b20a50124530,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|capex-type,2.6,0001354488-12-001132,10-K,md_and_a,0000101538,UAMY,UNITED STATES ANTIMONY CORP,2012-03-14,october,1268,7768,True,1.0,"DISCUSSION AND ANALYSIS OR PLAN OF OPERATIONS Certain matters discussed are forward-looking statements that involve risks and uncertainties, including the impact of antimony prices and production volatility, changing market conditions and the regulatory environment and other risks. Actual results may differ materially from those projected. These forward-looking statements represent our judgment as of the date of this filing. We disclaim, however, any intent or obligation to update these forward-looking statements. Results of Operations Antimony - Combined USAand Mexico 2011 2010 2009 Lbs of Antimony Metal 1,401,423 1,423,637 974,356 Sales Price/Lb Metal $ 7.43 $ 4.34 $ 2.59 Cost of Operations/Lb Metal (6.79 ) (4.04 ) (2.27 ) Gross Profit/Lb Metal $ 0.64 $ 0.30 $ 0.32 Gross antimony revenue $ 10,406,636 $ 6,174,062 $ 2,526,663 Precious metals revenue 667,813 483,307 40,444 Production costs (8,477,151 ) (5,080,588 ) (1,742,990 ) Depreciation (199,515 ) (168,808 ) (71,929 ) Direct Sales and Freight (402,521 ) (287,648 ) (168,019 ) General and Administrative (439,249 ) (216,765 ) (232,005 ) Gross Profit - Antimony $ 1,556,013 $ 903,560 $ 352,164 Zeolite Tons sold 12,105 15,319 11,519 Sales Price/Ton $ 168.83 $ 157.71 $ 133.37 Cost of Operations/Ton (159.06 ) (127.02 ) (131.90 ) Gross Profit/Ton $ 9.76 $ 30.69 $ 1.47 Gross Revenue $ 2,043,641 $ 2,415,955 $ 1,536,233 Production costs (1,221,101 ) (1,254,375 ) (830,065 ) Depreciation (206,231 ) (187,068 ) (190,523 ) Direct Sales and Freight (183,333 ) (86,737 ) (137,883 ) Royalties (197,371 ) (229,352 ) (202,736 ) General and Administrative (117,420 ) (188,251 ) (158,144 ) Gross Profit - Zeolite $ 118,185 $ 470,172 $ 16,882 Company-wide Gross Revenue $ 13,118,090 $ 9,073,324 $ 4,103,340 Cost of Operations (11,443,892 ) (7,699,592 ) (3,734,294 ) Gross Profit (Loss) 1,674,198 1,373,732 369,046 Other Operating Expenses (782,667 ) (950,163 ) (605,232 ) Net Interest 5,205 7,751 (5,605 ) Factoring Expense (154,206 ) (119,107 " a7dbf592-964f-4dde-b5b7-73f45b4ff626,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|capex-type,2.6,0001171843-20-000396,10-K,md_and_a,0001173420,NG,NOVAGOLD RESOURCES INC,2020-01-22,october,1313,8852,True,1.0,"Management’s Discussion and Analysis of Financial Condition and Results of Operations , on Registrant’s Annual Report on Form 10-K for the year ended November 30, 2018, filed with the Securities and Exchange Commission on January 23, 2019. Overview Our operations primarily relate to the delivery of project milestones, including the achievement of various technical, environmental, sustainable development, economic and legal objectives, obtaining necessary permits, completion of feasibility studies, preparation of engineering designs and the financing to fund these objectives. In 2019, we successfully delivered on the key goals established at the beginning of the year. Highlights of our accomplishments include: Advancement of the Donlin Gold project Donlin Gold LLC continues to support the Alaska Department of Natural Resources (ADNR) to advance permits and certificates for the project. ADNR’s approval of the Alaska Dam Safety certificates for the tailings storage facility and water retention and diversion structures requires a thorough multi-year stepwise process to deliver a final construction package to ADNR. During July 2019, Donlin Gold commenced a site investigation program in support of advancement of dam engineering from a feasibility level to a final construction package. The site investigation information will support a preliminary design package, detailed design package and ultimately the final construction package, each of which will be submitted to ADNR for final approval and issuance of the dam safety certificates. This program consists of geotechnical core drilling, test pits, overburden drilling, packer tests, hydrogeologic test well installation and pumping tests, and geophysical surveys. Safety training and camp preparations were completed in the third quarter. Due to wildfires that affected the project area, the program was temporarily suspended in July for a period of five weeks, as all personnel were safely moved as a precautionary measure " b6223284-7f5f-4c66-b27d-a0525b5aecf0,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|capex-type,2.6,0001104659-26-037403,10-K,md_and_a,0001526243,PPTA,PERPETUA RESOURCES,2026-03-31,october,907,6196,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations as of December 31, 2025 and 2024 and for the fiscal years then ended together with our consolidated financial statements and related notes and other financial information appearing in this Annual Report. Some of the information contained in this discussion and analysis or set forth elsewhere in this Annual Report, including information with respect to our plans and strategy for our business, operations and product candidates, includes forward-looking statements that involve risks and uncertainties. You should review the sections of this Annual Report captioned “Risk Factors” and “Cautionary Note Regarding Forward-Looking Statements” for a discussion of important factors that could cause our actual results to differ materially from the results described in or implied by the forward-looking statements contained in the following discussion and analysis. Overview Perpetua Resources Corp. (formerly Midas Gold Corp.) was incorporated on February 22, 2011 under the BCBCA. The Corporation was organized to hold shares in wholly owned subsidiaries that locate, acquire, develop and restore mineral properties located principally in the Stibnite – Yellow Pine mining district in Valley County, Idaho, USA. The Corporation’s principal asset is 100% ownership in subsidiaries that control the Stibnite Gold Project. The Corporation currently operates in one segment: mineral exploration and development in the United States. The registered and records office of Perpetua Resources is located at Suite 2501-550 Burrard St, Vancouver, BC, V6C 2B5, Canada and the corporate head office is located at Suite 201-405 S 8th St, Boise, ID 83702, USA. 2026 Outlook and Goals Perpetua Resources’ vision is to provide the United States with a domestic source of the critical mineral antimony, develop one of the largest and hig" d13e26e7-1a91-480f-a3a7-616f55bdf68d,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|capex-type,2.6,0001006655-17-000036,10-K,md_and_a,0001006655,EPM,EVOLUTION PETROLEUM CORP,2017-09-15,october,1195,7341,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis should be read in conjunction with our Consolidated Financial Statements and Notes thereto included in Item 8, Financial Statements and Supplementary Data. Our discussion and analysis includes forward-looking information that involves risks and uncertainties. It should be read in conjunction with Risk Factors under Item 1A of this Form 10-K, together with the statement of Forward-Looking Information at the beginning of this report for discussion of the risks and uncertainties that could cause our actual results to be materially different from those contained in our forward-looking statements. Executive Overview General We are engaged primarily in the development and production of oil and gas reserves within known oil and gas reservoirs in the United States. We are focused on increasing underlying asset values on a per share basis. In doing so, we depend on a conservative capital structure, allowing us to maintain control of our assets for the benefit of our shareholders, including a substantial ownership by our directors, officers and staff. By policy, every employee and director maintains a required beneficial ownership of our common stock. Our strategy is to grow the value of our assets to maximize the value realized by our shareholders. In addition, we plan to continue to return cash to shareholders in the form of quarterly cash dividends and potential stock buybacks under our share repurchase program. We expect to fund our share of fiscal 2018 expenditures in the Delhi field from working capital and net cash flows from the property. Highlights for our fiscal year 2017 Financial • Our fiscal 2017 net income was6.8 million, or $0.21 per share.This marks our sixth consecutive fiscal year of reporting positive net income. • We funded all operations, including $7.6 million of capital spending, from internal resources and remained debt free.We ended the fisca" 2a931dd5-ea2f-4df4-8087-23ae4c724a7d,holdout,True,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|ma_integration,5.0,0001570585-24-000022,10-K,md_and_a,0001570585,LBTYK,LIBERTY GLOBAL LTD CLASS C,2024-02-15,october,1014,6848,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations included in Part II of our Annual Report on Form 10-K, as amended, for the year ended December 31, 2022 (our 2022 10-K ), which is available through the Securities and Exchange Commission’s website at www.sec.gov. Unless otherwise indicated, convenience translations into U.S. dollars are calculated, and operational data is presented, as of December 31, 2023. Certain prior year amounts have been reclassified to conform to the current year presentation. Overview General We are an international provider of broadband internet, video, fixed-line telephony and mobile communications services to residential customers and businesses in Europe. Our operations comprise businesses that provide residential and B2B communications services in (i) Switzerland and Slovakia through Sunrise Holding, (ii) Belgium and Luxembourg through Telenet and (iii) Ireland through VM Ireland. In addition, we own 50% noncontrolling interests in (a) the VMO2 JV, which provides residential and B2B communications services in the U.K., and (b) the VodafoneZiggo JV, which provides residential and B2B communications services in the Netherlands. We also own (1) a 50% noncontrolling voting interest in the AtlasEdge JV, which is a leading European Edge data center platform, and (2) a 25% noncontrolling interest in the nexfibre JV, which is constructing a new fiber network in the U.K. outside of the existing footprint of the VMO2 JV. In October 2023, we completed the Telenet Takeover Bid (as defined and described in note 14 to our consolidated financial statements), pursuant to which we increased our ownership interest in Telenet to 100%. Through March 31, 2022, we provided residential and B2B communications services in Poland through Sunrise Holding. On April 1, 2022, we completed the sale of our operations in Poland. Accordingly, our operations in Poland are reflected as discontinued operations for all applicable periods. In the follo" 37f91337-5d31-4ea1-9f08-e7ec09644203,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|ma_integration,5.0,0001562762-25-000170,10-K,md_and_a,0000016160,CALM,CAL MAINE FOODS,2025-07-22,october,1006,6772,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations in the Company’s fiscal 2024 Annual Report on Form 10-K. LIQUIDITY AND CAPITAL RESOURCES We aim to maintain a strong balance sheet and liquidity, particularly given the cyclical nature of our business. We believe a strong balance sheet supports our growth opportunities and stockholder returns. Our priorities for the use of cash in recent periods have included the payment of dividends pursuant to our variable dividend policy, inorganic growth through acquisitions of businesses, organic growth including construction and conversion of cage-free facilities and investment in value-added products, and maintenance capital expenditures. Working Capital and Current Ratio Our working capital at May 31, 2025 was $1.7 billion, compared to $1.0 billion at June 1, 2024. The calculation of working capital is defined as current assets less current liabilities. Our current ratio was 6.4 at May 31, 2025 compared to 5.5 at June 1, 2024. The current ratio is calculated by dividing current assets by current liabilities. The increase in our current ratio is primarily due to the increase in total current assets, which increased by $726.3 million to $2.0 billion at May 31, 2025, due to increases in cash and cash equivalents and investment securities available-for-sale. Due to seasonal factors described in Part I. Item I. Business – Seasonality , we generally expect our need for working capital to be highest in the fourth and first fiscal quarters ending in May/June and August/September, respectively. 35 Cash Flows from Operating Activities Net cash provided by operating activities was $1.2 billion for fiscal 2025, compared to $451.4 million for fiscal 2024. The increase in cash flow from operating activities resulted primarily from higher net average selling prices per dozen, particularly for conventional eggs, increased volum" 8e9a98dc-f020-4282-9e82-78692528671c,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|ma_integration,5.0,0000949157-24-000028,10-K,md_and_a,0000949157,CENX,CENTURY ALUMINUM,2024-03-15,october,1150,7602,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations This Management’s Discussion and Analysis (“MD&A”) provides information that management believes is relevant to an assessment and understanding of the consolidated financial condition and results of operations of Century Aluminum Company and its subsidiaries (collectively, “Century,” the “Company,” “our” and “we”) and should be read in conjunction with the accompanying consolidated financial statements and related notes thereto in Item 8. Financial Statements and Supplementary Data and in Item 1A. Risk Factors . This MD&A contains “forward-looking statements” - See “Forward-Looking Statements” above. The following discussion and analysis are for the year ended December 31, 2023, compared with the same period in 2022 unless otherwise stated. For discussion and analysis of the year ended December 31, 2022, compared with the same period in 2021, please refer to ""Management’s Discussion and Analysis of Financial Condition and Results of Operations"" included in Part II, Item 7. of our Annual Report on Form 10-K for the year ended December 31, 2022, filed with the Securities and Exchange Commission (the ""SEC"") on February 27, 2023. Overview We are a global producer of primary aluminum with aluminum reduction facilities, or ""smelters,"" in the United States and Iceland. In addition to our primary aluminum assets, we have a 55% joint venture interest in the Jamalco bauxite mining operation and alumina refinery in Jamaica. The Jamalco refinery supplies a substantial amount of the alumina used for the production of primary aluminum at our Grundartangi, Iceland facility. We also own a carbon anode production facility located in the Netherlands. The key determinants of our results of operations and cash flow from operations are as follows: • the price of primary aluminum, which is based on the London Metal Exchange (""LME"") and other exchanges, plus any regional premiums and value-added product premiums; • t" 9d57a9cf-d6ff-45c1-bc6f-e46ec86e4339,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|ma_integration,5.0,0001309402-23-000012,10-K,md_and_a,0001309402,GPRE,GREEN PLAINS,2023-02-10,october,550,3794,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations. General The following discussion and analysis includes information management believes is relevant to understand and assess our consolidated financial condition and results of operations. This section should be read in conjunction with our consolidated financial statements, accompanying notes and the risk factors contained in this report. Overview Green Plains is an Iowa corporation, founded in June 2004 as a producer of low carbon fuels and has grown to be a leading biorefining company maximizing the potential of existing resources through fermentation and agribusiness technologies. We continue the transition from a commodity-processing business to a value-added agricultural technology company creating sustainable, high-value ingredients from existing resources. To that end, we are currently executing on a number of initiatives to allow for product diversification, new market opportunities and production of additional value-added low-carbon ingredients, such as Ultra-High Protein, dextrose, renewable corn oil and more. Our first FQT MSC™ Ultra-High Protein installation was completed at our Shenandoah plant during the first quarter of 2020. Our Wood River plant began MSC TM operations in October 2021. Commissioning on our MSC TM installation at our Central City plant began during the third quarter of 2022 while two additional locations began commissioning in the fourth quarter of 2022. Installation at additional biorefineries is expected over the course of the next few years. Through our value-added ingredients initiative, we expect to produce Ultra-High Protein, a feed ingredient with protein concentrations of 50% or greater and yeast concentrations of 25%, increase production of renewable corn oil and produce other higher value products, such as post-MSC distillers grains. We began pilot scale batch operations at the CST TM production facility at our Innovation Center at York in the second q" d51417e2-4c66-4eae-8327-ed91dc66690c,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|ma_integration,5.0,0000886163-20-000025,10-K,md_and_a,0000886163,LGND,LIGAND PHARMACEUTICALS,2020-02-27,october,813,5226,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations ” in our Annual Report on Form 10-K for the fiscal year ended December 31, 2018, filed with the SEC on February 28, 2019. • Liquidity and Capital Resources. Discussion of key aspects of our consolidated statements of cash flows, changes in our financial position, and our financial commitments. • Off-Balance Sheet Arrangements. We have no off-balance sheet arrangements. • Contractual Obligations. Tabular disclosure of known contractual obligations as of December 31, 2019. • Critical Accounting Policies and Estimates. Discussion of significant changes we believe are important to understand the assumptions and judgments underlying our consolidated financial statements. • Recent Accounting Pronouncements. For summary of recent accounting pronouncements applicable to our consolidated financial statements, see “ Item 8. Financial Statements and Supplementary Data—Notes to Consolidated Financial Statements—Note (1), Basis of Presentation and Summary of Significant Accounting Policies .” Results of Operations Revenue (Dollars in thousands) 2019 2018 Change % Change Royalty Revenue $ 46,976 $ 128,556 $ (81,580) (63) % Material Sales 31,489 29,123 2,366 8 % License fees, milestones and other revenue 41,817 93,774 (51,957) (55) % Total revenue $ 120,282 $ 251,453 $ (131,171) (52) % 40 Royalty revenue is a function of our partners' product sales and the applicable royalty rate. Promacta and Kyprolis royalty rates are under a tiered royalty rate structure with the highest being 9.4% and 3.0%, respectively. Evomela has a fixed royalty rate of 20%. On March 6, 2019, we sold all of our rights, title and interest in and to the Promacta license to RPI. Subsequent to March 6, 2019, we no longer recognize revenue related to sales of Promacta. See “ Item 8. Financial Statements and Supplementary Data—Notes to Consolidated Financial Statements—Note (2), Sale of Promacta License. ” Royalty revenue decreased in 2019 a" 045b8d93-8d63-4332-af25-0034e5988c4e,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|other,1.7,0001558370-25-004329,10-K,md_and_a,0001528849,RH,RH,2025-04-02,october,663,4336,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations in our Annual Report on Form 10-K for the fiscal year ended February 3, 2024, filed with the Securities and Exchange Commission (“SEC”) on March 28, 2024. MD&A is a supplement to our consolidated financial statements within Part II of this Annual Report and is provided to enhance an understanding of our results of operations and financial condition. Our MD&A includes these primary sections: Overview . This section provides a general description of our business, including our key value-driving strategies and an overview of certain known trends and uncertainties. Factors Affecting Our Results of Operations . This section discusses certain factors that affect our results of operations, including our strategic initiatives, our ability to source and distribute products effectively, consumer preferences and demand, overall economic trends and fluctuations in quarterly results. How We Assess the Performance of Our Business. This section discusses financial and operating measures that affect our results of operations, including net revenues, gross profit and gross margin, selling, general and administrative expenses, operating income and operating margin, and net income and the related non-GAAP measures, in addition to demand, EBITDA and adjusted EBITDA. Basis of Presentation and Results of Operations . This section provides our consolidated statements of income and other financial and operating data, including a comparison of our results of operations in the current period as compared to the prior year’s comparative period, as well as non-GAAP measures we use for operational decision-making and as a means to evaluate period-to-period comparisons. Liquidity and Capital Resources . This section provides an overview of our sources and uses of cash and our financing arrangements, including our credit facilities and debt arrangements, in addition to the cash requirements for our business, such as our capit" 08fb8c74-9597-4aad-bfee-c83922cadc28,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|other,1.7,0001306830-16-000212,10-K,md_and_a,0001306830,CE,CELANESE CORP,2016-02-05,october,373,2405,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations . All amounts in the table below have been retroactively adjusted for the effects of discontinued operations. 58 Table of Contents CELANESE CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF OPERATIONS Three Months Ended March 31,2015 June 30,2015 September 30,2015 December 31,2015 (Unaudited)(In $ millions, except per share data) Net sales 1,450 1,477 1,413 1,334 Gross profit 381 375 303 259 Other (charges) gains, net (5 ) (10 ) (4 ) (332 ) (1) Operating profit (loss) 257 188 186 (305 ) (2) Earnings (loss) from continuing operations before tax 306 227 225 (270 ) Amounts attributable to Celanese Corporation Earnings (loss) from continuing operations 236 207 161 (298 ) Earnings (loss) from discontinued operations — (2 ) — — Net earnings (loss) 236 205 161 (298 ) Net earnings (loss) per share — basic 1.54 1.34 1.07 (2.03 ) Net earnings (loss) per share — diluted 1.53 1.33 1.07 (2.03 ) Three Months Ended March 31,2014 June 30,2014 September 30,2014 December 31,2014 (Unaudited)(In $ millions, except per share data) Net sales 1,705 1,769 1,769 1,559 Gross profit 378 408 436 394 Other (charges) gains, net (1 ) 2 20 (6 ) Operating profit (loss) 243 259 310 (54 ) (2) Earnings (loss) from continuing operations before tax 273 352 347 (31 ) Amounts attributable to Celanese Corporation Earnings (loss) from continuing operations 196 259 258 (82 ) Earnings (loss) from discontinued operations — — (5 ) (2 ) Net earnings (loss) 196 259 253 (84 ) Net earnings (loss) per share — basic 1.25 1.66 1.64 (0.55 ) Net earnings (loss) per share — diluted 1.25 1.66 1.63 (0.55 ) ______________________________ (1) Includes$174 millionrecorded in connection with terminating our existing agreement with a raw materials supplier in Singapore in December 2015, and$123 millionof long-lived impairment losses to fully write-off certain ethanol related assets at our acetyl facility in Nanjing, China. SeeNote 18 - Other (Charges" 9805b817-e2b3-4a40-a326-8acda9c4ca09,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|other,1.7,0001390478-26-000003,10-K,md_and_a,0001390478,SLS,SELLAS LIFE SCIENCES GROUP INC,2026-03-19,october,916,5995,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The purpose of this Management's Discussion and Analysis is to better allow our investors to understand and view our company from management's perspective. We are providing an overview of our business and strategy including a discussion of our financial condition and results of operations. You should read the following discussion in conjunction with the consolidated financial statements and the notes to the consolidated financial statements included elsewhere in this Annual Report on Form 10-K. This discussion contains forward-looking statements within the meaning of federal securities laws. Such forward-looking statements are subject to risks and uncertainties that could cause actual results to differ materially from those contained in such forward-looking statements, including those discussed in the section “Risk Factors” in Part I — Item 1A of this Annual Report on Form 10-K. Overview We are a late-stage clinical biopharmaceutical company focused on the development of novel therapeutics for a broad range of cancer indications. Our product candidates currently include galinpepimut-S, or GPS, a peptide immunotherapy directed against the Wilms tumor 1, or WT1, antigen, and SLS009 (formerly GFH009), a highly selective small molecule cyclin-dependent kinase 9, or CDK9, inhibitor. Galinpepimut-S, or GPS: Highly Novel and Engineered Immunotherapy Targeting the WT1 Antigen Our lead product candidate, GPS, is a cancer immunotherapeutic agent licensed from Memorial Sloan Kettering Cancer Center, or MSK, that targets the WT1 protein, which is present in 20 or more cancer types. Based on its mechanism of action as a directly immunizing agent, GPS has potential as a monotherapy or in combination with other immunotherapeutic agents to address a broad spectrum of hematologic, or blood, cancers, and solid tumor indications. We have an ongoing open label randomized Phase 3 clinical trial, the REGAL study, fo" b981b611-9447-4f1f-9876-0154f899b98c,holdout,True,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|other,1.7,0001326190-26-000018,10-K,md_and_a,0001326190,ALT,ALTIMMUNE,2026-03-06,october,698,4585,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read together with our consolidated financial statements and related notes appearing elsewhere in this Annual Report. Some of the information contained in this discussion and analysis contains forward-looking statements that involve substantial risks and uncertainties. See “Forward-looking statements” in Part I of this Annual Report and the section entitled “Risk Factors” in Part I, Item 1A of this Annual Report for a discussion of certain factors that could cause actual results or events to differ materially from the forward-looking statements that we make. Overview Altimmune, Inc. is a late clinical-stage biopharmaceutical company developing novel therapies for serious liver diseases. Our lead product candidate, pemvidutide (formerly known as ALT-801), is a balanced 1:1 glucagon/GLP-1 dual receptor agonist in development for the treatment of MASH, AUD and ALD. We may also pursue additional indications for pemvidutide that leverage its differentiated clinical profile. Except where the context indicates otherwise, references to “we,” “us,” “our,” “Altimmune”, or the “Company” refer to the company and its subsidiaries. Fiscal Year 2025 Business Update MASH On June 26, 2025, we released 24-week topline efficacy results from IMPACT, a Phase 2b trial of pemvidutide in patients with MASH. The Phase 2b trial enrolled 212 subjects with biopsy-confirmed MASH and fibrosis stages F2/F3 with and without diabetes randomized 1:2:2 to receive weekly subcutaneous doses of pemvidutide at 1.2 mg, 1.8 mg or placebo. The topline 24-week data showed that treatment with pemvidutide achieved statistically significant improvements in MASH resolution without worsening of fibrosis, improvements in fibrosis without worsening of MASH, and statistically significant changes in well-established NITs of fibrosis, including EL" c900f872-5412-4d7c-9b2a-d04e4c9b47c8,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|other,1.7,0001326190-24-000010,10-K,md_and_a,0001326190,ALT,ALTIMMUNE,2024-03-27,october,545,3550,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read together with our consolidated financial statements and related notes appearing elsewhere in this Annual Report. Some of the information contained in this discussion and analysis contains forward-looking statements that involve substantial risks and uncertainties. See “Forward-looking statements” in Part I of this Annual Report and the section entitled “Risk Factors” in Part I, Item 1A of this Annual Report for a discussion of certain factors that could cause actual results or events to differ materially from the forward-looking statements that we make. Overview Altimmune, Inc. is a clinical stage biopharmaceutical company focused on developing treatments for obesity and liver diseases. Our lead product candidate, pemvidutide (formerly known as ALT-801), is a GLP-1/glucagon dual receptor agonist that is being developed for the treatment of obesity and metabolic dysfunction-associated steatohepatitis (“MASH”), previously termed non-alcoholic steatohepatitis (“NASH”). Except where the context indicates otherwise, references to “we,” “us,” “our,” “Altimmune” or the “Company” refer to the company and its subsidiaries. Fiscal Year 2023 Business Update On October 24, 2023, the U.S. Food and Drug Administration (“FDA”) granted fast track designation pemvidutide for the treatment of MASH. Pemvidutide – IMPACT trial On August 1, 2023 we announced that we enrolled the first subject in the Phase 2b trial, IMPACT, to evaluate the safety and efficacy of pemvidutide in subjects with MASH. The biopsy-driven trial is expected to enroll approximately 190 subjects with and without diabetes randomized 1:2:2 to receive 1.2 mg, 1.8 mg pemvidutide or placebo weekly for 48 weeks. The key efficacy endpoints are MASH resolution and fibrosis improvement after 24 weeks of treatment, with subjects to be followed for a" 054b2e78-441c-4f2c-b765-af0e8343b507,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.0,0001558370-24-004248,10-K,md_and_a,0001528849,RH,RH,2024-03-28,october,654,4304,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations in our Annual Report on Form 10-K for the fiscal year ended January 28, 2023, filed with the Securities and Exchange Commission (“SEC”) on March 29, 2023. MD&A is a supplement to our consolidated financial statements within Part II of this Annual Report and is provided to enhance an understanding of our results of operations and financial condition. Our MD&A includes these primary sections: Overview . This section provides a general description of our business, including our key value-driving strategies and an overview of certain known trends and uncertainties. Factors Affecting Our Results of Operations . This section discusses certain factors that affect our results of operations, including our strategic initiatives, our ability to source and distribute products effectively, consumer preferences and demand, overall economic trends and fluctuations in quarterly results. How We Assess the Performance of Our Business. This section discusses financial and operating measures that affect our results of operations, including net revenues and demand, gross profit and gross margin, selling general and administrative expenses, operating income and operating margin, and net income and the related non-GAAP measures, in addition to adjusted EBITDA. Basis of Presentation and Results of Operations . This section provides our consolidated statements of income and other financial and operating data, including a comparison of our results of operations in the current period as compared to the prior year’s comparative period, as well as non-GAAP measures we use for operational decision-making and as a means to evaluate period-to-period comparisons. Liquidity and Capital Resources . This section provides an overview of our sources and uses of cash and our financing arrangements, including our credit facilities and debt arrangements, in addition to the cash requirements for our business, such as our capital expend" 713ebcef-d811-4637-b289-a83fab9a3e47,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.0,0001558370-23-004942,10-K,md_and_a,0001528849,RH,RH,2023-03-29,october,610,4017,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations on our Form 10-K for the fiscal year ended January 29, 2022, filed with the Securities and Exchange Commission (“SEC”) on March 30, 2022. MD&A is a supplement to our consolidated financial statements within Part II of this Annual Report on Form 10-K and is provided to enhance an understanding of our results of operations and financial condition. Our MD&A includes these primary sections: Overview . This section provides a general description of our business, including the impacts of macroeconomic factors, and describes our key value-driving strategies and business initiatives. Factors Affecting Our Results of Operations . This section discusses certain factors that affect our results of operations, including our strategic initiatives, our ability to source and distribute products effectively, consumer preferences and demand, overall economic trends and fluctuations in quarterly results. How We Assess the Performance of Our Business. This section discusses financial and operating measures that affect our results of operations, including net revenues and demand, gross profit and gross margin, selling general and administrative expenses, operating income and operating margin, and net income and the related non-GAAP financial measures, in addition to adjusted EBITDA. Basis of Presentation and Results of Operations . This section provides our consolidated statements of income and other financial and operating data, including a comparison of our results of operations in the current period as compared to the prior year’s comparative period, as well as non-GAAP financial measures we use for financial and operational decision-making and as a means to evaluate period-to-period comparisons. Liquidity and Capital Resources . This section provides an overview of our sources and uses of cash and our financing arrangements, including our credit facilities and debt arrangements, in addition to the cash requirem" a8ba9307-262b-4fc0-a772-a17074259bc4,holdout,False,productive,10-K md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.0,0001006655-14-000025,10-K,md_and_a,0001006655,EPM,EVOLUTION PETROLEUM CORP,2014-09-12,october,1184,7299,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations Executive Overview General We are engaged primarily in the development of incremental oil and gas reserves within known oil and gas resources for our shareholders and customers utilizing conventional and proprietary technology. We are focused on increasing underlying asset values on a per share basis. In doing so, we depend on a conservative capital structure, allowing us to maintain control of our assets for the benefit of our shareholders, including a substantial ownership by our directors, officers and staff. By policy, every employee and director maintains a beneficial ownership of our common stock. Our strategy is to grow the value of our Delhi asset to maximize the value realized by our shareholders while commercializing our patented GARP® artificial lift technology for recovering incremental oil and gas reserves in mature fields. We expect to fund our fiscal 2015 capital program from working capital and net cash flows from our properties. Highlights for our fiscal year 2014 Finances • We initiated a common stock dividend in fiscal 2014.We paid a total of $9.7 million in common stock dividends during the fiscal year. • Working capital was $23.3 million at June 30, 2014 compared to $24.8 million at the prior year end.At June 30, 2014, working capital included $24.0 million of cash. • We remained debt free.All of our expenditures were funded solely by working capital and we ended our fiscal year with no funded debt. • Stock option exercises raised $3.3 million in cash proceeds, and resulted in a tax loss carryforward of $27.6 million which can be used to offset future income tax payments.The tax benefits related to stock-based compensation will not reduce our future income tax expenses for financial reporting purposes, but will instead increase our stockholders' equity. In addition, we have percentage depletion carryforwards of $9.1 million. • Dividend distributions to preferred and common " 2c00590f-7bc2-423e-b89f-d85ebddea478,holdout,False,productive,10-K other|june|shown0.25-0.9|conf0.45-0.7|technology-type,1.0,0000277948-21-000014,10-K,business,0000277948,CSX,CSX Corporation,2021-02-10,june,2182,15041,True,0.557,"Item 1.  Business CSX Corporation, together with its subsidiaries (""CSX"" or the “Company”), based in Jacksonville, Florida, is one of the nation's leading transportation companies. The Company provides rail-based freight transportation services including traditional rail service, the transport of intermodal containers and trailers, as well as other transportation services such as rail-to-truck transfers and bulk commodity operations. CSX and the rail industry provide customers with access to an expansive and interconnected transportation network that plays a key role in North American commerce and is critical to the long-term economic success and improved global competitiveness of the United States. In addition, freight railroads provide the most economical and environmentally efficient means to transport goods over land. CSX Transportation, Inc. CSX’s principal operating subsidiary, CSX Transportation, Inc. (“CSXT”), provides an important link to the transportation supply chain through its approximately 19,500 route-mile rail network, which serves major population centers in 23 states east of the Mississippi River, the District of Columbia and the Canadian provinces of Ontario and Quebec. It has access to over 70 ocean, river and lake port terminals along the Atlantic and Gulf Coasts, the Mississippi River, the Great Lakes and the St. Lawrence Seaway. This access allows the Company to meet the dynamic transportation needs of manufacturers, industrial producers, the automotive industry, construction companies, farmers and feed mills, wholesalers and retailers, and energy producers. The Company’s intermodal business links customers to railroads via trucks and terminals. CSXT also serves thousands of production and distribution facilities through track connections with other Class I railroads and more than 230 short-line and regional railroads. CSXT is also responsible for the Company's real estate sales, leasing, acquisition and management and development activities" 243ba434-97ea-47da-87f6-13215bcde28b,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|capex-type,7.2,0000702165-18-000011,10-K,business,0000702165,NSC,Norfolk Southern,2018-02-05,june,2124,14655,True,0.4801,"Item 1. Business and Item 2. Properties   GENERAL – Our company, Norfolk Southern Corporation, is a Norfolk, Virginia based company that owns a major freight railroad, Norfolk Southern Railway Company (NSR).  We were incorporated on July 23, 1980, under the laws of the Commonwealth of Virginia.  Our common stock (Common Stock) is listed on the New York Stock Exchange (NYSE) under the symbol “NSC.”   Unless indicated otherwise, Norfolk Southern Corporation and its subsidiaries, including NSR, are referred to collectively as NS, we, us, and our.    We are primarily engaged in the rail transportation of raw materials, intermediate products, and finished goods primarily in the Southeast, East, and Midwest and, via interchange with rail carriers, to and from the rest of the United States.  We also transport overseas freight through several Atlantic and Gulf Coast ports.  We offer the most extensive intermodal network in the eastern half of the United States.   We make available free of charge through our website, www.norfolksouthern.com, our annual report on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and all amendments to those reports as soon as reasonably practicable after such material is electronically filed with or furnished to the U.S. Securities and Exchange Commission (SEC).  In addition, the following documents are available on our website and in print to any shareholder who requests them: K 3 RAILROAD OPERATIONS – At December 31, 2017 , our railroad operated approximately 19,500 miles of road in 22 states and the District of Columbia.   Our system reaches many manufacturing plants, electric generating facilities, mines, distribution centers, transload facilities, and other businesses located in our service area. Corridors with heaviest freight volume: K 4 The miles operated, which include major leased lines between Cincinnati, Ohio, and Chattanooga, Tennessee, and an e" 5dcb38d4-6765-44e8-b2d3-d34ed7327f74,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|capex-type,7.2,0001628280-20-004385,10-K,business,0001393052,VEEV,Veeva Systems,2020-03-30,june,3656,25446,True,0.2743,"ITEM 1.    BUSINESS Overview Veeva is the leading provider of industry cloud solutions for the global life sciences industry. We were founded in 2007 on the premise that industry-specific cloud solutions could best address the operating challenges and regulatory requirements of life sciences companies. Our solutions are designed to meet the unique needs of our customers and their most strategic business functions—from research and development (R&D) to commercialization. Our solutions are designed to help life sciences companies develop and bring products to market faster and more efficiently, market and sell more effectively, and maintain compliance with government regulations. Customer success is one of our core values, and our focus on it has allowed us to deepen and expand our strategic relationships with customers over time. Because of our industry focus, we have a unique, in-depth perspective into the needs and best practices of life sciences companies. This allows us to develop targeted solutions, quickly adapt to regulatory changes, and incorporate highly relevant enhancements into our existing solutions at a rapid pace. Our goal is to become the most strategic technology partner to the life sciences industry and achieve long-term leadership with our solutions that support the R&D and commercial functions of life sciences companies. Our commercial solutions help life sciences companies achieve better, more intelligent engagement with healthcare professionals and healthcare organizations across multiple communication channels, and plan and execute more effective media and marketing campaigns. Our R&D solutions for the clinical, regulatory, quality, and safety functions help life sciences companies streamline their end-to-end product development processes to increase operational efficiency and maintain regulatory compliance throughout the product life cycle. We are now also bringing the benefits of our content and data management solutions to a new set of custo" 89cc48b9-b95b-4f5d-8ac9-6b9521c9afac,holdout,True,productive,10-K other|june|shown0.25-0.9|conf>0.7|capex-type,7.2,0001206774-12-001210,10-K,business,0000745732,ROST,Ross Stores,2012-03-27,june,2827,18719,True,0.3055,"ITEM 1. BUSINESS. Ross Stores, Inc. and its subsidiaries (“we” or the “Company”) operate two brands of off-price retail apparel and home fashion stores. At January 28, 2012, we operated a total of 1,125 stores, of which 1,037 were Ross Dress for Less ® (“Ross”) locations in 29 states, the District of Columbia, and Guam, and 88 were dd’s DISCOUNTS ® stores in seven states. Both brands target value-conscious women and men between the ages of 18 and 54. Ross target customers are primarily from middle income households, while dd’s DISCOUNTS target customers are typically from more moderate income households. The decisions we make, from merchandising, purchasing, and pricing, to the locations of our stores, are based on these customer profiles. Ross offers first-quality, in-season, name brand and designer apparel, accessories, footwear, and home fashions for the entire family at everyday savings of 20% to 60% off department and specialty store regular prices. dd’s DISCOUNTS features a more moderately-priced assortment of first-quality, in-season, name brand apparel, accessories, footwear, and home fashions for the entire family at everyday savings of 20% to 70% off moderate department and discount store regular prices. We believe that both Ross and dd’s DISCOUNTS derive a competitive advantage by offering a wide assortment of product within each of our merchandise categories in organized and easy-to-shop store environments. Our mission is to offer competitive values to our target customers by focusing on the following key strategic objectives: Maintain an appropriate level of recognizable brands, labels, and fashions at strong discounts throughout the store.   Meet customer needs on a local basis.   Deliver an in-store shopping experience that reflects the expectations of the off-price customer.   Manage real estate growth to compete effectively across all our markets. We refer to our fiscal years ended January 28, 2012, January 29, 2011, and January 3" aebd096f-31b5-4f51-9bbf-0e7982a5fa90,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|capex-type,7.2,0001564590-22-006303,10-K,business,0000878927,ODFL,Old Dominion,2022-02-23,june,3701,24914,True,0.2663,"ITEM 1. BUSINESS Unless the context requires otherwise, references in this report to “Old Dominion,” the “Company,” “we,” “us” and “our” refer to Old Dominion Freight Line, Inc. Overview We are one of the largest North American less-than-truckload (“LTL”) motor carriers. We provide regional, inter-regional and national LTL services through a single integrated, union-free organization. Our service offerings, which include expedited transportation, are provided through an expansive network of service centers located throughout the continental United States. Through strategic alliances, we also provide LTL services throughout North America. In addition to our core LTL services, we offer a range of value-added services including container drayage, truckload brokerage and supply chain consulting. More than 98% of our revenue has historically been derived from transporting LTL shipments for our customers, whose demand for our services is generally tied to industrial production and the overall health of the U.S. domestic economy. We have increased our revenue and customer base over the past ten years primarily through organic market share growth. Our infrastructure allows us to provide next-day and second-day service through each of our regions covering the continental United States. In addition to numerous service center renovations, expansions, and relocations of existing service centers, we opened 7, 25 and 35 new service centers over the past one, five and ten years, respectively, for a total of 251 service centers at December 31, 2021. We believe these expansions produced increased capacity within our service center network and provide us with opportunities for future growth. We believe the growth in demand for our services can be attributed to our ability to consistently provide a superior level of customer service at a fair price, which allows our customers to meet their supply chain needs. Our integrated structure allows us to offer our customers consistent, h" e053215d-48bc-4ab3-a3d3-447f77b50df6,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|capex-type,7.2,0001652044-21-000010,10-K,business,0001652044,GOOGL,Alphabet Inc. (Class C),2021-02-03,june,3725,24439,True,0.254,"ITEM 1. BUSINESS Overview As our founders Larry and Sergey wrote in the original founders' letter, ""Google is not a conventional company. We do not intend to become one."" That unconventional spirit has been a driving force throughout our history, inspiring us to tackle big problems, and invest in moonshots like artificial intelligence (""AI"") research and quantum computing. We continue this work under the leadership of Sundar Pichai, who has served as CEO of Google since 2015 and as CEO of Alphabet since 2019. Alphabet is a collection of businesses — the largest of which is Google — which we report as two segments: Google Services and Google Cloud. We report all non-Google businesses collectively as Other Bets. Our Other Bets include earlier stage technologies that are further afield from our core Google business. We take a long term view and manage the portfolio of Other Bets with the discipline and rigor needed to deliver long-term returns. Our Alphabet structure is about helping each of our businesses prosper through strong leaders and independence. Access and technology for everyone The Internet is one of the world’s most powerful equalizers, capable of propelling new ideas and people forward. Our mission to organize the world’s information and make it universally accessible and useful is as relevant today as it was when we were founded in 1998. Since then, we’ve evolved from a company that helps people find answers to a company that helps you get things done. We’re focused on building an even more helpful Google for everyone, and we aspire to give everyone the tools they need to increase their knowledge, health, happiness and success. Across Alphabet, we're focused on continually innovating in areas where technology can have an impact on people’s lives. Every year, there are trillions of searches on Google, and we continue to invest deeply in AI and other technologies to ensure the most helpful Search experience possible. People come to YouTube for entertainme" 0b5def37-e9e9-4d82-8dc3-ec5729771734,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|ma_integration,23.8,0000882835-23-000016,10-K,business,0000882835,ROP,Roper Technologies,2023-02-27,june,3132,22132,True,0.2593,"ITEM 1.     BUSINESS All currency amounts are in millions unless specified Our Business Roper Technologies, Inc. (“Roper,” the “Company,” “we,” “our” or “us”) is a diversified technology company. Roper has a proven, long-term, successful track record of compounding cash flow and shareholder value. We operate market leading businesses that design and develop vertical software and technology enabled products for a variety of defensible niche markets. We pursue consistent and sustainable growth in revenue, earnings and cash flow by enabling continuous improvement in the operating performance of our existing businesses and by acquiring other businesses that offer high value-added software, services, technology-enabled products and solutions that we believe are capable of achieving growth and maintaining high margins. We compete in many defensible niche markets and believe we are the market leader or a competitive alternative to the market leader in most of these markets. In the last three years, we have deployed approximately $10,500 of capital toward acquisitions, including approximately $3,750 in 2022 for the acquisition of Frontline Education, a leading provider of Software-as-a-Service (“SaaS”) solutions for school administration and approximately $5,400 in 2020 for the acquisition of Vertafore, Inc., a leading provider of SaaS solutions for the property and casualty insurance industry. Additionally, we deployed approximately $1,400 towards bolt-on acquisitions to help build on the strategic position of several of our businesses. On November 22, 2022, the Company completed the divestiture of a majority 51% equity stake in its industrial businesses, including its entire historical Process Technologies reportable segment and the industrial businesses within its historical Measurement & Analytical Solutions reportable segment, to Clayton, Dubilier & Rice, LLC. The businesses included in this transaction were Alpha, AMOT, CCC, Cornell, Dynisco, FTI, Hansen, Hardy, Log" 10cb2600-a013-44e6-9efd-d1b8ae0478c5,holdout,True,productive,10-K other|june|shown0.25-0.9|conf>0.7|ma_integration,23.8,0001047469-13-001862,10-K,properties,0001063761,SPG,Simon Property Group,2013-02-28,june,2572,17318,True,0.3181,"Item 2.    Properties United States Properties             Our U.S. properties primarily consist of malls, Premium Outlets, The Mills, community/lifestyle centers, and other properties. These properties contain an aggregate of approximately 239.2 million square feet of gross leasable area, or GLA, of which we own approximately 152.9 million square feet.             Malls typically contain at least one traditional department store anchor or a combination of anchors and big box retailers with a wide variety of smaller stores connecting the anchors. Additional stores are usually located along the perimeter of the parking area. Our 160 malls are generally enclosed centers and range in size from approximately 400,000 to 2.5 million square feet of GLA. Our malls contain in the aggregate more than 17,100 occupied stores, including approximately 680 anchors, which are predominately national retailers.             Premium Outlets generally contain a wide variety of designer and manufacturer stores located in open-air centers. Our 63 Premium Outlets range in size from approximately 150,000 to 850,000 square feet of GLA. The Premium Outlets are generally located near major metropolitan areas and/or tourist destinations.             The Mills generally range in size from 1.0 million to 2.2 million square feet of GLA and are located in major metropolitan areas. They have a combination of traditional mall, outlet center, and big box retailers and entertainment uses.             Community/lifestyle centers are generally unenclosed and smaller than our malls. Our 68 community/lifestyle centers generally range in size from approximately 100,000 to 950,000 square feet of GLA. Community/lifestyle centers are designed to serve a larger trade area and typically contain anchor stores and other national retail tenants, which occupy a significant portion of the GLA of the center. We also own traditional community shopping centers that focus primarily on value-oriented and co" 7f4ed719-d0f2-4860-a490-8aff113ba8aa,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|ma_integration,23.8,0001445305-12-000134,10-K,business,0001067701,URI,United Rentals,2012-01-25,june,3634,24407,True,0.3199,"Item 1.      Business General United Rentals is the largest equipment rental company in the world and our network consists of 529 rental locations in the United States and Canada. We offer approximately 3,000 classes of equipment for rent to customers that include construction and industrial companies, manufacturers, utilities, municipalities, homeowners, and government entities. In 2011, we generated total revenues of $2.6 billion, including $2.2 billion of equipment rental revenue. As of December 31, 2011, our fleet of rental equipment included approximately 230,000 units. The total original equipment cost of our fleet (“OEC”), based on the initial consideration paid, was $4.3 billion and $3.8 billion at December 31, 2011 and 2010, respectively. The fleet includes: In addition to renting equipment, we sell new and used equipment as well as related contractor supplies, parts and service. Proposed Acquisition of RSC Holdings, Inc. On December 15, 2011, we entered into a definitive merger agreement with RSC Holdings, Inc. (“RSC”), pursuant to which we have agreed to acquire RSC in a cash-and-stock transaction that ascribes a total enterprise value of $ 4.2 billion to RSC. RSC is one of the largest providers of rental equipment in North America, focusing on industrial, maintenance and non-residential construction markets, with approximately $2.7 billion of equipment at original cost as of September 30, 2011. At the effective time of the merger, each outstanding share of RSC common stock will be converted into the right to receive $10.80 in cash and 0.2783 of a share of our common stock. Total cash consideration paid to holders of RSC common stock is expected to be approximately $ 1.1 billion and we anticipate issuing approximately 29 million shares of common stock in the merger. In addition, at the effective time of the merger, the size of our board of directors will be increased as three of RSC's current independent directors designated by RSC wi" ad900d4d-78cd-46eb-96b2-6e157003a237,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|ma_integration,23.8,0001628280-24-012221,10-K,business,0000719955,WSM,"Williams-Sonoma, Inc.",2024-03-20,june,1423,9612,True,0.748,"ITEM 1.    BUSINESS OVERVIEW Williams-Sonoma, Inc., (the ""Company”, ""we"", or ""us"") incorporated in 1973, is an omni-channel specialty retailer of high-quality products for the home. In 1956, our founder, Chuck Williams, turned a passion for cooking and eating with friends into a small business with a big idea. He opened a store in Sonoma, California to sell the French cookware that intrigued him while visiting Europe but that could not be found in America. Chuck’s business, which set a standard for customer service, took off and helped fuel a revolution in American cooking and entertaining that continues today. In the decades that followed, the quality of our products, our ability to identify new opportunities in the market and our people-first approach to business have facilitated our expansion beyond the kitchen into nearly every area of the home. We are focused on three key priorities — returning to growth, elevating our world-class customer service and driving earnings. Our growth will be driven by our business strategies in each of our core businesses, our business-to-business program, our emerging brands and our global business. We will continue to improve our world-class customer service by driving supply chain improvements from reduced out-of-market and multiple shipments, fewer customer accommodations, lower returns and damages, and reduced replacements. Additionally, we see opportunity to drive margin by focusing on full-price selling and cost negotiations. As it relates to other cost efficiencies, we expect to maintain our employment cost savings that we achieved this year, following our comprehensive review of our organization structure. We are the world's largest digital-first, design-led and sustainable home retailer. Our products in our portfolio of nine brands — Williams Sonoma, Pottery Barn, Pottery Barn Kids, Pottery Barn Teen, West Elm, Williams Sonoma Home, Rejuvenation, Mark and Graham, and GreenRow — are marketed through e-commerce websites" e84b410c-530d-4241-99a8-9ba090b71c3e,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|ma_integration,23.8,0001193125-11-042044,10-K,business,0001466258,TT,Trane Technologies,2011-02-22,june,3296,22601,True,0.2873,"Item 1.        BUSINESS Overview Ingersoll-Rand plc (IR-Ireland), an Irish public limited company, and its consolidated subsidiaries (we, our, the Company) is a diversified, global company that provides products, services and solutions to enhance the quality and comfort of air in homes and buildings, transport and protect food and perishables, secure homes and commercial properties, and increase industrial productivity and efficiency. Our business segments consist of Climate Solutions, Residential Solutions, Industrial Technologies and Security Technologies, each with strong brands and leading positions within their respective markets. We generate revenue and cash primarily through the design, manufacture, sale and service of a diverse portfolio of industrial and commercial products that include well-recognized, premium brand names such as Club Car ® , Hussmann ® , Ingersoll-Rand ® , Schlage ® , Thermo King ® and Trane ® . To achieve our mission of becoming a world leader in creating safe, comfortable and efficient environments, as well as to become a more diversified company with strong growth and profitability prospects, we transformed our enterprise portfolio by divesting cyclical, low-growth and asset-intensive businesses. In addition, our acquisition strategy has helped deliver more consistent revenue and earnings performance across all phases of the economic cycle. Aside from our portfolio transformation, we continue to focus on increasing our recurring revenue stream, which includes revenues from parts, service, used equipment and rentals. We also intend to continuously improve the efficiencies, capabilities, products and services of our high-potential businesses. On July 1, 2009, Ingersoll-Rand Company Limited (IR-Limited), a Bermuda company, completed a reorganization to change the jurisdiction of incorporation of the parent company of Ingersoll Rand from Bermuda to Ireland (the Ireland Reorganization). As a result, IR-Ireland replaced IR-Limit" 5e2de7e8-a25c-494a-a8fe-611a46816a34,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|other,7.1,0000935703-15-000034,10-K,business,0000935703,DLTR,Dollar Tree,2015-03-13,june,3576,23544,True,0.2915,"Item 1.  BUSINESS Overview We are the leading operator of discount variety stores offering merchandise at the fixed price of $1.00.  We believe the variety and value of products we sell for $1.00 sets us apart from our competitors.  At January 31, 2015 , we operated 5,367 discount variety retail stores.  Our stores operate under the names of Dollar Tree, Deals, Dollar Tree Deals, Dollar Tree Canada, Dollar Giant and Dollar Bills.  In 5,148 of these stores, we sell substantially all items for $1.00 or less in the United States and $1.25(CAD) or less in Canada.  In substantially all of the remaining stores, operating as Deals or Dollar Tree Deals, we sell items for $1.00 or less but also sell items for more than $1.00. We believe our optimal store size is between 8,000 and 10,000 selling square feet.  This store size provides the appropriate amount of space for our broad merchandise offerings while allowing us to provide ease of shopping to our customers.  As we have been expanding our merchandise offerings, we have added freezers and coolers to approximately 3,620 stores to increase sales and shopping frequency.  At January 29, 2011, we operated 4,101 stores in the United States and Canada.  At January 31, 2015 , we operated 5,157 stores in 48 states and the District of Columbia, as well as 210 stores in Canada.  Our revenue and assets in Canada are not material. Our selling square footage increased from approximately 35.1 million square feet in January 2011 to 46.5 million square feet in January 2015 .  Our store growth has resulted primarily from opening new stores. Business Strategy Value Merchandise Offering .  We strive to exceed our customers' expectations of the variety and quality of products that they can purchase for $1.00 by offering items that we believe typically sell for higher prices elsewhere.  We buy approximately 59% to 61% of our merchandise domestically and import the remaining 39% to 41% .  Our domestic purchases " 7f24ed5d-2141-4d60-86fa-e3a823f13038,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|other,7.1,0000066740-22-000010,10-K,business,0000066740,MMM,3M,2022-02-09,june,2392,16874,True,0.2936,"Item 1. Business. 3M Company was incorporated in 1929 under the laws of the State of Delaware to continue operations begun in 1902. The Company’s ticker symbol is MMM. As used herein, the term “3M” or “Company” includes 3M Company and its subsidiaries unless the context indicates otherwise. In this document, for any references to Note 1 through Note 19, refer to the Notes to Consolidated Financial Statements in Item 8. Available Information The SEC maintains a website that contains reports, proxy and information statements, and other information regarding issuers, including the Company, that file electronically with the SEC. The public can obtain any documents that the Company files with the SEC at http://www.sec.gov. The Company files annual reports, quarterly reports, proxy statements and other documents with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934 (Exchange Act). 3M also makes available free of charge through its website (http://investors.3M.com) the Company’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, and, if applicable, amendments to those reports filed or furnished pursuant to the Exchange Act as soon as reasonably practicable after the Company electronically files such material with, or furnishes it to, the SEC. 3 Table of Contents General 3M is a diversified technology company with a global presence in the following businesses :  Safety and Industrial; Transportation and Electronics; Health Care; and Consumer. 3M is among the leading manufacturers of products for many of the markets it serves. Most 3M products involve expertise in product development, manufacturing and marketing, and are subject to competition from products manufactured and sold by other technologically oriented companies. Business Segments 3M manages its operations in four business segments. The reportable segments are Safety and Industrial, Transportation and Electronics, Health Care, and Consum" 9a5954a3-a0cd-4dbf-bde2-3bd151cdcb62,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|other,7.1,0000060667-11-000061,10-K,business,0000060667,LOW,Lowe's,2011-03-29,june,3278,22546,True,0.309,"Item 1 - Business   General Information Lowe’s Companies, Inc. and subsidiaries (the Company or Lowe’s) is a Fortune® 50 company and the world’s second largest home improvement retailer.  As of January 28, 2011, we operated 1,749 stores, comprised of 1,723 stores across 50 U.S. states, 24 stores in Canada and two stores in Mexico.  Our 1,749 stores represent approximately 197 million square feet of retail selling space. We opened 42 new stores in fiscal 2010, including eight Canadian stores and our first two stores in Mexico.  Our 2010 store openings included three primary prototypes: 117,000-square-foot (117K) and 103,000-square-foot (103K) stores for large markets and a 94,000-square-foot (94K) store to serve smaller markets.  We expect to open 25 to 30 new stores in fiscal 2011, approximately one-quarter of which will be in Canada.  Our fiscal 2011 store openings will be comprised primarily of 103K and 94K stores.  As we strive to maximize our return on investment, we consider market demographics and land availability, among other factors, to determine the appropriate prototype for a particular market.  During 2009, we entered into a joint venture agreement with Australian retailer Woolworths Limited, to develop a chain of home improvement stores in Australia. We are a one-third owner of the joint venture, which expects to open its first stores in the second half of 2011. Lowe’s was incorporated in North Carolina in 1952 and has been publicly held since 1961. The Company’s common stock is listed on the New York Stock Exchange - ticker symbol “LOW.” See Item 6, “Selected Financial Data,” of this Annual Report on Form 10-K, for historical revenues, profits and identifiable assets.  For additional information about the Company’s performance and financial condition, see also Item 7, “Management’s Discussion and Analysis of Financial Condition and Results of Operations”, of this Annual Report on Form 10-K. Our Promise Our vision is to be customers’ first choi" 9b606f56-783c-43d8-8b31-469e5ca422d2,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|other,7.1,0000935703-11-000014,10-K,business,0000935703,DLTR,Dollar Tree,2011-03-17,june,2733,17978,True,0.383,"Item 1.  BUSINESS Overview We are the leading operator of discount variety stores offering merchandise at the fixed price of $1.00.  We believe the variety and quality of products we sell for $1.00 sets us apart from our competitors.  At January 29, 2011, we operated 4,101 discount variety retail stores.  Our stores operate under the names of Dollar Tree, Deal$, Dollar Tree Deal$, Dollar Giant and Dollar Bills.  Approximately 3,935 of these stores sell substantially all items for $1.00 or less in the United States and $1.25 or less in Canada.  Substantially all of the remaining stores, operating as Deal$, sell items for $1.00 or less but also sell items for more than $1. We believe our optimal store is between 8,000 and 10,000 selling square feet.  This store size provides the appropriate amount of space for our broad merchandise offerings while allowing us to provide great service to our customers.  As we have been expanding our merchandise offerings, we have added freezers and coolers to approximately 1,840 stores to increase sales and shopping frequency.  At February 3, 2007, we operated 3,219 stores in 48 states.  At January 29, 2011, we operated 4,015 stores in 48 states and the District of Columbia, as well as 86 stores in Canada.  Our selling square footage increased from approximately 26.3 million square feet in February 2007 to 35.1 million square feet in January 2011.  Our store growth has resulted primarily from opening new stores with additional growth from mergers and acquisitions, such as Deal$ and Dollar Giant. Business Strategy Value Merchandise Offering .  We strive to exceed our customers' expectations of the variety and quality of products that they can purchase for $1.00 by offering items that we believe typically sell for higher prices elsewhere.  We buy approximately 55% to 60% of our merchandise domestically and import the remaining 40% to 45%.  Our domestic purchases include closeouts and promotional merchandise.  We believe our mix of i" abb4b857-aae7-41e7-927b-b28129513f81,holdout,True,productive,10-K other|june|shown0.25-0.9|conf>0.7|other,7.1,0001193125-17-055858,10-K,business,0001103982,MDLZ,Mondelez International,2017-02-24,june,4071,27477,True,0.2612,"Item 1. Business. General We are one of the world’s largest snack companies with global net revenues of $25.9 billion and net earnings of $1.7 billion in 2016. We manufacture and market delicious snack food and beverage products for consumers in approximately 165 countries around the world. Our portfolio includes many iconic snack brands including Nabisco , Oreo, LU and belVita biscuits ; Cadbury, Milka, Cadbury Dairy Milk and Toblerone chocolate; Trident gum; Halls candy and Tang powdered beverages. We are proud members of the Standard and Poor’s 500, NASDAQ 100 and Dow Jones Sustainability Index. Our Common Stock trades on The NASDAQ Global Select Market under the symbol “MDLZ.” We have been incorporated in the Commonwealth of Virginia since 2000.   1 Table of Contents Strategy We intend to leverage our core strengths, including our advantaged geographic footprint, market leadership positions and portfolio of iconic brands and innovation platforms, to achieve three primary goals of growing our people, growing our business and growing our impact.       Reportable Segments Our operations and management structure are organized into four reportable operating segments: On October 1, 2016, we integrated our Eastern Europe, Middle East, and Africa (“EEMEA”) operating segment into our Europe and Asia Pacific operating segments to further leverage and optimize the operating scale built within the Europe and Asia Pacific regions. Russia, Ukraine, Turkey, Belarus, Georgia and Kazakhstan were combined within our Europe region, while the remaining Middle East and African countries were combined within our Asia Pacific region to form the AMEA operating segment. We have reflected the segment change as if it had occurred in all periods presented.   2 Table of Contents We manage our operations by region to leverage regional operating scale, manage different and changing business environments more effectively and pursue growth " 17824eb5-7be6-48da-a0e4-27b9dd9d145e,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|technology-type,3.6,0000935703-24-000011,10-K,business,0000935703,DLTR,Dollar Tree,2024-03-20,june,1340,9176,True,0.5882,"Item 1. Business ” for further discussion of the effect of competition on our operations. Our business could be adversely affected if we fail to manage our organizational talent and capacity, including attracting and retaining qualified associates and key personnel. Our growth and performance are dependent on the skills, experience and contributions of our associates, executives and key personnel for both Dollar Tree and Family Dollar. At our stores and distribution centers, we must recruit, develop, train, and retain qualified and diverse associates in relatively large numbers, while also working to decrease turnover in these positions. Our ability to meet labor needs while controlling costs is subject to many external factors, including competition for and availability of qualified personnel, unemployment levels, wage rates and salary levels (including the heightened possibility of increased federal, state and/or local minimum wage rates/salary levels), health and other insurance costs, changes in employment and labor laws or other workplace regulations (including those relating to employee benefit programs such as health insurance and paid leave programs), labor activism, associate safety issues, associate expectations and productivity, and our reputation and relevance within the labor market. If we are unable to attract, develop and retain adequate numbers of qualified associates, our operations, customer service levels, legal and regulatory compliance, and support functions could suffer. In addition, to the extent a significant portion of our associate base unionizes, or attempts to unionize, our labor and other related costs could increase. The potential financial impact of union organization is further compounded by the possibility of federal agencies adopting or imposing changes to existing labor law that could facilitate union organizing. We currently do not have any employees represented by unions. Our ability to pass along labor and other related costs to" 17ccba36-4e59-441a-ba67-cd352667b0e7,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|technology-type,3.6,0001559720-26-000004,10-K,business,0001559720,ABNB,Airbnb,2026-02-12,june,3265,22402,True,0.3466,"Item 1. Business Overview Airbnb was founded in 2007 when two hosts welcomed three guests to their San Francisco home, and has since grown into a global community of over 5 million hosts who have welcomed over 2.5 billion guest arrivals in almost every country and region across the globe. Every day, hosts offer unique stays, experiences, and services that enable guests to connect with communities in a more authentic way. We operate a global marketplace connecting guests with stays, experiences, and services, collectively in over 220 countries and regions. Our offerings have expanded to include services and redesigned experiences, which launched in May 2025. We operate with five key stakeholders in mind: our employees, shareholders, hosts, guests, and the communities we serve. Our commitment to making long-term decisions that benefit all these stakeholders is fundamental to our sustained success. Our Long-Term Growth Strategy Our key strategic priorities include making our service better, bringing Airbnb to more parts of the world, and expanding what we offer. Over the past several years, we have introduced hundreds of new features and upgrades to our platform spanning nearly every part of our service from pricing to quality to customer support. Additionally, we are leveraging our global markets strategy, which includes a more localized approach to product updates and marketing to raise awareness and consideration in less mature markets. We are also extending our platform beyond stays with new offerings, such as Airbnb Services and redesigned experiences, with plans to continue to expand our business beyond travel accommodations using our multi-year product roadmap to help drive long-term growth. Our Platform Our Platform for Hosts We built our platform to seamlessly onboard new hosts, especially those who previously had not considered hosting. We partner with hosts throughout the process of setting up their listings and provide them with a robust suite of tools t" 39b9b14a-00f1-4c04-aa57-7924490fc1c3,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|technology-type,3.6,0000277948-19-000011,10-K,business,0000277948,CSX,CSX Corporation,2019-02-06,june,1862,12761,True,0.5385,"Item 1.  Business CSX Corporation (“CSX”), and together with its subsidiaries (the “Company”), based in Jacksonville, Florida, is one of the nation's leading transportation companies. The Company provides rail-based freight transportation services including traditional rail service, the transport of intermodal containers and trailers, as well as other transportation services such as rail-to-truck transfers and bulk commodity operations. CSX and the rail industry provide customers with access to an expansive and interconnected transportation network that plays a key role in North American commerce and is critical to the long-term economic success and improved global competitiveness of the United States. In addition, freight railroads provide the most economical and environmentally efficient means to transport goods over land. CSX Transportation, Inc. CSX’s principal operating subsidiary, CSX Transportation, Inc. (“CSXT”), provides an important link to the transportation supply chain through its approximately 20,500 route mile rail network, which serves major population centers in 23 states east of the Mississippi River, the District of Columbia and the Canadian provinces of Ontario and Quebec. It has access to over 70 ocean, river and lake port terminals along the Atlantic and Gulf Coasts, the Mississippi River, the Great Lakes and the St. Lawrence Seaway. This access allows the Company to meet the dynamic transportation needs of manufacturers, industrial producers, the automotive industry, construction companies, farmers and feed mills, wholesalers and retailers, and energy producers. The Company’s intermodal business links customers to railroads via trucks and terminals. CSXT also serves thousands of production and distribution facilities through track connections with other Class I railroads and approximately 230 short-line and regional railroads. CSXT is also responsible for the Company's real estate sales, leasing, acquisition and management and develop" e750f053-8354-45ca-9089-67654b397da7,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|technology-type,3.6,0000277948-15-000010,10-K,business,0000277948,CSX,CSX Corporation,2015-02-11,june,1924,13078,True,0.4173,"Item 1.  Business CSX Corporation (“CSX”), and together with its subsidiaries (the “Company”), based in Jacksonville, Florida, is one of the nation's leading transportation companies.  The Company provides rail-based transportation services including traditional rail service and the transport of intermodal containers and trailers. The Company’s annual average number of employees was approximately 32,000 in 2014 , which includes approximately 26,000 union employees.  Most of the Company’s employees provide or support transportation services.   CSX Transportation, Inc. CSX’s principal operating subsidiary, CSX Transportation, Inc. (“CSXT”), provides an important link to the transportation supply chain through its approximately 21,000 route mile rail network, which serves major population centers in 23 states east of the Mississippi River, the District of Columbia and the Canadian provinces of Ontario and Quebec.  It has access to over 70 ocean, river and lake port terminals along the Atlantic and Gulf Coasts, the Mississippi River, the Great Lakes and the St. Lawrence Seaway.  The Company’s intermodal business links customers to railroads via trucks and terminals. CSXT also serves thousands of production and distribution facilities through track connections to approximately 240 short-line and regional railroads. Lines of Business      During 2014 , the Company services generated $12.7 billion of revenue and served three primary lines of business:      Other revenue accounted for approximately 4% of the Company’s total revenue in 2014 .  This revenue category includes revenue from regional subsidiary railroads, demurrage, revenue for customer volume commitments not met, switching and other incidental charges. Revenue from regional railroads includes shipments by railroads that the Company does not directly operate.  Demurrage represents charges assessed when freight cars are held beyond a specified period of time.  Switching revenue is primarily gene" f82d3e6d-a92a-4c99-992a-85b41e0f9ab7,holdout,False,productive,10-K other|june|shown0.25-0.9|conf>0.7|technology-type,3.6,0001075531-20-000011,10-K,business,0001075531,BKNG,Booking Holdings,2020-02-26,june,2770,18961,True,0.3967,"Item 1.  Business   Our mission is to make it easier for everyone to experience the world. We seek to empower people to cut through travel barriers, such as money, time, language and overwhelming options, so they can use our services to easily and confidently get where they want to go, stay where they want to stay, dine where they want to dine, pay how they want to pay and experience what they want to experience. We connect consumers wishing to make travel reservations with providers of travel services around the world through our online platforms. Through one or more of our brands, consumers can: book a broad array of accommodations (including hotels, motels, resorts, homes, apartments, bed and breakfasts, hostels and other properties); make a car rental reservation or arrange for an airport taxi; make a dinner reservation; or book a cruise, flight, vacation package, tour or activity. Consumers can also use our meta-search services to easily compare travel reservation information, such as airline ticket, hotel reservation and rental car reservation information, from hundreds of online travel platforms at once. In addition, we offer various other services to consumers and partners, such as certain travel-related insurance products and restaurant management services to restaurants. We offer these services through six primary consumer-facing brands: Booking.com, KAYAK, priceline, agoda, Rentalcars.com and OpenTable. While historically our brands operated on a largely independent basis and many of them focused on a particular service (e.g., accommodation reservations) or geography, we are increasing the collaboration, cooperation and interdependency among our brands in our efforts to provide consumers with the best and most comprehensive services. We also seek to maximize the benefits of our scale by sharing resources and technological innovations, co-developing new services and coordinating activities in key markets among our brands. For example, Booking.com, the worl" 6009f768-3da5-4286-bf72-537e480725a7,holdout,False,productive,10-K other|june|shown<0.25|conf0.45-0.7|capex-type,1.0,0000352541-13-000007,10-K,risk_factors,0000352541,LNT,Alliant Energy,2013-02-26,june,5265,34833,True,0.1434,"ITEM 1A. RISK FACTORS You should carefully consider each of the risks described below relating to Alliant Energy, IPL and WPL, together with all of the other information contained in this combined Annual Report on Form 10-K, before making an investment decision with respect to our securities. If any of the following risks develop into actual events, our business, financial condition or results of operations could be materially and adversely affected and you may lose all or part of your investment. Our business is significantly impacted by government regulation and legislation - We are subject to extensive regulation by federal and state regulatory authorities, which significantly influences our operations and our ability to timely recover costs from customers and earn appropriate rates of return. In particular, regulatory authorities with jurisdiction over public utilities, including the IUB, the PSCW, the MPUC and FERC, regulate many aspects of our operations. Our operations are also governed by organizations such as the North American Electric Reliability Corporation and MISO. Operations impacted by these regulatory groups include: the rates charged to our customers; our ability to site and construct new generating facilities, such as the proposed natural gas generating facility in Iowa and future wind projects to utilize our remaining available wind sites, and the amount of costs associated therewith that may be recovered from customers; the installation of environmental emission controls equipment and the amount of costs for the construction and maintenance of such equipment that may be recovered from customers; our ability to decommission generating facilities and recover the costs incurred to decommission the facilities and the remaining carrying value of such facilities; the amount of certain sources of energy we must use, such as renewable sources and reductions in energy usage by customers; our ability to purchase generating facilities and the amount of co" c7e521f2-be8a-42e3-87a4-b8a11ddb1572,holdout,False,productive,10-K other|june|shown<0.25|conf0.45-0.7|capex-type,1.0,0001193125-10-042929,10-K,properties,0000034088,XOM,ExxonMobil,2010-02-26,june,7041,47199,True,0.0742,"Item 2.     Properties.   Information with regard to oil and gas producing activities follows:   1.     Disclosure of Reserves   A. Summary of Oil and Gas Reserves at Year-End 2009   The table below summarizes the oil-equivalent proved reserves in each geographic area and by product type for consolidated subsidiaries and equity companies. The Corporation has reported proved reserves on the basis of the average of the first-day-of-the-month price for each month during the last 12-month period. Gas is converted to an oil-equivalent basis at six million cubic feet per one thousand barrels. No major discovery or other favorable or adverse event has occurred since December 31, 2009, that would cause a significant change in the estimated proved reserves as of that date.     6 Table of Contents Index to Financial Statements In the preceding reserves information, consolidated subsidiary and equity company reserves are reported separately. However, the Corporation operates its business with the same view of equity company reserves as it has for reserves from consolidated subsidiaries.   The Corporation’s overall volume capacity outlook, based on projects coming on stream as anticipated, is for production capacity to grow over the period 2010-2014. However, actual volumes will vary from year to year due to the timing of individual project start-ups, operational outages, reservoir performance, regulatory changes, asset sales, weather events, price effects on production sharing contracts and other factors as described in Item 1A—Risk Factors of this report.   The estimation of proved reserves, which is based on the requirement of reasonable certainty, is an ongoing process based on rigorous technical evaluations, commercial and market assessments and detailed analysis of well information such as flow rates and reservoir pressure declines. Furthermore, the Corporation only records proved reserves for projects which have received significan" 131a2e40-8386-4d1f-8e4f-5c9bdd778a1e,holdout,False,productive,10-K other|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0000089800-14-000045,10-K,risk_factors,0000089800,SHW,Sherwin-Williams,2014-02-27,june,6249,40647,True,0.1472,"ITEM 1A.    RISK FACTORS Described below and elsewhere in this report and other documents that we file from time to time with the Securities and Exchange Commission are risks, uncertainties and other factors that can adversely affect our business, results of operations, cash flow, liquidity or financial condition. Adverse changes in general business and economic conditions in the United States and worldwide may adversely affect our results of operations, cash flow, liquidity or financial condition. Adverse changes in general business and economic conditions in the United States and worldwide may reduce the demand for some of our products and adversely affect our results of operations, cash flow, liquidity or financial condition. Higher inflation rates, interest rates, tax rates and unemployment rates, higher labor and healthcare costs, recessions, changing governmental policies, laws and regulations, and other economic factors could adversely affect our results of operations, cash flow, liquidity or financial condition. A weakening or reversal of the general economic recovery in the United States and other countries and regions in which we do business, or the continuation or worsening of the economic downturn in other countries and regions, may adversely affect our results of operations, cash flow, liquidity or financial condition. Global economic uncertainty continues to exist. A weakening or reversal of the general economic recovery in the United States and other countries and regions in which we do business, or the continuation or worsening of the economic downturn in other countries and regions, may adversely impact our net sales, the collection of accounts receivable, funding for working 5 capital needs, expected cash flow generation from current and acquired businesses, and our investments, which may adversely impact our results of operations, cash flow, liquidity or financial condition. We finance a portion of our sales through trade credit. Credit markets r" 22b76f59-0585-4cb0-a499-f7d0f007e2af,holdout,False,productive,10-K other|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0000883241-25-000028,10-K,full_body,0000883241,SNPS,Synopsys,2025-12-22,june,56368,404840,True,0.0161," snps-20251031 false 2025 FY 0000883241 P1Y http://fasb.org/us-gaap/2025#CostDepreciationAmortizationAndDepletion P3Y 406 303 366 iso4217:USD xbrli:shares iso4217:USD xbrli:shares xbrli:pure snps:reporting_unit snps:quarter iso4217:CNY iso4217:CAD snps:building utr:sqft snps:segment 0000883241 2024-11-01 2025-10-31 0000883241 2025-04-30 0000883241 2025-12-15 0000883241 2025-10-31 0000883241 2024-10-31 0000883241 us-gaap:LicenseAndMaintenanceMember 2024-11-01 2025-10-31 0000883241 us-gaap:LicenseAndMaintenanceMember 2023-11-01 2024-10-31 0000883241 us-gaap:LicenseAndMaintenanceMember 2022-11-01 2023-10-31 0000883241 us-gaap:LicenseMember 2024-11-01 2025-10-31 0000883241 us-gaap:LicenseMember 2023-11-01 2024-10-31 0000883241 us-gaap:LicenseMember 2022-11-01 2023-10-31 0000883241 us-gaap:ProductMember 2024-11-01 2025-10-31 0000883241 us-gaap:ProductMember 2023-11-01 2024-10-31 0000883241 us-gaap:ProductMember 2022-11-01 2023-10-31 0000883241 us-gaap:TechnologyServiceMember 2024-11-01 2025-10-31 0000883241 us-gaap:TechnologyServiceMember 2023-11-01 2024-10-31 0000883241 us-gaap:TechnologyServiceMember 2022-11-01 2023-10-31 0000883241 2023-11-01 2024-10-31 0000883241 2022-11-01 2023-10-31 0000883241 us-gaap:CommonStockMember 2022-10-31 0000883241 us-gaap:AdditionalPaidInCapitalMember 2022-10-31 0000883241 us-gaap:RetainedEarningsMember 2022-10-31 0000883241 us-gaap:TreasuryStockCommonMember 2022-10-31 0000883241 us-gaap:AccumulatedOtherComprehensiveIncomeMember 2022-10-31 0000883241 us-gaap:ParentMember 2022-10-31 0000883241 us-gaap:NoncontrollingInterestMember 2022-10-31 0000883241 2022-10-31 0000883241 us-gaap:RetainedEarningsMember 2022-11-01 2023-10-31 0000883241 us-gaap:ParentMember 2022-11-01 2023-10-31 0000883241 us-gaap:NoncontrollingInterestMember 2022-11-01 2023-10-31 0000883241 us-gaap:AccumulatedOtherComprehensiveIncomeMember 2022-11-01 2023-10-31 0000883241 us-gaap:CommonStockMember 2022-11-01 2023-10-31 0000883241 us-gaap:AdditionalPaidInCapitalMember 2022" 20948867-2a5d-4da6-af27-04661de18d94,holdout,True,productive,10-K other|june|shown<0.25|conf0.45-0.7|other,1.0,0000086521-14-000011,10-K,business,0001032208,SRE,Sempra,2014-02-27,june,7385,51040,True,0.0672,"ITEM 1. BUSINESS     DESCRIPTION OF BUSINESS   We provide a description of Sempra Energy and its subsidiaries in “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in the 2013 Annual Report to Shareholders (Annual Report), which is attached as Exhibit 13.1 to this report and is incorporated by reference.   This report includes information for the following separate registrants:         References in this report to “we,” “our,” “us,” “our company” and “Sempra Energy Consolidated” are to Sempra Energy and its consolidated entities, collectively, unless otherwise indicated by the context.  SDG&E and SoCalGas are collectively referred to as the California Utilities. They are subsidiaries of Sempra Energy, and Sempra Energy indirectly owns all of the capital stock of SDG&E and all of the common stock and substantially all of the voting stock of SoCalGas.   Sempra Energy’s principal operating units are         All references to “Sempra International,” “Sempra U.S. Gas & Power” and their respective reportable segments are not intended to refer to any legal entity with the same or similar name. Sempra International and Sempra U.S. Gas & Power also own utilities which are not included in our references to the California Utilities. We provide financial information about all of our reportable segments and about the geographic areas in which we do business in “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and Note 16 of the Notes to Consolidated Financial Statements in the Annual Report.     COMPANY WEBSITES   Company website addresses are:   Sempra Energy – http://www.sempra.com   SDG&E – http://www.sdge.com   SoCalGas – http://www.socalgas.com   We make available free of charge on our website our annual report on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and any amendments to those reports as soon as reasonably practicable after such mate" ccfcfdb0-b0d2-4d58-b75c-5561d6c3c36a,holdout,False,productive,10-K other|june|shown<0.25|conf0.45-0.7|other,1.0,0001047469-14-001154,10-K,business,0001551152,ABBV,AbbVie,2014-02-21,june,6686,47313,True,0.1056,"ITEM 1.    BUSINESS Separation from Abbott Laboratories         On January 1, 2013, AbbVie(1) became an independent company as a result of the distribution by Abbott Laboratories (Abbott) of 100 percent of the outstanding common stock of AbbVie to Abbott's shareholders. Each Abbott shareholder of record as of the close of business on December 12, 2012 (the Record Date) received one share of AbbVie common stock for each Abbott common share held as of the Record Date.         AbbVie was incorporated in Delaware on April 10, 2012 to hold Abbott's former research-based pharmaceuticals business. AbbVie's common stock began trading ""regular-way"" under the ticker symbol ""ABBV"" on the New York Stock Exchange on January 2, 2013. Overview         AbbVie is a global, research-based biopharmaceutical company. AbbVie develops and markets advanced therapies that address some of the world's most complex and serious diseases. AbbVie's products are focused on treating conditions such as chronic autoimmune diseases, including rheumatoid arthritis, psoriasis, and Crohn's disease; low testosterone; HIV; endometriosis; thyroid disease; Parkinson's disease; and complications associated with chronic kidney disease and cystic fibrosis, among other health conditions. AbbVie's pipeline of promising new medicines includes more than 20 compounds or indications in Phase II or Phase III development across such important medical specialties as immunology, virology, oncology, renal disease, neurological diseases and women's health. Segments         AbbVie operates in one business segment—pharmaceutical products. Incorporated herein by reference is Note 14 entitled ""Segment and Geographic Area Information"" of the Notes to Consolidated Financial Statements included under Item 8, ""Financial Statements and Supplementary Data"" and the sales information related to HUMIRA included under ""Results of Operations."" Products         AbbVie's portfolio of products includes a broad line " 3f0c7fe7-ddfa-4e41-a912-342012390be0,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|capex-type,54.5,0001144204-18-011097,10-K,business,0001513761,NCLH,Norwegian Cruise Line Holdings,2018-02-27,june,12552,83242,True,0.0887,"Item 1. Business   History and Development of the Company   We are a leading global cruise company which operates the Norwegian Cruise Line, Oceania Cruises and Regent Seven Seas Cruises brands. As of December 31, 2017, we had 25 ships with approximately 50,400 Berths. We plan to introduce seven additional ships through 2025 and we have an option to introduce two additional ships for delivery in 2026 and 2027, subject to certain conditions.   Norwegian commenced operations from Miami in 1966. In February 2000, Genting HK acquired control of and subsequently became the sole owner of the Norwegian operations.   In January 2008, the Apollo Holders acquired 50% of the outstanding ordinary share capital of NCLC. As part of this investment, the Apollo Holders assumed control of NCLC’s Board of Directors. Also, in January 2008, the TPG Viking Funds acquired, in the aggregate, 12.5% of NCLC’s outstanding share capital from the Apollo Holders.   In February 2011, NCLH, a Bermuda limited company, was formed with the issuance to the Sponsors of, in aggregate, 10,000 ordinary shares, with a par value of $.001 per share. In January 2013, NCLH completed its IPO, pursuant to which it sold 27,058,824 ordinary shares for net proceeds, after deducting underwriting discounts and commissions and expenses, of approximately $473.9 million. In connection with the consummation of the IPO, the Sponsors’ ordinary shares in NCLC were exchanged for the ordinary shares of NCLH, and NCLH became the owner of 100% of the ordinary shares and parent company of NCLC (the “Corporate Reorganization”). At the same time, NCLH contributed $460.0 million to NCLC and the historical financial statements of NCLC became those of NCLH. The Corporate Reorganization was effected solely for the purpose of reorganizing our corporate structure. NCLH had not, prior to the completion of the Corporate Reorganization, conducted any activities other than those incidental to its formation and to prepare for the " 71fec810-3d20-43cd-aef7-ef4053a335da,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|capex-type,54.5,0001711269-25-000004,10-K,business,0001711269,EVRG,Evergy,2025-02-27,june,4345,30227,True,0.1909,"ITEM 1. BUSINESS General Evergy, Inc., Evergy Kansas Central, Inc. and Evergy Metro, Inc. are separate registrants filing this combined annual report on Form 10-K. The terms ""Evergy,"" ""Evergy Kansas Central,"" ""Evergy Metro"" and ""Evergy Companies"" are used throughout this report. ""Evergy"" refers to Evergy, Inc. and its consolidated subsidiaries, unless otherwise indicated. ""Evergy Kansas Central"" refers to Evergy Kansas Central, Inc. and its consolidated subsidiaries, unless otherwise indicated. ""Evergy Metro"" refers to Evergy Metro, Inc. and its consolidated subsidiaries, unless otherwise indicated. ""Evergy Companies"" refers to Evergy, Evergy Kansas Central, and Evergy Metro, collectively, which are individual registrants within the Evergy consolidated group. Information in other Items of this report as to which reference is made in this Item 1 is hereby incorporated by reference in this Item 1. The use of terms such as ""see"" or ""refer to"" shall be deemed to incorporate into this Item 1 the information to which such reference is made. EVERGY, INC. Evergy is a public utility holding company incorporated in 2017 and headquartered in Kansas City, Missouri. Evergy operates primarily through the following wholly-owned direct subsidiaries listed below. • Evergy Kansas Central, Inc. (Evergy Kansas Central) is an integrated, regulated electric utility that provides electricity to customers in the state of Kansas. Evergy Kansas Central has one active wholly-owned subsidiary with significant operations, Evergy Kansas South, Inc. (Evergy Kansas South). • Evergy Metro, Inc. (Evergy Metro) is an integrated, regulated electric utility that provides electricity to customers in the states of Missouri and Kansas. • Evergy Missouri West, Inc. (Evergy Missouri West) is an integrated, regulated electric utility that provides electricity to customers in the state of Missouri. • Evergy Transmission Company, LLC (Evergy Transmission Company) owns 13.5% of Transource Energy, LLC (Transour" 76b3695d-2a8f-4976-940b-80e3a1251940,holdout,True,productive,10-K other|june|shown<0.25|conf>0.7|capex-type,54.5,0000915912-16-000024,10-K,properties,0000915912,AVB,AvalonBay Communities,2016-02-26,june,3137,20824,True,0.2285,"ITEM 2.    COMMUNITIES Our real estate investments consist primarily of current operating apartment communities, communities in various stages of development (""Development Communities"") and Development Rights (as defined below). Our current operating communities are further distinguished as Established Communities, Other Stabilized Communities, Lease-Up Communities, Redevelopment Communities and Unconsolidated Communities. While we generally establish the classification of communities on an annual basis, we intend to update the classification of communities during the calendar year to the extent that our plans with regard to the disposition or redevelopment of a community change during the year. The following is a description of each category: Current Communities are categorized as Established, Other Stabilized, Lease-Up, Redevelopment, or Unconsolidated according to the following attributes: Development Communities are communities that are under construction and for which a certificate or certificates of occupancy for the entire community have not been received. These communities may be partially complete and operating. Development Rights are development opportunities in the early phase of the development process where we either have an option to acquire land or enter into a leasehold interest, where we are the buyer under a long-term conditional contract to purchase land, where we control the land through a ground lease or own land to develop a new community, or where we are the designated developer in a public-private partnership. We capitalize related pre-development costs incurred in pursuit of new developments for which we currently believe future development is probable. We currently lease our corporate headquarters located in Arlington, Virginia, as well as our other regional and administrative offices under operating leases. As of December 31, 2015 , communities that we owned or held a direct or indirect interest in were classified as follows: 17 Table" 78bbaa7a-ceb4-4fa8-b9f6-ff79ab936942,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|capex-type,54.5,0001564590-16-013639,10-K,full_body,0000789570,MGM,MGM Resorts,2016-02-29,june,45415,299787,True,0.0192," 10-K 1 mgm-10k_20151231.htm 10-K mgm-10k_20151231.htm     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549     FORM 10-K   (Mark One)   For the fiscal year ended December 31, 2015   OR     For the transition period from                      to                        Commission File No. 001-10362     MGM R esorts I nternational (Exact name of Registrant as specified in its charter)       3600 Las Vegas Boulevard South - Las Vegas, Nevada  89109 (Address of principal executive office)                                             (Zip Code)   (702) 693-7120 (Registrant’s telephone number, including area code)     Securities registered pursuant to Section 12(b) of the Act:     Securities registered pursuant to Section 12(g) of the Act:   None     Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes    X       No              Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.     Yes                No    X     Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days:     Yes     X       No              Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).     Yes     X       No              Indicate by check mark if disclosure of delin" afe42de1-5e1a-4cb0-942c-1fd165dcfa21,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|capex-type,54.5,0000874761-21-000015,10-K,business,0000874761,AES,AES Corporation,2021-02-25,june,26140,170766,True,0.0195,"Item 1.— Business is an outline of our strategy and our businesses by SBU, including key financial drivers. Additional items that may have an impact on our businesses are discussed in Item 1A.— Risk Factors and Item 3.— Legal Proceedings . Executive Summary Incorporated in 1981, AES is a global energy company accelerating the future of energy. Together with our many stakeholders, we are improving lives by delivering the greener, smarter energy solutions the world needs. Our diverse workforce is committed to continuous innovation and operational excellence, while partnering with our customers on their strategic energy transitions and continuing to meet their energy needs today. Our Strategy AES is leading the energy transition by investing in sustainable growth and innovative solutions to deliver superior results. We are taking advantage of favorable trends in clean power generation, transmission and distribution, and LNG infrastructure. Through our presence in key growth markets, we are well-positioned to benefit from the global transition toward a more sustainable power generation mix. Our robust backlog of projects under construction or under signed PPAs continues to increase, driven by our focus on select markets where we can take advantage of our global scale and synergies with our existing businesses. In 2020, we signed long-term PPAs for 3 GW, representing 10% of our existing capacity, and in line with our expectation of signing 2 to 3 GW of new PPAs annually. We are enhancing some of our current contracts by extending existing PPAs and adding renewable energy. We call this approach Green Blend and Extend. With this strategy, we leverage our existing platforms, contracts and relationships to grow our business, while meeting our customers' energy needs on a reliable and sustainable basis. We are negotiating new long-term renewable PPAs with existing customers, which preserves the value of thermal contracts and creates incremental value with long-term contr" 17e489a7-f7ae-4d37-8932-b21a146f5b4a,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|ma_integration,125.2,0001532176-16-000045,10-K,business,0000872589,REGN,Regeneron Pharmaceuticals,2016-02-11,june,13309,89290,True,0.0756,"ITEM 1. BUSINESS This Annual Report on Form 10-K contains forward-looking statements that involve risks and uncertainties relating to future events and the future performance of Regeneron Pharmaceuticals, Inc. (""Regeneron,"" ""Company,"" ""we,"" ""us,"" and ""our""), and actual events or results may differ materially from these forward-looking statements. Words such as ""anticipate,"" ""expect,"" ""intend,"" ""plan,"" ""believe,"" ""seek,"" ""estimate,"" variations of such words, and similar expressions are intended to identify such forward-looking statements, although not all forward-looking statements contain these identifying words. These statements concern, and these risks and uncertainties include, among others, the nature, timing, and possible success and therapeutic applications of our products, product candidates, and research and clinical programs now underway or planned, including without limitation sarilumab, dupilumab, fasinumab, and REGN2222; the likelihood and timing of achieving any of our anticipated clinical development milestones; unforeseen safety issues resulting from the administration of products and product candidates in patients, including serious complications or side effects in connection with the use of our product candidates in clinical trials; the likelihood and timing of possible regulatory approval and commercial launch of our late-stage product candidates and new indications for marketed products, including without limitation Praluent ® (alirocumab) Injection, sarilumab, dupilumab, fasinumab, and REGN2222; ongoing regulatory obligations and oversight impacting our marketed products (such as EYLEA ® (aflibercept) Injection and Praluent), research and clinical programs, and business, including those relating to patient privacy; determinations by regulatory and administrative governmental authorities which may delay or restrict our ability to continue to develop or commercialize our products and product candidates; competing drugs and product candidates that" 202f11a7-5bf0-465c-8439-150eb960f602,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|ma_integration,125.2,0001613103-15-000028,10-K,business,0001613103,MDT,Medtronic,2015-06-23,june,12161,82935,True,0.093,"Item 1. Business Overview Medtronic plc, headquartered in Dublin, Ireland, is the global leader in medical technology - alleviating pain, restoring health, and extending life for millions of people around the world. Medtronic was founded in 1949 and today serves hospitals, physicians, clinicians, and patients in approximately 160 countries worldwide. We remain committed to a mission written by our founder 55 years ago that directs us “to contribute to human welfare by the application of biomedical engineering in the research, design, manufacture, and sale of products to alleviate pain, restore health, and extend life.” With innovation and market leadership, we have pioneered advances in medical technology in all of our businesses. Over the last five years, our net sales on a compounded annual growth basis have increased approximately 6 percent, from $15.508 billion in fiscal year 2011 to $20.261 billion in fiscal year 2015. Our commitment to enhance our offerings by developing and acquiring new products, wrap-around programs, and solutions to meet the needs of a broader set of stakeholders is driven by the following primary strategies: Our primary customers include hospitals, clinics, third-party health care providers, distributors, and other institutions, including governmental health care programs and group purchasing organizations (GPOs). On January 26, 2015 (Acquisition Date), Medtronic completed the acquisition of Covidien plc, a public limited company organized under the laws of Ireland (Covidien) in a cash and stock transaction valued at approximately $50 billion. In connection with the transaction, Medtronic, Inc., a Minnesota corporation (Medtronic, Inc.), and Covidien were combined under and became subsidiaries of Medtronic plc. Covidien was a global leader in the development, manufacture and sale of healthcare products for use in clinical and home settings and had net sales for its fiscal year ended September 26, 2014 of $10.659 billion. On a pro forma ba" 6075424a-04db-4e0d-84ed-79f69b7e2f4c,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|ma_integration,125.2,0000896159-21-000003,10-K,business,0000896159,CB,Chubb Limited,2021-02-25,june,12073,84161,True,0.075,"ITEM 1. Business General Chubb Limited is the Swiss-incorporated holding company of the Chubb Group of Companies. Chubb Limited, which is headquartered in Zurich, Switzerland, and its direct and indirect subsidiaries (collectively, the Chubb Group of Companies, Chubb, we, us, or our) are a global insurance and reinsurance organization, serving the needs of a diverse group of clients worldwide. At December 31, 2020, we had total assets of $191 billion and shareholders’ equity of $59 billion. Chubb was incorporated in 1985 at which time it opened its first business office in Bermuda and continues to maintain operations in Bermuda. We have grown our business through increased premium volume, expansion of product offerings and geographic reach, and the acquisition of other companies to become a global property and casualty (P&C) leader. During 2020, we completed the purchase of an additional 16.2 percent ownership interest in Huatai Insurance Group Co., Ltd. (Huatai Group) bringing our aggregate ownership interest from 30.9 percent to 47.1 percent as of December 31, 2020. On December 30, 2019, we acquired Banchile Seguros de Vida, an insurance company providing both life and property and casualty coverages in Chile. The results of Huatai Group and Banchile Seguros de Vida are included in the Overseas General Insurance and Life Insurance segments as appropriate, determined by the type of policy written. Refer to Note 2 to the Consolidated Financial Statements for additional information. With operations in 54 countries and territories, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance (A&H), reinsurance, and life insurance to a diverse group of clients. We provide commercial insurance products and service offerings such as risk management programs, loss control, and engineering and complex claims management. We provide specialized insurance products ranging from Directors & Officers (D&O) and pro" 9e8b1d43-4c1a-432b-b04e-a4dca5eb0673,holdout,True,productive,10-K other|june|shown<0.25|conf>0.7|ma_integration,125.2,0000106040-24-000031,10-K,business,0000106040,WDC,Western Digital,2024-08-20,june,5270,36041,True,0.18,"Item 1.     Business General Western Digital is a leading developer, manufacturer and provider of data storage devices and solutions based on both hard disk drive and NAND flash technologies. With a differentiated innovation engine driving advancements in storage and semiconductor technologies, our broad and ever-expanding portfolio delivers powerful hard disk drives (“HDD”) and flash-based products (“Flash”) storage solutions for everyone from students, gamers and home offices, to the largest enterprises and public clouds to capture, preserve, access and transform an ever-increasing diversity of data. Our broad portfolio of technology and products addresses multiple end markets: “Cloud,” “Client” and “Consumer.” Cloud is comprised primarily of products for public or private cloud environments and end customers. Through the Client end market, we provide our original equipment manufacturer (“OEM”) and channel customers a broad array of high-performance hard drive and flash solutions across personal computer, mobile, gaming, automotive, virtual reality headsets, at-home entertainment, and industrial spaces. The Consumer end market is highlighted by our broad range of retail and other end-user products, which capitalize on the strength of our product brand recognition and vast points of presence around the world. On October 30, 2023, we announced that our Board of Directors had completed its strategic review of our business and, after evaluating a comprehensive range of alternatives, authorized us to pursue a plan to separate our HDD and Flash business units to create two independent, public companies. We believe the separation will better position each business unit to execute innovative technology and product development, capitalize on unique growth opportunities, extend respective leadership positions and operate more efficiently with distinct capital structures. The completion of the planned separation is subject to certain conditions, including final appro" bd9dde14-598a-4f92-8482-44612f08ff8d,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|ma_integration,125.2,0000014272-20-000082,10-K,full_body,0000014272,BMY,Bristol Myers Squibb,2020-02-24,june,57338,432456,True,0.0226," Document 25000000 false --12-31 FY 2019 0000014272 BRISTOL MYERS SQUIBB CO false 0.1 0.1 4500000000 4500000000 2200000000 2900000000 0.68 0.032 0 0.022 0.041 0.026 120000000 120000000 120000000 120000000 120000000 120000000 120000000 120000000 120000000 200000000 200000000 P10Y0M0D P15Y0M0D P15Y0M0D P3Y0M0D P5Y0M0D P3Y0M0D 100000000 100000000 100000000 100000000 100000000 200000000 50 50 1 1 10000000 10000000 3590 3568 3590 3568 0 0 0 0 0 P3Y P4Y P3Y 576000000 672000000 0000014272 2019-01-01 2019-12-31 0000014272 bmy:PfizerMember us-gaap:CollaborativeArrangementMember 2019-01-01 2019-12-31 0000014272 bmy:OtsukaMember us-gaap:CollaborativeArrangementMember 2019-01-01 2019-12-31 0000014272 bmy:OnoMember us-gaap:CollaborativeArrangementMember 2019-01-01 2019-12-31 0000014272 bmy:BristolMyersSquibbContingentValueRightsMember 2019-01-01 2019-12-31 0000014272 bmy:A1.000Notesdue2025Member 2019-01-01 2019-12-31 0000014272 bmy:CelgeneContingentValueRightsMember 2019-01-01 2019-12-31 0000014272 bmy:CommonStock0.10ParValueMember 2019-01-01 2019-12-31 0000014272 bmy:A1.750Notesdue2035Member 2019-01-01 2019-12-31 0000014272 2019-06-30 0000014272 2020-02-03 0000014272 2017-01-01 2017-12-31 0000014272 2018-01-01 2018-12-31 0000014272 bmy:AllianceandotherrevenuesMember 2017-01-01 2017-12-31 0000014272 bmy:NetproductsalesMember 2017-01-01 2017-12-31 0000014272 bmy:AllianceandotherrevenuesMember 2018-01-01 2018-12-31 0000014272 bmy:NetproductsalesMember 2019-01-01 2019-12-31 0000014272 bmy:AllianceandotherrevenuesMember 2019-01-01 2019-12-31 0000014272 bmy:NetproductsalesMember 2018-01-01 2018-12-31 0000014272 2018-12-31 0000014272 2019-12-31 0000014272 2016-12-31 0000014272 2017-12-31 0000014272 srt:MinimumMember us-gaap:BuildingMember 2019-01-01 2019-12-31 0000014272 srt:MaximumMember us-gaap:BuildingMember 2019-01-01 2019-12-31 0000014272 srt:MinimumMember us-gaap:MachineryAndEquipmentM" 2c42adc4-9e35-4b18-8574-02b450291618,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|other,32.9,0001034054-25-000002,10-K,business,0001034054,SBAC,SBA Communications,2025-02-26,june,5659,37834,True,0.0883,"ITEM 1. BUSINESS General We are a leading independent owner and operator of wireless communications infrastructure, including tower structures, rooftops, and other structures that support antennas used for wireless communications, which we collectively refer to as “towers” or “sites.” Our principal operations are in the United States and its territories. In addition, we own and operate towers in South America, Central America, Canada, and Africa. On January 10, 2025, we sold all our towers and ended our operations in the Philippines and on February 20, 2025, we entered into an agreement to sell all of our towers and related assets held in Colombia. Our primary business line is our site leasing business, which contributed 98.4% of our total segment operating profit for the year ended December 31, 2024. In our site leasing business, we (1) lease space to wireless service providers and other customers on assets that we own or operate and (2) manage rooftop and tower sites for property owners under various contractual arrangements. As of December 31, 2024, we owned 39,749 towers, a substantial portion of which have been built by us or built by other tower owners or operators who, like us, have built such towers to lease space to multiple wireless service providers. Our other business line is our site development business, through which we assist wireless service providers in developing and maintaining their own wireless service networks. Business Strategy Our primary strategy is to continue to focus on expanding our site leasing business through organic growth and expansion of our tower portfolio to create shareholder value. We believe that the long-term and repetitive nature of our site leasing business will permit us to maintain a stable, recurring cash flow stream and reduce our exposure to cyclical changes in customer spending which arises in our site development business. We believe that our tower operations are highly scalable. Consequently, we believe that we " 2e00becd-e7eb-46a5-a2e9-839ab1f2383d,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|other,32.9,0001466258-25-000039,10-K,business,0001466258,TT,Trane Technologies,2025-02-06,june,4103,28091,True,0.1577,"Item 1.        BUSINESS Overview Trane Technologies plc, a public limited company, incorporated in Ireland in 2009, and its consolidated subsidiaries (collectively we, us, our, the Company) is a global climate innovator. We bring sustainable and efficient solutions to buildings, homes and transportation through our strategic brands, Trane ® and Thermo King ® , and our environmentally responsible portfolio of products, services and connected intelligent controls. We generate revenue and cash primarily through the design, manufacture, sales and service of solutions for Heating, Ventilation and Air Conditioning (HVAC), transport refrigeration, and custom refrigeration solutions. As an industry leader with an extensive global install base, our growth strategy includes expanding recurring revenue through services and rental options. Our unique business operating system, uplifting culture and highly engaged team around the world are also central to our earnings and cash flow growth. Through our sustainability-focused strategy and purpose to boldly challenge what's possible for a sustainable world , we meet critical needs and growing global demand for innovation that reduces greenhouse gas emissions while enabling healthier, efficient indoor environments and safe, reliable delivery of essential temperature-controlled cargo. We have announced certain defined sustainability commitments with a goal of achieving these commitments by 2030 (2030 Sustainability Commitments). Trane Technologies' 2030 Sustainability Commitments include our 'Gigaton Challenge' to reduce customer greenhouse gas emissions by a billion metric tons; 'Leading by Example' through reducing embodied carbon by 40%, and designing products for circularity; and creating 'Opportunity for All' by investing in our people and our communities. Reportable Segments We operate under three reportable segments. • Our Americas segment innovates for customers in North America and Latin America. The Americas segment encom" 612c5f9c-0788-4af7-afeb-1e5443a839eb,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|other,32.9,0000354950-22-000070,10-K,risk_factors,0000354950,HD,Home Depot (The),2022-03-23,june,9867,68164,True,0.1005,"Item 1A. Risk Factors. Our business, results of operations, and financial condition are subject to numerous risks and uncertainties. In connection with any investment decision with respect to our securities, you should carefully consider the following risk factors, as well as the other information contained in this report and our other filings with the SEC. Additional risks and uncertainties not presently known to us or that we currently deem immaterial may also impair our business operations. Should any of these risks materialize, our business, results of operations, financial condition and future 9 Table of Contents prospects could be negatively impacted, which in turn could affect the trading value of our securities. You should read these Risk Factors in conjunction with “ Management’s Discussion and Analysis of Financial Condition and Results of Operatio ns ” in Item 7 and our consolidated financial statements and related notes in Item 8. Strategic Risks Strong competition could adversely affect prices and demand for our products and services and could decrease our market share. Our industry is highly competitive, highly fragmented, and evolving. As a result, we face competition for our products and services from a variety of retailers, suppliers, distributors and manufacturers that sell products directly to their respective customer bases, and service providers, ranging from traditional brick-and-mortar, to multichannel, to exclusively online. These competitors include a number of other home improvement retailers; electrical, plumbing and building materials supply houses; and lumber yards. With respect to some products and services, we also compete with specialty design stores, showrooms, discount stores, local, regional and national hardware stores, paint stores, mail order firms, warehouse clubs, independent building supply stores, MRO distributors, home décor retailers, and other retailers, as well as with providers of home improvement services and tool " 6b661cdb-ec67-4090-a43a-b7b62bb103c7,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|other,32.9,0001467858-22-000034,10-K,risk_factors,0001467858,GM,General Motors,2022-02-02,june,8441,57324,True,0.0875,"Item 1A. Risk Factors We have listed below the most material risk factors applicable to us. These risk factors are not necessarily in the order of importance or probability of occurrence: Risks related to our competition and strategy If we do not deliver new products, services, technologies and customer experiences in response to increased competition and changing consumer preferences in the automotive industry, our business could suffer. We believe that the automotive industry will continue to experience significant change in the coming years, particularly as traditional automotive original equipment manufacturers shift resources to the development of EVs. In addition to our traditional competitors, we must also be responsive to the entrance of start-ups and other non-traditional competitors in the automotive industry. These new competitors, as well as established industry participants, are disrupting the historic business model of our industry through the introduction of new technologies, products, services, direct-to-consumer sales channels, methods of transportation and vehicle ownership. To successfully execute our long-term strategy, we must continue to develop new products and services, including products and services that are outside of our historically core ICE business, such as EVs and AVs, software-enabled connected services and other new businesses. Our vehicles and connected services increasingly rely on software and hardware that is highly technical and complex. The process of designing and developing new technology, products and services is costly and uncertain and requires extensive capital investment and the ability to retain and recruit the best talent. If our access to capital were to become significantly constrained, if costs of capital increased significantly, or if our ability to raise capital is challenged relative to our peers, in each case including as a result of any constraints on lending due to concerns about climate change, our abili" 78141e81-80d6-4b60-bfe5-eae3706c481e,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|other,32.9,0000092380-21-000033,10-K,business,0000092380,LUV,Southwest Airlines,2021-02-08,june,15031,102479,True,0.0664,"Item 1.      Business Company Overview Southwest Airlines Co. (the ""Company"" or ""Southwest"") operates Southwest Airlines, a major passenger airline that provides scheduled air transportation in the United States and near-international markets. Southwest commenced service on June 18, 1971, with three Boeing 737 aircraft serving three Texas cities: Dallas, Houston, and San Antonio. At December 31, 2020, Southwest had a total of 718 Boeing 737 aircraft in its fleet and 107 destinations in 40 states, the District of Columbia, the Commonwealth of Puerto Rico, and ten near-international countries: Mexico, Jamaica, The Bahamas, Aruba, Dominican Republic, Costa Rica, Belize, Cuba, the Cayman Islands, and Turks and Caicos. During 2020, the Company began service to six new destinations including Hilo on Hawaii; Cozumel, Mexico; Steamboat Springs, Colorado; Miami, Florida; Palm Springs, California; and Montrose (Telluride and Crested Butte), Colorado. In addition, the Company has published its initial flight schedules to begin serving Chicago O'Hare International Airport and Sarasota Bradenton International Airport, beginning February 14, 2021, Colorado Springs Municipal Airport and Savannah/Hilton Head International Airport, beginning March 11, 2021, Houston George Bush Intercontinental Airport and Santa Barbara Airport, beginning April 12, 2021, Fresno Yosemite International Airport, beginning April 25, 2021, and Jackson-Medgar Wiley Evers International Airport in Mississippi, beginning June 6, 2021. Worldwide Pandemic As a result of the rapid spread of the novel coronavirus, COVID-19, throughout the world, including into the United States, on March 11, 2020, the World Health Organization classified the virus as a pandemic. The speed with which the effects of the COVID-19 pandemic have changed the U.S. economic landscape, outlook, and in particular the travel industry, has been swift and unexpected. The Company began to see a negative impact on bookings for future travel" 26f3090c-7194-4bac-92d3-e03e8311f727,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|technology-type,24.5,0001037646-24-000007,10-K,risk_factors,0001037646,MTD,Mettler Toledo,2024-02-09,june,9092,60098,True,0.1503,"Item 1A. Risk Factors Factors Affecting Our Future Operating Results Operational Risks We sell primarily to companies in developed countries. An economic downturn in these countries could hurt our operating results. Most of our business is derived from companies in developed countries. Economic uncertainty in many parts of the world, including the impact of high inflationary environments and governmental monetary policies and related rising interest rates to combat inflation, the war in Ukraine, the escalation of the conflict in the Middle East related to the Israel-Hamas war, international trade disputes, and sovereign debt levels in the European Union and the United States, are situations that we monitor closely. If developed countries were to experience slow growth or recession, we could see the following effects: • a drop in demand for our products; • companies being unable to finance their businesses; • difficulty in obtaining materials and supplies; • potential devaluation and/or impairment of assets; • difficulty in collecting accounts receivables; • an increase in accounts receivable write-offs; and • greater foreign exchange rate volatility affecting our profitability and cash flow. Economic downturns or recessions adversely affect our operating results because our customers often decrease or delay capital expenditures. Customers may also purchase lower-cost products made by competitors and not resume purchasing our products even after economic conditions improve. These conditions would reduce our revenues and profitability. In addition, a potential financial crisis on financial institutions globally would likely have an adverse effect on the global capital markets and our business. We are subject to certain risks associated with our international operations, including our significant concentration of business in China and ongoing developments related to Russia, Ukraine, and the Middle East. We conduct business in many countries, including emerging mar" 43c1b413-4fa5-4fb3-9cbf-7b4c026579a5,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|technology-type,24.5,0001558370-19-002383,10-K,risk_factors,0000029534,DG,Dollar General,2019-03-22,june,5494,37860,True,0.1413,"ITEM 1A. RISK FACTORS Investment in our Company involves risks. You should carefully consider the risks described below and the other information in this report and other filings that we make from time to time with the SEC, including our consolidated financial statements and accompanying notes. Any of the following risks could materially and adversely affect our business, financial condition, results of operations or liquidity. These risks are not the only risks we face. Our business, financial condition, results of operations or liquidity could also be adversely affected by additional factors that apply to all companies generally or by risks not currently known to us or that we currently view to be immaterial. We can provide no assurance and make no representation that our risk mitigation efforts, although we believe they are reasonable, will be successful. Economic factors may reduce our customers’ spending, impair our ability to execute our strategies and initiatives, and increase our costs and expenses, which could result in materially decreased sales or profitability. Many of our customers have fixed or low incomes and limited discretionary spending dollars. Any factor that could adversely affect their disposable income could decrease our customers’ spending or cause them to shift their spending to our lower margin product choices, which could result in materially decreased sales and profitability. Factors that could reduce our customers’ disposable income include but are not limited to high unemployment or underemployment levels; inflation; higher fuel, energy, healthcare and housing costs, interest rates, consumer debt levels, and tax rates; tax law changes that negatively affect credits and refunds; lack of available credit; and decreases in, or elimination of, government subsidies such as unemployment and food assistance programs. Many of the economic factors listed above, as well as commodity rates; transportation, lease and insurance costs; wage rates" 839a2195-a058-4f6d-9866-3292cb82c8c5,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|technology-type,24.5,0001193125-10-034180,10-K,business,0001156039,ELV,Elevance Health,2010-02-18,june,9857,68583,True,0.0953,"ITEM 1. BUSINESS.   General   We are the largest health benefits company in terms of medical membership in the United States, serving 33.7 million medical members as of December 31, 2009. We are an independent licensee of the Blue Cross and Blue Shield Association, or BCBSA, an association of independent health benefit plans. We serve our members as the Blue Cross licensee for California and as the Blue Cross and Blue Shield, or BCBS, licensee for: Colorado, Connecticut, Georgia, Indiana, Kentucky, Maine, Missouri (excluding 30 counties in the Kansas City area), Nevada, New Hampshire, New York (as BCBS in 10 New York city metropolitan and surrounding counties, and as Blue Cross or BCBS in selected upstate counties only), Ohio, Virginia (excluding the Northern Virginia suburbs of Washington, D.C.), and Wisconsin. In a majority of these service areas we do business as Anthem Blue Cross, Anthem Blue Cross Blue Shield or Empire Blue Cross Blue Shield (in our New York service areas). We also serve our members throughout much of the country as UniCare. We are licensed to conduct insurance operations in all 50 states through our subsidiaries.   Our mission is to improve the lives of the people we serve and the health of our communities. Our strategy is to simplify the connection between health, care and value. We strive to achieve our mission and strategy by creating the best health care value in our industry, excelling at day-to-day execution, and capitalizing on new opportunities to drive growth.   We offer a broad spectrum of network-based managed care plans to the large and small employer, individual, Medicaid and senior markets. Our managed care plans include: preferred provider organizations, or PPOs; health maintenance organizations, or HMOs; point-of-service plans, or POS plans; traditional indemnity plans and other hybrid plans, including consumer-driven health plans, or CDHPs; and hospital only and limited benefit products. In addition, we pro" 866b391f-c7f4-428e-847c-702e3854ddff,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|technology-type,24.5,0000723531-21-000035,10-K,business,0000723531,PAYX,Paychex,2021-07-16,june,5774,39708,True,0.137,"Item 1. Business Unless we state otherwise or the context otherwise requires, the terms “Paychex,” “we,” “us,” “our” and the “Company” refer to Paychex, Inc., a Delaware corporation, and its consolidated subsidiaries. Overview We are a leading human resource (“HR”) software and services company, offering HR, payroll, benefits, and insurance services for small- to medium-sized businesses. Our purpose is to allow our customers the freedom to succeed. The workplace is evolving, and we lead the way by making complex HR, payroll, and benefits simple for our clients. Paychex incorporated in Delaware in 1979 and has a fiscal year that ends May 31st. We maintain our corporate headquarters in Rochester, New York, and serve clients throughout the U.S. and parts of Europe. As of May 31, 2021, we served greater than 710,000 payroll and PEO clients. For any organization, a key function is effective human capital management (“HCM”), which requires both resources and expertise. Organizations are faced with complex and ever-changing requirements, including diverse and complicated federal, state, and local regulations across multiple jurisdictions. In addition, the workplace is rapidly changing as employees increasingly become mobile, work remotely, and expect a user experience similar to consumer-oriented Internet applications. We focus on helping small- to medium-sized businesses who do not have the resources or expertise to adapt to the constantly evolving environment. The COVID-19 pandemic has further accelerated certain trends toward remote work, consumer-oriented user experience, and increased regulatory complexity which required us to pivot and adapt quickly to these changes. Paychex offers a wide range of services and products – including a fully outsourced HR solution, payroll processing, retirement services, and insurance – allowing us to customize our offering to the client's business, whether it is small or large, simple, or complex. We believe that we have the brea" f38b17a5-f193-4ab1-a518-edbfc05e7b40,holdout,False,productive,10-K other|june|shown<0.25|conf>0.7|technology-type,24.5,0001091667-22-000024,10-K,business,0001091667,CHTR,Charter Communications,2022-01-28,june,10921,74766,True,0.1095,"Item 1. Business. Introduction We are a leading broadband connectivity company and cable operator serving more than 32 million customers in 41 states through our Spectrum brand. Over an advanced high-capacity, two-way telecommunications network, we offer a full range of state-of-the-art residential and business services including Spectrum Internet ® , TV, Mobile and Voice. For small and medium-sized companies, Spectrum Business ® delivers the same suite of broadband products and services coupled with special features and applications to enhance productivity, while for larger businesses and government entities, Spectrum Enterprise provides highly customized, fiber-based solutions. Spectrum Reach ® delivers tailored advertising and production for the modern media landscape. We also distribute award-winning news coverage, sports and high-quality original programming to our customers through Spectrum Networks and Spectrum Originals. Our network, which we own and operate, passes over 54 million households and small and medium businesses (""SMBs"") across the United States. Our core strategy is to use our network to deliver high quality products at competitive prices, combined with outstanding customer service. This strategy, combined with simple, easy to understand pricing and packaging, is central to our goal of growing our customer base while selling more of our core connectivity services, which include both fixed and mobile Internet, video and voice services, to each customer.  We execute this strategy by managing our operations in a consumer-friendly, efficient and cost-effective manner. Our operating strategy includes insourcing nearly all of our customer care and field operations workforces, which results in higher quality customer service. While an insourced operating model can increase the field operations and customer care costs associated with individual service transactions, the higher quality nature of insourced labor service transactions significantly " d5f09773-1587-405f-b343-a7544cd9695e,holdout,True,productive,10-K other|june|shown>=0.9|conf0.45-0.7|capex-type,1.0,0001193125-13-351961,10-K,properties,0000842023,TECH,Bio-Techne,2013-08-29,june,261,1801,True,1.0,"ITEM 2. PROPERTIES The Company owns the facilities that its headquarters and R&D Systems subsidiary occupy in Minneapolis, Minnesota. The Minneapolis facilities are utilized by both the Company’s clinical controls and biotechnology segments. The Minneapolis complex includes approximately 800,000 square feet of space in several adjoining buildings. R&D Systems uses approximately 600,000 square feet of the complex for administrative, research, manufacturing, shipping and warehousing activities. The Company is currently leasing or plans to lease the remaining space in the complex as retail and office space. The Company owns approximately 649 acres of farmland, including buildings, in southeast Minnesota. A portion of the land and buildings are being leased to third parties as cropland and for a dairy operation. The remaining property is used by the Company to house goats and sheep for polyclonal antibody production for its biotechnology segment. Rental income from the above properties was $830,000, $693,000 and $549,000 in fiscal 2013, 2012 and 2011, respectively. The Company owns the 17,000 square foot facility that its R&D Europe subsidiary occupies in Abingdon, England. This facility is utilized by the Company’s biotechnology segment. The Company leases the following facilities, all of which are utilized by the Company’s biotechnology segment:   The Company is currently analyzing options related to upgrading the Tocris facility. The Company is also pursuing a lease for warehouse space near Heathrow airport in London to simplify logistics for the European marketplace. The Company believes the owned and leased properties, other than the Tocris facility, are adequate to meet its occupancy needs in the foreseeable future.   12 Table of Contents" 6badfbfc-5bef-40db-9434-0a20c8bfe7ce,holdout,False,productive,10-K other|june|shown>=0.9|conf0.45-0.7|other,1.0,0000947484-24-000020,10-K,properties,0000947484,ACGL,Arch Capital Group,2024-02-23,june,91,554,True,1.0,"ITEM 2. PROPERTIES We lease office space in Bermuda where our principal offices are located. Our insurance group leases space for offices in the U.S., Canada, Bermuda, U.K., Europe and Australia. Our reinsurance group leases space for offices in the U.S., Bermuda, U.K., Europe, Canada and Dubai. Our mortgage group leases space for offices in the U.S., Hong Kong and Australia. We believe that the above described office space is adequate for our needs. However, as we continue to develop our business, we may open additional office locations in 2024 ." 8d19de1c-79ea-4875-a3b6-47123cf7ae44,holdout,False,productive,10-K other|june|shown>=0.9|conf0.45-0.7|other,1.0,0001628280-22-004350,10-K,properties,0001792789,DASH,DoorDash,2022-03-01,june,98,643,True,1.0,"Item 2. Properties Our corporate headquarters is located in San Francisco, California, pursuant to an operating lease that expires in 2032. We lease or license additional offices in the United States, Canada, Australia, Japan, Germany, Mexico and India. We believe that these facilities are generally suitable to meet our current needs. We intend to expand our facilities or add new facilities as we add employees, enter new geographic markets, and add DashMarts, our first-party owned and operated convenience warehouses, and we believe that suitable additional or alternative space will be available as needed to accommodate any such growth." b8834511-64d7-4e4e-9ef0-bc71df81c239,holdout,False,productive,10-K other|june|shown>=0.9|conf0.45-0.7|other,1.0,0001596532-16-000244,10-K,properties,0001596532,ANET,Arista Networks,2016-02-25,june,134,892,True,1.0,"Item 2. Properties Our corporate headquarters is located in Santa Clara, California where we currently lease approximately 210,000 square feet of space under a lease agreement that expires in September 2023. We also lease space for operations, sales personnel and research and development in locations throughout the U.S. and various international locations, including Ireland, Canada, China, India, Malaysia, Singapore, the United Kingdom, Japan, Korea, and Taiwan. We believe that our current facilities are adequate to meet our current needs. We intend to expand our facilities or add new facilities as we add employees and enter new geographic markets, and we believe that suitable additional or alternative space will be available as needed to accommodate ongoing operations and any such growth. We expect to incur additional expenses in connection with such new or expanded facilities." de3e0ec1-f36d-48fe-aaeb-060e300c5490,holdout,False,productive,10-K other|june|shown>=0.9|conf0.45-0.7|other,1.0,0000947484-22-000015,10-K,properties,0000947484,ACGL,Arch Capital Group,2022-02-25,june,90,552,True,1.0,"ITEM 2. PROPERTIES We lease office space in Bermuda where our principal offices are located. Our insurance group leases space for offices in the U.S., Canada, Bermuda, U.K., Europe and Australia. Our reinsurance group leases space for offices in the U.S., Bermuda, U.K., Europe, Canada and Dubai. Our mortgage group leases space for offices in the U.S., Hong Kong and Australia. We believe that the above described office space is adequate for our needs. However, as we continue to develop our business, we may open additional office locations in 2022." 3fa8db4e-36ad-4df8-87b9-e27c8a5caaed,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|capex-type,61.3,0001300514-19-000021,10-K,properties,0001300514,LVS,Las Vegas Sands,2019-02-22,june,616,3760,True,1.0,"ITEM 2. — PROPERTIES We have received concessions from the Macao government to build on a six-acre land site for the Sands Macao and the sites on which The Venetian Macao, The Plaza Macao and Four Seasons Hotel Macao, Sands Cotai Central and The Parisian Macao are located. We do not own these land sites in Macao; however, the land concessions grant us exclusive use of the land. Land concessions in Macao generally have an initial term of 25 years with automatic extensions of 10 years thereafter in accordance with Macao law. As specified in the land concessions, we are required to pay premiums, which are either payable in a single lump sum upon acceptance of our land concessions by the Macao government or in seven semi-annual installments, as well as annual rent for the term of the land concession, which may be revised every five years by the Macao government. In October 2008, the Macao government amended our land concession to separate the retail and hotel portions of The Plaza Macao and Four Seasons Hotel Macao parcel and allowed us to subdivide the parcel into four separate components, consisting of retail; hotel/casino; an apart-hotel tower; and parking areas. In consideration for the amendment, we paid an additional land premium of approximately $18 million and will pay adjusted annual rent over the remaining term of the concession, which increased slightly due to the revised allocation of parcel use. See ""Part II — Item 8 — Financial Statements and Supplementary Data — Notes to Consolidated Financial Statements — Note 6 — Leasehold Interests in Land, Net"" for more information on our payment obligation under these land concessions. Under the Development Agreement with the STB, we paid SGD 1.20 billion (approximately $756 million at exchange rates in effect at the time of the transaction) in premium payments for the 60-year lease of the land on which the Marina Bay Sands is located plus an additional SGD 106 million (approximately $66 million at exchange rates in" 52bd0558-cd99-4e2b-aad9-6cb92411bb00,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|capex-type,61.3,0000950170-25-024723,10-K,properties,0000879101,KIM,Kimco Realty,2025-02-21,june,1222,8115,True,1.0,"Item 2. Prop erties Real Estate Portfolio As of December 31, 2024, the Company had interests in 568 shopping center properties aggregating 101.1 million square feet of GLA located in 30 states. In addition, the Company had 67 other property interests, primarily including net leased properties, preferred equity investments, and other investments, totaling 5.5 million square feet of GLA. Open-air shopping centers comprise the primary focus of the Company's current portfolio. As of December 31, 2024, the Company’s Combined Shopping Center Portfolio, was 96.3% leased. The Company's open-air shopping center properties, which are generally owned and operated through subsidiaries or joint ventures, had an average size of 177,978 square feet as of December 31, 2024. The Company generally retains its shopping centers for long-term investment and consequently pursues a program of regular physical maintenance together with redevelopment, major renovations and refurbishing to preserve and increase the value of its properties. This includes renovating existing facades, installing uniform signage, resurfacing parking lots and enhancing parking lot lighting. During 2024, the Company expended $156.2 million in connection with property redevelopments and $168.3 million related to improvements. The Company's management believes its experience in the real estate industry and its relationships with numerous national and regional tenants gives it an advantage in an industry where ownership is fragmented among a large number of property owners. The Company's open-air shopping centers are usually ""anchored"" by a grocery store, home improvement center, off-price retailer, discounter or service-oriented tenant. As one of the original participants in the growth of the shopping center industry and the nation's largest owner and operator of shopping centers, the Company has established close relationships with a large number of major national and regional retailers. Some of the major national " 850b4440-9b51-41c5-80ab-4ad66c2fe6b8,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|capex-type,61.3,0000004904-21-000010,10-K,properties,0000004904,AEP,American Electric Power,2021-02-25,june,787,5388,True,1.0,"ITEM 2.   PROPERTIES GENERATION FACILITIES As of December 31, 2020, the AEP System owned (or leased where indicated) generation plants, with locations and net maximum power capabilities (winter rating), are shown in the following tables: Vertically Integrated Utilities Segment (a) Rockport Plant, Unit 2 is leased. 46 NA    Not applicable. (a) Rockport Plant, Unit 2 is leased. 47 The following table provides operating information related to the Cook Plant: (a) KPCo owns a 50% interest in the Mitchell Plant units.  WPCo owns the remaining 50%. Figures presented reflect only the portion owned by KPCo. 48 (a) Jointly-owned with nonaffiliated entities.  Figures presented reflect only the portion owned by SWEPCo. The Arkansas jurisdictional portion of SWEPCo’s interest in Turk Plant is not in rate base. (b) In November 2020, management announced it will cease using coal at the Welsh Plant in 2028. (c) In March 2020, management announced plans to retire the plant in 2021. (d) In November 2020, management announced plans to retire the plant in 2023. (a) WPCo owns 50% in the Mitchell Plant units. KPCo owns the remaining 50%. Figures presented reflect only the portion owned by WPCo. Generation & Marketing Segment 49 (a)    Colorado, Hawaii, Indiana, Kansas, Michigan, Minnesota, Pennsylvania, and Texas. (b)    California, Colorado, Florida, Hawaii, Illinois, Iowa, Minnesota, Nebraska, New Hampshire, New Jersey, New Mexico, New York, Ohio, Rhode Island, Texas and Vermont. (c)    Ohio and Wisconsin . TRANSMISSION AND DISTRIBUTION FACILITIES The following tables set forth the total overhead circuit miles of transmission and distribution lines of the AEP System and its operating companies. Vertically Integrated Utilities Segment Transmission and Distribution Utilities Segment 50 AEP Transmission Holdco Segment The following table sets forth the total overhead circuit miles of transmission lines of certain wholly-owned and joint venture-owned entities: TITLE TO PROPERTY The AE" d994a5b4-7e9e-4c5f-a130-040a3bbf4bf2,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|capex-type,61.3,0001002910-23-000053,10-K,properties,0001002910,AEE,Ameren,2023-02-22,june,1017,6361,True,1.0,"ITEM 2. PROPERTIES For information on our principal properties, see the energy center and in-service utility-related properties tables below. See also Liquidity and Capital Resources and Regulatory Matters in Management’s Discussion and Analysis of Financial Condition and Results of Operations under Part II, Item 7, of this report for a discussion of planned additions. See also Note 5 – Long-term Debt and Equity Financings and Note 14 – Commitments and Contingencies under Part II, Item 8, of this report. 31 Table of Contents The following table shows the anticipated capability of our energy centers at the time of the expected 2023 peak summer electrical demand for all energy centers owned as of December 31, 2022: (a) Net kilowatt capability, except for wind and solar generating facilities, is the generating capacity available for dispatch from the energy center into the electric transmission grid. Capability for wind and solar generating facilities represents nameplate capacity. This capacity is only attainable when wind/solar conditions are sufficiently available. The on-demand capability for wind and solar units is zero. (b) The Labadie Energy Center is scheduled to retire 1,186,000 kilowatts by 2036 and 1,186,000 kilowatts by 2042. (c) The Rush Island Energy Center is scheduled to retire by 2025 as noted in the 2022 Change to the 2020 IRP. However, changes to the retirement date are subject to a final judgment to be issued by the United States District Court for the Eastern District of Missouri regarding a September 2019 remedy order. For additional information, see Note 14 – Commitments and Contingencies under Part II, Item 8, of this report. (d) As noted in the 2022 Change to the 2020 IRP, Ameren Missouri has requested to extend the retirement date of the Sioux Energy Center from 2028 to 2030, which is subject to the approval of a change in the asset’s depreciable life by the MoPSC in Ameren Missouri’s 2022 electric service regulatory rate review. See Note 2 " e7ce8647-8de1-4591-a019-65457ffc76c2,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|capex-type,61.3,0001437749-21-020980,10-K,properties,0000842023,TECH,Bio-Techne,2021-08-25,june,338,2350,True,1.0,"ITEM 2. PROPERTIES   The Company owns the facilities that its headquarters and R&D Systems subsidiary occupy in Minneapolis, Minnesota. The Minneapolis facilities are utilized by both the Company's Protein Sciences and Diagnostics and Genomics segments.   The Minneapolis complex includes approximately 800,000 square feet of space in several adjoining buildings. Bio-Techne uses approximately 625,000 square feet of the complex for administrative, research, manufacturing, shipping and warehousing activities. The Company is currently leasing the remaining space in the complex as retail and office space. The Company also owns a 54,000 square foot facility in Saint Paul, Minnesota that will be utilized for additional manufacturing capabilities and activities.   The Company also owns a 34,000 square foot manufacturing facility in Flowery Branch, Georgia. This facility is utilized by the Company’s Protein Sciences segment.   The Company owns a 17,000 square foot facility that its Bio-Techne Europe subsidiary occupies in Abingdon, England. This facility is utilized by the Company's Protein Sciences and Diagnostics and Genomics segments.   The Company owns a 9,000 square foot facility that its Canada subsidiaries occupy in Toronto, Canada. This facility is utilized by the Company's Protein Sciences and Diagnostics and Genomics segments.   The Company owns a 52,700 square foot manufacturing facility in Wallingford, Connecticut. This facility is utilized by the Company's Protein Sciences segment.   The Company leases the following material facilities, all of which are primarily utilized by the Company's Protein Sciences segment with the exception of the locations used by the Company's ProteinSimple and CyVek subsidiaries, whi ch support both the Protein Sciences segment and the Diagnostics & Genomics segment). Certain locations are not named because they were not significant individually or in the aggregate as of the date of this report.     The Company entered" 1c8f6fe1-1bf1-4de0-b6e1-fda84544efeb,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|ma_integration,11.8,0001413329-23-000025,10-K,properties,0001413329,PM,Philip Morris International,2023-02-10,june,249,1708,True,1.0,"Item 2 . Properties.   We own or lease various manufacturing, office and research and development facilities in locations around the world. We own properties in Switzerland where our operations center and state-of-the-art research and development facility are located. At December 31, 2022, we operated and owned a total of 53 manufacturing facilities across our segments. Among them, 8 factories produced heated tobacco units. The Swedish Match acquisition expanded our manufacturing footprint with the addition of 14 owned manufacturing facilities, which are included in the total above. The manufacturing facilities acquired from Swedish Match are primarily engaged in the production of smoke-free products. In 2022, certain facilities each manufactured over 30 billion units (cigarettes and heated tobacco units combined). The largest manufacturing facilities, in terms of volume, are located in Turkey (ME&A), Indonesia (S&SA), Poland (EU), Russia (EE), Italy (EU), the Philippines (S&SA), Lithuania (EU), Czech Republic (EU) and Portugal (EU). As part of our global operating model, 18 products manufactured in a particular manufacturing facility are not necessarily distributed in the operating segment where the facility is located. We have integrated the production of our heated tobacco units into a number of our existing manufacturing facilities, and we are progressing with our plans to build manufacturing capacity for our other RRP and smoke-free platforms. We will continue to optimize our manufacturing infrastructure. We believe the properties owned or leased by our subsidiaries are maintained in good condition and are believed to be suitable and adequate for our present needs." 20351e8e-9c2c-4010-abf2-f116b65dd968,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|ma_integration,11.8,0000945841-23-000015,10-K,properties,0000945841,POOL,Pool Corporation,2023-02-24,june,424,2697,True,1.0,"Item 2.  Properties We lease the Pool Corporation corporate offices, which consist of approximately 60,000 square feet of office space in Covington, Louisiana, from an entity in which we have a 50 % ownership interest. We own fourteen sales center facilities, which includes six sales center facilities in Florida, three in Texas, and one in each of Alabama, California, Georgia, Mississippi and Tennessee. As part of our acquisition of Porpoise Pool & Patio, Inc. in December 2021, we own the corporate headquarters and the Sun Wholesale Supply, Inc. facilities located in Florida, which consist of approximately 200,000 square feet. We also acquired a chemical packaging plant in Florida, which is approximately 105,000 square feet. We lease all of our other properties and the majority of our leases have three to seven year terms. As of December 31, 2022, we had twenty-eight leases with remaining terms longer than seven years that expire between 2030 and 2036. Most of our leases contain renewal options, some of which involve rent increases. In addition to minimum rental payments, which are set at competitive rates, certain leases require reimbursement for taxes, maintenance and insurance. Our sales centers range in size from approximately 2,000 square feet to 95,000 square feet and generally consist of warehouse, counter, display and office space.  Our centralized shipping locations (CSLs) range in size from approximately 115,000 square feet to 185,000 square feet. We believe that our facilities are well maintained, suitable for our business and occupy sufficient space to meet our operating needs. As part of our normal business, we regularly evaluate sales center performance and site suitability and may relocate a sales center or consolidate multiple locations if a sales center is redundant in a market, underperforming or otherwise deemed unsuitable. We do not believe that any single lease is material to our operations. The table below summarizes the changes in our sale" 8d3d07ce-28d5-4fc1-84e3-97f07242ae9f,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|ma_integration,11.8,0001234452-13-000483,10-K,properties,0000804328,QCOM,Qualcomm,2013-11-06,june,209,1384,True,1.0,"Item 2. Properties At September 29, 2013 , we occupied the indicated square footage in the owned or leased facilities described below (square footage in thousands): In addition to the facilities above, we own or lease approximately 4,000 square feet of properties that are leased or subleased to third parties. Our facility leases expire at varying dates through 2029, not including renewals that would be at our option. Several owned and leased facilities are under construction totaling approximately 468,000 additional square feet to meet the requirements projected in our long-term business plan. In connection with our intention to license our next generation interferometric modulator (IMOD) display technology in the future, while directly commercializing only certain IMOD products, we are evaluating strategic options for one of our manufacturing facilities in Taiwan, which include, but are not limited to, operating the facility in support of our commercialization efforts and/or a sale to, or joint venture with, third parties. We believe that our facilities will be suitable and adequate for the present purposes and that the productive capacity in facilities that are not under construction is substantially utilized. In the future, we may need to purchase, build or lease additional facilities to meet the requirements projected in our long-term business plan. 23" a8bfa262-9155-4c81-9111-d7b8e670ee0c,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|ma_integration,11.8,0000093556-23-000007,10-K,business,0000093556,SWK,Stanley Black & Decker,2023-02-23,june,1013,6921,True,1.0,"ITEM 1. BUSINESS Stanley Black & Decker, Inc. (""the Company"") was founded in 1843 by Frederick T. Stanley and incorporated in Connecticut in 1852. In March 2010, the Company completed a merger with The Black & Decker Corporation (“Black & Decker”), a company founded by S. Duncan Black and Alonzo G. Decker and incorporated in Maryland in 1910. At that time, the Company changed its name from The Stanley Works to Stanley Black & Decker, Inc. The Company’s principal executive office is located at 1000 Stanley Drive, New Britain, Connecticut 06053 and its telephone number is (860) 225-5111. The Company is a global provider of hand tools, power tools, outdoor products and related accessories, as well as a leading provider of engineered fastening solutions and attachment tools for infrastructure applications, with 2022 consolidated annual revenues of $16.9 billion. Approximately 63% of the Company’s 2022 revenues were generated in the United States, with the remainder largely from Europe (15%), emerging markets (12%) and Canada (5%). The Company continues to execute a business strategy that involves organic growth in excess of the market and industry, geographic and customer diversification to foster sustainable revenue, earnings and cash flow growth over the long term. Over the past two years, the Company has focused the portfolio on its leading positions in the Tools & Outdoor and Industrial businesses. Leveraging the benefits of a more focused portfolio, the Company initiated a business transformation that includes reinvestment for faster growth as well as the $2.0 billion Global Cost Reduction Program through 2025. The Company’s primary areas of strategic focus are as follows: • Continuing to advance innovation, electrification and global market penetration to achieve organic revenue growth of 2 to 3 times the market; • Streamlining and simplifying the organization, as well as shifting resources to prioritize investments believed to have a positive and more direct" cb10a7ad-e8b9-481a-a77d-ed90b18e501b,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|ma_integration,11.8,0000037996-23-000012,10-K,properties,0000037996,F,Ford Motor Company,2023-02-03,june,676,4372,True,1.0,"ITEM 2. Properties. Our principal properties include manufacturing and assembly facilities, distribution centers, warehouses, sales or administrative offices, and engineering centers. We own substantially all of our U.S. manufacturing and assembly facilities. Our facilities are situated in various sections of the country and include assembly plants, engine plants, casting plants, metal stamping plants, transmission plants, and other component plants. Most of our distribution centers are leased (we own approximately 35% of the total square footage, and lease the balance). The majority of the warehouses that we operate are leased, although many of our manufacturing and assembly facilities contain some warehousing space. Substantially all of our sales offices are leased space. Approximately 85% of the total square footage of our testing, prototype, and operations space is owned by us. In addition, we maintain and operate manufacturing plants, assembly facilities, parts distribution centers, and engineering centers outside of the United States. We own substantially all of our non-U.S. manufacturing plants, assembly facilities, and engineering centers. The majority of our parts distribution centers outside of the United States are either leased or provided by vendors under service contracts. We and the entities that we consolidated as of December 31, 2022 use 13 engineering and research facilities and 44 manufacturing and assembly plants, which includes plants that are operated by us or our consolidated joint venture that support our Automotive segment. We have one significant consolidated joint venture in our Automotive segment: • Ford Vietnam Limited — a joint venture between Ford (75% partner) and Diesel Song Cong One Member Limited Liability Company (a subsidiary of the Vietnam Engine and Agricultural Machinery Corporation, which in turn is majority owned (87.43%) by the State of Vietnam represented by the Ministry of Industry and Trade) (25% partner). Ford Viet" 370e6658-be5e-48ce-9da0-1b8dfe2f1726,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|other,13.5,0001193125-13-081863,10-K,properties,0001045609,PLD,Prologis,2013-02-28,june,532,3622,True,1.0,"ITEM 2. Properties We are invested in real estate properties that are primarily generic industrial properties. In Japan, our industrial properties are generally multi-level centers, which is common in Japan due to the high cost and limited availability of land. Our properties are typically used for distribution, storage, packaging, assembly and light manufacturing of consumer and industrial products. Based on the square footage of the operating properties included in our Real Estate Operations segment at December 31, 2012 (and discussed below), all of our properties are industrial properties; consisting of 92.8% used for bulk distribution, 4.7% used for light manufacturing and assembly, 1.0% used for flex industrial, 0.9% used for on-tarmac and 0.6% used for other purposes. Geographic Distribution Our investment strategy focuses on providing distribution and logistics space to customers whose businesses are tied to global trade and depend on the efficient movement of goods through the global supply chain. Our properties are primarily located in two main market types, global markets and regional markets. Global markets account for 84.7% of our consolidated operating properties (based on investment balance) and comprise approximately 30 of the largest and most liquid markets tied to global trade. These markets feature large population centers with high per-capita consumption rates and close proximity to airports, seaports and ground transportation systems. Regional markets account for 11.6% of our consolidated operating properties. Similar to global markets, regional markets benefit from large population centers but typically are not as tied to the global supply chain and are often less supply constrained.   16 Table of Contents The information in the following tables is as of December 31, 2012 for our consolidated operating properties, properties in our development portfolio and land, including 157 buildings owned by entities we consolidate but of whi" 6e725fc5-8c81-472c-b233-911401b3c659,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|other,13.5,0000027904-21-000003,10-K,business,0000027904,DAL,Delta Air Lines,2021-02-12,june,886,5939,True,1.0,"Item 1. Business Environmental Regulation and Related Matters Our operations are subject to a number of international, federal, state and local laws and regulations governing protection of the environment, including regulation of greenhouse gases and other air emissions, noise reduction, water discharges, aircraft drinking water, storage and use of petroleum and other regulated substances, and the management and disposal of hazardous waste, substances and materials. Emissions . Carbon emissions by the aviation industry and their impact on climate change have become a particular focus in the international community and within the U.S. For several years, the European Union has required its member states to implement regulations to include aviation in its Emissions Trading Scheme (""ETS""). Under these regulations, any airline with flights originating or landing in the European Union is subject to the ETS and, beginning in 2012, was required to purchase emissions allowances if the airline exceeds the number of free allowances allocated to it under the ETS. The ETS was amended to apply only to flights within the European Economic Area from 2013 through 2016. In 2017, the EU extended the exemption for foreign flights through 2023 based on the International Civil Aviation Organization’s (""ICAO"") adoption of a global market-based program. In 2016, ICAO formally adopted a global, market-based emissions offset program known as the Carbon Offsetting and Reduction Scheme for International Aviation (""CORSIA""). This program establishes a medium-term goal for the aviation industry of achieving carbon-neutral growth in international aviation beginning in 2021, based on a 2019 baseline. A pilot phase of the offset program will begin in 2021, followed by a first phase of the program beginning in 2024 and a second phase beginning in 2027. Countries can voluntarily participate in the pilot and first phase, and the United States has agreed to participate in these voluntary phases. Parti" a35dc249-86be-4e4a-9ce5-4401cb178dfd,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|other,13.5,0001524472-13-000003,10-K,properties,0001524472,XYL,Xylem Inc.,2013-02-25,june,179,1126,True,1.0,"ITEM 2.        PROPERTIES We have more than 350 locations in more than 40 countries. These properties total approximately 10.2 million square feet, of which more than 320 locations, or approximately 5.4 million square feet, are leased. We consider the many offices, plants, warehouses, and other properties that we own or lease to be in good condition and generally suitable for the purposes for which they are used. The following table shows the significant locations by segment. Our corporate headquarters is currently located at 1133 Westchester Avenue, Suite N200, White Plains, New York. We are currently located in the same building as our former parent, ITT, but occupy an independent space on separate floors with each company having its own entrance, security and maintenance systems. We have agreed to lease this space directly from the third-party building owner at market rates through 2013. During 2013, we will be moving our corporate headquarters to 1 International Drive, Rye Brook, NY. The new headquarters will consist of approximately 67,000 square feet of office space for a lease period ending in 2024. 24" b4ac329c-ace0-41b0-a9b3-666ab07ce859,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|other,13.5,0001571049-16-012414,10-K,properties,0001513761,NCLH,Norwegian Cruise Line Holdings,2016-02-29,june,275,1791,True,1.0,"Item 2. Properties   Information about our cruise ships may be found under “Item 1. Business—Our Fleet” and “Item. 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations—Liquidity and Capital Resources.”   NCLH’s principal executive offices are located in Miami, Florida where we lease approximately 228,000 square feet of facilities. During 2015, we amended our lease to include approximately 99,000 square feet of additional space. We also have a lease of approximately 77,500 square feet for Prestige’s former executive offices in Miami, Florida which we intend to sublease to a third party. We lease approximately (i) 24,300 square feet of office space in Sunrise, Florida for sales; (ii) 25,600 square feet of office space in Honolulu, Hawaii for administrative purposes; (iii) 10,300 square feet of office space in Southampton, England for sales and marketing in the U.K. and Ireland; (iv) 11,000 square feet of office space in Wiesbaden, Germany for sales and marketing in Europe; (v) 31,000 square feet of office space in Phoenix, Arizona for a call center; (vi) 17,600 square feet in Omaha, Nebraska for a call center; and (vii) 46,000 square feet of warehouse space in Tampa, Florida for entertainment theatrical production.   Additionally, we lease a number of international offices throughout Europe, Asia, South America and Australia to administer our brand operations globally. Norwegian owns a private island in the Bahamas, Great Stirrup Cay, which we utilize as a port-of-call on some of our itineraries. We purchased a future cruise destination in Belize which will be introduced in 2016.   We believe that our facilities are adequate for our current needs, and that we are capable of obtaining additional facilities as necessary." f7db30a8-d752-4a02-b990-8a44d397d334,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|other,13.5,0001140361-13-009003,10-K,properties,0000920522,ESS,Essex Property Trust,2013-02-25,june,767,5243,True,1.0,"Item 2. Properties The Company’s Portfolio as of December 31, 2012 (including communities owned by unconsolidated joint ventures, but excluding communities underlying preferred equity investments) was comprised of 163 apartment communities (comprising 33,468 apartment units), of which 15,444 units are located in Southern California, 10,189 units are located in the San Francisco Bay Area, and 7,835 units are located in the Seattle metropolitan area.  The Company’s apartment communities accounted for 98.4% of the Company’s revenues for the year ended December 31, 2012. Occupancy Rates The Company’s average financial occupancies for the Company’s stabilized communities or “2012/2011 Same-Properties” (stabilized properties consolidated by the Company for the years ended December 31, 2012 and 2011) was unchanged at 96.3% for the years ended December 31, 2012, and 2011.  Financial occupancy is defined as the percentage resulting from dividing actual rental revenue by total possible rental revenue.  When calculating actual rents for occupied units and market rents for vacant units, delinquencies and concessions are not taken into account.  Total possible rental revenue represents the value of all apartment units, with occupied units valued at contractual rental rates pursuant to leases and vacant units valued at estimated market rents.   The Company believes that financial occupancy is a meaningful measure of occupancy because it considers the value of each vacant unit at its estimated market rate.  Financial occupancy may not completely reflect short-term trends in physical occupancy and financial occupancy rates as disclosed by other REITs may not be comparable to the Company’s calculation of financial occupancy.  Market rates are determined using a variety of factors such as effective rental rates at the property based on recently signed leases and asking rates for comparable properties in the market.  The recently signed effective rates at the property are used as " 092274cd-57b7-4858-a5f7-0a25961bef90,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|technology-type,1.4,0001047469-10-002937,10-K,quantitative_disclosures,0001474735,GNRC,Generac,2010-03-30,june,833,5345,True,1.0,"Item 7A.    Quantitative and Qualitative Disclosures About Market Risk         We are exposed to market risk from changes in foreign currency exchange rates, commodity prices and interest rates. To reduce the risk from changes in certain foreign currency exchange rates and commodity prices, we use financial instruments from time to time. We do not hold or issue financial instruments for trading purposes. Foreign currency         We are exposed to foreign currency exchange risk as a result of purchasing from suppliers in other countries. Periodically, we utilize foreign currency forward purchase and sales contracts to manage the volatility associated with foreign currency purchases in the normal course of business. Contracts typically have maturities of one year or less. Realized and unrealized gains and losses on transactions denominated in foreign currency are recorded in earnings as a component of cost of goods sold. At December 31, 2009 and December 31, 2008, we had no foreign exchange contracts outstanding.         On February 18, 2010, we entered into a ten-month foreign currency average rate option transaction for Euros with a total notional amount of $2.5 million. The primary objective is to mitigate the impact of potential price fluctuations of the Euro on our financial results. Commodity prices         We are a purchaser of commodities and of components manufactured from commodities, including steel, aluminum, copper and others. As a result, we are exposed to fluctuating market prices for those commodities. While such materials are typically available from numerous suppliers, commodity raw materials are subject to price fluctuations. We generally buy these commodities and components based upon market prices that are established with the supplier as part of the purchase process. Depending on the supplier, these market prices may reset on a periodic basis based on negotiated lags. To the extent that commodity prices increase and we do not have" 41b32949-f08e-4eca-a33f-129a83fc7a5d,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|technology-type,1.4,0000821189-10-000011,10-K,properties,0000821189,EOG,EOG Resources,2010-02-25,june,572,4016,True,1.0,"ITEM 2. Properties Oil and Gas Exploration and Production - Properties and Reserves Reserve Information. For estimates of EOG's net proved and proved developed reserves of natural gas and liquids, including crude oil and condensate and natural gas liquids, as well as discussion of EOG's proved undeveloped reserves, the qualifications of the preparers of EOG's reserve estimates, EOG's independent petroleum consultants and EOG's processes and controls with respect to its reserve estimates, see ""Supplemental Information to Consolidated Financial Statements."" 19 There are numerous uncertainties inherent in estimating quantities of proved reserves and in projecting future rates of production and timing of development expenditures, including many factors beyond the control of the producer. The reserve data set forth in Supplemental Information to Consolidated Financial Statements represent only estimates. Reserve engineering is a subjective process of estimating underground accumulations of natural gas, crude oil and condensate and natural gas liquids that cannot be measured in an exact manner. The accuracy of any reserve estimate is a function of the amount and quality of available data and of engineering and geological interpretation and judgment. As a result, estimates of different engineers normally vary. In addition, results of drilling, testing and production subsequent to the date of an estimate may justify revision of such estimate (upward or downward). Accordingly, reserve estimates are often different from the quantities ultimately recovered. The meaningfulness of such estimates is highly dependent upon the accuracy of the assumptions upon which they were based. For related discussion, see ITEM 1A. Risk Factors. In general, the rate of production from EOG's natural gas and crude oil properties declines as reserves are produced. Except to the extent EOG acquires additional properties containing proved reserves, conducts successful exploration, expl" 5b380ea4-5c20-4156-8868-ab7ae467aef3,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|technology-type,1.4,0000821189-26-000054,10-K,properties,0000821189,EOG,EOG Resources,2026-02-24,june,1005,6581,True,1.0,"ITEM 2.  Properties Oil and Gas Exploration and Production - Properties and Reserves Reserve Information.  For estimates and discussions of EOG's net proved reserves of crude oil and condensate, natural gas liquids (NGLs) and natural gas, the qualifications of the preparers of EOG's reserve estimates, EOG's independent petroleum consultants and EOG's processes and controls with respect to its reserve estimates, see ""Supplemental Information to Consolidated Financial Statements."" There are numerous uncertainties inherent in estimating quantities of reserves and in projecting future rates of production and the timing of development expenditures, including many factors beyond the control of the producer. The reserve data set forth in ""Supplemental Information to Consolidated Financial Statements"" represent only estimates. Reserve engineering is a complex, subjective process of estimating underground accumulations of crude oil and condensate, NGLs and natural gas that cannot be measured in an exact manner.  The accuracy of any reserve estimate is a function of the amount and quality of available data and of engineering and geological interpretation and judgment.  As a result, estimates by different engineers typically vary.  In addition, results of drilling, testing and production or fluctuations in commodity prices subsequent to the date of an estimate may justify revision of such estimate (upward or downward).  Accordingly, reserve estimates are often different from the quantities ultimately recovered.  Further, the validity of such estimates is highly dependent upon the accuracy of the assumptions upon which they were based.  For related discussion, see ITEM 1A, Risk Factors, and ""Supplemental Information to Consolidated Financial Statements."" In general, the rate of production from crude oil and natural gas properties declines as reserves are produced.  Except to the extent EOG acquires additional properties containing reserves, conducts successful exploration, e" 8d208b33-5992-4948-8af5-74a23777a432,holdout,True,productive,10-K other|june|shown>=0.9|conf>0.7|technology-type,1.4,0000045012-24-000007,10-K,business,0000045012,HAL,Halliburton,2024-02-06,june,629,4282,True,1.0,"Item 1. Business. Description of business and strategy Halliburton Company is one of the world's largest providers of products and services to the energy industry. Its predecessor was established in 1919 and incorporated under the laws of the State of Delaware in 1924. Inspired by the past and leading into the future, what started with a single product from a single location is now a global enterprise. Our value proposition is to collaborate and engineer solutions to maximize asset value for our customers. We strive to achieve strong cash flows and returns for our shareholders by delivering technology and services that improve efficiency, increase recovery, and maximize production for our customers. Halliburton has fostered a culture of unparalleled service to the world's major, national, and independent oil and natural gas producers. With approximately 48,000 employees, representing over 130 nationalities in more than 70 countries, we help our customers maximize asset value throughout the lifecycle of the reservoir - from locating hydrocarbons and managing geological data, to drilling and formation evaluation, well construction and completion, and optimizing production throughout the life of the asset. 2023 Highlights - Financial : Our total revenue increased 13% in 2023 as compared to 2022. Our International revenue increased 17% and our North America revenue increased 9% in 2023 compared to 2022, with improved margins driven by increased activity and pricing gains. Overall, our Completion and Production and Drilling and Evaluation operating segments finished the year with 21% and 17% operating margins, respectively. We generated strong cash flows from operations and repurchased $300 million of debt. - Digital : Our accelerated deployment and integration of digital and automation technologies created technical differentiation in the market and contributed to our higher margins and increased internal efficiencies. - Capital efficiency : We advanced technologies " f7eee4a1-0ed1-4d9d-a550-3022f5511cc8,holdout,False,productive,10-K other|june|shown>=0.9|conf>0.7|technology-type,1.4,0001048911-25-000011,10-K,properties,0001048911,FDX,FedEx,2025-07-21,june,868,6089,True,1.0,"Item 2. Properties ” of this Annual Report under the caption “Federal Express Segment” and Note 1 5 of the accompanying consolidated financial statements. Facilities We work to support the long-term health and well-being of our business, the planet, and the communities in which we operate through the sustainable operations of our more than 5,000 air and ground hubs, local stations, freight service centers, and retail locations. Our transition to one FedEx and implementation of Network 2.0 will support our sustainability efforts through the minimization of operational redundancies and reduction in our overall physical footprint. As we support electric vehicle deployment and charging infrastructure, our energy demand will increase. In response to this challenge, we invest in both on- and off-site renewable energy generation and procurement of renewable energy. Given the complexity of grid systems, different real estate models, utility markets, and a varied regulatory landscape, the viability of on-site renewable energy differs by facility. The pace of these investments is designed to grow in the coming years to address our increased electricity demands. We have set new mid-term renewable energy goals through calendar 2033 as we advance to our goal of having all electricity used at our facilities from renewable sources by calendar 2040. Our approach to innovating operations involves continued investments in energy efficiency and management, renewable energy procurement, facility resiliency, environmental compliance and waste reduction, among other initiatives. For new facilities, we integrate energy efficiency specifications and explore on-site renewable energy generation options into the design. We are committed to embedding resiliency in our operations as the physical risks of climate change increase, causing extreme weather events, strain on electricity grids, and higher energy costs. We invest in infrastructure reinforcement to meet growing electricity demand an" eff36a86-fd40-43dc-b660-736a2f8d59b5,holdout,True,productive,10-K other|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001030469-23-000010,10-K,quantitative_disclosures,0001030469,OFG,OFG BANCORP,2023-02-24,october,3545,23204,True,0.3151,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK Background OFG’s risk management policies are established by its Board of Directors (the “Board”) and implemented by management through the adoption of a risk management program, which is overseen and monitored by the Chief Risk and Compliance Officer, the Board’s Risk and Compliance Committee, the executive Risk and Compliance Team, the executive Credit Risk Team, and the executive Asset/Liability Team (“ALT”). OFG has continued to refine and enhance its risk management program by strengthening policies, processes and procedures necessary to maintain effective risk management. All aspects of OFG’s business activities are susceptible to risk. Consequently, risk identification and monitoring are essential to risk management. As more fully discussed below, OFG’s primary risk exposures include market, interest rate, credit, liquidity, operational and concentration risks. Market Risk Market risk is the risk to earnings or capital arising from adverse movements in market rates or prices, such as interest rates or prices. OFG evaluates market risk together with interest rate risk. OFG’s financial results and capital levels are constantly exposed to market risk. The Board and management are primarily responsible for ensuring that the market risk assumed by OFG complies with the guidelines established by policies approved by the Board. The Board has delegated the management of this risk to the ALT which is composed of certain executive officers from the business, treasury and 67 Table of Contents finance areas. One of ALT’s primary goals is to ensure that the market risk assumed by OFG is within the parameters established in such policies. Interest Rate Risk Interest rate risk is the exposure to decline in earnings or capital due to changes in interest rates. To actively monitor the interest rate risk, the Board of Directors has created the ALT whose principal responsibilities consist in overseeing the management of the Bank’s a" 81288210-ed12-4697-a205-e331bf8fd2f1,holdout,False,productive,10-K other|october|shown0.25-0.9|conf0.45-0.7|other,1.0,0001104659-13-020441,10-K,risk_factors,0000908315,WINA,WINMARK,2013-03-14,october,1700,11145,True,0.4785,"FACTORS We are dependent on franchise renewals. Each of our franchise agreements is 10 years long. At the end of the term of each franchise agreement, each franchisee may, if certain conditions are met, “renew” the franchise relationship by signing a new 10-year franchise agreement. As of December 29, 2012, each of our four franchised retail brands have the following number of franchise agreements that will expire over the next three years: 2013 2014 2015 Plato’s Closet 25 29 29 Play It Again Sports 41 27 26 Once Upon A Child 37 35 23 Music Go Round 3 2 5 106 93 83 We believe that renewing a significant number of these franchise relationships is important to our continued success. If a significant number of franchise relationships are not renewed, our financial performance would be materially and adversely impacted. We are dependent on new franchisees. Our ability to generate increased revenue and achieve higher levels of profitability depends in part on increasing the number of franchises open. While we believe that many larger and smaller markets will continue to provide significant opportunities for sales of franchises, unfavorable macro-economic conditions may affect the ability of potential franchisees to obtain external financing and/or impact their net worth, both of which could lead to a lower level of openings than we have historically experienced. There can be no assurance that we will sustain our current level of franchise openings. We are in the early stages of developing a new retail concept. We are currently investing in the development of an additional retail concept focused on buying and selling used women’s apparel, shoes and accessories, branded as Style Encore. There can be no assurance that we will be successful in this undertaking and that it will not have a negative impact on our financial performance. From time to time, we have and will continue to make investments outside of our current businesses. To the extent that we make addition" ab2f4a80-8a3a-4044-8def-7c02fd59be78,holdout,False,productive,10-K other|october|shown0.25-0.9|conf0.45-0.7|other,1.0,0001558370-17-001591,10-K,risk_factors,0000908315,WINA,WINMARK,2017-03-10,october,2161,14102,True,0.3592,"FACTORS We are dependent on franchise renewals. Each of our franchise agreements is 10 years long. At the end of the term of each franchise agreement, each franchisee may, if certain conditions are met, “renew” the franchise relationship by signing a new 10-year franchise agreement. As of December 31, 2016 each of our five franchised retail brands have the following number of franchise agreements that will expire over the next three years: 2017 2018 2019 Plato’s Closet 26 30 46 Once Upon A Child 24 17 29 Play It Again Sports 18 13 16 Style Encore — — — Music Go Round 5 3 4 73 63 95 We believe that renewing a significant number of these franchise relationships is important to our continued success. If a significant number of franchise relationships are not renewed, our financial performance would be materially and adversely impacted. We are dependent on new franchisees. Our ability to generate increased revenue and achieve higher levels of profitability depends in part on increasing the number of franchises open. Unfavorable macro-economic conditions may affect the ability of potential franchisees to obtain external financing and/or impact their net worth, both of which could lead to a lower level of openings than we have historically experienced. There can be no assurance that we will sustain our current level of franchise openings. We are in the early stages of launching a new franchising initiative. We are currently investing in the launch of a new initiative to provide services, support and capital to emerging franchisors. There can be no assurance that we will be successful in this undertaking and that it will not have a negative impact on our financial performance. 9 Table of Contents We may make additional investments outside of our core businesses. From time to time, we have and may continue to make investments both inside and outside of our current businesses. To the extent that we make additional investments that are not successful, such investm" 022d350d-8df2-4014-8dd7-57ea689a8bcb,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|capex-type,36.0,0001558370-18-000669,10-K,business,0000812074,OI,O I GLASS,2018-02-14,october,3968,26962,True,0.2923,"S General Development of Business Owens‑Illinois, Inc., a Delaware corporation (the “Company”), through its subsidiaries, is the successor to a business established in 1903. The Company is the largest manufacturer of glass containers in the world with 78 glass manufacturing plants in 23 countries. It competes in the glass container segment of the rigid packaging market and is the leading glass container manufacturer in most of the countries where it has manufacturing facilities. Company Strategy The Company’s vision is to responsibly provide innovative and competitive packaging solutions for the world’s leading food and beverage companies. Its goal is to enable future success for its customers, employees and share owners. The Company will realize its vision and goal by achieving its strategic ambitions including: · To be the preferred supplier for glass packaging in the global food and beverage industryby significantly improving the customer experience; aligning its activity with customers’ value; improving quality and flexibility; and improving innovation and speed of commercialization; as well as increasing sales, marketing, end-to-end supply chain capabilities and talent; · To be the most cost effective producer in the global glass packaging segmentby ensuring asset stability and total systems cost management; increasing efficiency, leveraging automation, and improving quality; cultivating game changing concepts that create new competitive advantages; and focusing on continuous improvement; and · To expand its business in attractive, growing markets and segmentsby growing with strategic customers; expanding into attractive new markets; and evaluating expansion into the value chain. Reportable Segments The Company has four reportable segments based on its geographic locations: Europe, North America, Latin America and Asia Pacific. These four segments are aligned with the Company’s internal approach to managing, reporting, and evaluating performance of its" 19f0d5db-390f-4dfe-940d-de3756c55b4b,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|capex-type,36.0,0001609804-24-000008,10-K,risk_factors,0001609804,OEC,ORION SA,2024-02-15,october,3123,20426,True,0.306,"Factors ” and “ Cautionary Statement for the Purposes of the “Safe Harbor” Provisions of the Private Securities Litigation Reform Act of 1995 ” elsewhere in this Annual Report. Recent Developments and Certain Known Trends General Economic Conditions, Cyclicality and Seasonality In 2023, our Net income was $103.5 million. We had a record Adjusted EBITDA of $332.3 million due to improved contractual pricing and favorable foreign currency exchange impact despite demand softening in both segments compared to 2022. Operating results were driven by our ability to adjust sales prices to conform to energy prices, raw material costs and cost of utilities and to deliver products that drive enhanced performance in customers’ applications. Our ability to generate a financial return from investments in debottlenecking, yield improvement technologies, and the U.S. Environmental Protection Agency (“EPA”) related projects, contributed to improved operating results. The Russia-Ukraine war, Hamas-Israel conflict, and China’s relations with the U.S. and with the European Union (“EU”) significantly amplify geopolitical tensions among countries. The extent or length of any adverse effects of the Russia-Ukraine war on the supply of oil and natural gas and the quality and availability of carbon black oil is difficult to quantify. In addition, increased imports from China and Southeast Asia may impact our future operating and financial results. The volatility in trading volumes, and prices in global crude oil and natural gas are expected to continue. Reconciliation of Non-GAAP Financial Measures We present certain financial measures that are not prepared in accordance with GAAP or the accounting standards of any other jurisdiction and may not be comparable to other similarly titled measures of other companies. For a reconciliation of these non-GAAP financial measures to their nearest comparable GAAP measures, see section Reconciliation of Non-GAAP Financial Measures below. These non-GAAP " 224376e8-6832-4074-940f-175656c8fdf1,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|capex-type,36.0,0000950123-11-024788,10-K,business,0000919012,AEO,AMERICAN EAGLE OUTFITTERS,2011-03-11,october,4182,26235,True,0.298,"General American Eagle Outfitters, Inc., a Delaware corporation, (the “Company”) operates under the American Eagle ® , aerie ® by American Eagle ® , and 77kids by american eagle ® brands. The Company operated the MARTIN+OSA ® brand (“M+O”) until its closure during the 52 weeks ended January 29, 2011. Founded in 1977, American Eagle Outfitters ® is a leading apparel and accessories retailer that operates more than 1,000 retail stores in the U.S. and Canada, and online at ae.com ® . Through its family of brands, American Eagle Outfitters, Inc. offers high quality, on-trend clothing, accessories and personal care products at affordable prices. Our online business, AEO Direct, ships to 76 countries worldwide. As used in this report, all references to “we,” “our” and the “Company” refer to American Eagle Outfitters, Inc. (“AEO, Inc.”) and its wholly-owned subsidiaries. “American Eagle Outfitters,” “American Eagle,” “AE” and the “AE Brand” refer to our U.S. and Canadian American Eagle Outfitters stores. “AEO Direct” refers to our e-commerce operations, ae.com, aerie.com and 77kids.com. “MARTIN+OSA” or “M+O” refers to the MARTIN+OSA stores and e-commerce operation which we operated until its closure during the 52 week period ended January 29, 2011. “NLS” refers to National Logistics Services which we operated in Canada prior to its disposition during the 53 week period ended February 3, 2007. Our financial year is a 52/53 week year that ends on the Saturday nearest to January 31. As used herein, “Fiscal 2011” refers to the 52 week period ending January 28, 2012. “Fiscal 2010,” “Fiscal 2009,” “Fiscal 2008” and “Fiscal 2007” refer to the 52 week periods ended January 29, 2011, January 30, 2010, January 31, 2009 and February 2, 2008, respectively. “Fiscal 2006” refers to the 53 week period ended February 3, 2007. On March 5, 2010, the Company’s Board of Directors (the “Board”) approved management’s recommendation to proceed with the closure of the M+O brand. W" 462da9fa-38e1-465b-a369-a8de4a20c2e2,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|capex-type,36.0,0000950123-11-026001,10-K,properties,0000821483,PARR,PAR PACIFIC HOLDINGS,2011-03-16,october,2933,18002,True,0.4427,"Properties. Piceance Basin Our core asset and primary area of activity is in the Vega Area of the Piceance Basin in western Colorado. The Williams Fork member of the Mesa Verde formation is the primary producing interval and has been successfully developed throughout the Piceance Basin. The geology of the Piceance Basin is characterized as highly consistent and predictable over large areas, which generally equates to reliable timing and cost expectations during drilling and completion activities, as well as minimal well-to-well variance in production and reserves when completed with the same methodology. Vega Area . Since 2005 we have dedicated significant financial capital and human resources to the development of our Vega Unit and surrounding leasehold in Mesa County, Colorado, which in combination is referred to as the Vega Area. The Vega Area is comprised of the Vega Unit, the Buzzard Creek Unit, the North Vega leasehold, and the North Buzzard Creek leasehold. Our working interest in the Vega Area varies between 95-100%. In 2008, we acquired an additional 17,300 net acres, which increased our position to approximately 22,375 net acres, which has over 1,900 net drilling locations based on 10-acre spacing. During fiscal 2008, we increased proved reserves in the Vega Area over 295% to 719.9 Bcfe and increased production from approximately 25.0 Mmcf/d at the beginning of the year to approximately 48.0 Mmcf/d at the end of 2008. However, during 2009, as a result of the combined effect of lower gas prices through the year and the new SEC reserve pricing rules and our limited capital development plan, proved reserves decreased to 84.7 Bcfe. At December 31, 2010, proved reserves in the Vega Area totaled 112.6 Bcfe. Net production in the Vega Area currently exceeds 30.0 Mmcfe/d. We ended 2010 with 190 wells producing. Despite our large inventory of over 1,900 drilling locations and efficient reserve growth, we decreased our drilling program from four rigs to one rig a" 62dabe69-58f6-4fb9-9416-8ef0eb2a5802,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|capex-type,36.0,0000108985-10-000022,10-K,business,0000108985,YORW,YORK WATER,2010-03-11,october,1383,9271,True,0.628,"The Company is a corporation duly organized under the laws of the Commonwealth of Pennsylvania in 1816. The business of the Company is to impound, purify to meet or exceed safe drinking water standards and distribute water. The Company operates within its franchised territory, which covers 39 municipalities within York County, Pennsylvania and seven municipalities within Adams County, Pennsylvania. The Company is regulated by the Pennsylvania Public Utility Commission, or PPUC, in the areas of billing, payment procedures, dispute processing, terminations, service territory, debt and equity financing and rate setting. The Company must obtain PPUC approval before changing any practices associated with the aforementioned areas. Water service is supplied through the Company's own distribution system. The Company obtains its water supply from both the South Branch and East Branch of the Codorus Creek, which together have an average daily flow of 73.0 million gallons per day. This combined watershed area is approximately 117 square miles. The Company has two reservoirs, Lake Williams and Lake Redman, which together hold up to approximately 2.2 billion gallons of water. The Company has a 15-mile pipeline from the Susquehanna River to Lake Redman which provides access to an additional supply of 12.0 million gallons of water per day. As of December 31, 2009, the Company's average daily availability was 35.0 million gallons, and daily consumption was approximately 18.2 million gallons. The Company's service territory had an estimated population of 180,000 as of December 31, 2009. Industry within the Company's service territory is diversified, manufacturing such items as fixtures and furniture, electrical machinery, food products, paper, ordnance units, textile products, air conditioning systems, laundry detergent, barbells and motorcycles. The Company's business is somewhat dependent on weather conditions, particularly the amount of rainfall. The Company has minimum custome" 27bf1465-96bc-483c-b931-3dc2ed896fb8,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|ma_integration,61.0,0001497645-25-000013,10-K,properties,0001497645,INN,SUMMIT HOTEL PROPERTIES REIT,2025-02-24,october,2001,12544,True,0.3228,"Our Portfolio According to current chain scales as defined by STR, as of December 31, 2024, six of our lodging properties with a total of 953 guestrooms are categorized as Upper Upscale hotels, 74 of our lodging properties with a total of 11,295 guestrooms are categorized as Upscale hotels, and 15 of our lodging properties with a total of 2,248 guestrooms are categorized as Upper Midscale hotels. We have two independent lodging properties with a total of 57 guestrooms. Lodging property information for the year ended December 31, 2024 is as follows: Franchise/Brand Location STR Chain Scale Number ofGuestrooms Marriott AC Hotel by Marriott Atlanta, GA Upscale 255 AC Hotel by Marriott (1) Houston, TX Upscale 195 AC Hotel by Marriott (2) Miami, FL Upscale 156 AC Hotel by Marriott (1) Frisco, TX Upscale 150 AC Hotel by Marriott (1) Oklahoma City, OK Upscale 142 AC Hotel by Marriott (1) Dallas, TX Upscale 128 Courtyard by Marriott Indianapolis, IN Upscale 297 Courtyard by Marriott Fort Lauderdale, FL Upscale 261 Courtyard by Marriott Nashville, TN Upscale 226 Courtyard by Marriott New Haven, CT Upscale 207 Courtyard by Marriott Fort Worth, TX Upscale 203 Courtyard by Marriott (1) Pittsburgh, PA Upscale 183 Courtyard by Marriott Charlotte, NC Upscale 181 Courtyard by Marriott (1) Grapevine, TX Upscale 181 Courtyard by Marriott Decatur, GA Upscale 179 Courtyard by Marriott (1) Scottsdale, AZ Upscale 153 Courtyard by Marriott Metairie, LA Upscale 153 Courtyard by Marriott Atlanta, GA Upscale 150 Courtyard by Marriott New Orleans, LA Upscale 140 Courtyard by Marriott Kansas City, MO Upscale 123 Courtyard by Marriott (1) Amarillo, TX Upscale 107 Courtyard by Marriott Arlington, TX Upscale 103 Element (2) Miami, FL Upscale 108 Fairfield Inn & Suites by Marriott Louisville, KY Upper Midscale 140 Marriott Boulder, CO Upper Upscale 165 Residence Inn by Marriott (1) Portland, OR Upscale 258 Residence Inn by Marriott Baltimore, MD Upscale 189 Residence Inn by Marriott Cleveland, OH" 32741c8d-dc63-4868-b39f-c35bb506bd7d,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|ma_integration,61.0,0001437749-14-018761,10-K,business,0000764401,IIIN,INSTEEL INDUSTRIES INC,2014-10-24,october,2659,17562,True,0.2779,"General Insteel Industries, Inc. (“we,” “us,” “our,” “the Company” or “Insteel”) is the nation’s largest manufacturer of steel wire reinforcing products for concrete construction applications. We manufacture and market PC strand and welded wire reinforcement (“WWR”), including ESM, concrete pipe reinforcement (“CPR”) and standard welded wire reinforcement (“SWWR”). Our products are sold primarily to manufacturers of concrete products that are used in nonresidential construction. For fiscal 2014, we estimate that approximately 85% of our sales were related to nonresidential construction and 15% were related to residential construction. Insteel is the parent holding company for two wholly-owned subsidiaries, Insteel Wire Products Company (“IWP”), an operating subsidiary, and Intercontinental Metals Corporation, an inactive subsidiary. We were incorporated in 1958 in the State of North Carolina. Our business strategy is focused on: (1) achieving leadership positions in our markets; (2) operating as the lowest cost producer; and (3) pursuing growth opportunities in our core businesses that further our penetration of the markets we currently serve or expand our geographic footprint. Headquartered in Mount Airy, North Carolina, we operate eleven manufacturing facilities that are located in the U.S. in close proximity to our customers. Our growth initiatives are focused on organic opportunities as well as acquisitions in existing or related markets that leverage our infrastructure and core competencies in the manufacture and marketing of concrete reinforcing products. On August 15, 2014, we, through our wholly-owned subsidiary, IWP, purchased substantially all of the assets associated with the PC strand business of American Spring Wire Corporation (“ASW”) for an adjusted purchase price of $33.9 million, subject to certain additional post-closing adjustments (the “ASW Acquisition”). ASW manufactured PC strand at facilities located in Houston, Texas and Newnan, Georgia (" 3bd4de5f-84c7-4fa9-a9cd-6bdc8eb69385,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|ma_integration,61.0,0000008947-18-000071,10-K,business,0000008947,AZZ,AZZ INC,2018-05-15,october,1836,13018,True,0.478,"AZZ Inc. (“AZZ”, the “Company”, “our” or “we”) was established in 1956 and incorporated under the laws of the State of Texas. We are a global provider of galvanizing and metal coating services, welding solutions, specialty electrical equipment and highly engineered services to the power generation, transmission, distribution, refining and industrial markets. We have two distinct operating segments: the Energy Segment and the Metal Coatings Segment. AZZ Energy is dedicated to delivering safe and reliable transmission of power from generation sources to end customers, and automated weld overlay solutions for corrosion and erosion mitigation to critical infrastructure in the energy markets worldwide. AZZ Metal Coatings is a leading provider of metal finishing solutions for corrosion protection, including hot dip galvanizing to the North American steel fabrication industry. Energy Segment AZZ's Energy Segment is a leading provider of specialized products and services designed to support industrial, nuclear and electrical applications. Our product offerings include custom switchgear, electrical enclosures, medium and high voltage bus ducts, explosion proof and hazardous duty lighting, nuclear safety-related equipment and tubular products. In addition to our product offerings, AZZ's Energy Segment focuses on extension of life cycle for the power generation, refining and industrial infrastructure, through automated weld overlay solutions for corrosion and erosion mitigation. The markets for our Energy Segment are highly competitive and consist of large multi-national companies, along with numerous small independent companies. Competition is based primarily on product quality, range of product line, price and service. While some of our competitors are much larger than us, our Energy Segment offers some of the most technologically advanced solutions and engineering resources developed from a legacy of proven, reliable product options, allowing AZZ Energy to be ideally positi" a742f160-54ee-46db-b84a-9ebf4020c327,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|ma_integration,61.0,0001694028-21-000007,10-K,business,0001694028,LBRT,LIBERTY ENERGY CLASS A,2021-02-24,october,3244,21629,True,0.2942,"Our Company We are an independent provider of hydraulic fracturing and wireline services and related goods to onshore oil and natural gas exploration and production (“E&P”) companies in North America. We provide our services primarily in the Permian Basin, the Eagle Ford Shale, the Denver-Julesburg Basin (the “DJ Basin”), the Williston Basin, the San Juan Basin and the Powder River Basin. Following the completion of the OneStim Acquisition (as defined below) we now also provide services in the Haynesville Shale, the South Central Oklahoma Oil Province and Sooner Trend Anadarko Canadian Kingfisher (collectively the “SCOOP/STACK”), the Marcellus Shale, Utica Shale, and the Western Canadian Sedimentary Basin. The process of hydraulic fracturing involves pumping a pressurized stream of fracturing fluid—typically a mixture of water, chemicals and proppant—into a well casing or tubing in order to cause the underground formation to fracture or crack. These fractures release trapped hydrocarbon particles and provide a conductive channel for the oil or natural gas to flow freely to the wellbore for collection. The propping agent, or proppant,—typically sand—becomes lodged in the cracks created by the hydraulic fracturing process, “propping” them open to facilitate the flow of hydrocarbons from the reservoir to the well. The fracturing fluid is engineered to lose viscosity, or “break,” and is subsequently flowed back from the formation, leaving the proppant suspended in the formation fractures. Once our customer has flushed the fracturing fluids from the well using a controlled flow-back process, the customer manages fluid and water recycling or disposal. Our hydraulic fracturing fleets consist of mobile hydraulic fracturing units and other auxiliary heavy equipment to perform fracturing services. Our hydraulic fracturing units consist primarily of high-pressure hydraulic pumps, engines, transmissions, radiators and other supporting equipment that are typically mounted on tra" d27d10f1-776c-41cb-879b-6b6457770b0a,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|ma_integration,61.0,0001045450-12-000018,10-K,properties,0001045450,EPR,EPR PROPERTIES REIT,2012-02-24,october,3473,21354,True,0.2578,"As of December 31, 2011, our real estate portfolio consisted of 112 megaplex theatre properties and various restaurant, retail and other properties including 33 public charter schools and certain properties under construction located in 34 states, the District of Columbia and Ontario, Canada. Except as otherwise noted, all of the real estate investments listed below are owned or ground leased directly by us. The following table lists our properties, their locations, acquisition dates, number of theatre screens, number of seats, gross square footage, and the tenant. 24 Property Location Acquisitiondate Screens Seats Building(gross sq. ft) Tenant Megaplex Theatre Properties: Amstar 14-Dallas Dallas, TX 11/97 14 2,962 56,430 Southern First Colony 24 (1)(27) Sugar Land, TX 11/97 24 5,098 107,690 AMC Oakview Plaza 24 (8)(28) Omaha, NE 11/97 24 5,098 107,402 AMC Huebner Oaks 24 San Antonio, TX 11/97 24 4,400 96,004 Vacant Lennox Town Center 24 (1) Columbus, OH 11/97 24 4,412 98,261 AMC Mission Valley 20 (1) San Diego, CA 11/97 20 4,361 84,352 AMC Ontario Mills 30 Ontario, CA 11/97 30 5,469 131,534 AMC Promenade 16 Los Angeles, CA 11/97 16 2,860 129,822 AMC Studio 30 Houston, TX 11/97 30 6,032 136,154 AMC West Olive 16 Creve Coeur, MO 11/97 16 2,817 60,418 AMC Leawood Town Center 20 (29) Leawood, KS 11/97 20 2,995 75,224 AMC Gulf Pointe 30 (2)(32) Houston, TX 02/98 30 6,008 130,891 AMC South Barrington 30 (33) South Barrington, IL 03/98 30 6,210 130,757 AMC Mesquite 30 (2)(31) Mesquite, TX 04/98 30 6,008 130,891 AMC Cantera Stadium 17 & RPX (2)(4) Warrenville, IL 04/98 17 3,943 130,757 Regal Hampton Town Center 24 Hampton, VA 06/98 24 5,098 107,396 AMC Raleigh Grande 16 (3) Raleigh, NC 08/98 16 2,596 51,450 Carolina Cinemas Paradise 24 and XD (21) Davie, FL 11/98 24 4,180 96,497 Cinemark Broward 18 (3) Pompano Beach, FL 11/98 18 3,424 73,637 Muvico Aliso Viejo Stadium 20 (20) Aliso Viejo, CA 12/98 20 4,352 98,557 Regal Boise Stadium 22 (1)(3) Boise, ID 12/98 22 4,928 140,3" 623e140c-2da9-4a95-b36a-2386fab68cfb,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|other,19.9,0001111335-21-000006,10-K,business,0001111335,VC,VISTEON,2021-02-18,october,3853,27394,True,0.2842,"Description of Business Visteon Corporation (the ""Company"" or ""Visteon"") is a global automotive supplier that designs, engineers, and manufactures innovative automotive electronics and connected car solutions for the world's major vehicle manufacturers including Ford, Mazda, Volkswagen, General Motors, Renault/Nissan, BMW, Jaguar/Land Rover, Daimler, and Stellantis. Visteon is a global leader in cockpit electronic products including digital instrument clusters, information displays, infotainment, head-up displays, telematics, SmartCore™ cockpit domain controllers, the DriveCore™ advanced safety platform and battery management systems. Visteon is headquartered in Van Buren Township, Michigan, and has an international network of manufacturing operations, technical centers, and joint venture operations dedicated to the design, development, manufacture, and support of its product offerings and its global customers. The Company's manufacturing and engineering footprint is principally located in Mexico, Bulgaria, Portugal, Germany, India, and China. The Company’s Industry The Company operates in the automotive industry, which is cyclical and highly sensitive to general economic conditions. The Company believes that future success in the automotive industry is, in part, dependent on alignment with customers to support their efforts to effectively meet the challenges associated with the following significant trends and developments in the global automotive industry: • Electronic content and connectivity - The electronic content of vehicles continues to increase due to various regulatory requirements and consumer demand for increased vehicle performance and functionality. The use of electronic components can reduce weight, expedite assembly, enhance fuel economy, improve emissions, increase safety and enhance vehicle performance. These benefits coincide with vehicles becoming more electric, connected, and automated. Additionally, digital and portable technologies have dramat" 656bf5e3-f589-4a4f-bb4a-0628c4e4760d,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|other,19.9,0000006955-20-000046,10-K,business,0000006955,EPAC,ENERPAC TOOL GROUP CLASS A,2020-10-26,october,2498,16660,True,0.3134,"General Enerpac Tool Group Corp., formerly known as Actuant Corporation, is a premier industrial tools and services company serving a broad and diverse set of customers in more than 100 countries. The Company is a global leader in the engineering and manufacturing of high pressure hydraulic tools, controlled force products and solutions for precise positioning of heavy loads that help customers safely and reliably tackle some of the most challenging jobs around the world. The Company was founded in 1910 and is headquartered in Menomonee Falls, Wisconsin. The Company has two operating segments, Industrial Tools & Service (""IT&S"") and Other, with IT&S being the only reportable segment. The IT&S segment is primarily engaged in the design, manufacture and distribution of branded hydraulic and mechanical tools, as well as providing services and tool rental to the industrial, maintenance, infrastructure, oil & gas, energy and other markets. Financial information related to the Company's reportable segment is included in Note 15, ""Business Segment, Geographic and Customer Information"" in the notes to the consolidated financial statements. During the fourth quarter of fiscal 2019, we entered into a Securities Purchase Agreement (""SPA"") to sell the remaining businesses within our legacy Engineered Components & Systems (""EC&S"") segment. We closed the transaction during our first quarter of fiscal 2020. The divestiture of the EC&S segment, along with the fiscal 2019 divestitures of the Cortland Fibron and Precision Hayes International (""PHI"") businesses, were a part of our strategic shift to become a pure play industrial tools and services company. As such, the results of the EC&S segment as well as the Cortland Fibron and PHI businesses are considered discontinued operations in all periods presented herein. Our Business Model Our long-term goal is to create shareholder value and best in class returns through growth of our core businesses, driving efficiency and profitability," 73eaa18e-8736-4860-8450-8554b0ebebe4,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|other,19.9,0001526113-15-000002,10-K,properties,0001526113,GNL,GLOBAL NET LEASE INC,2015-04-03,october,2865,15998,True,0.395,"We acquire and operate commercial properties. All such properties may be acquired and operated by us alone or jointly with another party. Our portfolio of real estate properties was comprised of the following properties as of December 31, 2014 : Portfolio Acquisition Date Country Number of Properties Square Feet RemainingLease Term(1) BasePurchase Price(2)(In thousands) McDonald's Oct. 2012 UK 1 9,094 9.2 $ 2,566 Wickes Building Supplies I May 2013 UK 1 29,679 9.8 6,058 Everything Everywhere Jun. 2013 UK 1 64,832 12.5 12,365 Thames Water Jul. 2013 UK 1 78,650 7.7 18,233 Wickes Building Supplies II Jul. 2013 UK 1 28,758 12.0 5,054 PPD Global Labs Aug. 2013 US 1 76,820 9.9 9,283 Northern Rock Sep. 2013 UK 2 86,290 8.7 16,322 Kulicke & Soffa Sep. 2013 US 1 88,000 8.8 13,415 Wickes Building Supplies III Nov. 2013 UK 1 28,465 13.9 6,067 Con-way Freight Nov. 2013 US 7 105,090 8.9 12,266 Wolverine Dec. 2013 US 1 468,635 8.1 17,201 Western Digital Dec. 2013 US 1 286,330 5.9 28,574 Encanto Dec. 2013 Puerto Rico 18 65,262 10.5 37,556 Rheinmetall Jan. 2014 Germany 1 320,102 9.0 28,924 GE Aviation Jan. 2014 US 1 369,000 11.0 38,857 Provident Financial Feb. 2014 UK 1 117,003 10.9 41,812 Crown Crest Feb. 2014 UK 1 805,530 24.1 63,587 Trane Feb. 2014 US 1 25,000 8.9 3,072 Aviva Mar. 2014 UK 1 131,614 14.5 52,517 DFS Trading Mar. 2014 UK 5 240,230 15.2 34,050 GSA I Mar. 2014 US 1 135,373 7.6 43,250 National Oilwell Varco Mar. 2014 US 1 24,450 8.6 4,888 Talk Talk Apr. 2014 UK 1 48,415 10.2 14,274 OBI DIY Apr. 2014 Germany 1 143,633 8.9 13,216 GSA II Apr. 2014 US 2 24,957 8.2 9,525 DFS Trading Apr. 2014 UK 2 39,331 15.2 6,275 GSA III Apr. 2014 US 2 28,364 10.5 9,700 GSA IV May 2014 US 1 33,000 10.6 14,828 Indiana Department of Revenue May 2014 US 1 98,542 8.0 11,654 National Oilwell Varco May 2014 US 1 7,500 14.4 2,360 Nissan May 2014 US 1 462,155 8.8 25,838 GSA V Jun. 2014 US 1 26,533 8.3 11,556 Lippert Components Jun. 2014 US 1 539,137 11.7 14,776 Select Energy Services I Jun. 2014" 8396d837-fe6f-4606-9a23-faabd20f3832,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|other,19.9,0001193125-12-087058,10-K,business,0000851968,MHK,MOHAWK INDUSTRIES,2012-02-29,october,4124,28524,True,0.323,"General Mohawk Industries, Inc. (“Mohawk” or the “Company”), a term which includes the Company and its subsidiaries, including its primary operating subsidiaries, Mohawk Carpet, LLC, Dal-Tile Corporation and Unilin BVBA, is a leading producer of floor covering products for residential and commercial applications in the United States (“U.S.”) and residential applications in Europe. The Company is the second largest carpet and rug manufacturer and one of the largest manufacturers, marketers and distributors of ceramic tile, natural stone and hardwood flooring in the U.S., as well as a leading producer of laminate flooring in the U.S. and Europe. The Company is expanding its international presence through investments in Australia, China, Mexico and Russia. The Company had annual net sales in 2011 of $5.6 billion. Approximately 82% of this amount was generated by sales in North America and approximately 18% was generated by sales outside North America. The Company has three reporting segments: the Mohawk segment, the Dal-Tile segment and the Unilin segment. Selected financial information for the Mohawk, Dal-Tile and Unilin segments, geographic net sales and the location of long-lived assets is set forth in note 16 to the consolidated financial statements. The Mohawk segment designs, manufactures, sources, distributes and markets its floor covering product lines, which include carpets, ceramic tile, laminate, rugs, carpet pad, hardwood and resilient, in a broad range of colors, textures and patterns for residential and commercial applications in both remodeling and new construction. The Mohawk segment markets and distributes its carpets, rugs, ceramic tile, laminate, hardwood and resilient under various brands. The Mohawk segment positions its products in all price ranges and emphasizes quality, style, performance and service. The Mohawk segment is widely recognized through its premier brand names, which include Mohawk ® , Aladdin ® , Mohawk ColorCenters ® , Mohawk Flo" f67b0230-44d0-478a-8ab2-f75308adf2e5,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|other,19.9,0000724910-10-000007,10-K,business,0000724910,NVEC,NVE CORP,2010-05-05,october,3179,21742,True,0.3212,"In General NVE Corporation, referred to as NVE, we, us, or our, develops and sells devices that use spintronics, a nanotechnology that relies on electron spin rather than electron charge to acquire, store and transmit information. We manufacture high-performance spintronic products including sensors and couplers that are used to acquire and transmit data. We have also licensed our spintronic magnetoresistive random access memory technology, commonly known as MRAM. NVE History and Background NVE is a Minnesota corporation headquartered in a suburb of Minneapolis. We were founded in 1989 by James M. Daughton, Ph.D., a spintronics pioneer. Our common stock became publicly traded in 2000 through a reverse merger and became NASDAQ listed in 2003. Since our founding, we have been awarded more than $50 million in government research contracts, including more than 30 MRAM development contracts. These contracts have helped us build our intellectual property portfolio. Over the years our product sales have increased and we have reduced our dependence on research contracts. Fiscal years referenced in this report end March 31. Industry Background Much of the electronics industry is devoted to the acquisition, storage, and transmission of information. We have focused on three applications for our spintronic technology: magnetic sensors, couplers, and memories. Sensors acquire information, couplers transmit information, and memories store information. In that sense, our technology can provide the eyes, nerves, and brains of electronic systems. Magnetic sensors can be used for a number of purposes including detecting the position or speed of robotics and mechanisms, or for communicating with implantable medical devices. We believe our spintronic sensors are smaller, more precise, and more reliable than competing devices. Couplers are widely used in factory automation, providing reliable digital communication between electronic subsystems in factories. For example, couplers " 4d89844d-88b5-4517-b549-e121938700cd,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|technology-type,14.3,0001437749-18-004676,10-K,business,0001113809,BBW,BUILD A BEAR WORKSHOP,2018-03-15,october,2028,13754,True,0.3419,"Overview Build-A-Bear Workshop, Inc. and subsidiaries (collectively, the “Company”), a Delaware corporation, was formed in 1997 and is primarily a specialty retailer offering a “make your own stuffed animal” interactive retail-entertainment experience. As of December 30, 2017, we operated 361 corporately-managed locations, including 301 stores in the United States and Canada, 60 stores in the United Kingdom, Ireland, Denmark, and China and had 102 franchised stores operating internationally under the Build-A-Bear Workshop brand. In addition to our stores, we sold product on our company-owned e-commerce sites and franchisee sites and through third parties under wholesale agreements. Segments and Geographic Areas Business is conducted through three reportable segments consisting of direct-to-consumer (“DTC”), commercial, and international franchising. Our reportable segments are primarily determined by the types of customers they serve and the types of products and services that they offer. Each reportable segment may operate in many geographic areas. Financial information related to our segments and the geographic areas in which we operate is contained in “Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations.” See Note 15 – Segment Information to the Consolidated Financial Statements for information regarding sales, results of operations and identifiable assets of the Company by business segment and geographic area. Description of Operations Currently, we primarily operate specialty stores that provide a “make your own stuffed animal” interactive entertainment experience in which guests, with the help of our associates, visit a variety of stations to “assemble” and customize a stuffed animal. Our concept is a unique combination of experience and product and we are focused on enhancing our brand equity while meeting the needs of consumers by offering a relevant selection of premium products that meet high quality standards" 55781174-a69e-44b8-9967-ea4e5a312339,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|technology-type,14.3,0001564590-21-052050,10-K,business,0000923120,GBX,GREENBRIER,2021-10-26,october,5165,34751,True,0.2656,"Introduction We are one of the leading designers, manufacturers and marketers of railroad freight car equipment in North America, Europe, South America and other geographies as opportunities arise. We also are a manufacturer and marketer of marine barges in North America. We also offer railcar management, regulatory compliance services and leasing services to railcar owners or other users of railcars in North America. We are a leading provider of freight railcar wheel services, parts and maintenance in North America. Through unconsolidated affiliates we produce rail and industrial components and have an ownership stake in a railcar manufacturer in Brazil. We operate an integrated business model in North America that combines freight car manufacturing, wheel services, railcar maintenance, component parts, leasing and fleet management services. Our model is designed to provide customers with a comprehensive set of freight car solutions by utilizing our substantial engineering, mechanical and technical capabilities as well as our experienced commercial personnel. Our integrated model allows us to develop cross-selling opportunities and synergies among our various business segments thereby enhancing our margins. We believe our integrated model is difficult to duplicate and provides greater value for our customers and investors. We operate in three reportable segments: Manufacturing; Wheels, Repair & Parts; and Leasing & Services. Financial information about our business segments as well as geographic information is located in Note 18 - Segment Information to our Consolidated Financial Statements. The Greenbrier Companies, Inc., is incorporated in Oregon. Our principal executive offices are located at One Centerpointe Drive, Suite 200, Lake Oswego, Oregon 97035. Our telephone number is (503) 684-7000 and our Internet website is located at http://www.gbrx.com . Products and Services Manufacturing Segment North American Railcar Manufacturing - We manufacture most f" 5971f906-9c8d-4584-8fe1-f2483871e43a,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|technology-type,14.3,0001140361-14-012801,10-K,business,0000708821,PAR,PAR TECHNOLOGY,2014-03-14,october,4845,34348,True,0.2638,"PAR Technology Corporation (PAR or the Company) has operations in two distinct business segments: Hospitality and Government. PAR’s Hospitality business segment, representing approximately 63% of consolidated revenue, provides technology solutions, including hardware, software and a range of support services, to businesses and organizations within the global hospitality industry. The Company continues to be a leading provider of hospitality management technology systems to restaurants (the Quick Service, Fast Casual and Table Service categories make up our Restaurant business) with over 50,000 systems installed in over 110 countries. In addition, the Company is expanding its footprint within the retail marketplace with its food safety and task management solutions. These two technology solutions are conducted collectively through the Company’s Restaurant and Retail business. The Company’s Hotel business provides guest-centric property management solutions to hotels, resorts, spas, casinos, and other hospitality properties, worldwide. PAR’s Government business, representing approximately 37% of consolidated revenue, provides a range of technical services for the U.S. Department of Defense and other federal agencies. This business is dedicated to serving Intelligence, Surveillance and Reconnaissance (ISR) needs specializing in the development of advanced signal and image processing and management systems with a focus on geospatial intelligence, geographic information systems, and command and control applications. Additionally, this business provides information technology, communications, and related services to the U.S. Department of Defense, providing comprehensive operational support worldwide. Information concerning the Company’s industry segments for the two years ended December 31, 2013 is set forth in Note 11 “Segments and Related Information” in the Notes to the Consolidated Financial Statements. 2 Table of Contents PAR’s corporate headquarters are locat" 9231fbc7-d789-4afb-90ad-80aa3b047b18,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|technology-type,14.3,0001010549-16-000569,10-K,business,0001567900,ALOY,REALLOYS INC,2016-04-14,october,1699,10961,True,0.6512,"Our Corporate History and Background The Company was organized on October 4, 2011 under the laws of the State of Nevada under the name SMSA Ballinger Acquisition Corp. to effect the reincorporation of Senior Management Services of Heritage Oaks at Ballinger, Inc., a Texas corporation, mandated by a Plan of Reorganization confirmed by the United States Bankruptcy Court For the Northern District of Texas for reorganization under Chapter 11 of the United States Bankruptcy Code. On August 1, 2013 we entered into a share purchase agreement with Orsolya Peresztegi pursuant to which she acquired 9.5 million shares of our Company Common Stock, par value $0.001 (""Common Stock"") for $9,500 cash, or $0.001 per share. As a result of this transaction, there was a change in control of the Company, resulting in Ms. Peresztegi owning 94.7% of our 10,030,612 outstanding shares of Company Common Stock. As a result of the transaction, Ms. Peresztegi became the Company's sole director and officer. We also entered into the Snotarator Distributor Agreement on August 1, 2013 which granted us the exclusive right to sell products of Snotarator LLC, a Frisco, Texas based Texas limited liability company owned by Orsolya Peresztegi and her husband, Kevin Halter, Jr. The distribution rights were limited to countries within South America. Since the Company had no prior experience in selling or marketing consumer products in South America, on April 15, 2014 we entered into a letter agreement with HFG (the ""HFG Consulting Agreement"") pursuant to which we engaged Halter Financial Group, Inc. (""HFG""), a Dallas, Texas consulting firm, specializing in the area of mergers, acquisition and corporate finance, to assist us with our initial marketing efforts in South America. On May 15, 2015, the Company and Snotarator, L.L.C. extended the term of the Snotarator Distributor Agreement from May 15, 2015 to May 15, 2017 by mutual written agreement. The Snotarator Distributor Agreement related to the Snota" 9e74479a-8299-4032-ba10-481eadbae2f1,holdout,False,productive,10-K other|october|shown0.25-0.9|conf>0.7|technology-type,14.3,0001554795-20-000206,10-K,business,0000748268,RCAT,RED CAT HOLDINGS INC,2020-08-13,october,1928,12376,True,0.6855,"Overview Red Cat Holdings, Inc. (“the “Company”) is a Nevada corporation which was originally incorporated in the State of Colorado. In November 2016, we changed our name to TimefireVR Inc. and in July 2019, we changed our name to Red Cat Holdings. Inc. Since inception, there have been multiple corporate transactions which resulted in a change in the Company’s operating businesses. The most recent change occurred in May 2019 when the Company changed its operating business from the bitcoin industry to the drone industry. In connection with the acquisition of Rotor Riot in January 2020, the Company become the parent company of Propware and Rotor Riot. The Company’s primary business is to provide products, services and solutions to the drone industry. It operates in two sectors of the drone industry. Rotor Riot designs and sells drones and related components, primarily focused on the First Person View (“FPV”) sector. FPV provides the operator with a visual experience, using goggles, that simulates being in the cockpit of the drone. Rotor Riot is focused on the consumer market and sells its products through its e-commerce platform operated at www.rotorriot.com. Rotor Riot purchases drones and components from manufacturers, and then resells such items and custom designs and builds its own line of branded products. Rotor Riot generates approximately 50% of its revenues as a reseller, and 50% from the sale of its branded products. The Company’s principal marketing strategy is to maintain a visible social media presence to attract buyers to its e-commerce platform. Rotor Riot accomplishes this through its Facebook page, where it sponsors a monthly internet episode, as well as its sponsorship of a leading drone racing team. The Company is also developing software solutions to provide secure cloud-based analytics, storage and services for the drone industry. Its initial product candidate is Dronebox, a blockchain technology that records, stores and analyzes flight data an" 05eab90d-d41f-4809-b37b-f867cbdba6ce,holdout,True,productive,10-K other|october|shown<0.25|conf0.45-0.7|capex-type,1.3,0001047469-14-002057,10-K,risk_factors,0000314203,MUX,MCEWEN INC,2014-03-10,october,9545,61429,True,0.1278,"FACTORS This report, including Management's Discussion and Analysis of Financial Condition and Results of Operations, contains forward-looking statements that may be affected by several risk factors. The following information summarizes all material risks known to us as of the date of filing this report: Risks Relating to Our Company We have incurred substantial losses since our inception in 1979 and may never be profitable. Since our inception in 1979, we have never been profitable. As of December 31, 2013, our accumulated deficit was $607.6 million, including a net loss of $147.7 million in 2013. In the future, our ability to become profitable will depend on the profitability of the San José and El Gallo 1 mines, our ability to bring the El Gallo 2 and Gold Bar projects into production and generate revenue sufficient to cover our costs and expenses, and our ability to advance or sell our other properties, including the Los Azules copper project. In pursuit of that objective, we will seek to identify additional mineralization that can be extracted economically at operating and exploration properties. For our non-operating properties that we believe demonstrate economic potential, we need to either develop our properties, locate and enter into agreements with third party operators, or sell the properties. We may suffer significant additional losses in the future and may never be profitable. Even if we do achieve profitability, we may not be able to sustain or increase profitability on a quarterly or annual basis. 11 Table of Contents The feasibility of mining at our El Gallo Complex and Gold Bar properties has not been established in accordance with SEC Guide 7, and any funds spent by us on exploration and development could be lost. We have no proven or probable reserves on our properties as defined by U.S. law, except for our 49% interest in the San José mine. A ""reserve,"" as defined by regulation of the SEC, is that part of a mineral deposit which could be" 31ca8772-78ca-46b6-bdd6-fdae7124d554,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|capex-type,1.3,0001970622-26-000021,10-K,risk_factors,0001970622,USAR,USA RARE EARTH CLASS A,2026-03-30,october,20012,131458,True,0.0296,"Factors The following discussion sets forth what management currently believes could be the most significant risks and uncertainties that could impact our business, results of operations, and financial condition. You should consider carefully the risks and uncertainties described below, together with all of the other information contained in this Annual Report. If any of the following events occur, our business, results of operations, and financial condition may be materially adversely affected. In that event, the trading price of our securities could decline, and you could lose all or part of your investment. The risks and uncertainties described below are not the only ones we face. Additional risks and uncertainties that we are unaware of, or that we currently believe are not material, may also become important factors that adversely affect our business or results of operations. References to past events are provided by way of example only and they or the lack of reference to any past event or example are not intended to be a representation as to whether or not such factors have occurred in the past or their likelihood of occurring in the future. USA Rare Earth, Inc. | 2025 Annual Report (Form 10-K) | 18 Table of Contents Risks Related to Manufacturing and Production The Stillwater Facility is under development and is not yet completed, we have not commenced producing and selling neo magnets, and we have no history in commercial operations and the lack of commercial operations limits the accuracy of any forward-looking forecasts, prospects or business outlook or plans. We have not commenced production of neo magnets at our Stillwater Facility, and we may not be able to secure the necessary feedstock, offtake, or equipment in order to economically produce neo magnets, including from the Round Top Project. We have not realized any revenues to date from the sale of neo magnets or critical minerals, rare earth minerals, or lithium, and our operating cash flow needs h" 914ee4b3-17a1-48e6-98c5-126dfb122b99,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|capex-type,1.3,0001144204-13-015851,10-K,business,0000714395,GABC,GERMAN AMERICAN BANCORP INC,2013-03-18,october,6168,41287,True,0.1696,"General German American Bancorp, Inc., is a NASDAQ-traded (symbol: GABC) financial services holding company based in Jasper, Indiana. German American, through its banking subsidiary German American Bancorp, operates 35 retail and commercial banking offices in 13 southern Indiana counties. The Company also owns a trust, brokerage, and financial planning subsidiary (German American Financial Advisors & Trust Company) and a full line property and casualty insurance agency (German American Insurance, Inc.). Throughout this report, when we use the term “Company”, we will usually be referring to the business and affairs (financial and otherwise) of German American Bancorp, Inc. and its consolidated subsidiaries as a whole. Occasionally, we will refer to the term “parent company” or “holding company” when we mean to refer to only German American Bancorp, Inc. and the term “Bank” when we mean to refer only to the Company’s bank subsidiary. The Company’s lines of business include retail and commercial banking, mortgage banking, comprehensive financial planning, full service brokerage and trust administration, and a full range of personal and corporate insurance products. Financial and other information by segment is included in Note 15 – Segment Information of the Notes to the Consolidated Financial Statements included in Item 8 of this Report and is incorporated into this Item 1 by reference. Substantially all of the Company’s revenues are derived from customers located in, and substantially all of its assets are located in, the United States. Subsidiaries The Company’s principal operating subsidiaries are described in the following table: Name Type of Business Principal Office Location German American Bancorp Commercial Bank Jasper, IN German American Insurance, Inc. Multi-Line Insurance Agency Jasper, IN German American Financial Advisors & Trust Company Trust, Brokerage, Financial Planning Jasper, IN Business Development The Company opened a loan production offic" b0f2205b-029c-4e42-855e-0846bd9027ae,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|capex-type,1.3,0000860546-24-000013,10-K,risk_factors,0000860546,CDP,COPT DEFENSE PROPERTIES,2024-02-22,october,7345,46809,True,0.1258,"Factors Set forth below are risks and uncertainties relating to our business and the ownership of our securities. These risks and uncertainties may lead to outcomes that could adversely affect our financial position, results of operations, cash flows or ability to make expected distributions to our shareholders. You should carefully consider each of these risks and uncertainties, along with all of the information in this Annual Report on Form 10-K and its Exhibits, including our consolidated financial statements and notes thereto for the year ended December 31, 2023 included in a separate section at the end of this report beginning on page F-1. Risks Associated with the Real Estate Industry and Our Properties Our performance and asset value are subject to risks associated with our properties and with the real estate industry. Real estate investments are subject to various risks and fluctuations in value and demand, many of which are beyond our control. Our performance and the value of our real estate assets may decline due to conditions in the general economy and the real estate industry, which could adversely affect our financial position, results of operations, cash flows or ability to make expected distributions to our shareholders. These conditions include, but are not limited to: > downturns in national, regional and local economic environments, including increases in the unemployment rate and inflation or deflation; > competition from other properties; > trends in office real estate that may adversely affect future demand, including remote work and flexible work arrangements, open workspaces and coworking spaces; > deteriorating local real estate market conditions, such as oversupply, reduction in demand and decreasing rental rates; > declining real estate valuations; > adverse developments concerning our tenants, which could affect our ability to collect rents and execute lease renewals; > increasing operating costs, including real estate taxes, utilities, in" d2239fea-9baf-476e-a12c-dcc67ab05c0b,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|capex-type,1.3,0001047469-12-002393,10-K,risk_factors,0000314203,MUX,MCEWEN INC,2012-03-12,october,7663,48694,True,0.1591,"FACTORS This report, including Management's Discussion and Analysis of Financial Condition and Results of Operations, contains forward-looking statements that may be affected by several risk factors. The following information summarizes all material risks known to us as of the date of filing this report: Risks Relating to Our Company We have incurred substantial losses since our inception in 1979 and may never be profitable. Since our inception in 1979, we have never been profitable and we have not generated revenue from operations since 1990. As of December 31, 2011, our accumulated deficit was approximately $393 million, including certain non-cash expenses. Over the longer term, our ability to become profitable will depend on our ability to bring the El Gallo Complex and the Gold Bar Project, as well as our other properties, into production and to generate revenue sufficient to cover our costs and expenses. We will seek to identify additional mineralization that can be extracted economically at operating and exploration properties. For our non-operating properties that we believe demonstrate economic potential, we need to either develop our properties, locate and enter into agreements with third party operators, or sell the properties. We may suffer significant additional losses in the future and may never be profitable. Even if we do achieve profitability, we may not be able to sustain or increase profitability on a quarterly or annual basis. The feasibility of mining at our El Gallo Complex and Gold Bar Project, has not been established in accordance with SEC Guide 7, and any funds spent by us on exploration and development could be lost. We have no proven or probable reserves on our properties as defined by U.S. law. A ""reserve,"" as defined by regulation of the SEC, is that part of a mineral deposit which could be economically and legally extracted or produced at the time of the reserve determination. A reserve requires a feasibility study demonstrating wit" 1975dcd5-5e35-4717-95bd-86c9b1946256,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0000950123-11-018861,10-K,business,0000078128,WTRG,ESSENTIAL UTILITIES INC,2011-02-25,october,6440,42228,True,0.136,"The Company Aqua America, Inc. (referred to as “Aqua America”, the “Company”, “we”, or “us”) is the holding company for regulated utilities providing water or wastewater services to what we estimate to be approximately 3 million people in Pennsylvania, Texas, North Carolina, Ohio, Illinois, New Jersey, New York, Florida, Indiana, Virginia, Maine, Missouri, and Georgia. Our largest operating subsidiary, Aqua Pennsylvania, Inc., accounted for approximately 53% of our operating revenues for 2010 and as of December 31, 2010, provided water or wastewater services to approximately one-half of the total number of people we serve, and is located in the suburban areas in counties north and west of the City of Philadelphia and in 25 other counties in Pennsylvania. Our other subsidiaries provide similar services in 12 other states. In September 2010, we entered into a definitive agreement to sell our wastewater operation in South Carolina, which served approximately 400 customers. The sale of our utility operation in South Carolina closed in December 2010, concluding our utility operations in South Carolina. In addition, in December 2010, we entered into a definitive agreement to sell our regulated water and wastewater operations in Missouri, which serves approximately 3,900 customers. This sale is conditioned, among other things, on the receipt of regulatory approval, and is expected to close by the third quarter of 2011. The completion of this transaction will conclude our regulated utility operations in Missouri. In addition, we provide water and wastewater services through operating and maintenance contracts with municipal authorities and other parties close to our utility companies’ service territories as well as sludge hauling, septage and grease services, backflow prevention services, and certain other non-regulated water and wastewater services. Aqua America, which prior to its name change in 2004 was known as Philadelphia Suburban Corporation, was formed in 1968 as " 285ea653-56d5-4e43-8de0-27f6b1ded809,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001193125-15-069704,10-K,business,0000023795,CTO,CTO REALTY GROWTH,2015-02-27,october,7127,46245,True,0.1001,"We are a diversified real estate operating company. We own and manage forty-three commercial real estate properties in ten states in the U.S. As of December 31, 2014, we owned thirty-six single-tenant and seven multi-tenant income-producing properties with over 1,100,000 square feet of gross leasable space. We also own and manage a land portfolio of over 10,500 acres. As of December 31, 2014, we had five commercial loan investments including a fixed-rate mezzanine commercial mortgage loan, a fixed-rate first mortgage, a variable-rate B-Note, a variable-rate mezzanine commercial mortgage loan, and a variable-rate first mortgage loan. Our golf operations consist of the LPGA International golf club, which is managed by a third party. We also lease property for twenty-one billboards, have agricultural operations that are managed by a third party, which consists of leasing land for hay and sod production, timber harvesting, and hunting leases, and own and manage subsurface interests. The results of our agricultural and subsurface leasing operations are included in Agriculture and Other Income and Real Estate Operations, respectively, in our consolidated statements of operations. The following is a summary of financial information regarding the Company’s business segments (amounts in thousands) for the years ended December 31: 2014 2013 2012 Revenues of each segment are as follows: Income Properties $ 14,970 $ 12,828 $ 8,463 Commercial Loan Investments 2,191 1,713 — Real Estate Operations 12,956 5,946 3,099 Golf Operations 5,125 5,075 4,506 Agriculture and Other Income 278 276 165 Total Revenues $ 35,520 $ 25,838 $ 16,233 Operating income (loss) from Continuing Operations before income tax for each segment is as follows: Income Properties $ 13,015 $ 11,494 $ 7,787 Commercial Loan Investments 2,191 1,713 — Real Estate Operations 8,630 2,292 2,394 Golf Operations (405 ) (412 ) (888 ) Agriculture and Other Income 89 128 (34 ) General and Administrative Expenses (7,017 ) (5" cca12eb9-95fb-40a6-bfb5-d99a6ea31cb9,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0000950123-11-025633,10-K,business,0001163370,NRIM,NORTHRIM BANCORP INC,2011-03-15,october,6405,41926,True,0.1101,"The disclosures in this Item are qualified by the “Risk Factors” set forth in Item 1A, and the section entitled “Note Regarding Forward-Looking Statements” included in Item 7, “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in this report, and any other cautionary statements contained or incorporated by reference herein. General Northrim BanCorp, Inc. Northrim BanCorp, Inc. (the “Company”) is a publicly traded bank holding company headquartered in Anchorage, Alaska. The Company’s common stock trades on the Nasdaq Stock Market under the symbol, “NRIM.” The Company is regulated by the Board of Governors of the Federal Reserve System. We began banking operations in Anchorage in December 1990, and formed the Company as an Alaska corporation in connection with our reorganization into a holding company structure; that reorganization was completed effective December 31, 2001. Subsidiaries The Company has four wholly-owned subsidiaries: • Northrim Bank (the “Bank”), a state chartered, full-service commercial bank headquartered in Anchorage, Alaska. The Bank is regulated by the Federal Deposit Insurance Corporation and the State of Alaska Department of Community and Economic Development, Division of Banking, Securities and Corporations. The Bank has ten branch locations; seven in Anchorage, one in Fairbanks, and one each in Eagle River and Wasilla. We also operate in the Washington and Oregon market areas through Northrim Funding Services (“NFS”), a division of the Bank that was formed in 2004. We offer a wide array of commercial and consumer loan and deposit products, investment products, and electronic banking services over the Internet; • Northrim Investment Services Company (“NISC”) was formed in November 2002 to hold the Company’s 48% equity interest in Elliott Cove Capital Management LLC, (“Elliott Cove”), an investment advisory services company. In the first quarter of 2006, through NISC, we purchased a 24% interest in Pac" e7f5ecab-14af-4dbc-8b85-8bc43c718aab,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001193125-12-072406,10-K,business,0000036029,FFIN,FIRST FINANCIAL BANKSHARES INC,2012-02-22,october,9514,63505,True,0.089,"General First Financial Bankshares, Inc., a Texas corporation, is a financial holding company registered under the Bank Holding Company Act of 1956, or BHCA. As such, we are supervised by the Board of Governors of the Federal Reserve System, or Federal Reserve Board, as well as several other state and federal regulators. We were formed as a bank holding company in 1956 under the original name F & M Operating Company, but our banking operations date back to 1890, when Farmers and Merchants National Bank opened for business in Abilene, Texas. We own eleven banks, a trust company, a technology operating company, and an insurance agency, all organized and located in Texas. As of February 22, 2012, these subsidiaries are: • First Financial Bank, National Association, Abilene, Texas; • First Financial Bank, Hereford, Texas; • First Financial Bank, National Association, Sweetwater, Texas; • First Financial Bank, National Association, Eastland, Texas; • First Financial Bank, National Association, Cleburne, Texas; • First Financial Bank, National Association, Stephenville, Texas; • First Financial Bank, National Association, San Angelo, Texas; • First Financial Bank, National Association, Weatherford, Texas; • First Financial Bank, National Association, Southlake, Texas; • First Financial Bank, National Association, Mineral Wells, Texas; • First Financial Bank, Huntsville, Texas; • First Technology Services, Inc., Abilene, Texas; • First Financial Trust & Asset Management Company, National Association, Abilene, Texas; and • First Financial Insurance Agency, Inc., Abilene, Texas. Through our subsidiary banks, we conduct a full-service commercial banking business. Our service centers are located primarily in Central, North Central and West Texas. Including the branches and locations of all our subsidiaries, as of December 31, 2011, we had 52 financial centers across Texas, with ten locations in Abilene, two locations in Cleburne, two locations in Stephenville, " eed84c85-2b85-48bf-b5d8-e31ee75c001e,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001564590-18-005116,10-K,business,0000080035,PLPC,PREFORMED LINE PRODUCTS,2018-03-09,october,5138,35443,True,0.1687,"Background Preformed Line Products Company and its subsidiaries (the “Company”) is an international designer and manufacturer of products and systems employed in the construction and maintenance of overhead and underground networks for the energy, telecommunication, cable operators, information (data communication) and other similar industries. The Company’s primary products support, protect, connect, terminate and secure cables and wires. The Company also provides solar hardware systems and mounting hardware for a variety of solar power applications. The Company’s goal is to continue to achieve profitable growth as a leader in the research, innovation, development, manufacture and marketing of technically advanced products and services related to energy, communications and cable systems and to take advantage of this leadership position to sell additional quality products in familiar markets. The Company serves a worldwide market through strategically located domestic and international manufacturing facilities. Each of the Company’s domestic and international manufacturing facilities have obtained an International Organization of Standardization (“ISO”) 9001:2015 Certified Management System Certificate. The ISO 9001:2015 certified management system is a globally recognized certified quality standard for manufacturing and assists the Company in marketing its products throughout the world. The Company’s customers include public and private energy utilities and communication companies, cable operators, financial institutions, governmental agencies, contractors and subcontractors, distributors and value-added resellers. The Company is not dependent on a single customer or a few customers. No single customer accounts for more than 10% of the Company's consolidated revenues. The Company’s products include: • Formed Wire and Related Hardware Products • Protective Closures • Plastic Products • Other Products Formed Wire Products and Related Hardware Products are use" 384dfc7c-eb94-4d06-936d-0515195ec9b1,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|other,1.0,0001104659-12-014640,10-K,business,0000887596,CAKE,CHEESECAKE FACTORY INC,2012-02-29,october,10192,68356,True,0.1303,"General As of February 23, 2012, The Cheesecake Factory Incorporated (referred to herein as the “Company” or as “we,” “us” and “our”) operated 170 upscale, casual, full-service dining restaurants: 156 under The Cheesecake Factory® mark, 13 under the Grand Lux Cafe® mark and one under the RockSugar Pan Asian Kitchen® mark. We also operated two bakery production facilities. Throughout this report, we use the term “restaurants” to include The Cheesecake Factory, Grand Lux Cafe and RockSugar Pan Asian Kitchen, unless otherwise noted. In January 2011, we announced our initial expansion plans outside of the United States. See the section entitled “International Expansion” in Item 1 for further discussion of our international licensing agreement. Our business operations originated in 1972 when Oscar and Evelyn Overton founded a small bakery in the Los Angeles area. Their son, David Overton, our Chairman of the Board and Chief Executive Officer, led the creation and opening in 1978 of the first The Cheesecake Factory restaurant in Beverly Hills, California. In February 1992, our Company was incorporated in Delaware to consolidate the restaurant and bakery businesses of its predecessors operating under The Cheesecake Factory® mark. Our executive offices are located at 26901 Malibu Hills Road, Calabasas Hills, California 91301, and our telephone number is (818) 871-3000. Restaurant sales represented 96% of our revenues in fiscal 2011, 2010 and 2009. Our restaurants provide full alcoholic beverage service and are open seven days a week for lunch and dinner, as well as Sunday brunch. Our restaurants are closed on Thanksgiving and Christmas. Hours of operation are generally from 11:00 a.m. to 11:00 p.m., except on weekends when most of our restaurants stay open past midnight, and on Sunday when most of our restaurants open at 10:00 a.m. for brunch. Our bakery operations create and market branded bakery products under The Cheesecake Factory®, The Cheesecake Factory Bakery® a" 5da32852-af1a-4296-ae25-23bef5d8f72c,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|other,1.0,0001437749-20-003965,10-K,business,0001434647,ZVRA,ZEVRA THERAPEUTICS,2020-02-28,october,17192,114159,True,0.0453,"Overview We are a specialty pharmaceutical company focused on the discovery and development of proprietary prodrugs to treat serious medical conditions through our proprietary Ligand Activated Therapy, or LAT™, technology. We utilize our proprietary LAT technology to generate improved prodrug versions of drugs approved by the U.S. Food and Drug Administration, or FDA, as well as to generate prodrug versions of existing compounds that may have applications for new disease indications. Our product candidate pipeline is focused on the high need areas of attention deficit hyperactivity disorder, or ADHD, and stimulant use disorder, or SUD. Our co-lead clinical development candidates, KP415 and KP484, are both based on a prodrug of d-methylphenidate, or d-MPH, but with differing extended-release, or ER, effect profiles, and are intended for the treatment of ADHD. Our preclinical product candidate for the treatment of SUD is KP879, based on a prodrug of d-MPH. In addition, we have announced our commercial partnership with KVK Tech, Inc., or KVK, of APADAZ ® , an FDA approved immediate-release, or IR, combination product of benzhydrocodone, our prodrug of hydrocodone, and acetaminophen, or APAP, for the short-term (no more than 14 days) management of acute pain severe enough to require an opioid analgesic and for which alternative treatments are inadequate. We have entered into a collaboration and license agreement with Commave Therapeutics SA (formerly known as Boston Pharmaceuticals S.A.), an affiliate of Gurnet Point Capital, or Commave, for the development, manufacture and commercialization of our product candidates containing serdexmethylphenidate, or SDX, and d-MPH. We have two commercial partnerships relating to our ADHD program, and APADAZ, our FDA approved IR combination product of benzhydrocodone, our prodrug of hydrocodone, and APAP for the short-term (no more than 14 days) management of acute pain severe enough to require an opioid analgesic and for which alt" 829abfcc-60b7-47d5-9f38-f927f6a577c5,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|other,1.0,0001200375-16-000052,10-K,business,0001200375,CDXS,CODEXIS,2016-03-08,october,9936,67589,True,0.0974,"Company Overview We develop biocatalysts for the pharmaceutical and fine chemicals markets. Our proven technologies enable scale-up and implementation of biocatalytic solutions to meet customer needs for rapid, cost-effective and sustainable process development, from research to manufacturing. Biocatalysts are enzymes that initiate and/or accelerate chemical reactions. Manufacturers have historically used naturally occurring biocatalysts to produce many goods used in everyday life. However, inherent limitations in naturally occurring biocatalysts have restricted their commercial use. Our proprietary CodeEvolver ® protein engineering technology platform, which introduces genetic mutations into genes in order to give rise to changes in the enzymes that they produce, is able to overcome many of these limitations, allowing us to evolve and optimize biocatalysts to perform specific and desired chemical reactions at commercial scale. Once potentially beneficial mutations are identified through this proprietary process, combinations of these mutations can then be tested until variant enzymes have been created that exhibit marketable performance characteristics superior to competitive products. This process allows for continuous, efficient improvements to the performance of enzymes. In the past, we implemented the CodeEvolver ® protein engineering technology platform through paid collaborations with our customers. In July 2014, we entered into our first license agreement pursuant to which we granted a license to a global pharmaceutical company to use the CodeEvolver ® protein engineering technology platform for their internal development purposes. In August 2015, we entered into a second license agreement involving the CodeEvolver ® protein engineering technology platform with another global pharmaceutical company and we continue to pursue platform licensing opportunities with additional customers. We have commercialized our technology and products in the pharmaceuticals ma" b937ee66-a3f1-4dc4-8c59-7010d774eeff,holdout,True,productive,10-K other|october|shown<0.25|conf0.45-0.7|other,1.0,0001564590-18-004621,10-K,business,0001281895,RCKT,ROCKET PHARMACEUTICALS,2018-03-07,october,21025,139987,True,0.0332,"Merger of Inotek Pharmaceuticals Corporation and Rocket Pharmaceuticals, Ltd. On January 4, 2018, Inotek Pharmaceuticals Corporation (“Inotek”) and privately held Rocket Pharmaceuticals, Ltd. (“Private Rocket”) completed a business combination in accordance with the terms of the Agreement and Plan of Merger and Reorganization (the “Merger Agreement”), dated as of September 12, 2017, by and among Inotek, Rome Merger Sub, a wholly owned subsidiary of Inotek (“Merger Sub”), and Private Rocket, pursuant to which Merger Sub merged with and into Private Rocket, with Private Rocket surviving as a wholly owned subsidiary of Inotek. This transaction is referred to as the “Reverse Merger.” Immediately following the Reverse Merger, Inotek changed its name to “Rocket Pharmaceuticals, Inc.” In connection with the closing of the Reverse Merger, our common stock began trading on The Nasdaq Global Market under the ticker symbol “RCKT” on January 5, 2018. The Reverse Merger will be accounted for as a reverse merger under the acquisition method of accounting. After reviewing the relative voting rights, the composition of the board of directors and the composition of senior management of the combined company after the Reverse Merger, it was determined that Private Rocket will be treated as the accounting acquirer and Inotek will be treated as the “acquired” company for financial reporting purposes under the acquisition method of accounting. Overview Prior to the Reverse Merger, Inotek was a clinical-stage biopharmaceutical company focused on the discovery, development and commercialization of therapies for ocular diseases, including glaucoma. After failing to meet the primary endpoints in its first pivotal Phase 3 trial of trabodenoson monotherapy (“MATrX-1”) and its Phase 2 trial of trabodenoson in a fixed-dose combination therapy with latanoprost (“FDC”), Inotek voluntarily discontinued its development of trabodenoson in 2017. Rocket Pharmaceuticals, Inc., together with its sub" d4579b86-2082-4d89-b364-41960c61fb49,holdout,True,productive,10-K other|october|shown<0.25|conf0.45-0.7|technology-type,1.0,0001437749-22-014035,10-K,risk_factors,0000880807,AMSC,AMERICAN SUPERCONDUCTOR CORP,2022-06-01,october,9635,63273,True,0.1003,"FACTORS Risks Related to Our Financial Performance We have a history of operating losses, which may continue in the future. Our operating results may fluctuate significantly from quarter to quarter and may fall below expectations in any particular fiscal quarter. We were not profitable in fiscal 2021 and have recorded net losses for the last three fiscal years. We may not be profitable in fiscal 2022 or future years. There is currently substantial uncertainty in our business, which makes it difficult to evaluate our business and future prospects. In addition, our operating results historically have been difficult to predict and have at times fluctuated from quarter to quarter due to a variety of factors, many of which are outside of our control. As a result of all of these factors, comparing our operating results on a period-to-period basis may not be meaningful, and you should not rely on our past results as an indication of our future performance. In addition, we have in the past provided, and may continue to, provide public guidance on our expected operating and financial results for future periods. Such guidance is comprised of forward-looking statements subject to the risks and uncertainties described in this Annual Report on Form 10-K and in our other public filings and statements. Our actual results may not always be in line with or exceed the guidance we have provided. If our revenue or operating results fall below the expectations of investors or any securities analysts that follow our company in any period or we do not meet our guidance, the trading price of our common stock would likely decline. Our operating expenses do not always vary directly with revenue and may be difficult to adjust in the short term. As a result, if revenue for a particular quarter is below our expectations, we may not be able to proportionately reduce operating expenses for that quarter, and therefore such a revenue shortfall would have a disproportionate effect on our operat" e8bd322c-ec9f-4f5f-b0f9-96ee43ef20ea,holdout,False,productive,10-K other|october|shown<0.25|conf0.45-0.7|technology-type,1.0,0001437749-20-012276,10-K,risk_factors,0000880807,AMSC,AMERICAN SUPERCONDUCTOR CORP,2020-06-02,october,9186,59684,True,0.1159,"FACTORS Risks Related to Our Financial Performance We have a history of operating losses, which may continue in the future. Our operating results may fluctuate significantly from quarter to quarter and may fall below expectations in any particular fiscal quarter. We were not profitable in fiscal 2019 and have recorded net losses in two of the last three fiscal years. While we did report net income of $26.8 million for the fiscal year ended March 31, 2019, it was largely as a result of the receipt of payments from Sinovel Wind Group Co. Ltd. pursuant to the terms of the Settlement Agreement described further herein. We may not be profitable in fiscal 2020 or future years. There is currently substantial uncertainty in our business, which makes it difficult to evaluate our business and future prospects. In addition, our operating results historically have been difficult to predict and have at times fluctuated from quarter to quarter due to a variety of factors, many of which are outside of our control. As a result of all of these factors, comparing our operating results on a period-to-period basis may not be meaningful, and you should not rely on our past results as an indication of our future performance. In addition, we have in the past, and may continue to, provide public guidance on our expected operating and financial results for future periods. Such guidance is comprised of forward-looking statements subject to the risks and uncertainties described in this Annual Report on Form 10-K and in our other public filings and statements. Our actual results may not always be in line with or exceed the guidance we have provided. If our revenue or operating results fall below the expectations of investors or any securities analysts that follow our company in any period or we do not meet our guidance, the trading price of our common stock would likely decline. Our operating expenses do not always vary directly with revenue and may be difficult to adjust in the short ter" 1ef5e686-c0d0-47c5-8a2c-4812f6b2ac74,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|capex-type,160.4,0001564590-16-014697,10-K,business,0001611647,FRPT,FRESHPET,2016-03-14,october,14486,94676,True,0.054,"Overview Freshpet is disrupting the $22.5 billion North American pet food industry by driving consumers to reassess conventional dog and cat food offerings that have remained essentially unchanged for decades. We position our brand to benefit from mainstream trends of growing pet humanization and consumer focus on health and wellness. We price our products to be accessible to the average consumer, providing us with broad demographic appeal and allowing us to penetrate multiple classes of retail, including grocery, mass, club, pet specialty and natural. We have successfully expanded our network of Freshpet Fridges within leading blue-chip retail chains including Albertsons, BJ’s, Kroger, Petco, PetSmart, Publix, Safeway, Target, Wal-Mart and Whole Foods. The strength of our business model extends to our customers, who we believe find that Freshpet grows their pet category sales, drives higher traffic, increases shopper frequency and delivers category leading margins. As of December 31, 2015, Freshpet Fridges were located in over 15,000 stores, and we believe there is an opportunity to install a Freshpet Fridge in at least 35,000 stores across North America. Our Industry We compete in the North American dog and cat food market, which had 2014 retail sales of over $22.5 billion and has grown at an average compounded annual growth rate of over 3% from 2012 to 2014, according to Euromonitor. According to the American Pet Products Association, or APPA, U.S. pet food spending is expected to continue to increase at a similar rate over the next 5 years. Of the total market, dog food, cat food, and treats & mixers accounted for retail sales of $12.1 billion, $6.8 billion, and $3.5 billion, respectively. The U.S. represented $20.8 billion or over 92% of North American dog and cat food sales. The pet food market has historically been resilient as consumers continue to spend on their pets even during economic downturns. Within the pet food market, premium and/or natural brand" ab2446d6-0f67-4fcc-acfd-30df65369a1c,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|capex-type,160.4,0001193125-16-478315,10-K,business,0001519751,FBIN,FORTUNE BRANDS INNOVATIONS,2016-02-25,october,3724,25100,True,0.1871,"Cautionary Statement Concerning Forward-Looking Statements This Annual Report on Form 10-K contains certain “forward-looking statements” made pursuant to the safe harbor provisions of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), regarding business strategies, market potential, future financial performance and other matters. Statements that include the words “believes,” “expects,” “anticipates,” “intends,” “projects,” “estimates,” “plans” and similar expressions or future or conditional verbs such as “will,” “should,” “would,” “may” and “could” are generally forward-looking in nature and not historical facts. Where, in any forward-looking statement, we express an expectation or belief as to future results or events, such expectation or belief is based on the current plans and expectations at the time this report is filed with the Securities and Exchange Commission (the “SEC”) or, with respect to any documents incorporated by reference, available at the time such document was prepared or filed with the SEC. Although we believe that these statements are based on reasonable assumptions, they are subject to numerous factors, risks and uncertainties that could cause actual outcomes and results to be materially different from those indicated in such statements. These factors include those listed in the section below entitled “Risk Factors.” Except as required by law, we undertake no obligation to update or revise any forward-looking statements to reflect changed assumptions, the occurrence of anticipated or unanticipated events, new information or changes to future results over time or otherwise. Unless the context otherwise requires, references in this Annual Report on Form 10-K to (i) “Fortune Brands,” the “Company,” “we,” “our” or “us” refer to Fortune Brands Home & Security, Inc. and its consolidated subsidiaries, after giving effect to the spin-o" b5d7e41a-1653-476f-9701-4ff3f76e4cc5,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|capex-type,160.4,0001136261-15-000166,10-K,business,0001023731,EGHT,8X8 INC,2015-05-29,october,6612,45532,True,0.1926,"Overview 8x8, Inc. offers a SaaS (Software as a Service) communication solution that is at the forefront of the disruptive shift from legacy, on-premises communications systems to cloud-based alternatives. We are a recognized leader in the business cloud communications industry, pioneering the development and use of Internet protocol voice, video and data communication technologies in a true SaaS model. Our integrated, ""pure-cloud"" services platform is developed from internally owned and managed technologies and is uniquely positioned to serve mid-market and enterprise businesses making the shift to cloud based Unified Communications. 8x8 makes a full set of unified communications capabilities including cloud telephony, contact center, video and web conferencing available from anywhere in the world. With 8x8 analytics and reporting, our customers have an unprecedented view into company communications whether employees are mobile via the mobile client or in-office using a softphone, or a desk phone. These flexible, secure, highly reliable, and highly scalable services are delivered globally to more than 40,000 businesses operating in over 40 countries across six continents. 1 Through a combination of open API's (application program interface) and prebuilt integrations, 8x8 makes it easy to mix real time customer communications with critical customer context from internal customer data systems and industry leading Customer Relationship Management (CRM) systems, including cloud based solutions from Salesforce.com, NetSuite, and Zendesk. Our customers range from small businesses to large, multinational enterprises. Our turnkey solution spans the breadth of communications and collaboration needs, is provided with 99.997% availability at an affordable cost and is quick and easy to deploy through our patent-pending deployment methodology. This allows customers to focus on their business instead of trying to manage the complexities of disparate Unified Communications &" f76d220a-52c2-4a16-8c58-376680e100a1,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|capex-type,160.4,0001704711-25-000031,10-K,risk_factors,0001704711,FNKO,FUNKO CLASS A,2025-03-13,october,28696,184245,True,0.0242,"FACTORS Our business faces significant risks and uncertainties. Certain important factors may have a material adverse effect on our business prospects, financial condition and results of operations, and they should be carefully considered. Accordingly, in evaluating our business, we encourage you to consider the following discussion of risk factors in its entirety, in addition to other information contained in or incorporated by reference into this Annual Report on Form 10-K and our other public filings with the Securities and Exchange Commission (“SEC”). Other events that we do not currently anticipate or that we currently deem immaterial may also affect our business, prospects, financial condition and results of operations. BUSINESS, ECONOMIC, MARKET AND OPERATING RISKS Our success depends on our ability to execute our business strategy. Our net sales and profitability have generally grown rapidly in the last several years; however, this should not be considered indicative of our future performance. Our future growth, profitability and cash flows depend upon our ability to successfully manage our operations and execute our business strategy, which is dependent upon a number of factors, including our ability to: • expand our market presence in existing sales channels and enter additional sales channels; • anticipate, gauge and respond to rapidly changing consumer preferences and pop culture trends; • acquire or enter into new licenses in existing product categories or in new product categories and renew existing licenses; • successfully launch and grow new product lines similar to Pop! Yourself; • expand our geographic presence to take advantage of opportunities outside of the United States; • enhance and maintain favorable brand recognition for our Company and product offerings; • maintain and expand margins through sales growth and efficiency initiatives; • effectively manage our relationships with third-party manufacturers; • effectively manage our debt, working" f8f4a0be-c899-4112-8110-f4a9a61a7a33,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|capex-type,160.4,0001564590-20-006382,10-K,business,0001177702,SAIA,SAIA INC,2020-02-25,october,4272,28895,True,0.1501,"Overview Saia, Inc., through its wholly-owned subsidiaries, is a transportation company headquartered in Johns Creek, Georgia (Saia, Inc. together with its subsidiaries, the Company or Saia). We provide regional and interregional less-than-truckload (LTL) services through a single integrated organization. While more than 97% of our revenue is derived from transporting LTL shipments, we also offer customers a wide range of other value-added services, including non-asset truckload, expedited and logistics services across North America. Founded in 1924, Saia Motor Freight Line, LLC (Saia LTL Freight) is a leading LTL carrier that serves 43 states with plans to complete service coverage in the Northeastern states. Saia LTL Freight specializes in offering its customers a range of regional and interregional LTL services including time-definite and expedited options. Saia LTL Freight primarily provides its customers with solutions for shipments between 100 and 10,000 pounds. As of December 31, 2019, Saia LTL Freight operated a network comprised of 174 owned and leased facilities, including three general offices and owned approximately 4,779 tractors and 16,376 trailers, including equipment acquired with finance leases. In May 2017, Saia implemented its strategy to begin serving new markets in the Northeast. Since that time the Company has opened 18 new terminals in that region. Over the past five years, Saia has invested more than $800 million in capital expenditures, primarily for real estate, revenue equipment and technology. These investments have reduced the age of Saia’s fleet, improved fuel economy, enhanced safety and support Saia’s plans for additional volume growth. Saia has also invested substantially in technology, training and business processes to enhance the Company’s ability to monitor and manage customer service, safety, operations and profitability. In 2019, Saia generated revenue of $1.79 billion and operating income of $152.6 million. In 2018, Saia " 525fba41-e420-4804-b8a2-f8feb9045627,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|ma_integration,422.2,0001045450-12-000018,10-K,business,0001045450,EPR,EPR PROPERTIES REIT,2012-02-24,october,4457,30015,True,0.1695,"General Entertainment Properties Trust (“we,” “us,” “our,” “EPR” or the “Company”) was formed on August 22, 1997 as a Maryland real estate investment trust (“REIT”), and an initial public offering of our common shares of beneficial interest (“common shares”) was completed on November 18, 1997. Since that time, the Company has grown into a leading specialty REIT with an investment portfolio that includes megaplex theatres, entertainment retail centers (centers typically anchored by an entertainment component such as a megaplex theatre and containing other entertainment-related or retail properties), public charter schools and other destination recreational and specialty properties. The underwriting of our investments is centered on key industry and property cash flow criteria. As further explained under “Growth Strategies” below, our investments are also guided by a focus on inflection opportunities that are associated with or support enduring uses, excellent executions, attractive economics and an advantageous market position. We are a self-administered REIT. As of December 31, 2011, we had total assets of approximately $3.1 billion (before accumulated depreciation of approximately $0.3 billion). Our investments are generally structured as long-term triple-net leases that require the tenants to pay substantially all expenses associated with the operation and maintenance of the property, or as long-term mortgages with economics similar to our triple-net lease structure. As of December 31, 2011, our real estate portfolio was comprised of approximately $2.6 billion in assets (before accumulated depreciation of approximately $0.3 billion) and consisted of interests in: • 112 megaplex theatre properties (including two joint venture properties) located in 33 states and Ontario, Canada; • eight entertainment retail centers located in Westminster, Colorado; New Rochelle, New York; Burbank, California; Suffolk, Virginia; and Ontario, Canada; • 33 public charter school proper" bd3507c4-8e06-42ad-be49-99713e818d48,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|ma_integration,422.2,0001558370-23-003736,10-K,business,0001687187,METC,RAMACO RESOURCES INC CLASS A,2023-03-14,october,12264,80857,True,0.0392,"Ramaco Resources, Inc. is a Delaware corporation formed in October 2016. Our common stock is listed on the NASDAQ Global Select Market under the symbol “METC”. Our 9.00% Senior Notes due 2026 (the “Senior Notes”) are listed on the NASDAQ Global Select Market under the symbol “METCL”. Our principal corporate offices are located in Lexington, Kentucky. As used herein, “Ramaco Resources,” “the Company,” “we,” “our,” and similar terms include Ramaco Resources, Inc. and its subsidiaries, unless the context indicates otherwise. General We are an operator and developer of high-quality, low-cost metallurgical coal in southern West Virginia, southwestern Virginia, and southwestern Pennsylvania. We are a pure play metallurgical coal company with 62 million reserve tons and 1,156 million measured and indicated resource tons of high-quality metallurgical coal. We believe our advantaged reserve geology provides us with higher productivities and industry leading lower cash costs. Our development portfolio primarily includes the following properties: Elk Creek, Berwind, Knox Creek and RAM Mine. We believe each of these properties possesses geologic and logistical advantages that make our coal among the lowest delivered-cost U.S. metallurgical coal to our domestic target customer base, North American blast furnace steel mills and coke plants, as well as international metallurgical coal consumers. In addition, the Company completed acquisitions of Ramaco Coal and Maben Coal in the second and third quarter of 2022, respectively. With the Ramaco Coal acquisition, we control mineral deposits near Sheridan, Wyoming along with facilities that house research and development activities. With the Maben Coal acquisition, we have obtained control of additional coal deposits in Wyoming County and Raleigh County, West Virginia. Our operations include six active mines at our Elk Creek mining complex (the “Elk Creek Complex”). Development of this complex commenced in 2016 and included constructio" cb8b7648-23cf-4580-98a2-9254cb4336d2,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|ma_integration,422.2,0001047469-12-007300,10-K,risk_factors,0000001750,AIR,AAR,2012-07-19,october,3585,23845,True,0.2099,"FACTORS The following is a description of the principal risks inherent in our business. We are affected by factors that adversely impact the commercial aviation industry. As a provider of products and services to the commercial aviation industry, we are greatly affected by overall economic conditions of that industry. The commercial aviation industry is historically cyclical and has been negatively affected in the past by geopolitical events, high oil prices, lack of capital and weak economic conditions. In addition, as a result of these and other events, from time-to-time certain of our customers have filed for bankruptcy protection or ceased operation. In calendar year 2008 and into 2009, demand for air transportation in the United States and abroad declined due to economic deterioration in the U.S. and other global economies. Although global economic conditions improved in the 2010 to 2012 period, the recovery has generally been sluggish in the U.S., and in many other developed nations. The impact of high fuel costs and the continued sluggish or weak world-wide economic conditions may lead airlines to reduce domestic or international capacity. In addition, certain of our airline customers have in the past been impacted by tight credit markets, which limited their ability to buy parts, services, engines and aircraft. A reduction in the operating fleet of aircraft both in the U.S. and abroad will result in reduced demand for parts support and maintenance activities for the type of aircraft affected. Further, tight credit conditions negatively impact the amount of liquidity available to buy parts, services, engines and aircraft. A deteriorating airline environment may also result in additional airline bankruptcies, and we may not be able to fully collect outstanding accounts receivable. Reduced demand from customers caused by weak economic conditions, including tight credit conditions and customer bankruptcies, may adversely impact our financial condition or re" f2d49167-c9af-42d9-955c-7c79a4db0e68,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|ma_integration,422.2,0001628280-18-003044,10-K,business,0001517175,CHEF,CHEFS WAREHOUSE INC,2018-03-09,october,7058,47394,True,0.1414,"We are a premier distributor of specialty food products in the United States and Canada. We are focused on serving the specific needs of chefs who own and/or operate some of the leading menu-driven independent restaurants, fine dining establishments, country clubs, hotels, caterers, culinary schools, bakeries, patisseries, chocolatiers, cruise lines, casinos and specialty food stores in the United States and Canada. We believe that we have a distinct competitive advantage in serving these customers as a result of our extensive selection of distinctive and hard-to-find specialty and center-of-the-plate food products, our product knowledge and our customer service. We define specialty food products as gourmet foods and ingredients that are of the highest grade, quality or style as measured by their uniqueness, exotic origin or particular processing method. Our product portfolio includes over 48,000 stock-keeping units (“SKUs”) from more than 2,500 different suppliers and is comprised primarily of imported and domestic specialty food products, such as artisan charcuterie, specialty cheeses, unique oils and vinegars, truffles, caviar, chocolate and pastry products. We also offer an extensive line of center-of-the-plate products, including custom cut beef, seafood and hormone-free poultry, as well as broadline food products, such as cooking oils, butter, eggs, milk and flour. When marketing our products to our customers, we focus our efforts on chefs, and we believe that, by offering a wide selection of both distinctive and hard-to-find products, together with center-of-the-plate proteins and staple broadline food products, we are able to differentiate ourselves from larger, traditional broadline foodservice distributors, while simultaneously enabling our customers to utilize us as their primary foodservice distributor. Additionally, as a result of our acquisition of Allen Brothers in December 2013, we market certain of our center-of-the-plate products directly to consum" f2f2c2c6-a387-44c5-9693-ebf07d56fe2a,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|ma_integration,422.2,0000907471-18-000139,10-K,business,0000907471,CASH,PATHWARD FINANCIAL INC,2018-11-29,october,28151,179924,True,0.0204,"GENERAL Meta, a registered unitary savings and loan holding company, was incorporated in Delaware on June 14, 1993, the principal assets of which are all the issued and outstanding shares of the Bank, a federal savings bank, the accounts of which are insured up to applicable limits by the Federal Deposit Insurance Corporation (""FDIC"") as administrator of the Deposit Insurance Fund (“DIF”). Unless the context otherwise requires, references herein to the Company include Meta and the Bank, and all subsidiaries of Meta, direct or indirect, on a consolidated basis. The Bank, a wholly-owned full-service banking subsidiary of Meta, operates through three reportable segments (Payments, Banking, and Corporate Services/Other). The diagram below reflects the Company's divisions and how they fall within the Company's segment structure. The Company works with high-value niche industries, strategic-growth companies and technology adopters to grow their businesses and build more profitable customer relationships. The Company tailors solutions for bank and non-bank businesses, and provides a focused collaborative approach. The business of the Bank consists of attracting deposits and investing those funds in its National Lending and Community Banking loan and lease portfolios. In addition to originating loans and leases, the Bank also occasionally contracts to sell loans, such as tax refund advance loans and government guaranteed loans, to third party buyers. The Bank also sells and purchases loan participations from time to time to and from other financial institutions, as well as mortgage-backed securities (""MBS"") and other investments permissible under applicable regulations. In addition to its lending and deposit gathering activities, the Bank’s divisions issue prepaid cards, design innovative consumer credit products, sponsor automated teller machines (“ATMs”) into various debit networks, and offer tax refund-transfer services and other payment industry products and services. " 4a821aee-ffa1-425e-8cf7-c14c72d1fc6b,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|other,217.3,0001564590-22-007814,10-K,business,0001145986,ASPN,ASPEN AEROGELS,2022-03-01,october,13534,91827,True,0.0476,"Aspen Aerogels, Inc. is an aerogel technology company that designs, develops and manufactures innovative, high-performance aerogel materials used primarily in the energy infrastructure, building materials and electric vehicle markets. We have provided high-performance aerogel insulation to the energy infrastructure and sustainable building materials markets for more than a decade. We have also recently introduced a line of high-potential aerogel thermal barriers for use in battery packs in the electric vehicle market and other energy storage systems. In addition, we are developing applications for our aerogel technology in the battery materials and a number of other high-potential markets. We have historically conducted research related to aerogel technology supported by funding from several agencies of the U.S. government and other institutions in the form of research contracts. We have decided to cease efforts to secure additional funded research contracts and to wind down existing contract research activities. When used in this report, the terms “we,” “us,” “our” and “the Company” refer to Aspen Aerogels, Inc. and its subsidiaries. We design, develop and manufacture innovative, high-performance aerogel insulation used primarily in the energy infrastructure and sustainable building materials markets. We believe our aerogel blankets deliver the best thermal performance of any widely used insulation product available on the market today and provide a combination of performance attributes unmatched by traditional insulation materials. Our end-user customers select our products where thermal performance is critical and to save money, improve resource efficiency, enhance sustainability, preserve operating assets, and protect workers. Our technologically advanced insulation products are principally targeted at the estimated $3.9 billion annual global market for energy infrastructure insulation materials. Our aerogel insulation has undergone rigorous technical valid" 84bff29e-b14b-4e9f-927a-4a8c8a4b55fa,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|other,217.3,0001538263-18-000047,10-K,business,0001538263,HTB,HOMETRUST BANCSHARES INC,2018-09-13,october,25414,162253,True,0.0297,"General HomeTrust Bancshares, Inc., a Maryland corporation, was formed for the purpose of becoming the holding company for HomeTrust Bank in connection with HomeTrust Bank’s conversion from mutual to stock form, which was completed on July 10, 2012 (the “Conversion”). As a bank holding company and financial holding company, HomeTrust Bancshares, Inc. is regulated by the Federal Reserve. At June 30, 2018, the Company had consolidated total assets of $3.3 billion, total deposits of $2.2 billion and stockholders’ equity of $409.2 million. The Company has not engaged in any significant activity other than holding the stock of the Bank. Accordingly, the information set forth in this Annual Report on Form 10-K (“Form 10-K”), including the audited consolidated financial statements and related data, relates primarily to the Bank and its subsidiary. As a North Carolina state-chartered bank, and member of the Federal Reserve System, the Bank's primary regulators are the NCCOB and the Federal Reserve. The Bank's deposits are federally insured up to applicable limits by the Federal Deposit Insurance Corporation (""FDIC""). The Bank is a member of the Federal Home Loan Bank of Atlanta (“FHLB” or “FHLB of Atlanta”), which is one of the 12 regional banks in the Federal Home Loan Bank System (“FHLB System”). Our headquarters is located in Asheville, North Carolina. The Bank was originally formed in 1926. Between fiscal years 1996 and 2011, HomeTrust Bank's board of directors and executive management expanded the Bank beyond its historical Asheville market and created a unique partnership through mergers between six established banks and one de novo bank located in Tryon, Shelby, Eden, Lexington, Cherryville and Forest City, North Carolina, through which hometown community banks could combine their financial resources to achieve a shared vision. Starting in 2013, we entered seven attractive markets through various acquisitions and new office openings, as well as expanded our product l" cb3b7e98-aeb6-4419-8f43-c34b24c4f5ec,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|other,217.3,0001104485-22-000047,10-K,properties,0001104485,NOG,NORTHERN OIL AND GAS,2022-02-25,october,5146,32825,True,0.1697,"Estimated Net Proved Reserves The table below summarizes our estimated net proved reserves at December 31, 2021 and 2020 based on reports prepared by Cawley, Gillespie & Associates, Inc. (“Cawley”), our third-party independent reserve engineers for the years ending December 31, 2021 and 2020. In preparing its reports, Cawley evaluated properties representing all of our proved reserves at December 31, 2021 and 2020 in accordance with the rules and regulations of the SEC applicable to companies involved in oil and natural gas producing activities. Our estimated net proved reserves in the table below do not include probable or possible reserves and do not in any way include or reflect our commodity derivatives. December 31, 2021 December 31, 2020 Proved Reserves(MBoe)(1) % ofTotal Proved Reserves(MBoe)(2) % ofTotal SEC Proved Reserves: Developed 170,598 59 % 84,145 69 % Undeveloped 117,084 41 38,487 31 Total Proved Properties 287,682 100 % 122,632 100 % ___________________ (1) The table above values oil and natural gas reserve quantities as of December 31, 2021 assuming constant realized prices of $62.25 per barrel of oil and $3.37 per Mcf of natural gas. Under SEC guidelines, these prices represent the average prices per barrel of oil and per Mcf of natural gas at the beginning of each month in the 12-month period prior to the end of the reporting period, after adjustment to reflect applicable transportation and quality differentials. (2) The table above values oil and natural gas reserve quantities as of December 31, 2020 assuming constant realized prices of $32.69 per barrel of oil and $1.61 per Mcf of natural gas. Under SEC guidelines, these prices represent the average prices per barrel of oil and per Mcf of natural gas at the beginning of each month in the 12-month period prior to the end of the reporting period, after adjustment to reflect applicable transportation and quality differentials. Estimated net proved reserves at December 31, 2021 were 287,682 MBoe, a" feff06a1-466a-43e4-a3bc-6d9b4123da88,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|other,217.3,0001193125-14-124119,10-K,business,0001356090,PGEN,PRECIGEN,2014-03-31,october,15088,101338,True,0.0524,"At present rates of global industrialization and population growth, food and energy supplies and environmental and healthcare resources are becoming more scarce and/or costly. We believe it is not a viable option for mankind to continue on this path — new solutions will be necessary to preserve and globally expand a high quality of life. We believe that synthetic biology is a solution. We believe Intrexon is a leader in the field of synthetic biology, an emerging and rapidly evolving discipline that applies engineering principles to biological systems. Using our suite of proprietary and complementary technologies, we design, build and regulate gene programs, which are DNA sequences that consist of key genetic components. A single gene program or a complex, multi-genic program is fabricated and stored within a DNA vector. Vectors are segments of DNA used as a vehicle to transmit genetic information. DNA vectors can, in turn, be introduced into cells in order to generate a simple or complex cellular system, which are the basic and complex cellular activities that take place within a cell and the interaction of those systems in the greater cellular environment. It is these genetically modified cell systems that can be used to produce proteins, produce small molecules, or serve as cell-based products, which enable the development of new and improved products and manufacturing processes across a variety of end markets, including healthcare, food, energy and environmental sciences. Our synthetic biology capabilities include the ability to precisely control the amount, location and modification of biological molecules to control the function and output of living cells and optimize for desired results at an industrial scale. Working with our collaborators, we seek to create more effective, less costly and more sustainable solutions than can be provided through current industry practices. We believe our approach to synthetic biology can enable new and improved biotherapeut" ff8d9120-69b0-4cdf-9e4c-30671c2808a6,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|other,217.3,0001559053-19-000007,10-K,risk_factors,0001559053,PRTA,PROTHENA PLC,2019-03-15,october,18094,118389,True,0.0354,"FACTORS You should carefully consider the risks described below, together with all of the other information included in this Form 10-K, in considering our business and prospects. Set forth below and elsewhere in this report and in other documents we file with the SEC are descriptions of certain risks, uncertainties and other factors that could cause our actual results to differ materially from those anticipated. If any of the following risks, other unknown risks or risks that we think are immaterial occur, our business, financial condition, results of operations, cash flows or growth prospects could be adversely impacted, which could result in a complete loss on your investment. Risks Relating to Our Financial Position, Our Need for Additional Capital and Our Business We anticipate that we will incur losses for the foreseeable future and we may never sustain profitability. We may not generate the cash that is necessary to finance our operations in the foreseeable future. We incurred net losses of $155.6 million , $153.2 million and $160.1 million for the years ended December 31, 2018, 2017 and 2016, respectively. We expect to continue to incur substantial losses for the foreseeable future as we: • support the Phase 2 PASADENA clinical trial for prasinezumab (PRX002/RG7935) being conducted by Roche, conduct our Phase 1 clinical trial for PRX004 and possibly initiate additional clinical trials for these and other programs; • develop and commercialize our product candidates, including prasinezumab and PRX004; 16 • undertake nonclinical development of other product candidates and initiate clinical trials, if supported by nonclinical data; and • pursue our early stage research and seek to identify additional drug candidates and potentially acquire rights from third parties to drug candidates through licenses, acquisitions or other means. We must generate significant revenue to achieve and maintain profitability. Even if we succeed in discovering, developing and commercia" 11f1eb21-b899-4877-a181-d00714154884,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|technology-type,66.2,0001558370-17-001099,10-K,business,0001163739,NBR,NABORS INDUSTRIES,2017-02-28,october,4338,28732,True,0.2359,"Overview Since its founding in 1952, Nabors has grown from a small land drilling business in Canada to one of the world’s largest drilling contractors. Nabors Industries, Ltd. (NYSE: NBR) was formed as a Bermuda exempted company on December 11, 2001. Today, Nabors owns and operates the world’s largest land-based drilling rig fleet and are a leading provider of offshore platform drilling rigs in the United States and multiple international markets. Nabors also provides advanced wellbore placement services, drilling software and performance tools, drilling equipment and innovative technologies throughout the world’s most significant oil and gas markets. In today’s performance-driven environment, we believe we are well positioned to seamlessly integrate downhole hardware, surface equipment and software solutions into our AC rig designs. Leveraging our advanced drilling automation capabilities, Nabors’ highly skilled workforce continues to set new standards for operational excellence and transform our industry. Our Drilling & Rig Services business is comprised of our global land-based and offshore drilling rig operations and other rig services, consisting of equipment manufacturing, rig instrumentation and optimization software. We also specialize in wellbore placement solutions and are a leading provider of directional drilling and measurement while drilling (“MWD”) systems and services. Our Drilling & Rig Services business consists of four reportable operating segments: U.S., Canada, International and Rig Services. As a global provider of drilling and drilling-related services for land-based and offshore oil and natural gas wells, our fleet of rigs and drilling-related equipment as of December 31, 2016 includes: · 400 actively marketed rigs for land-based drilling operations in the United States, Canada and approximately 20 other countries throughout the world; and · 41 actively marketed rigs for offshore drilling operations in the United States and multiple inte" 46b49e0d-79a9-45c0-9bff-391f6161ed03,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|technology-type,66.2,0001140361-21-007700,10-K,business,0001286613,LINC,LINCOLN EDUCATIONAL SERVICES CORP,2021-03-09,october,17629,115348,True,0.0668,"Overview Lincoln Educational Services Corporation and its subsidiaries (collectively, the “Company”, “we”, “our” and “us”, as applicable) provide diversified career-oriented post-secondary education to recent high school graduates and working adults. The Company, which currently operates 22 campuses in 14 states, offers programs in automotive technology, skilled trades (which include HVAC, welding and computerized numerical control and electrical and electronic systems technology, among other programs), healthcare services (which include nursing, dental assistant and medical administrative assistant, among other programs), hospitality services (which include culinary, therapeutic massage, cosmetology and aesthetics) and information technology (which consists of information technology programs). The schools operate under Lincoln Technical Institute, Lincoln College of Technology, Lincoln Culinary Institute, and Euphoria Institute of Beauty Arts and Sciences and associated brand names. Most of the campuses serve major metropolitan markets and each typically offers courses in multiple areas of study. Five of the campuses are destination schools, which attract students from across the United States and, in some cases, from abroad. The Company’s other campuses primarily attract students from their local communities and surrounding areas. All of the campuses are nationally or regionally accredited and are eligible to participate in federal financial aid programs by the U.S. Department of Education (the “DOE”) and applicable state education agencies and accrediting commissions which allow students to apply for and access federal student loans as well as other forms of financial aid. The Company was incorporated in New Jersey in 2003 as the successor-in-interest to various acquired schools including Lincoln Technical Institute, Inc. which opened its first campus in Newark, New Jersey in 1946. Our business is organized into three reportable business segments: (a) Transport" 63dce2f2-51d0-4a39-851e-a9ecd1330815,holdout,True,productive,10-K other|october|shown<0.25|conf>0.7|technology-type,66.2,0001564590-20-008153,10-K,business,0001682745,VRRM,VERRA MOBILITY CLASS A,2020-03-02,october,5245,35675,True,0.207,"Overview We are a leading provider of smart mobility technology solutions and services throughout the United States, Canada and Europe . We provide integrated technology solutions and services which include toll and violations management, title and registration, automated safety solutions, and other data driven solutions to our customers, which include rental car companies (“ RACs ”), fleet management companies (“ FMCs ”), other large fleet owners, municipalities, school districts and violation issuing authorities. Our solutions simplify the smart mobility ecosystem by utilizing what we believe are industry leading capabilities, information and technology expertise, and integrated hardware and software to efficiently facilitate the automated processing of tolls and violations for hundreds of agencies and millions of end users annually, while also making cities and roadways safer for everyone. Based in Mesa, Arizona, we operate through two primary segments – Commercial Services and Government Solutions. Through our Commercial Services segment, we believe we are the market leading provider of automated toll and violations management and title and registration solutions to RACs, FMCs and other large fleet owners in the United States and Canada. In Europe, we work with violation issuing authorities and specialize in the identification, notification, and collection of unpaid traffic, parking, and public transportation related violations incurred by vehicles registered in a country other than that in which the violation occurred. Through our Government Solutions segment, we believe we are the market leading provider of automated safety solutions to municipalities, counties, school districts and law enforcement agencies (which are collectively referred to herein as “ local government agencies ”), including services and technology that enable photo enforcement via road safety camera programs related to red-light, speed, school bus, and city bus lanes. Segments Commercia" a90022ab-a18c-45c9-899f-8be4189b2796,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|technology-type,66.2,0001389050-21-000011,10-K,business,0001389050,AROC,ARCHROCK,2021-02-23,october,7799,52612,True,0.1164,"We were incorporated in February 2007 as a wholly-owned subsidiary of Universal Compression Holdings, Inc. In August 2007, Universal Compression Holdings, Inc. and Hanover Compressor Company merged into our wholly-owned subsidiaries and we became the parent entity of Universal Compression Holdings, Inc. and Hanover Compressor Company, named “Exterran Holdings, Inc.” In November 2015, we completed the Spin-off of our international contract operations, international aftermarket services and global fabrication business into a standalone public company operating as Exterran Corporation, and we were renamed “Archrock, Inc.” We are an energy infrastructure company with a pure-play focus on midstream natural gas compression. We are the leading provider of natural gas compression services to customers in the oil and natural gas industry throughout the U.S. in terms of total compression fleet horsepower and a leading supplier of aftermarket services to customers that own compression equipment in the U.S. Our business supports a must-run service that is essential to the production, processing, transportation and storage of natural gas. Our geographic diversity, technically experienced personnel and large fleet of natural gas compression equipment enable us to provide reliable contract operations services to our customers. We operate in two business segments: ● Contract Operations.Our contract operations business is comprised of our owned fleet of natural gas compression equipment that we use to provide operations services to our customers. ● Aftermarket Services.Our aftermarket services business provides a full range of services to support the compression needs of our customers that own compression equipment including operations, maintenance, overhaul and reconfiguration services and sales of parts and components. Natural Gas Compression Industry Overview Natural gas compression is a mechanical process whereby the pressure of a given volume of natural gas is increased to a de" dcfb4fbe-5e83-4cb4-8454-e840ed7f283e,holdout,False,productive,10-K other|october|shown<0.25|conf>0.7|technology-type,66.2,0001628280-22-005886,10-K,business,0001828108,AUR,AURORA INNOVATION CLASS A,2022-03-11,october,9220,61208,True,0.0988,"INFORMATION ABOUT AURORA Unless the context otherwise requires, all references in this section to the “Company,” “Aurora,” “we,” “us,” or “our” refer to the business of Aurora Innovation Holdings, Inc. and its subsidiaries prior to the consummation of the Business Combination (defined below), and to Aurora Innovation, Inc. and its subsidiaries after the completion of the Business Combination. Corporate History and Background On November 3, 2021 (the “Closing Date”), Reinvent Technology Partners Y (“RTPY”), now known as Aurora Innovation, Inc., consummated a business combination with Aurora Innovation Holdings, Inc., a Delaware corporation (f/k/a Aurora Innovation, Inc. and f/k/a Avian U Merger Holdco Corp. and referred to herein as “Legacy Aurora”) , and RTPY Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of RTPY (“Merger Sub”), pursuant to an Agreement and Plan of Merger dated July 14, 2021 (the “Merger Agreement” and the transactions contemplated thereby, the “Business Combination”), by and among RTPY, Legacy Aurora and Merger Sub. Our Class A common stock and public warrants are listed on Nasdaq under the symbols “AUR” and “AUROW,” respectively. Our Class B common stock is neither listed nor publicly traded. Pursuant to the terms of the Merger Agreement, a business combination between the Company and Legacy Aurora was effected through the merger of Merger Sub with and into Legacy Aurora, with Legacy Aurora surviving as the surviving company and as a wholly-owned subsidiary of RTPY. On the Closing Date, the Company changed its name from Reinvent Technology Partners Y to Aurora Innovation, Inc. Company Overview Our mission is to deliver the benefits of self-driving technology safely, quickly, and broadly. Aurora was founded in 2017 by Chris Urmson, Sterling Anderson, and Drew Bagnell, three of the most prominent leaders in the self-driving space. Led by a team with deep experience, we are developing the Aurora Driver based on what we b" 039ab894-05e0-4ebf-9d1a-7198761cb826,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|capex-type,1.2,0001836981-26-000018,10-K,properties,0001836981,BBAI,BIGBEAR.AI HOLDINGS,2026-03-02,october,116,787,True,1.0,"We occupy approximately fifty nine thousand square feet of leased building space at six primary locations. We have significant operations in the following locations: • McLean, Virginia (Corporate Headquarters) • Ann Arbor, Michigan • Chantilly, Virginia • Columbia, Maryland • London, United Kingdom • Abu Dhabi, United Arab Emirates Each of these facilities is strategically located near major national security or civil space community facilities, key customer facilities, commercial space centers and/or prestigious engineering talent pools. Our current footprint is sufficient to support near-term growth. However, as we continue to grow, we plan to continue and even accelerate the pace of leasehold improvements so that our facility capacity is not a limiting factor on our growth." 32532c0a-e34e-4418-94b0-ad82c4b8681d,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|capex-type,1.2,0001628280-24-011538,10-K,properties,0001836981,BBAI,BIGBEAR.AI HOLDINGS,2024-03-15,october,109,759,True,1.0,"We occupy approximately fifty four thousand square feet of leased building space at five primary locations. We have significant operations in the following locations: • Columbia, Maryland (Corporate Headquarters) • Ann Arbor, Michigan; • Chantilly, Virginia; • Charlottesville, Virginia • McLean, Virginia Each of these facilities is strategically located near major national security or civil space community facilities, key customer facilities, commercial space centers and/or prestigious engineering talent pools. Our current footprint is sufficient to support near-term growth. However, as we continue to grow, we plan to continue and even accelerate the pace of leasehold improvements so that our facility capacity is not a limiting factor on our growth." 82883ea7-fc71-4da4-881a-54d575707764,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|capex-type,1.2,0001628280-15-001707,10-K,properties,0000835011,MGPI,MGP INGREDIENTS,2015-03-12,october,300,2058,True,1.0,"We own or lease the following principal production, warehouse and office facilities: Location Purpose Owned or Leased Area (in sq. ft.) Tract Area(in acres) Atchison, Kansas Grain processing, distillery, warehousing, and research and quality control laboratories (Distillery Products and Ingredient Solutions) Owned 494,640 26 Principal executive office building (Corporate) Leased 18,000 1 Technical Innovation Center (Ingredient Solutions and Distillery Products) Leased 19,600 1 Lawrenceburg andGreendale, Indiana Distillery, warehousing, tank farm and quality control facilities Owned 1,458,143 43 Lenexa, Kansas Administrative office space Leased 3,222 1 Our joint venture subsidiary, ICP, of which we own 30 percent , owns the following facility: Pekin, Illinois Distillery, warehousing and quality controllaboratories (Distillery Products) Owned 462,926 49 The foregoing facilities are generally in good operating condition, and are generally suitable for the business activity conducted therein. We operated both our Atchison and Indiana facilities at or near full capacity during much of 2014 , with the exception of two disruptions due to fires as further described in ""Item 7. Management's Discussion and Analysis - 2014 Activities and Recent Initiatives."" We have existing manufacturing capacity to grow our ingredient solutions business at our Atchison facility if the market for our ingredient solutions products improves. Except for our process water cooling system project, which is leased under a capital lease, all of the other production facilities that we utilize are owned, and all of our owned properties are subject to mortgages in favor of one or more of our lenders. The executive offices and technical innovation center in Atchison are leased from the City of Atchison pursuant to an industrial revenue bond financing. Our leasehold interest in these properties is subject to a leasehold mortgage. We also own or lease transportation equipment and facilities and a gas pipe" 83e4a5b7-e3f3-4bcb-b210-285945a024fe,holdout,True,productive,10-K other|october|shown>=0.9|conf0.45-0.7|capex-type,1.2,0001899287-26-000015,10-K,properties,0001899287,AMPX,AMPRIUS TECHNOLOGIES INC,2026-03-06,october,250,1576,True,1.0,"We lease our corporate headquarters and manufacturing facilities, which consisted of the following as of December 31, 2025: • Approximately 51,000 square feet of leased space located in Fremont, California. This leased property, which we use for our corporate headquarters, research and development, and manufacturing of our batteries, expires in June 2027 with an option to extend for an additional 5-year period up to June 2032. • Approximately 774,000 square feet of leased space located in Brighton, Colorado, which expires in May 2039 with an option to extend for two additional 5-year periods up to May 2049. When we signed the lease agreement in April 2023, we announced a plan to build a GWh-scale manufacturing facility in those premises. As of December 31, 2025, due to larger industry dynamics, particularly our ability to access global contract manufacturing to rapidly service the demand from our customers, we recorded $19.1 million in impairment charges to the associated right-of-use asset and construction-in-progress to reflect our intention to terminate the lease of the Brighton facility. On January 30, 2026, we entered into an agreement with the lessor to terminate this lease in exchange for a one-time payment of $20.0 million. The termination of the lease will be reflected in our financial results in our fiscal first quarter of 2026. We believe that our facilities are adequate to meet our needs for the immediate future, and that, should it be needed, suitable additional space will be available to accommodate any such expansion of our operations." d2974577-e984-4c72-9989-6f1cd9beefa9,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|capex-type,1.2,0000950123-10-115754,10-K,properties,0000043920,GEF,GREIF INC CLASS A,2010-12-22,october,721,4548,True,1.0,"The following are our principal operating locations and the products manufactured at such facilities or the use of such facilities. We consider our operating properties to be in satisfactory condition and adequate to meet our present needs. However, we expect to make further additions, improvements and consolidations of our properties to support our business expansion. Location Products or Use Owned Leased RIGID INDUSTRIAL PACKAGING & SERVICES Algeria Steel drums 1 — Argentina Steel and plastic drums, water bottles and distribution centers 3 1 Australia Closures — 2 Austria Steel drums and administrative office — 1 Belgium Steel and plastic drums and coordination center (shared services) 2 1 Brazil Steel and plastic drums, water bottles, closures and general office 6 7 Canada Fibre, steel and plastic drums, blending and packaging services and administrative office 6 1 Chile Steel drums, water bottles and distribution centers — 2 China Steel drums, closures and general offices — 12 Colombia Steel and plastic drums and water bottles 1 1 Costa Rica Steel drums — 1 Czech Republic Steel drums 1 — Denmark Fibre drums, intermediate bulk containers 1 1 Egypt Steel drums 1 — France Steel and plastic drums, closures and distribution centers 4 2 Germany Fibre, steel and plastic drums, closures and distribution centers 3 2 Greece Steel drums 1 1 Guatemala Steel drums 1 — Hungary Steel drums 1 — Ireland Warehouse — 1 Italy Steel and plastic drums, water bottles and distribution center 1 1 Jamaica Distribution center — 1 Japan Steel drums — 2 Kazakhstan Distribution center — 1 Kenya Steel and plastic drums — 1 13 Table of Contents Location Products or Use Owned Leased Malaysia Steel and plastic drums — 1 Mexico Fibre, steel and plastic drums, closures and distribution centers 2 1 Morocco Steel and plastic drums and plastic bottles 1 — Netherlands Fibre, steel and plastic drums, closures, research center and general offices 4 — Nigeria Steel and plastic drums — 3 Norway Steel " 1be98b8e-4e7e-4c12-9f8b-630f67a0a8c4,holdout,True,productive,10-K other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.0,0000074303-23-000054,10-K,properties,0000074303,OLN,OLIN CORP,2023-02-23,october,203,1354,True,1.0,"Information concerning our principal locations from which our products and services are manufactured, distributed or marketed are included in the tables set forth under the caption “Products and Services” contained in Item 1—“Business.” Generally, these facilities are well maintained, in good operating condition, and suitable and adequate for their use. Our two largest facilities are co-located with a site partner. The land on which these facilities are located is leased with a 99-year initial term that commenced in 2015. Additionally, we lease warehouses, terminals and distribution offices and space for executive and branch sales offices and service departments. We believe our current facilities are adequate to meet the requirements of our present operations. On October 1, 2020, Winchester assumed full management and operational control of the Lake City Army Ammunition Plant in Independence, MO, which is a government-owned, contractor operated facility. The contract is for the production of small caliber military ammunition, including 5.56mm, 7.62mm, and .50 caliber rounds, as well as certain cartridges and casings. The contract also allows for the production of certain ammunition for commercial customers. The contract has an initial term of seven years and may be extended by the United States Army for up to three additional years." 0d20f3e2-1f96-4899-a194-bb832f1e1b51,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|other,1.9,0001193125-22-086738,10-K,properties,0001824920,IONQ,IONQ,2022-03-28,october,100,652,True,1.0,"Our only current facility is our corporate headquarters, located in College Park, Maryland, where we lease approximately 32,000 square feet of space from the University of Maryland under an agreement that expires in 2030. Most of the facility is used for research and development and manufacturing. We believe this facility is adequate to meet our current ongoing needs. However, in order to accommodate anticipated growth and to recruit and retain top talent around the globe, we anticipate seeking additional facilities in various locations. We anticipate that we will be able to obtain additional space as needed under commercially reasonable terms." 16d59329-d989-4ef4-968a-7e422ef4995c,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|other,1.9,0001558370-22-002620,10-K,quantitative_disclosures,0001093691,PLUG,PLUG POWER,2022-03-01,october,358,2303,True,1.0,"and Qualitative Disclosures about Market Risk ​ During the year ended December 31, 2021, the Company purchased U.S. Treasury securities, corporate bonds, commercial paper, certificates of deposit and money market funds, in which the major components of market risk affecting us are credit risk and interest rate risk. We also purchased equity securities, in which the major component of market risk affecting us is equity risk. ​ We do not utilize derivative financial instruments, derivative commodity instruments or other market risk sensitive instruments, positions or transactions in any material fashion, except for the Capped Call purchased in May 2020, and March 2018, respectively, related to the issuance of the 3.75% Convertible Senior Notes and 5.5% Convertible Senior Notes. Additionally, the Company purchased a Common Stock Forward in March 2018 in conjunction with the issuance of the 5.5% Convertible Senior Notes. That Common Stock Forward was extended upon issuance of the 3.75% Convertible Senior Notes. ​ Our exposure to changes in foreign currency rates is primarily related to sourcing inventory from foreign locations and operations of HyPulsion, S.A.S., our French subsidiary that develops and sells hydrogen fuel cell systems for the European material handling market. In addition, we also have three joint ventures (1) an investment in HyVia, a joint venture with Renault that plans to manufacture and sell FCE-LCVs and to supply hydrogen fuel and fueling stations to support the FCE-LCV market primarily in Europe, (2) an investment in AccionaPlug S.L., a joint venture with Acciona, and (3) an investment in a joint venture with SK E&S. Our exposure to foreign currency can give rise to foreign exchange risk resulting from our equity method investments with HyVia and Acciona, which both operate in Europe, and SK which operates in Asia. The Company reviews the level of foreign content as part of its ongoing evaluation of overall sourcing strategies and considers the e" 91ebf9a6-4e28-443a-8f9c-0ff3d7b31688,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|other,1.9,0000739421-12-000017,10-K,properties,0000739421,CZFS,CITIZENS FINANCIAL SERVICES INC,2012-03-08,october,108,692,True,1.0,". The headquarters of the Company and Bank are located at 15 South Main Street, Mansfield, Pennsylvania. The building contains the central offices of the Company and Bank. Our bank owns fourteen banking facilities, leases five other facilities and owns an additional vacant property for a possible future branch expansion. All buildings owned by the Bank are free of any liens or encumbrances. The net book value of owned banking facilities and leasehold improvements totaled $11,036,000 as of December 31, 2011. The properties are adequate to meet the needs of the employees and customers. We have equipped all of our facilities with current technological improvements for data processing." 9995da74-97e7-4786-b3fb-8513f4a128d4,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|other,1.9,0001488139-25-000018,10-K,properties,0001488139,AMRC,AMERESCO INC CLASS A,2025-02-28,october,130,864,True,1.0,"Our corporate headquarters is located in Framingham, Massachusetts, where we occupy approximately 14,200 square feet under a lease expiring on October 31, 2029. We occupy regional offices in Phoenix, Arizona; Oak Brook, Illinois; Portland, Maine; Columbia, Maryland; Charlotte, North Carolina; Knoxville, Tennessee; Richmond Hill, Ontario; London, England; and Milan, Italy each less than 20,000 square feet, under lease agreements. In addition, we lease space, typically of lesser size, for 50 field offices throughout North America and Europe. We also own 207 small-scale renewable energy plants throughout North America and two in Ireland, which are located on sites we own or lease, or sites provided by customers. We expect to add new facilities and expand existing facilities as we continue to add employees and expand our business into new geographic areas." ee064e8a-ce19-4177-86e6-9ac0c8b901d0,holdout,False,productive,10-K other|october|shown>=0.9|conf0.45-0.7|other,1.9,0001640147-24-000101,10-K,properties,0001640147,SNOW,SNOWFLAKE,2024-03-26,october,190,1228,True,1.0,"We are a Delaware corporation with a globally distributed workforce. We recruit and hire employees in jurisdictions around the world based on a range of factors, including the available talent pool, the type of work being performed, the relative cost of labor, regulatory requirements and costs, and other considerations. The majority of our workforce began working remotely in April 2020 and although some of our employees continue to work remotely following the COVID-19 pandemic, the majority of our workforce has returned to physical offices. We currently lease offices in the United States, including in Atlanta, Georgia; Bellevue, Washington; Boston, Massachusetts; Bozeman, Montana; Denver, Colorado; Dublin, California; San Mateo, California; and Washington, D.C. We also have offices in multiple locations in Canada, Europe, and the APJ and EMEA regions. All of our offices are leased, and we do not own any real property. While we believe that our current facilities are adequate to meet our foreseeable needs, we intend to expand our facilities in the future as we continue to add employees around the world. We believe that suitable additional or alternative space will be available to accommodate our future growth." 4faae95e-eab7-4b48-b9db-38d7f93367b3,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|capex-type,181.0,0001193125-26-068732,10-K,properties,0001069878,TREX,TREX,2026-02-25,october,451,2986,True,1.0,"roperties We own and lease certain properties, as noted in the below table: Description SquareFootage/Acres Leased /Owned LeaseExpirationDates Location Corporate Headquarters Office 62,210 SF Owned N/A Virginia Corporate Headquarters Land 8 Acres Owned N/A Virginia Trex Warehouse, Research andDevelopment, Storage,Training andManufacturing Facilities 2,270,205 SF Leased 2026 – 2037 Virginia / West Virginia /Nevada/Arkansas Trex Manufacturing Facilities,Storage and Office Space 1,530,236 SF /475 Acres Owned N/A Virginia /Nevada /Arkansas We regularly evaluate our various facilities and equipment and make capital investments where necessary. In 2025, we spent a total of $233.6 million on capital expenditures and intangibles, including $167.8 million related to construction of our Arkansas facility, $21.2 million in safety, environmental, and general support, $10.0 million investment in our Enterprise Resource Planning (ERP) tool and other platforms, and $22.0 million in all other including cost reduction initiatives and capacity expansion at our existing facilities. In October 2021, the Company announced plans to add a third manufacturing facility located in Little Rock, Arkansas (Little Rock). Construction on the new facility began in the second quarter of 2022. In connection with the construction of the new facility, during 2024 the Company and Little Rock entered into an agreement in which Little Rock agreed to issue up to $450 million of its industrial revenue bonds (IRBs) for the purpose of constructing a manufacturing facility. Under the agreement, the Company transferred ownership of the facility to Little Rock and simultaneously leased the related asset from Little Rock. The Company is also the purchaser of the IRBs and, therefore, is the bondholder as well as the lessee of the Little Rock facility purchased with the IRB proceeds. As a result of the agreement, the Company was able to reduce the cost of certain state and local tax expenditures for twenty yea" 61e83039-e206-45f0-84ad-7d3eefe6cf5d,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|capex-type,181.0,0000950170-25-037896,10-K,properties,0001585389,SMA,SMARTSTOP SELF STORAGE REIT INC,2025-03-12,october,1064,6491,True,1.0,"OPERTIES As of December 31, 2024, we owned 161 operating self storage facilities located in 19 states (Alabama, Arizona, California, Colorado, Florida, Illinois, Indiana, Maryland, Massachusetts, Michigan, New Jersey, Nevada, North Carolina, Ohio, South Carolina, Texas, Virginia, Washington and Wisconsin), the District of Columbia, and Canada, comprising approximately 110,000 units and approximately 12.6 million rentable square feet. See Note 5 – Debt, of the Notes to the Consolidated Financial Statements contained in this report for more information about our indebtedness secured by our properties. 34 As of December 31, 2024, our wholly-owned operating self storage portfolio was comprised as follows: State No. ofProperties Units(1) Sq. Ft.(net)(2) % of TotalRentableSq. Ft. PhysicalOccupancy%(3) RentalIncome%(4) Alabama 1 1,090 163,300 1.3 % 90.3 % 0.7 % Arizona 4 3,130 329,100 2.6 % 93.3 % 2.5 % California 32 21,955 2,313,400 18.4 % 91.9 % 20.3 % Colorado 10 5,870 683,600 5.4 % 87.9 % 4.1 % Florida 27 20,920 2,462,700 19.6 % 92.8 % 22.1 % Illinois 6 3,785 432,450 3.4 % 92.0 % 3.0 % Indiana 2 1,030 112,700 0.9 % 93.3 % 0.6 % Massachusetts 2 1,045 111,800 0.9 % 90.7 % 1.8 % Maryland 2 1,610 169,500 1.4 % 92.9 % 1.4 % Michigan 4 2,220 266,100 2.1 % 93.5 % 1.8 % New Jersey 2 2,350 205,100 1.6 % 78.6 % 1.7 % Nevada 9 7,160 865,000 6.9 % 92.1 % 6.6 % North Carolina 18 8,800 1,144,000 9.1 % 93.8 % 7.9 % Ohio 5 2,540 288,900 2.4 % 87.9 % 1.6 % South Carolina 4 2,890 355,800 2.9 % 89.1 % 1.8 % Texas 12 6,960 919,300 7.3 % 94.1 % 6.9 % Virginia 1 830 71,100 0.6 % 91.2 % 0.9 % Washington 5 3,430 390,550 3.1 % 92.8 % 3.4 % Wisconsin 1 780 83,400 0.7 % 87.7 % 0.5 % District of Columbia 1 830 72,000 0.6 % 89.2 % 0.1 % Ontario, Canada 13 10,610 1,110,700 8.8 % 91.6 % 10.3 % Total(5) 161 109,835 12,550,500 100 % 91.8 % 100 % (1) Includes all rentable units, consisting of storage units and parking (approximately 3,400 units). (2) Includes all rentable square feet, consisting" 86a86cc5-840a-44cc-b71f-25bffeed9de0,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|capex-type,181.0,0001047469-14-002922,10-K,properties,0001575965,GLPI,GAMING AND LEISURE PROPERTIES REIT,2014-03-25,october,292,1843,True,1.0,"Rental Properties As of December 31, 2013, all but the TRS properties were leased to a subsidiary of Penn under the Master Lease, a ""triple-net"" operating lease with an initial term of 15 years with no purchase option, followed by four 5-year renewal options (exercisable by Penn) on the same terms and conditions. In addition, see Item 1 for further information pertaining to our properties. Properties Under Development Hollywood Gaming at Dayton Raceway We own 119 acres in Dayton, Ohio, where we are developing a new integrated racing and gaming facility, which we anticipate completing in the fall of 2014 at which time it will be leased to Penn. Hollywood Gaming at Mahoning Valley Race Course We own 193 acres in Youngstown, Ohio, where we are developing a new integrated racing and gaming facility, which we anticipate completing in the fall of 2014 at which time it will be leased to Penn. TRS Properties Hollywood Casino Baton Rouge Hollywood Casino Baton Rouge is a four-story dockside riverboat casino located on approximately 20 acres, which we own, on the east bank of the Mississippi River in the East Baton Rouge Downtown Development District. The property site serves as the dockside embarkation for Hollywood Casino Baton Rouge and features a two-story building. We also own 4.8 acres of land that are used primarily for offices, warehousing, and parking. We own 4 acres of adjacent land which features a railroad underpass that provides unimpeded access to the casino property. Hollywood Casino Perryville We own approximately 36 acres of land in Perryville, Maryland, where Hollywood Casino Perryville is located. Corporate Office Pursuant to our Transition Services Agreement with Penn, we currently occupy office space in Penn's corporate office buildings in Wyomissing, Pennsylvania. 34 Table of Contents" 884bb289-dce0-40b1-bb03-cc8aa130e4a8,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|capex-type,181.0,0000824142-25-000039,10-K,properties,0000824142,AAON,AAON,2025-02-27,october,1143,7267,True,1.0,"Our manufacturing areas are heavy industrial-type buildings, with some coverage by overhead cranes, containing manufacturing equipment designed for sheet metal fabrication, metal stamping and tube forming. The manufacturing equipment contained in the facilities consists primarily of automated sheet metal fabrication equipment, supplemented by presses and tube bending equipment. Assembly lines consist of cart-type and roller-type conveyor lines with variable line speed adjustment. Subassembly areas and production line manning are based upon line rates set by production management. We own and lease our properties and facilities, as further described below. We believe that all of our facilities are well maintained and are in good condition and suitable for the conduct of our business. 17 AAON Oklahoma The following table summarizes our plant and office facilities that support our AAON Oklahoma segment: City & State #of Buildings Manufacturing/ Warehouse Office Total Owned facilities (in square feet) West Plant & Offices Tulsa, OK 1 940,000 70,000 1,010,000 NAIC Tulsa, OK 1 125,000 9,000 134,000 Exploration Center Tulsa, OK 1 — 28,000 28,000 Buckaloo Warehouse Tulsa, OK 1 39,000 1,000 40,000 East Plant & Offices Tulsa, OK 1 326,000 16,000 342,000 Flint Warehouse Tulsa, OK 1 48,000 5,000 53,000 Administration Facilities Tulsa, OK 3 11,000 36,000 47,000 Parts Retail Store Tulsa, OK 1 7,500 6,000 13,500 Memphis Plant Memphis, TN 1 702,000 85,000 787,000 Total 11 2,198,500 256,000 2,454,500 Leased facilities Controls Facility Parkville, MO 1 38,000 48,000 86,000 Parts Distribution Tulsa, OK 1 347,000 9,000 356,000 Total 2 385,000 57,000 442,000 Our West Plant and Office facilities, NAIC, Exploration Center, and Buckaloo Warehouse sit on an approximate 87.3-acre tract of land and are located at 2440 South Yukon Ave., Tulsa, OK 74107. Our East Plant and Office facilities sit on an approximate 32.7-acre tract of land and are located at 2425 South Yukon Ave., Tulsa, OK 74107. O" a88d3ec6-ec82-40e2-ac85-90d177e90a76,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|capex-type,181.0,0001387467-18-000046,10-K,properties,0001387467,AOSL,ALPHA AND OMEGA SEMICONDUCTOR,2018-08-23,october,404,3114,True,1.0,"As of July 31, 2018 , our primary U.S. facility, which houses our research and design function, as well as elements of marketing and administration, is located in Sunnyvale, California. We conduct our manufacturing, research and development, sales and marketing and administration in Asia and North America. We lease all properties used in our business except the wafer fabrication facility in Oregon acquired in January 2012 and wafer fabrication facility in Chongqing, China under construction. The following table sets forth the location, size and primary use of our properties: Location Square Footage Primary Use 475 Oakmead ParkwaySunnyvale, California, USA 94085 57,000 Research and development, marketing, sales and administration 3131 Northeast Brookwood ParkwayHillsboro, Oregon, USA 97124 245,000 Wafer fabrication facility Suite160, Rialto I, 7500 Rialto Boulevard,Austin, Texas, USA 78735 5,142 Research and development (under construction) Unit 701 Tesbury Centre, 28 Queen'sRoad East, Wanchai, Hong Kong 1,188 Sales and distribution Room 68, 27 Andar CentroComercial Praia Grande no.429 Avenida da Praia Grande, Macau 81 Manufacturing support Building 8/9, No. 91, Lane 109, RongkangRoad, Songjiang District, Shanghai,China 201614 194,269 Packaging and testing, manufacturing support Building B1, Dongkai Industrial Park,Songjiang Export Process Zone, Area B, Songjiang, Shanghai, China 201614 250,198 Packaging and testing, manufacturing support Room 1002-1005, 1007, Building 1Jiali BuYeChengNo. 218 Tianmu W. RoadZhabei District, Shanghai, China 200070 8,267 Marketing and field application engineering support East 10F., Matshunichi Building,No.9996 Shennan Blvd,Shenzhen High-tech Park,Nanshan District, Shenzhen, China 518057 8,364 Marketing and field application engineering support No.5-407, Yunhan Road,Shuitu Hi-Tech Industrial Zone,Beibei District, Chongqing, China 400714 2,459,002 Wafer fabrication facility and assembly and testing facility (land size 2,459,002, phase 1 " 395baf12-7ae6-4de2-9e33-aef9d519717c,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|ma_integration,41.7,0001144204-12-015329,10-K,properties,0001108134,BBT,BEACON FINANCIAL,2012-03-15,october,409,2802,True,1.0,"The Company’s headquarters are located in owned and leased facilities located in Pittsfield, Massachusetts. The Company also owns or leases other facilities within its primary market areas: Berkshire County, Massachusetts; Pioneer Valley (Springfield area), Massachusetts; Southern Vermont, the Capital Region, and Northeastern New York. The Company has 60 full-service banking offices. The Company’s Asset Based Lending Group operates from a leased facility in Woburn, Massachusetts and its new Central/Eastern Massachusetts Commercial Banking Team operates from a leased facility in Westborough, Massachusetts. -39- During 2011, the Berkshire acquired Rome Bancorp and Legacy Bancorp, which significantly expanded its owned and leased facilities. Pittsfield has been the headquarters location of both Berkshire and Legacy, and as a result of the merger the Company has significant headquarters facilities in Pittsfield. The Company expects to have excess facilities in this location as a result of merger related operational integrations, and the Company expects to discontinue the use of some headquarters facilities over time to eliminate this excess. Berkshire also utilizes former headquarters facilities in other locations and may identify and reduce excess facilities capacity over time. Additionally, as part of its integrations, the Company is in the process of adjusting its branch configuration. The Company divested four Legacy Berkshire County branches in 2011 in accordance with its merger agreement, and held three other branches as discontinued operations at year-end 2011 under contract for divestiture in January, 2012. In selected other locations, the Company may combine or relocate other branches over time based on market conditions. Berkshire has a pending agreement to acquire The Connecticut Bank and Trust Company, and expects to add that bank’s eight Hartford area branches in the second quarter of 2012. In 2011, Berkshire relocated its Wealth Management business into" 39853bd5-91e0-4765-a926-bbeead38303a,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|ma_integration,41.7,0001277902-20-000022,10-K,properties,0001277902,MVBF,MVB FINANCIAL CORP,2020-03-13,october,253,1640,True,1.0,"The Company, through its Bank subsidiary, owns its main office located at 301 Virginia Avenue in Fairmont, West Virginia. The Company’s subsidiaries own or lease various other offices in the counties and cities in which they operate. As of December 31, 2019, the Company operated fifteen full-service banking branches and eleven mortgage-only offices, with locations as further described in Item 1, Business, of this Annual Report on Form 10-K. Eight of the fifteen full-service banking branches are owned and the remaining seven are leased. All mortgage locations are leased. On November 21, 2019, the Company entered into a Purchase and Assumption Agreement with Summit Community Bank, Inc., a subsidiary of Summit Financial Group, Inc. pursuant to which Summit will purchase certain assets and assume certain liabilities of three branch locations in Berkeley County, WV and one branch location in Jefferson County, WV. On January 31, 2020, the Company closed one branch location in Morgantown, WV. No one facility is material to the Company. Management believes that the facilities are generally in good condition and suitable for the operations for which they are used. However, management continually looks for opportunities to upgrade its facilities and locations and may do so in the future. Additional information concerning the property and equipment owned or leased by the Company and its subsidiaries is incorporated herein by reference from Note 4, “Premises and Equipment” of the Notes to the Consolidated Financial Statements included in Item 8, Financial Statements and Supplementary Data, of this Annual Report on Form 10-K." 4a0feb60-336f-4455-bc75-df762f735281,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|ma_integration,41.7,0001681459-17-000013,10-K,business,0001681459,FTI,TECHNIPFMC PLC,2017-01-13,october,547,3630,True,1.0,"OVERVIEW On May 19, 2016, FMC Technologies, Inc., a Delaware corporation (“FMCTI”), and Technip S.A., a French société anonyme (“Technip”), announced their intention to combine in a transaction that the boards of directors of FMCTI and Technip believe represents a compelling opportunity to create a new global leader in Subsea, Surface and Onshore/Offshore systems and services to the oil and gas industry with the capacity to redefine the production of oil and gas through continued growth and innovation. TechnipFMC plc (“TechnipFMC”) is a wholly-owned subsidiary of FMCTI. On December 9, 2015, TechnipFMC was incorporated under the laws of England and Wales as a private limited company under the name FMC Technologies SIS Limited, for the purpose of entering into a definitive Business Combination Agreement, dated as of June 14, 2016 (the “Business Combination Agreement”). On August 4, 2016, the legal name of FMC Technologies SIS Limited was changed to TechnipFMC Limited, and, on January 11, 2017, was subsequently re-registered as TechnipFMC plc, a public limited company incorporated under the laws of England and Wales. Pursuant to the terms of the Business Combination Agreement, Technip will merge with TechnipFMC, with TechnipFMC continuing as the surviving company (the “Technip Merger”), and each ordinary share of Technip (the “Technip Shares”), other than Technip Shares owned by Technip or its wholly owned subsidiaries, will be exchanged for 2.00 ordinary shares of TechnipFMC (“TechnipFMC Shares”), subject to the terms of the Business Combination Agreement. Immediately following the Technip Merger, a wholly-owned indirect subsidiary of TechnipFMC (“Merger Sub”) will merge with FMCTI, with FMCTI continuing as the surviving company and as a wholly-owned indirect subsidiary of TechnipFMC (the “FMCTI Merger” and, together with the Technip Merger, the “Mergers”), and each share of common stock of FMCTI (the “FMCTI Shares”), other than FMCTI Shares owned by FMCTI, TechnipFMC" 58259942-3272-4de7-a925-5801e46ed351,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|ma_integration,41.7,0001366868-21-000016,10-K,properties,0001366868,GSAT,GLOBALSTAR VOTING,2021-03-04,october,339,2281,True,1.0,"As of December 31, 2020, our principal headquarters are located in Covington, Louisiana. We own or lease the facilities described in the following table (in approximate square feet): Location Country Square Feet Facility Use Owned/Leased Covington, Louisiana USA 69,365 Corporate Offices Leased Milpitas, California USA 12,375 Satellite and Ground Control Center Leased Sebring, Florida USA 12,375 Gateway Leased Managua Nicaragua 10,900 Gateway Owned Clifton, Texas USA 10,000 Gateway Owned Los Velasquez, Edo Miranda Venezuela 9,700 Gateway Owned Mississauga, Ontario Canada 9,502 Canada Office Leased Aussaguel France 7,502 Satellite Control Center and Gateway Leased Smith Falls, Ontario Canada 6,500 Gateway Owned High River, Alberta Canada 6,500 Gateway Owned Barrio of Las Palmas, Cabo Rojo Puerto Rico 6,000 Gateway Owned Wasilla, Alaska USA 5,000 Gateway Owned Seletar Satellite Earth Station Singapore 4,500 Gateway Leased Petrolina Brazil 2,500 Gateway Owned Rio de Janeiro Brazil 2,120 Brazil Office Leased Gaborone Botswana 2,000 Gateway Owned Manaus Brazil 1,900 Gateway Owned Presidente Prudente Brazil 1,300 Gateway Owned Dublin Ireland 1,280 Ireland Office Leased Panama City Panama 1,100 Panama Office Leased Bosque Alegre, Argentina Argentina 862 Gateway Leased Gaborone Botswana 270 Botswana Office Leased Our owned properties in Clifton, Texas and Wasilla, Alaska are encumbered by liens in favor of the administrative agents under our First Lien Facility Agreement and Second Lien Facility Agreement for the benefit of the lenders thereunder. See Part II, Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations - Liquidity and Capital Resources - Contractual Obligations and Commitments in this Report. During 2020, we accepted an offer for the sale of our property in Nicaragua and anticipate that this sale will close in 2021. Additionally, as previously discussed, during 2020 we signed an agreement for the acquisition of the remaining" f28a99bf-cd0c-4b81-973e-11751b0fc8d3,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|ma_integration,41.7,0001157523-11-000998,10-K,properties,0000084748,ROG,ROGERS,2011-02-18,october,282,2136,True,1.0,"On December 31, 2010, we operated various manufacturing facilities and sales offices throughout the United States, Europe and Asia. The following table provides certain information about our principal general offices and manufacturing facilities: Location Floor Space(Square Feet) Type of Facility Leased / Owned United States Rogers, Connecticut 506,000 Manufacturing / Administrative Offices Owned Carol Stream, Illinois 215,000 Manufacturing Owned Chandler, Arizona 156,000 Manufacturing Owned Woodstock, Connecticut 152,000 Manufacturing Owned Chandler, Arizona 142,000 Manufacturing Owned Chandler, Arizona 120,000 Manufacturing Owned Windham, Connecticut 88,000 Formerly Manufacturing Owned Richmond, Virginia 36,000 Manufacturing Owned Belgium Ghent, Belgium 114,000 Manufacturing Owned Evergem, Belgium 77,000 Manufacturing Owned Germany Bremen, Germany 68,000 Manufacturing / Administrative Offices Leased through 10/18 Asia Suzhou, China 324,000 Manufacturing Owned Suzhou, China 170,000 Manufacturing / Administrative Offices Owned Suzhou, China 130,000 Manufacturing Owned Suzhou, China 92,000 Manufacturing Owned Ansan, Korea 40,000 Manufacturing Leased through 10/13 Suzhou, China 30,000 Manufacturing Owned Suzhou, China 27,000 Manufacturing Leased through 1/11 Suzhou, China 27,000 Manufacturing Leased through 1/11 Tokyo, Japan 2,000 Sales Office Leased through 2/12 Wanchai, Hong Kong 1,000 Sales Office Leased through 6/11 Taipei, Taiwan, R.O.C. 1,000 Sales Office Leased through 7/12 Hwasung City, Korea 1,000 Sales Office Leased through 8/11 Singapore 1,000 Sales Office Leased through 10/12 Shanghai, China 1,000 Sales Office Leased through 7/11 Shenzhen, China 1,000 Sales Office Leased through 5/12 Beijing, China 1,000 Sales Office Leased through 11/12 Early in 2011, we acquired Curamik. The properties that Curamik held, and that we now lease, are as follows: Eschenbach, Germany 149,000 Manufacturing / Administrative Offices Leased through 6/21 Dallas, Texas 2,000 Sal" 3bc3505a-251e-41d0-bab1-bd381d5bf529,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|other,46.8,0001104659-10-013951,10-K,properties,0000835324,SYBT,STOCK YARDS BANCORP INC,2010-03-12,october,147,925,True,1.0,"The principal offices of Bancorp and the Bank are located at 1040 East Main Street, Louisville, Kentucky. The Bank’s operations center is a part of the main office complex. In addition to the main office complex, the Bank owned thirteen branch properties at December 31, 2009 (two of which are located on leased land). At that date, the Bank also leased fourteen branch facilities. Of the twenty-eight banking locations, twenty-five are located in the Louisville MSA, two are located in Indianapolis, Indiana MSA and one is located in Cincinnati, Ohio. In 2009, the Company acquired property for one additional location in the Cincinnati market, and agreed to lease another, with both offices projected to open in 2010. See Notes 5 and 17 to Bancorp’s consolidated financial statements for the year ended December 31, 2009, for additional information relating to amounts invested in premises, equipment and lease commitments." acdb49c7-fca0-4a44-8645-6e0594e37d90,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|other,46.8,0001437749-25-004612,10-K,properties,0000021535,COHU,COHU,2025-02-20,october,204,1318,True,1.0,"Certain information concerning our principal properties at December 28, 2024, is set forth below: Major Approx. Location Activities Sq. Ft. Ownership Poway, California 1, 2, 3, 4, 5 147,000 Leased Melaka, Malaysia(1) 2, 3, 4, 5 117,000 Leased Calamba City, Laguna, Philippines 2, 3, 4, 5 92,000 Owned Kolbermoor, Germany 2, 3, 4, 5 83,000 Owned Osaka, Japan 2, 3, 4, 5 67,000 Owned Norwood, Massachusetts 2, 4, 5 56,000 Leased La Chaux-de-Fonds, Switzerland 2, 4, 5 33,000 Leased Milpitas, California 2, 4, 5 31,000 Leased Singapore 2, 3, 4, 5 27,000 Leased Lincoln, Rhode Island 2, 3, 4, 5 22,000 Leased St. Paul, Minnesota 2, 3, 4, 5 17,000 Leased (1) On December 30, 2024, we completed the purchase of our leased facility in Melaka, Malaysia. Major activities have been separated into the following categories: 1. Corporate Administration/Principal Executive Offices and Global Headquarters, 2. Sales, Service and Customer Support, 3. Manufacturing, 4. Engineering and Product Development, and 5. Marketing, Finance and General Administration In addition to the locations listed above, we lease other properties primarily for sales and service, engineering, and general administration in various locations. We believe our facilities are suitable for their respective uses and are adequate for our present needs." b9a55183-6e18-474a-9c18-9c7cd1e9d4fa,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|other,46.8,0001170010-19-000040,10-K,properties,0001170010,KMX,CARMAX INC,2019-04-19,october,548,3268,True,1.0,"We conduct our retail vehicle operations primarily in two formats – production and non-production stores. Production stores are those locations at which vehicle reconditioning is performed. Production stores have more service bays and require additional space for reconditioning activities and, therefore, are generally larger than non-production stores. In determining whether to construct a production or a non-production store on a given site, we take several factors into account, including the anticipated long-term regional reconditioning needs and the available acreage of the sites in that market. As a result, some stores that are constructed to accommodate reconditioning activities may initially be operated as non-production stores until we expand our presence in that market. We also have production and non-production stores that operate in Metropolitan Statistical Areas (“MSAs”) of less than 600,000 people, which we define as small markets. Some of these stores also have a smaller footprint compared with our stores in larger markets. U SED C AR S TORES B Y F ORMAT AS OF F EBRUARY 28, 2019 Production Stores Non-production Stores Store count 98 105 Store location size generally 10 - 25 acres generally 4 - 12 acres Stores located in small MSAs 11 35 As of February 28, 2019 , we operated 76 wholesale auctions, most of which were located at production stores. Stores at which auctions are conducted generally have additional space to store wholesale inventory. U SED C AR S TORES B Y S TATE AS OF F EBRUARY 28, 2019 State Count State Count Alabama 5 Missouri 3 Arizona 3 Nebraska 1 California 25 Nevada 4 Colorado 6 New Hampshire 1 Connecticut 3 New Jersey 2 Delaware 1 New Mexico 2 Florida 19 New York 3 Georgia 10 North Carolina 11 Idaho 1 Ohio 5 Illinois 9 Oklahoma 3 Indiana 2 Oregon 2 Iowa 1 Pennsylvania 4 Kansas 2 Rhode Island 1 Kentucky 2 South Carolina 4 Louisiana 4 Tennessee 8 Maine 1 Texas 19 Maryland 7 Utah 1 Massachusetts 4 Virginia 10 Michigan 1 Washington 5 Min" f021c633-1a4f-47b8-9980-d200a587fae1,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|other,46.8,0000950123-10-018178,10-K,properties,0001013934,STRA,STRATEGIC EDUCATION,2010-02-26,october,159,1082,True,1.0,"We lease our campus and administrative facilities except for five campus facilities which we own. Our campuses are located in Alabama, Arkansas, Delaware, Florida, Georgia, Kentucky, Louisiana, Maryland, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, West Virginia, and Washington, D.C., and our Corporate Headquarters is located in Virginia. Our leases generally range from five to 10 years with one to two renewal options for extended terms. As of December 31, 2009, we leased 86 campus and administrative facilities consisting of approximately 1,440,000 square feet. The facilities that we own consist of approximately 110,000 square feet. We evaluate current utilization of our facilities and projected enrollment growth to determine facility needs. We anticipate that approximately an additional 200,000 square feet will be leased in 2010. We also entered into a lease for approximately 140,000 square feet in Herndon, Virginia for our Corporate Headquarters. Occupancy of the space will be staggered over the next two years." fc4f1759-0a8f-48c6-84fc-928cbd1fb312,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|other,46.8,0000356309-21-000095,10-K,properties,0000356309,NJR,NEW JERSEY RESOURCES CORP,2021-11-18,october,717,4723,True,1.0,"(Continued) Energy Services Segment As of September 30, 2021, Energy Services leases office space in Wall Township, New Jersey; Charlotte, North Carolina; and Allentown, Pennsylvania. Storage and Transportation Segment As of September 30, 2021, Adelphia Gateway owns approximately 11.1 acres of land in Delaware County, Pennsylvania, 21.5 acres in Bucks County, Pennsylvania, 121.1 acres in Northampton County, Pennsylvania and 44.9 acres in Montgomery County, Pennsylvania and leases office space in Wall Township, New Jersey. Leaf River owns 43.94 acres of land and a 5,000 square foot building in Smith County, Mississippi, 65.4 acres in Jasper County, Mississippi and 3.53 acres in Clarke County, Mississippi and leases office space in Houston, Texas. All Other Business Operations As of September 30, 2021, CR&R’s real estate portfolio consisted of 23 acres of undeveloped land in Atlantic County, New Jersey. NJRHS leases service centers in Dover, New Jersey and Wall Township, New Jersey. NJR Service Corporation leases office space in Red Bank, New Jersey. ITEM 3. LEGAL PROCEEDINGS Manufactured Gas Plant Remediation NJNG is responsible for the remedial cleanup of certain former MGP sites, dating back to gas operations in the late 1800s and early 1900s, which contain contaminated residues from former gas manufacturing operations. NJNG is currently involved in administrative proceedings with the NJDEP and participating in various studies and investigations by outside consultants, to determine the nature and extent of any such contaminated residues and to develop appropriate programs of remedial action, where warranted, under NJDEP regulations. NJNG periodically, and at least annually, performs an environmental review of former MGP sites located in Atlantic Highlands, Berkeley, Long Branch, Manchester, Toms River, Freehold and Aberdeen, New Jersey, including a review of potential liability for investigation and remedial action. NJNG estimated at the time of the most recent rev" 023f1a88-2101-4079-96f5-c7e17623f1ca,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|technology-type,14.7,0001574085-26-000038,10-K,properties,0001574085,BHR,BRAEMAR HOTELS RESORTS INC,2026-03-12,october,450,2649,True,1.0,"Offices We lease our headquarters located at 14185 Dallas Parkway, Suite 1200, Dallas, Texas 75254. 75 Hotel Properties As of December 31, 2025, we held ownership interests in 13 hotel properties that were included in our consolidated operations, which included direct ownership in 13 hotel properties. Eleven of our hotel properties are located in the United States, one is located in Puerto Rico and one is located in the U.S. Virgin Islands. The following table presents certain information related to our hotel properties as of December 31, 2025: Hotel Property Location Total Rooms % Owned Owned Rooms Occupancy ADR RevPAR Fee Simple Properties Capital Hilton(1) Washington, D.C. 559 100 % 559 74.32 % $ 273.86 $ 203.54 The Notary Hotel Philadelphia, PA 499 100 % 499 65.16 % 229.99 149.86 Sofitel Chicago Magnificent Mile Chicago, IL 415 100 % 415 69.83 % 261.73 182.76 Pier House Resort & Spa Key West, FL 142 100 % 142 74.09 % 607.54 450.15 The Ritz-Carlton St. Thomas St. Thomas, USVI 180 100 % 180 60.60 % 1,060.23 642.45 Park Hyatt Beaver Creek Resort & Spa Beaver Creek, CO 193 100 % 193 47.03 % 691.30 325.12 Hotel Yountville Yountville, CA 80 100 % 80 54.34 % 638.09 346.75 The Ritz-Carlton Sarasota Sarasota, FL 276 100 % 276 65.88 % 554.04 365.00 The Ritz-Carlton Lake Tahoe(2) Truckee, CA 170 100 % 170 54.09 % 758.59 410.31 Cameo Beverly Hills(3) Los Angeles, CA 143 100 % 143 52.63 % 280.09 147.41 The Ritz-Carlton Reserve Dorado Beach(4) Dorado, Puerto Rico 96 100 % 96 67.48 % 2,195.81 1,481.67 Four Seasons Resort Scottsdale Scottsdale, AZ 210 100 % 210 60.22 % 867.26 522.22 Ground Lease Property(5) Bardessono Hotel and Spa(6) Yountville, CA 65 100 % 65 67.15 % 965.02 648.00 Total 3,028 3,028 67.37 % $ 410.00 $ 276.21 ________ (1) The hotel was 75% majority owned by Braemar through November 2025. (2) The above information does not include the operations of the voluntary rental program with respect to condominium units not owned by the Company. (3) Includes 138 hotel roo" 04724ddc-f32a-4517-83f3-1a9015edd24c,holdout,True,productive,10-K other|october|shown>=0.9|conf>0.7|technology-type,14.7,0001437749-26-005316,10-K,quantitative_disclosures,0001287213,PLOW,DOUGLAS DYNAMICS INC,2026-02-24,october,903,5605,True,1.0,"and Qualitative Disclosures About Market Risk Quantitative and Qualitative Disclosures About Market Risk We do not use financial instruments for speculative trading purposes, and do not hold any derivative financial instruments that could expose us to significant market risk. Our primary market risk exposures are changes in interest rates and steel price fluctuations. Interest Rate Risk We are exposed to market risk primarily from changes in interest rates. Our borrowings, including our term loan and any revolving borrowings under our senior credit facilities, are at variable rates of interest and expose us to interest rate risk. In addition, the interest rate on any revolving borrowings is subject to an increase in the interest rate based on our average daily availability under our revolving credit facility. 45 Table of Contents As of December 31, 2025, we had outstanding borrowings under our term loan of $144.0 million. A hypothetical interest rate change of 1%, 1.5% and 2% on our term loan would have changed interest incurred for the year ended December 31, 2025 by $0.1 million, $0.1 million and $0.1 million, respectively. We are party to interest rate swap agreements to reduce our exposure to interest rate volatility. On June 9, 2021, in conjunction with entering into our Original Credit Agreement, we re-designated our swap. As a result, the swap was recorded at fair value with changes recorded in Accumulated other comprehensive income. The amortization from Accumulated other comprehensive income into earnings from the previous de-designation was been adjusted as of June 9, 2021 to include the de-recognition of previously recognized mark-to-market gains and the amortization of the off-market component as of the re-designation date, and was recognized through the life of the swap. On May 19, 2022, we entered into an interest rate swap agreement to further reduce our exposure to interest rate volatility. The interest rate swap has a notional amount of $125" 223880e8-059c-45dc-8549-9ac465769f12,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|technology-type,14.7,0000096943-25-000031,10-K,business,0000096943,TFX,TELEFLEX,2025-02-28,october,545,3944,True,1.0,"Cyberattacks continue to evolve in sophistication and frequency. Among other things, an attack could impair our ability to interact with customers and suppliers, fulfill orders, generate invoices, collect and make payments, ship products, provide support to customers, fulfill contractual obligations and otherwise perform business functions. Management has implemented a program (“Program”), which is part of our overall Enterprise Risk Management system, focused on the assessment, identification, and management of material risks associated with cybersecurity threats. The Program was developed and is managed by our Vice President of Information Security and Privacy (CISSP, CISM and CISA) with oversight from the Chief Information Officer . Both leaders collectively have over 60 years of technology risk and cybersecurity work experience supporting multiple life science organizations. The Program is also closely aligned with the Legal and Global Compliance organizations to oversee adherence with legal, regulatory and contractual requirements from an information security and data privacy perspective . Industry standard frameworks including International Organization of Standardization (ISO)/27001 and National Institute of Standards and Technology (NIST) are the foundation of the Program, which includes but is not limited to the fundamental security principles of least privilege access, event monitoring, vulnerability management, education, third-party risk management and incident response. The Program leverages external subject-matter experts that assist with identifying and remediating security risks present in our environment through threat hunting and vulnerability/control testing with a focus on the latest attack vectors. These external experts bring to bear risk mitigation tactics based on current threats observed across multiple organizations with similar risk profiles. Key Program activities include: • Annual risk assessment to evaluate our profile against cyber r" 521bd775-bf6f-4516-8727-bbcd05536182,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|technology-type,14.7,0001193125-11-051389,10-K,quantitative_disclosures,0001045450,EPR,EPR PROPERTIES REIT,2011-03-01,october,970,5760,True,1.0,"and Qualitative Disclosures About Market Risk We are exposed to market risks, primarily relating to potential losses due to changes in interest rates and foreign currency exchange rates. We seek to mitigate the effects of fluctuations in interest rates by matching the term of new investments with new long-term fixed rate borrowings whenever possible. We also have a $320.0 million unsecured revolving credit facility with $142.0 million outstanding as of December 31, 2010, term loans with an aggregate of $86.3 million outstanding as of December 31, 2010 (which were paid in full on February 7, 2011) and a $10.7 million bond, all of which bear interest at a floating rate. As further described in Note 14 to the consolidated financial statements in this Annual Report on Form 10-K, $83.0 million of the term loans were LIBOR based debt that had been converted to a fixed rate with six interest rate swaps. These interest rate swap agreements were settled in connection with the prepayment of the related loans. We are subject to risks associated with debt financing, including the risk that existing indebtedness may not be refinanced or that the terms of such refinancing may not be as favorable as the terms of current indebtedness. The majority of our borrowings are subject to mortgages or contractual agreements which limit the amount of indebtedness we may incur. Accordingly, if we are unable to raise additional equity or borrow money due to these limitations, our ability to make additional real estate investments may be limited. The fair value of our debt as of December 31, 2010 and 2009 is estimated by discounting the future cash flows of each instrument using current market rates including current market spreads. The following table presents the principal amounts, weighted average interest rates, and other terms required by year of expected maturity to evaluate the expected cash flows and sensitivity to interest rate changes as of December 31 (including the impact of the" ab99c563-738b-4234-958b-2b11af91099f,holdout,False,productive,10-K other|october|shown>=0.9|conf>0.7|technology-type,14.7,0001424929-26-000012,10-K,business,0001424929,FOXF,FOX FACTORY HOLDING,2026-02-27,october,579,4132,True,1.0,"We developed and implemented a cybersecurity risk management program intended to protect the confidentiality, integrity, and availability of our critical systems and information. Our cybersecurity risk management program is integrated into our overall enterprise risk management program and shares common methodologies, reporting channels, and governance processes that apply across other legal, strategic, operational, and financial risk areas. Risk Management and Strategy Our cybersecurity risk management program includes: • policies, processes, and tools designed to identify, assess, and mitigate cyber risks across all aspects of our operations; • a cybersecurity team principally responsible for managing our cybersecurity risk assessment processes , our security controls, and our response to cybersecurity incidents (as such term is used and defined in Item 106(a) of Regulation S-K, as amended and supplemented, of the Securities Act (“Regulation S-K”)); • the use of external service providers , where appropriate, to assess, test, monitor, or otherwise assist with aspects of our cybersecurity controls; • cybersecurity awareness training for our employees and contractors; and • a Cybersecurity Incident Response Plan that includes procedures for responding to cybersecurity incidents. Governance Our Board of Directors has ultimate oversight of cybersecurity risk, which it manages as part of our enterprise risk management program while our executive officers are responsible for the day-to-day management of the material risks we face. Our Board of Directors administers its cybersecurity risk oversight function directly, as well as through the Audit Committee of the Board of Directors, and receives regular updates on relevant information regarding cybersecurity. The Audit Committee receives regular reports from management on our Company's cybersecurity risks and activities, including but not limited to any recent cybersecurity incidents and related responses, and any cyberse" 59694c15-99ef-4420-9e2f-688df9e0909a,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,2.7,0001174922-25-000084,10-Q,md_and_a,0001174922,WYNN,Wynn Resorts,2025-05-06,june,3818,23536,True,0.2567,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with, and is qualified in its entirety by, the unaudited condensed consolidated financial statements and the notes thereto included elsewhere in this Quarterly Report on Form 10-Q and the audited consolidated financial statements appearing in our Annual Report on Form 10-K for the year ended December 31, 2024. Unless the context otherwise requires, all references herein to the ""Company,"" ""we,"" ""us,"" or ""our,"" or similar terms, refer to Wynn Resorts, Limited, a Nevada corporation, and its consolidated subsidiaries. This discussion and analysis contains forward-looking statements. Please refer to the section below entitled ""Forward-Looking Statements."" Forward-Looking Statements We make forward-looking statements in this Quarterly Report on Form 10-Q based upon the beliefs and assumptions of our management and on information currently available to us. Forward-looking statements include, but are not limited to, information about our business strategy, development activities, competition and possible or assumed future results of operations, throughout this report and are often preceded by, followed by or include the words ""may,"" ""will,"" ""should,"" ""would,"" ""could,"" ""believe,"" ""expect,"" ""anticipate,"" ""estimate,"" ""intend,"" ""plan,"" ""continue"" or the negative of these terms or similar expressions. Forward-looking statements are subject to a number of risks and uncertainties that could cause actual results to differ materially from those we express in these forward-looking statements, including the risks and uncertainties in Item 1A — ""Risk Factors"" of our Annual Report on Form 10-K for the year ended December 31, 2024 and other factors we describe from time to time in our periodic filings with the Securities and Exchange Commission (""SEC""), such as: • extensive regulation of our business and the cost of compliance or failure to comply with applicabl" 77d1fae1-a723-4e54-b3c6-0de879d08fa4,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,2.7,0000105770-16-000071,10-Q,md_and_a,0000105770,WST,West Pharmaceutical Services,2016-05-06,june,4951,32208,True,0.2713,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OVERVIEW The following discussion is intended to further the reader’s understanding of the consolidated financial condition and results of operations of our Company. It should be read in conjunction with Management’s Discussion and Analysis of Financial Condition and Results of Operations and the consolidated financial statements and accompanying notes included in our 2015 Annual Report. These historical financial statements may not be indicative of our future performance. This Management’s Discussion and Analysis of Financial Condition and Results of Operations contains a number of forward-looking statements, all of which are based on our current expectations and could be affected by the uncertainties and risks discussed in Part I, Item 1A of our 2015 Annual Report and in Part II, Item 1A of this Quarterly Report on Form 10-Q (“Form 10-Q”). Throughout this section, references to “Notes” refer to the footnotes to our condensed consolidated financial statements (unaudited) in Part I, Item 1 of this Form 10-Q, unless otherwise indicated. Non-GAAP Financial Measures For the purpose of aiding the comparison of our year-over-year results, we may refer to net sales and other financial results excluding the effects of changes in foreign currency exchange rates. The constant-currency amounts are calculated by translating the current year’s functional currency results at the prior-year period’s exchange rate. We may also refer to consolidated operating profit and consolidated operating profit margin excluding the effects of unallocated items. The re-measured results excluding effects from currency translation and excluding the effects of unallocated items are not in conformity with U.S. GAAP and should not be used as a substitute for the comparable U.S. GAAP financial measures. The non-U.S. GAAP financial measures are incorporated into our discussion and analysis as management uses them in evaluating ou" 857500b8-732a-4e86-8c48-8db647056492,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,2.7,0001193125-13-243027,10-Q,md_and_a,0000109198,TJX,TJX Companies,2013-05-31,june,4145,25718,True,0.2597,"Discussion and Analysis of Financial Condition and Results of Operations The Thirteen Weeks (first quarter) Ended May 4, 2013 Compared to The Thirteen Weeks (first quarter) Ended April 28, 2012 Overview We are the largest off-price retailer of apparel and home fashions in the U.S. and worldwide. We sell a rapidly changing assortment of apparel, home fashions and other merchandise at prices generally 20% to 60% below department and specialty store regular prices, every day. We operate over 3,000 stores through our four segments: in the U.S., Marmaxx (which operates T.J. Maxx and Marshalls) and HomeGoods; TJX Canada (which operates Winners, HomeSense and Marshalls in Canada); and TJX Europe (which operates T.K. Maxx and HomeSense in Europe). Results of Operations We reported same store sales gains and strong earnings per share growth for the first quarter of fiscal 2014. These results were obtained over a very strong first quarter last year which provided the most challenging year-over-year comparisons of the prior fiscal year. Segment profit also increased at all our divisions for the fiscal 2014 first quarter over last year. We achieved these results despite the unfavorable weather in many of our U.S., Canadian and European regions for much of the quarter. Our flexible business model and tight inventory control helped to limit markdowns and maintain solid merchandise margins. With our broad geographic reach and diverse mix of merchandise, our results benefited from geographies and merchandise categories not affected by the weather. Highlights of our financial performance for the first quarter of fiscal 2014 include the following: • Same store sales increased 2% in the first quarter of fiscal 2014 over an increase of 8% in the fiscal 2013 first quarter. The fiscal 2014 increase was driven by an increase in the value of the average transaction along with a slight increase in customer traffic. • Net sales increased 7% to $6.2 billion for the fiscal 2014 first " 8e15f9e3-9658-4ff7-94e8-74cdddcae68f,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,2.7,0000097476-19-000009,10-Q,md_and_a,0000097476,TXN,Texas Instruments,2019-10-31,june,2656,16770,True,0.3874,"discussion and analysis of financial condition and results of operations Overview We design, make and sell semiconductors to electronics designers and manufacturers all over the world. Our business model is designed around the following four sustainable competitive advantages that we believe, in combination, put us in a unique class of companies: • A strong foundation of manufacturing and technology. We invest in manufacturing technologies and do most of our manufacturing in-house. This strategic decision to directly control our manufacturing helps ensure a consistent supply of products for our customers and also allows us to invest in technology that differentiates the features of our products. We have focused on creating a competitive manufacturing cost advantage by investing in our advanced analog 300-millimeter capacity, which has about a 40% cost advantage per unpackaged chip over 200-millimeter. To strengthen this advantage, we are planning our next phase of 300-millimeter capacity expansion as 300-millimeter wafers will continue to support the majority of our Analog growth. • Broad portfolio of differentiated analog and embedded processing semiconductors. Our customers need multiple chips for their systems. The breadth of our portfolio means we can meet more of these needs than our competitors can, which gives us access to more customers and the opportunity to sell more products and generate more revenue per customer system. We invest more than $1 billion each year to develop new products for our portfolio, which includes tens of thousands of products. • Broadest reach of market channels. Customers often begin their initial product selection process and design-in journey on our website, and the breadth of our portfolio attracts more customers to our website than any of our competitors’ websites. Our web presence, combined with our global sales force that is also greater in size than those of our competitors, are advantages that give us unique access to about " f3b7828b-fcb3-4b6e-afdd-ad246bb03eb9,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|capex-type,2.7,0001628280-19-007432,10-Q,md_and_a,0000109198,TJX,TJX Companies,2019-05-31,june,4771,29864,True,0.2532,"Discussion and Analysis of Financial Condition and Results of Operations The Thirteen Weeks ( first quarter) Ended May 4, 2019 Compared to The Thirteen Weeks ( first quarter) Ended May 5, 2018 OVERVIEW We are the leading off-price apparel and home fashions retailer in the U.S. and worldwide. We sell a rapidly changing assortment of apparel, home fashions and other merchandise at prices generally 20% to 60% below full-price retailers’ (including department, specialty and major online retailers) regular prices on comparable merchandise, every day. We operate nearly 4,400 stores through our four main segments: in the U.S., Marmaxx (which operates T.J. Maxx, Marshalls and tjmaxx.com) and HomeGoods (which operates HomeGoods and Homesense); TJX Canada (which operates Winners, HomeSense and Marshalls in Canada); and TJX International (which operates T.K. Maxx, Homesense and tkmaxx.com in Europe, and T.K. Maxx in Australia). In addition to our four main segments, Sierra operates sierra.com and retail stores in the U.S. The results of Sierra are included in the Marmaxx segment. RESULTS OF OPERATIONS Overview of our financial performance for the quarter ended May 4, 2019 : – Net sales increased7%to$9.3 billionfor thefirstquarter offiscal 2020over last year’sfirstquarter sales of$8.7 billion. AtMay 4, 2019, the number of stores in operation increased6%and selling square footage increased4%compared to the end of the fiscal2019firstquarter. – Comp sales increased5%for thefirstquarter offiscal 2020over an increase of3%for the comparable period last year endedMay 5, 2018. Customer traffic was the primary driver of the comp sales increase and was up at all four major segments. – Diluted earnings per share for thefirstquarter offiscal 2020were$0.57versus$0.56per share in thefirstquarter of fiscal2019. – Our pre-tax margin (the ratio of pre-tax income to net sales) for thefirstquarter of fiscal2020was10.1%, a0.9percentage point decrease compared with11.0%in thefirstquarter of fisca" 71fcfe47-ad62-4992-80fc-20b598375e1e,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0001437749-24-014064,10-Q,md_and_a,0001442145,VRSK,Verisk Analytics,2024-05-01,june,4938,31787,True,0.2521,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with our historical financial statements and the related notes included in our annual report on Form 10-K (""2023 10-K"") dated and filed with the Securities and Exchange Commission on February 21, 2024. This discussion contains forward-looking statements that involve risks and uncertainties. Our actual results may differ materially from those discussed in or implied by any of the forward-looking statements as a result of various factors, including but not limited to those listed under ""Risk Factors"" and ""Special Note Regarding Forward Looking Statements"" in our 2023 Form 10-K and those listed under Item 1A in Part II of this quarterly report on Form 10-Q. We are a leading data analytics provider serving clients in the insurance markets. Using advanced technologies to collect and analyze billions of records, we draw on unique data assets and deep domain expertise to provide innovations that may be integrated into client workflows. We offer predictive analytics and decision support solutions to clients in rating, underwriting, claims, catastrophe and weather risk, global risk analytics, and many other fields. In the U.S., and around the world, we help clients protect people, property, and financial assets. Our clients use our solutions to make better decisions about risk and opportunities with greater efficiency and discipline. We refer to these products and services as “solutions” due to the integration among our services and the flexibility that enables our clients to purchase components or the comprehensive package. These solutions take various forms, including data, statistical models, or tailored analytics, all designed to allow our clients to make more logical decisions. We believe our solutions for analyzing risk positively impact our clients’ revenues and help them better manage their costs. On February 1, 2023, we completed the s" 88772ea7-0d32-4399-933a-4e10b5feeefd,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000105770-23-000023,10-Q,md_and_a,0000105770,WST,West Pharmaceutical Services,2023-04-27,june,4992,32919,True,0.2896,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OVERVIEW The following discussion is intended to further the reader’s understanding of the consolidated financial condition and results of operations of our Company. It should be read in conjunction with our condensed consolidated financial statements and accompanying notes elsewhere in this Quarterly Report on Form 10-Q (“Form 10-Q”) as well as Management’s Discussion and Analysis of Financial Condition and Results of Operations and the consolidated financial statements and accompanying notes included in our 2022 Annual Report. Our historical financial statements may not be indicative of our future performance. This Management’s Discussion and Analysis of Financial Condition and Results of Operations contains a number of forward-looking statements, all of which are based on our current expectations and could be affected by the uncertainties and risks discussed in Part I, Item 1A of our 2022 Annual Report and in Part II, Item 1A of this Form 10-Q. Throughout this section, references to “Notes” refer to the notes to our condensed consolidated financial statements (unaudited) in Part I, Item 1 of this Form 10-Q, unless otherwise indicated. 23 Table of Contents Non-U.S. GAAP Financial Measures For the purpose of aiding the comparison of our year-over-year results, we may refer to net sales and other financial results excluding the effects of changes in foreign currency exchange rates. Organic net sales exclude the impact from acquisitions and/or divestitures and translate the current-period reported sales of subsidiaries whose functional currency is other than USD at the applicable foreign exchange rates in effect during the comparable prior-year period. We may also refer to adjusted consolidated operating profit and adjusted consolidated operating profit margin, which exclude the effects of unallocated items. The unallocated items are not representative of ongoing operations, and generally includ" 9c09adbe-6c17-4151-954b-03f8f47feb83,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000310764-17-000164,10-Q,md_and_a,0000310764,SYK,Stryker Corporation,2017-10-27,june,5600,34011,True,0.2518,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS ABOUT STRYKER Stryker Corporation is a global leader in medical technology with net sales of $11,325 and net earnings of $1,647 in 2016 . We offer a diverse array of innovative medical technologies, including orthopaedic, medical and surgical, and neurotechnology and spine products, to help people lead more active and satisfying lives. We segregate our operations into three reportable business segments: Orthopaedics, MedSurg, and Neurotechnology and Spine. Orthopaedics products consist primarily of implants used in hip and knee joint replacements and trauma and extremities surgeries. MedSurg products include surgical equipment and surgical navigation systems (Instruments), endoscopic and communications systems (Endoscopy), patient handling and emergency medical equipment, and intensive care disposable products (Medical), reprocessed and remanufactured medical devices (Sustainability) and other medical device products used in a variety of medical specialties. Neurotechnology and Spine products include neurosurgical, neurovascular and spinal implant devices. Overview of the Three and Nine Months In the three months 2017 we achieved sales growth of 6.1% . Excluding the impact of acquisitions, sales grew 5.5% in constant currency, in line with our goal to grow organic sales at the high-end of the medical technology industry. We reported net earnings of $434 in the three months and achieved 21.3% growth in net earnings per diluted share. Excluding the impact of certain items, we achieved adjusted net earnings (1) of $578 and growth of 9.4% in adjusted net earnings per diluted share (1) . In the nine months 2017 we achieved sales growth of 9.9% . Excluding the impact of acquisitions, sales grew 6.7% in constant currency, in line with our goal to grow organic sales at the high-end of the medical technology industry. We reported net earnings of $1,269 in the nine months and achieved 11.0% growth in n" f28ed30c-fc70-465b-81f4-6da4e8503ef8,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000310764-16-000320,10-Q,md_and_a,0000310764,SYK,Stryker Corporation,2016-04-22,june,3978,24883,True,0.2626,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS ABOUT STRYKER Stryker Corporation is a global leader in medical technology with 2015 revenues of $9,946 and net earnings of $1,439. We offer a diverse array of innovative medical technologies including orthopaedic, medical and surgical, and neurotechnology and spine products to help people lead more active and satisfying lives. We segregate our operations into three reportable business segments: Orthopaedics, MedSurg, and Neurotechnology and Spine. Orthopaedics products consist primarily of implants used in hip and knee joint replacements and trauma and extremities surgeries. MedSurg products include surgical equipment and surgical navigation systems (Instruments); endoscopic and communications systems (Endoscopy); patient handling and emergency medical equipment (Medical); and reprocessed and remanufactured medical devices (Sustainability) as well as other medical device products used in a variety of medical specialties. Neurotechnology and Spine products include both neurosurgical and neurovascular devices. Overview of the Three Months 2016 In the three months 2016 we achieved sales growth of 4.9% and 6.1% in constant currency. We reported net earnings per diluted share of $1.07 in the three months 2016 and achieved an 11.7% growth in adjusted net earnings per diluted share (see page 11 for a reconciliation of reported net earnings per diluted share to adjusted net earnings per diluted share). Recent Developments In January 2016 we announced that William R. Jellison elected to retire from his role as Vice President, Chief Financial Officer effective April 1, 2016. Glenn S. Boehnlein, who previously served as our Group Vice President, Chief Financial Officer for MedSurg and Neurotechnology, has been promoted to Vice President, Chief Financial Officer effective April 1, 2016. In February 2016 we announced an agreement to acquire Sage Products Holdings II, LLC (Sage) for approximately $2,775. S" fe07d78a-384f-41cf-b7b8-ca8a8bf97821,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000277135-12-000031,10-Q,md_and_a,0000277135,GWW,W. W. Grainger,2012-07-26,june,3929,24970,True,0.3188,"Grainger is a broad-line distributor of maintenance, repair and operating supplies, and other related products and services used by businesses and institutions. Grainger’s operations are primarily in the United States and Canada, with an expanding presence in Europe, Asia and Latin America. Grainger uses a multichannel business model to provide customers with a range of options for finding and purchasing products utilizing sales representatives, catalogs and direct marketing materials and eCommerce. Grainger serves approximately 2.0 million customers worldwide through a network of highly integrated branches, distribution centers, multiple websites and export services. Business Environment Several economic factors and industry trends tend to shape Grainger’s business environment. The overall economy and leading economic indicators provide insight into anticipated Company performance for the near term and help in forming the development of projections. Historically, Grainger’s sales trends have tended to correlate with industrial production and non-farm payrolls. According to the Federal Reserve, overall industrial production increased 4.7% from June 2011 to June 2012 . This improvement has positively affected Grainger’s sales growth for the six months of 2012 . In July 2012 , Consensus Forecasts-USA projected 2012 Industrial Production growth of 4.2% and GDP growth of 2.1% for the United States. In addition, Consensus Forecasts-USA projected 2012 GDP growth of 2.1% for Canada. The light and heavy manufacturing customer end-markets have historically correlated with manufacturing employment levels and manufacturing output. According to the United States Department of Labor, manufacturing output increased 1.1% from June 2011 to June 2012 while manufacturing employment levels increased 1.9% . Grainger’s heavy and light manufacturing customer end-markets outperformed these indicators as sales to these customer end-markets increased in the low double digits and high sing" 56856b36-ac4f-4e84-8b48-d58eee5b9147,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|other,2.0,0001564590-15-006014,10-Q,md_and_a,0000097476,TXN,Texas Instruments,2015-08-04,june,2747,17387,True,0.4422,"discussion and analysis of financial condition and results of operations. Overview We design, make and sell semiconductors to electronics designers and manufacturers all over the world. Our business model is carefully constructed around the following attributes: · Industry’s broadest portfolio of differentiated analog and embedded processingsemiconductors.Our customers’ design engineers need at least one, and most times multiple, chips for their systems. The breadth of our portfolio means we can solve more of these needs than can our competitors, which gives us access to more customers and the opportunity to generate more revenue per system. We invest more than $1 billion each year to develop new products for our portfolio. · A strong foundation of manufacturing technology and low-cost production.We invest in manufacturing technologies that differentiate the features of our semiconductors, and we do most of our own production in-house, as opposed to outsourcing it. This ability to directly control our manufacturing helps ensure a consistent supply of products for our customers. We produce billions of semiconductors each year on a mixture of 150-, 200- and 300-millimeter wafers, and we are able to keep costs low for manufacturing facilities and equipment because our analog and much of our embedded processing semiconductors can be made using mature assets that we acquire ahead of demand when their prices are most attractive. In 2014, we produced approximately 25 percent of our Analog semiconductors on 300-millimeter wafers, the industry’s largest wafers, which have a 40 percent cost advantage per unpackaged chip over 200-millimeter wafers. The majority of our future Analog growth will be produced on 300-millimeter wafers, which will be meaningful to the growth of our margins and cash flow over the long term. · Industry’s largest market channels.Our global sales force is larger than those of our competitors, and the breadth of our portfolio attracts tens of millio" b83310b5-cce1-4c07-9ae2-ec9178a8dd80,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|other,2.0,0001564590-16-017570,10-Q,md_and_a,0000097476,TXN,Texas Instruments,2016-05-04,june,2347,15068,True,0.4729,"discussion and analysis of financial condition and results of operations. Overview We design, make and sell semiconductors to electronics designers and manufacturers all over the world. Our business model is carefully constructed around the following attributes: · Industry’s broadest portfolio of differentiated analog and embedded processingsemiconductors.Our customers’ design engineers need at least one, and most times multiple, chips for their systems. The breadth of our portfolio means we can solve more of these needs than can our competitors, which gives us access to more customers and the opportunity to generate more revenue per system. We invest more than $1 billion each year to develop new products for our portfolio. · A strong foundation of manufacturing technology and low-cost production.We invest in manufacturing technologies that differentiate the features of our semiconductors, and we do most of our own production in-house, as opposed to outsourcing it. This ability to directly control our manufacturing helps ensure a consistent supply of products for our customers. We produce billions of semiconductors each year on a mixture of 150-, 200- and 300-millimeter wafers, and we are able to keep costs low for manufacturing facilities and equipment because our analog and much of our embedded processing semiconductors can be made using mature assets that we acquire ahead of demand when their prices are most attractive. In 2015, we produced approximately 25 percent of our Analog semiconductors on 300-millimeter wafers, the industry’s largest wafers, which have a 40 percent cost advantage per unpackaged chip over 200-millimeter wafers. The majority of our future Analog growth will be produced on 300-millimeter wafers, which will be meaningful to the growth of our margins and cash flow over the long term. · Industry’s largest market channels.Our global sales force is larger than those of our competitors, and the breadth of our portfolio attracts tens of millio" b8d74b1a-dad2-44c3-ad8d-d93d94b4fa06,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|other,2.0,0001193125-13-427567,10-Q,md_and_a,0000877212,ZBRA,Zebra Technologies,2013-11-05,june,2921,18689,True,0.278,"Discussion and Analysis of Financial Condition and Results of Operations Results of Operations: Third Quarter of 2013 versus Third Quarter of 2012 Consolidated Results of Operations (Amounts in thousands, except percentages): Three Months Ended September 28,2013 September 29,2012 PercentChange Percent ofNet Sales - 2013 Percent ofNet Sales - 2012 Net sales Net sales of tangible products $ 249,919 $ 239,786 4.2 94.8 95.1 Revenue from services & software 13,604 12,251 11.0 5.2 4.9 Total net sales 263,523 252,037 4.6 100.0 100.0 Cost of Sales Cost of sales of tangible products 128,191 118,751 7.9 48.6 47.1 Cost of services & software 6,722 6,362 5.7 2.6 2.5 Total cost of sales 134,913 125,113 7.8 51.2 49.6 Gross profit 128,610 126,924 1.3 48.8 50.4 Operating expenses 81,841 88,159 (7.2 ) 31.1 35.0 Operating income 46,769 38,765 20.6 17.7 15.4 Other income 372 (267 ) N/M 0.1 (0.1 ) Income from continuing operations before income taxes 47,141 38,498 22.5 17.8 15.3 Income taxes 8,541 11,917 (28.3 ) 3.2 4.7 Income from continuing operations 38,600 26,581 45.2 14.6 10.6 Income from discontinued operations, net of tax 0 516 N/M 0.0 0.2 Net income $ 38,600 $ 27,097 42.5 14.6 10.8 Diluted earnings per share: Income from continuing operations $ 0.76 $ 0.51 49.0 Income from discontinued operations 0.00 0.01 N/M Net income $ 0.76 $ 0.52 46.2 Consolidated Results of Operations – Third quarter Sales Net sales for the third quarter of 2013 compared with the corresponding 2012 quarter, increased 4.6% primarily from increased sales of supplies, aftermarket parts and services. Organic growth of Zebra’s label and wristband business played a significant role in the increase of supplies sales. Sales by product category were as follows (amounts in thousands, except percentages): Three Months Ended ProductCategory September 28, 2013 September 29, 2012 PercentChange Percent ofNet Sales 2013 Percent ofNet Sales 2012 Hardware $ 186,721 $ 183,053 2.0 70.8 72.6 Supplies 61,897 55,423 11" c5b1ad2d-2261-4896-9e38-71c9c6080543,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|other,2.0,0000277135-26-000053,10-Q,md_and_a,0000277135,GWW,W. W. Grainger,2026-05-07,june,4041,26307,True,0.2592,"Discussion and Analysis of Financial Condition and Results of Operations The following Management’s Discussion and Analysis (MD&A) of Financial Condition and Results of Operations is intended to help the reader understand the results of operations and financial condition of W.W. Grainger, Inc. (Grainger or Company) as it is viewed by management of the Company. The following discussion should be read in conjunction with the Consolidated Financial Statements and accompanying notes for the year ended December 31, 2025 included in the Company's 2025 Form 10-K and the Condensed Consolidated Financial Statements and accompanying notes included in Part I, Item 1: Financial Statements of this Form 10-Q. Percentage figures included in this section have not been calculated on the basis of such rounded figures but on the basis of such amounts prior to rounding. For this reason, percentage amounts in this section may vary slightly from those obtained by performing the same calculations using the figures in the Company's Condensed Consolidated Financial Statements or in the associated text. Overview Grainger is a broad line distributor of maintenance, repair and operating (MRO) products and services with operations primarily in North America and Japan. In the fourth quarter of 2025, Grainger exited the U.K. market by completing the sale of the Cromwell business and closing the Zoro U.K. business. Grainger uses a combination of its high-touch solutions and endless assortment businesses to serve its customers worldwide, which rely on Grainger for products and services that enable them to run safe, sustainable and productive operations. Strategic Priorities For a discussion of the Company’s strategic priorities for 2026, see Part 1, Item 1: Business and Part II, Item 7: Management’s Discussion and Analysis of Financial Condition and Results of Operations in the Company’s 2025 Form 10-K. Recent Events Macroeconomic Conditions The global economy continues to experience elevated level" e4e49416-0a84-4a04-89db-eb4bc9f430a1,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|other,2.0,0001564590-17-015153,10-Q,md_and_a,0000097476,TXN,Texas Instruments,2017-08-03,june,3294,21190,True,0.3959,"discussion and analysis of financial condition and results of operations. Overview We design, make and sell semiconductors to electronics designers and manufacturers all over the world. Our business model is carefully constructed around the following attributes: • Industry’s broadest portfolio of differentiated analog and embedded processing semiconductors.Our customers need multiple chips for their systems. The breadth of our portfolio means we can solve more of these needs than can our competitors, which gives us access to more customers and the opportunity to generate more revenue per system. We invest more than $1 billion each year to develop new products for our portfolio. • A strong foundation of manufacturing technology and low-cost production.We invest in manufacturing technologies that differentiate the features of our semiconductors, and we do most of our own production in-house, as opposed to outsourcing it. This ability to directly control our manufacturing helps ensure a consistent supply of products for our customers. We produce billions of semiconductors each year on a mixture of 150-, 200- and 300-millimeter wafers, and we are able to keep costs low for manufacturing facilities and equipment because our Analog and much of our Embedded Processing semiconductors can be made using mature assets that we acquire ahead of demand when their prices are most attractive. In 2016, we increased factory loadings by about 15 percent for our Analog semiconductors on 300-millimeter wafers, which have about a 40 percent cost advantage per unpackaged chip over 200-millimeter wafers. The majority of our Analog growth will be produced on 300-millimeter wafers, which will be meaningful to the growth of our cash flow over the long term. • Industry’s largest market channels.Our global sales force is larger than those of our competitors. The breadth of our portfolio attracts an increasing number of visits to our website, where customers often begin their initial produc" 0507edce-8a68-44e8-90b2-8b93a023301a,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0000277135-13-000029,10-Q,md_and_a,0000277135,GWW,W. W. Grainger,2013-08-01,june,4065,25859,True,0.3265,"Discussion and Analysis of Financial Condition and Results of Operations General Grainger is a broad-line distributor of maintenance, repair and operating supplies, and other related products and services used by businesses and institutions. Grainger’s operations are primarily in the United States and Canada, with an expanding presence in Europe, Asia and Latin America. Grainger uses a multichannel business model to provide customers with a range of options for finding and purchasing products utilizing sales representatives, catalogs and direct marketing materials and eCommerce. Grainger serves approximately 2 million customers worldwide through a network of highly integrated branches, distribution centers, multiple websites and export services. Business Environment Given Grainger's large number of customers and the diverse industries it serves, several economic factors and industry trends tend to shape Grainger’s business environment. The overall economy and leading economic indicators provide general insight into projecting Grainger's growth. Grainger’s sales in the United States and Canada tend to positively correlate with Gross Domestic Product (GDP), Industrial Production, Exports, and Business Investment. In the United States, sales also tend to positively correlate with Business Inventory. The table below provides these estimated indicators for 2013: 2013 Forecasted Growth United States Canada GDP 1.6% 1.7% Industrial Production 2.5% 1.1% Exports 1.8% 2.0% Business Investment 5.2% 2.4% Business Inventory 3.0% — Source: Global Insight (July 2013) According to the Federal Reserve, overall industrial production increased 2.0% from June 2012 to June 2013. This improvement positively affected Grainger's sales growth for the six months of 2013. In addition, according to Bloomberg, crude oil prices have increased from $82 to $96 per barrel, or a 17% increase from June 2012 to June 2013. As oil production represents a large segment of the Canadian economy, fluctuatio" 4484d5c1-49fc-46d6-b081-dfe98d598905,holdout,False,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0000731766-24-000262,10-Q,md_and_a,0000731766,UNH,UnitedHealth Group,2024-08-09,june,5052,33513,True,0.3013,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read together with the accompanying Condensed Consolidated Financial Statements and Notes and with our 2023 10-K, including the Consolidated Financial Statements and Notes included in Part II, Item 8, “Financial Statements and Supplementary Data” in that report. Unless the context indicates otherwise, references to the terms “UnitedHealth Group,” the “Company,” “we,” “our” or “us” used throughout this Management’s Discussion and Analysis of Financial Condition and Results of Operations refer to UnitedHealth Group Incorporated and its consolidated subsidiaries. Readers are cautioned that the statements, estimates, projections or outlook contained in this Management's Discussion and Analysis of Financial Condition and Results of Operations, including discussions regarding financial prospects, economic conditions, trends and uncertainties contained in this Item 2, may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (PSLRA). These forward-looking statements involve risks and uncertainties that may cause our actual results to differ materially from the results discussed or implied in the forward-looking statements. A description of some of the risks and uncertainties is set forth in Part I, Item 1A, “Risk Factors” in our 2023 10-K and in the discussion below. EXECUTIVE OVERVIEW General UnitedHealth Group is a health care and well-being company with a mission to help people live healthier lives and help make the health system work better for everyone. Our two distinct, yet complementary businesses — Optum and UnitedHealthcare — are working to help build a modern, high-performing health system through improved access, affordability, outcomes and experiences for the individuals and organizations we are privileged to serve. We have four reportable segments: • Optum Health; • Optum Insight; • Optum Rx; and" f6972792-8c32-4e21-99ff-2b557ff2af56,holdout,True,productive,10-Q md_and_a|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0000277135-24-000059,10-Q,md_and_a,0000277135,GWW,W. W. Grainger,2024-04-25,june,3801,24629,True,0.2642,"Discussion and Analysis of Financial Condition and Results of Operations The following Management’s Discussion and Analysis (MD&A) of Financial Condition and Results of Operations is intended to help the reader understand the results of operations and financial condition of W.W. Grainger, Inc. (Grainger or Company) as it is viewed by management of the Company. The following discussion should be read in conjunction with the Consolidated Financial Statements and accompanying notes for the year ended December 31, 2023 included in the Company's 2023 Form 10-K and the Condensed Consolidated Financial Statements and accompanying notes included in Part I, Item 1: Financial Statements of this Form 10-Q. Percentage figures included in this section have not been calculated on the basis of such rounded figures but on the basis of such amounts prior to rounding. For this reason, percentage amounts in this section may vary slightly from those obtained by performing the same calculations using the figures in the Company's Condensed Consolidated Financial Statements or in the associated text. Overview Grainger is a broad line, business-to-business distributor of maintenance, repair and operating (MRO) products and services with operations primarily in North America, Japan and the U.K. Grainger uses a combination of its high-touch solutions and endless assortment businesses to serve its customers worldwide, which rely on Grainger for products and services that enable them to run safe, sustainable and productive operations. Strategic Priorities For a discussion of the Company’s strategic priorities for 2024, see Part 1, Item 1: Business and Part II, Item 7: Management’s Discussion and Analysis of Financial Condition and Results of Operations in the Company’s 2023 Form 10-K. Recent Events Macroeconomic Conditions The global economy continues to experience volatile disruptions including to the commodity, labor and transportation markets, arising from a combination of geopolitical even" c09efd2a-a684-4e9a-bce5-126701131e01,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf0.45-0.7|capex-type,1.0,0000107263-19-000014,10-Q,md_and_a,0000107263,WMB,Williams Companies,2019-05-02,june,7487,49088,True,0.0803,"Discussion and Analysis of Financial Condition and Results of Operations General We are an energy infrastructure company focused on connecting North America’s significant hydrocarbon resource plays to growing markets for natural gas and natural gas liquids (NGLs) through our gas pipeline and midstream business. Our operations are located in the United States. Our interstate natural gas pipeline strategy is to create value by maximizing the utilization of our pipeline capacity by providing high quality, low cost transportation of natural gas to large and growing markets. Our gas pipeline businesses’ interstate transmission and storage activities are subject to regulation by the FERC and as such, our rates and charges for the transportation of natural gas in interstate commerce, and the extension, expansion or abandonment of jurisdictional facilities and accounting, among other things, are subject to regulation. The rates are established through the FERC’s ratemaking process. Changes in commodity prices and volumes transported have limited near-term impact on these revenues because the majority of cost of service is recovered through firm capacity reservation charges in transportation rates. The ongoing strategy of our midstream operations is to safely and reliably operate large-scale midstream infrastructure where our assets can be fully utilized and drive low per-unit costs. We focus on consistently attracting new business by providing highly reliable service to our customers. These services include natural gas gathering, processing, treating, and compression, NGL fractionation and transportation, crude oil production handling and transportation, marketing services for NGL, crude oil and natural gas, as well as storage facilities. Prior to our merger with Williams Partners L.P., our previously consolidated master limited partnership, in August 2018, we had one reportable segment, Williams Partners. Beginning in the third-quarter 2018, consistent with the manner in w" 58430ca8-4164-464b-8a24-b310f6571fee,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001628280-22-027500,10-Q,md_and_a,0000943452,WAB,Wabtec,2022-11-01,june,7043,46235,True,0.1462,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with the information in the unaudited condensed consolidated financial statements and notes thereto included herein and Westinghouse Air Brake Technologies Corporation’s Financial Statements and Management’s Discussion and Analysis of Financial Condition and Results of Operations included in its Annual Report on Form 10-K for the year ended December 31, 2021, filed with the Securities and Exchange Commission on February 17, 2022. OVERVIEW Wabtec is one of the world’s largest providers of value-added, technology-based locomotives, equipment, systems, and services for the global freight rail and passenger transit industries, as well as the mining, marine and industrial markets. Our highly engineered products, which are intended to enhance safety, improve productivity and reduce maintenance costs for customers, can be found on most locomotives, freight cars, passenger transit cars and buses around the world. Our core products and services are essential in the safe and efficient operation of freight rail and passenger transit vehicles. Wabtec is a global company with operations in over 50 countries and our products can be found in more than 100 countries throughout the world. In the first nine months of 2022, approximately 55% of the Company’s net sales came from customers outside the United States. Business Update The unfavorable global economic conditions driven by the impacts of the COVID-19 pandemic and supply chain disruptions, and further intensified by the Russian invasion of Ukraine, continue to have an adverse impact on our operations and business results. Impacts for the three and nine months ended September 30, 2022 and 2021, are discussed in more detail in the Results of Operations section below. Supply chain disruptions and labor availability have caused component, raw material and chip shortages resulting in an adverse effect on t" 9198f585-29b8-465e-9b69-de463ce9b99b,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001628280-21-008066,10-Q,md_and_a,0000943452,WAB,Wabtec,2021-04-29,june,5611,37005,True,0.1833,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with the information in the unaudited condensed consolidated financial statements and notes thereto included herein and Westinghouse Air Brake Technologies Corporation’s Financial Statements and Management’s Discussion and Analysis of Financial Condition and Results of Operations included in its Annual Report on Form 10-K for the year ended December 31, 2020, filed with the Securities and Exchange Commission on February 19, 2021. OVERVIEW Wabtec is one of the world’s largest providers of locomotives, value-added, technology-based equipment, systems and services for the global freight rail and passenger transit industries. Our highly engineered products, which are intended to enhance safety, improve productivity and reduce maintenance costs for customers, can be found on most locomotives, freight cars, passenger transit cars and buses around the world, and many of our core products and services are essential in the safe and efficient operation of freight rail and passenger transit vehicles. Wabtec is a global company with operations in over 50 countries and our products can be found in more than 100 countries throughout the world. In the first three months of 2021, approximately 64% of the Company’s revenues came from customers outside the United States. COVID-19 Update The COVID-19 pandemic has continued to impact our sales channels, supply chain, manufacturing operations, workforce and other key aspects of our operations. The Company continues to monitor the situation and guidance from international and domestic authorities, including federal, state, and local public health authorities; however, there are numerous uncertainties, including the duration and severity of the pandemic, availability and effectiveness of vaccines, impact of variants of the disease, actions that may be taken by governmental authorities and private industry, includ" 9bf5fe68-a4f7-4fa6-9ccc-dbd22eb4f2e5,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001437107-21-000183,10-Q,md_and_a,0001437107,WBD,Warner Bros. Discovery,2021-11-03,june,9486,61772,True,0.1003,"Discussion and Analysis of Financial Condition and Results of Operations. Management’s discussion and analysis of financial condition and results of operations is a supplement to and should be read in conjunction with the accompanying consolidated financial statements and related notes. This section provides additional information regarding Discovery, Inc.’s (“Discovery,” the “Company,” “we,” “us,” or “our”) businesses, current developments, results of operations, cash flows and financial condition. Additional context can also be found in our 2020 Annual Report on Form 10-K. BUSINESS OVERVIEW We are a global media company that provides content across multiple distribution platforms, including linear platforms such as pay-television (""pay-TV""), free-to-air, and broadcast television, authenticated GO applications, digital distribution arrangements, content licensing arrangements and direct-to-consumer (""DTC"") subscription products. As one of the world’s largest pay-TV programmers, we provide original and purchased content and live events to approximately 3.7 billion cumulative subscribers and viewers worldwide through networks that we wholly or partially own. As of September 30, 2021, we had 20 million total paid DTC subscribers. 1 We distribute customized content in the U.S. and over 220 other countries and territories in nearly 50 languages. We have an extensive library of content and own most rights to our content and footage, which enables us to leverage our library to quickly launch brands and services into new markets and on new platforms. Our content can be re-edited and updated in a cost-effective manner to provide topical versions of subject matter that can be utilized around the world on a variety of platforms. Our content spans genres including survival, natural history, exploration, sports, general entertainment, home, food, travel, heroes, adventure, crime and investigation, health, and kids. Our global portfolio of networks includes prominent nonfiction " 382b27a0-4b8e-4316-8976-a751d29cb415,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|capex-type,33.7,0001174922-17-000131,10-Q,md_and_a,0001174922,WYNN,Wynn Resorts,2017-08-04,june,10668,64261,True,0.1061,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our condensed consolidated financial statements and related notes included elsewhere in this Form 10-Q and our consolidated financial statements appearing in our annual report on Form 10-K for the year ended December 31, 2016. Unless the context otherwise requires, all references herein to the ""Company,"" ""we,"" ""us,"" or ""our,"" or similar terms, refer to Wynn Resorts, Limited, a Nevada corporation, and its consolidated subsidiaries. This discussion and analysis contains forward-looking statements. Please refer to the section below entitled ""Special Note Regarding Forward-Looking Statements."" Overview We are a developer, owner and operator of destination casino resorts (integrated resorts). In the Macau Special Administrative Region of the People's Republic of China (""Macau""), we own approximately 72% of Wynn Macau, Limited (""WML"") and we operate the Wynn Macau and Wynn Palace resorts, which we refer to as our Macau Operations. In Las Vegas, Nevada, we operate and, with the exception of the majority of the retail space, we own 100% of Wynn Las Vegas, which we also refer to as our Las Vegas Operations. We are currently constructing Wynn Boston Harbor, an integrated casino resort in Everett, Massachusetts. Macau Operations We operate our Macau Operations under a 20-year casino concession agreement granted by the Macau government in June 2002. We lease from the Macau government approximately 16 acres of land in downtown Macau's inner harbor where Wynn Macau is located and 51 acres of land in the Cotai area of Macau where Wynn Palace is located. Wynn Macau features the following as of July 15, 2017 : • Approximately281,000square feet of casino space, offering 24-hour gaming and a full range of games with314table games and958slot machines, private gaming salons, sky casinos and " 3f042d73-e70d-44ce-926e-62d7c0f53f21,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|capex-type,33.7,0000950123-11-101489,10-Q,md_and_a,0000109198,TJX,TJX Companies,2011-12-01,june,7433,45518,True,0.1625,"Discussion and Analysis of Financial Condition and Results of Operations The Thirteen Weeks (third quarter) and Thirty-Nine Weeks (nine months) Ended October 29, 2011 Compared to The Thirteen Weeks (third quarter) and Thirty-Nine Weeks (nine months) Ended October 30, 2010 Business Overview We are the leading off-price apparel and home fashions retailer in the United States and worldwide. Our over 2,900 stores offer a rapidly changing assortment of quality, brand-name and designer merchandise at prices generally 20% to 60% below department and specialty store regular prices every day. We operate multiple off-price retail chains within four major divisions, in the U.S., Canada and Europe, which are known for their treasure hunt shopping experience and excellent values on fashionable, brand-name merchandise. Our stores turn their inventories rapidly relative to traditional retailers to create a sense of urgency and excitement for our customers and encourage frequent customer visits. With our flexible “no walls” business model, we can quickly expand and contract merchandise categories in response to consumers’ changing tastes. Although our stores primarily target the middle to upper middle income customer, we reach a broad range of customers across many demographic groups and income levels. The operating platforms and strategies of all of our retail concepts are synergistic. As a result, we capitalize on our expertise and systems throughout our business, leveraging information, best practices, initiatives and new ideas and developing talent across our concepts. We also leverage the substantial buying power of our businesses in our global relationships with vendors. In December 2010, we decided to consolidate our A.J. Wright division in order to focus managerial and financial resources on our larger, more profitable businesses, all of which have major growth potential, to serve the A.J. Wright customer demographic more efficiently, and to improve our overall profit" 8be251cb-27aa-4634-b743-08cf9c6297fe,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|capex-type,33.7,0001193125-12-463380,10-Q,md_and_a,0001174922,WYNN,Wynn Resorts,2012-11-09,june,10943,69209,True,0.1047,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with, and is qualified in its entirety by, the condensed consolidated financial statements and the notes thereto included elsewhere in this Quarterly Report on Form 10-Q. Unless the context otherwise requires, all references herein to the “Company,” “we,” “us” or “our,” or similar terms, refer to Wynn Resorts, Limited, a Nevada corporation, and its consolidated subsidiaries. Forward-Looking Statements The Private Securities Litigation Reform Act of 1995 provides a “safe harbor” for forward-looking statements. Certain information included in this Quarterly Report on Form 10-Q contains statements that are forward-looking, including, but not limited to, statements relating to our business strategy and development activities as well as other capital spending, financing sources, the effects of regulation (including gaming and tax regulations), expectations concerning future operations, margins, profitability and competition. Any statements contained in this report that are not statements of historical fact may be deemed to be forward-looking statements. Without limiting the generality of the foregoing, in some cases you can identify forward-looking statements by terminology such as “may,” “will,” “should,” “would,” “could,” “believe,” “expect,” “anticipate,” “estimate,” “intend,” “plan,” “continue” or the negative of these terms or other comparable terminology. Such forward-looking information involves important risks and uncertainties that could significantly affect anticipated results in the future and, accordingly, such results may differ from those expressed in any forward-looking statements made by us. These risks and uncertainties include, but are not limited to: • adverse tourism trends reflecting current domestic and international economic conditions; • volatility and weakness in world-wide credit and financial markets and from gove" dab5a589-6d75-4f50-af9b-5228e7a143ea,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|capex-type,33.7,0001327811-19-000196,10-Q,md_and_a,0001327811,WDAY,"Workday, Inc.",2019-12-04,june,6930,45295,True,0.0763,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion of our financial condition and results of operations in conjunction with the condensed consolidated financial statements and notes thereto included elsewhere in this report. Overview Workday provides financial management, human capital management, planning, and analytics applications designed for the world’s largest companies, educational institutions, and government agencies. We offer innovative and adaptable technology focused on the consumer internet experience and cloud delivery model. Our applications are designed for global enterprises to manage complex and dynamic operating environments. We provide our customers with highly adaptable, accessible, and reliable applications to manage critical business functions that enable them to optimize their financial and human capital resources. We were founded in 2005 to deliver cloud applications to global enterprises. Our applications are designed around the way people work today—in an environment that is global, collaborative, fast-paced, and mobile. Our cycle of frequent updates has facilitated rapid innovation and the introduction of new applications throughout our history. We began offering our HCM application in 2006 and our Financial Management application in 2007. Since then we have continued to invest in innovation and have consistently introduced new services to our customers. We offer Workday applications to our customers on an enterprise-wide subscription basis, typically with contract terms of three years or longer and with subscription fees largely based on the size of the customer’s workforce. We generally recognize revenues from subscription fees ratably over the term of the contract. We currently derive a substantial majority of our subscription services revenues from subscriptions to our HCM application. We market our applications primarily through our direct sales force. Our diverse custome" eec5c58e-72e3-480f-994b-7d8482d37ddd,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|capex-type,33.7,0000105770-14-000065,10-Q,md_and_a,0000105770,WST,West Pharmaceutical Services,2014-11-03,june,6876,44099,True,0.1076,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OVERVIEW The following discussion is intended to further the reader’s understanding of the consolidated financial condition and results of operations of our Company. It should be read in conjunction with Management’s Discussion and Analysis of Financial Condition and Results of Operations and the consolidated financial statements and accompanying notes included in our 2013 Annual Report. These historical financial statements may not be indicative of our future performance. This Management’s Discussion and Analysis of Financial Condition and Results of Operations contains a number of forward-looking statements, all of which are based on our current expectations and could be affected by the uncertainties and risks discussed in Part I, Item 1A of our 2013 Annual Report and in Part II, Item 1A of this Quarterly Report on Form 10-Q. Throughout this section, references to “Notes” refer to the footnotes to our condensed consolidated financial statements (unaudited) in Part I, Item 1 of this Quarterly Report on Form 10-Q, unless otherwise indicated. Non-GAAP Financial Measures For the purpose of aiding the comparison of our year-over-year results, we may refer to net sales and other financial results excluding the effects of changes in foreign currency exchange rates. The constant-currency amounts are calculated by translating the current year’s functional currency results at the prior-year period’s exchange rate. These re-measured results excluding effects from currency translation are not in conformity with U.S. GAAP and should not be used as a substitute for the comparable U.S. GAAP financial measures. The non-U.S. GAAP financial measures are incorporated into our discussion and analysis as management uses them in evaluating our results of operations, and believes that this information provides users a valuable insight into our results. Our Operations Our business operations are organized into two r" 37dc080e-b8bc-4ee0-b228-9d764417bc08,holdout,True,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|ma_integration,87.3,0000014693-22-000022,10-Q,md_and_a,0000014693,BF.B,Brown–Forman,2022-03-03,june,8226,51866,True,0.1552,"Discussion and Analysis of Financial Condition and Results of Operations You should read the following discussion and analysis in conjunction with both our unaudited Condensed Consolidated Financial Statements and related notes included in Part I, Item 1 of this Quarterly Report and our Annual Report on Form 10-K for the fiscal year ended April 30, 2021 (2021 Form 10-K). Note that the results of operations for the nine months ended January 31, 2022, are not necessarily indicative of future or annual results. In this Item, “we,” “us,” “our,” “Brown-Forman,” and the “Company” refer to Brown-Forman Corporation and its consolidated subsidiaries, collectively. Presentation Basis Non-GAAP Financial Measures We use some financial measures in this report that are not measures of financial performance under U.S. generally accepted accounting principles (GAAP). These non-GAAP measures, defined below, should be viewed as supplements to (not substitutes for) our results of operations and other measures reported under GAAP. Other companies may not define or calculate these non-GAAP measures in the same way. “Organic change” in measures of statements of operations . We present changes in certain measures, or line items, of the statements of operations that are adjusted to an “organic” basis. We use “organic change” for the following measures of the statements of operations: (a) organic net sales; (b) organic cost of sales; (c) organic gross profit; (d) organic advertising expenses; (e) organic selling, general, and administrative (SG&A) expenses; (f) organic other expense (income) net; (g) organic operating expenses 1 ; and (h) organic operating income. To calculate these measures, we adjust, as applicable, for (1) acquisitions and divestitures, (2) foreign exchange, and (3) impairment charges. We explain these adjustments below. • “Acquisitions and divestitures.” This adjustment removes (a) the gain or loss recognized on sale of divested brands, (b) any non-recurring effects re" 5741c30a-dbcb-452f-82c8-10585948ea81,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|ma_integration,87.3,0001193125-12-460557,10-Q,md_and_a,0001390777,BNY,BNY Mellon,2012-11-08,june,68735,425576,True,0.0142,"Sales of Equity Securities and Use of Proceeds 122 Item 6. Exhibits 122 Signature 123 Index to Exhibits 124 Table of Contents The Bank of New York Mellon Corporation Consolidated Financial Highlights (unaudited) Quarter ended Nine months ended (dollar amounts in millions, except per common shareamounts and unless otherwise noted) Sept. 30,2012 June 30,2012 Sept. 30,2011 Sept. 30,2012 Sept. 30,2011 Results applicable to common shareholders of The Bank of New York Mellon Corporation: Net income $ 720 $ 466 $ 651 $ 1,805 $ 2,011 Basic EPS 0.61 0.39 0.53 1.51 1.61 Diluted EPS 0.61 0.39 0.53 1.51 1.61 Fee and other revenue $ 2,879 $ 2,826 $ 2,887 $ 8,543 $ 8,781 Income from consolidated investment management funds 47 57 32 147 205 Net interest revenue 749 734 775 2,248 2,204 Total revenue $ 3,675 $ 3,617 $ 3,694 $ 10,938 $ 11,190 Return on common equity(annualized) (a) 8.3 % 5.5 % 7.6 % 7.1 % 8.0 % Non-GAAP adjusted(a) 9.2 % 8.9 % 9.0 % 9.0 % 9.4 % Return on tangible common equity(annualized)– Non-GAAP(a) 22.1 % 15.7 % 22.1 % 19.6 % 24.2 % Non-GAAP adjusted(a) 22.5 % 22.4 % 23.8 % 22.6 % 25.6 % Return on average assets(annualized) 0.90 % 0.61 % 0.83 % 0.78 % 0.95 % Fee revenue as a percentage of total revenue excluding net securities gains(losses) 78 % 78 % 78 % 78 % 78 % Annualized fee revenue per employee (based on average headcount)(in thousands) $ 235 $ 233 $ 233 $ 233 $ 240 Percentage of non-U.S. total revenue(b) 37 % 37 % 39 % 37 % 38 % Pre-tax operating margin(a) 27 % 16 % 26 % 22 % 26 % Non-GAAP adjusted(a) 29 % 29 % 31 % 29 % 30 % Net interest margin (FTE) 1.20 % 1.25 % 1.30 % 1.25 % 1.39 % Market value of assets under management at period end(in billions) $ 1,359 $ 1,299 $ 1,198 $ 1,359 $ 1,198 Market value of assets under custody and administration at period end(in trillions) $ 27.9 $ 27.1 $ 25.9 $ 27.9 $ 25.9 Market value of cross-border assets at period end(in trillions) $ 10.1 $ 9.9 $ 9.6 $ 10.1 $ 9.6 Market value of securities on loan at period end(in " 7183fd35-c4d0-4714-bafe-fe9be0b22123,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|ma_integration,87.3,0000096021-20-000017,10-Q,md_and_a,0000096021,SYY,Sysco,2020-02-05,june,13102,83669,True,0.0374,"Discussion and Analysis of Financial Condition and Results of Operations This discussion should be read in conjunction with our consolidated financial statements as of June 29, 2019 , and for the fiscal year then ended, and Management’s Discussion and Analysis of Financial Condition and Results of Operations, both contained in our Annual Report on Form 10-K for the fiscal year ended June 29, 2019 (our 2019 Form 10-K), as well as the consolidated financial statements (unaudited) and notes to the consolidated financial statements (unaudited) contained in this report. Sysco’s results of operations for fiscal 2020 and fiscal 2019 were impacted by restructuring and transformational project costs consisting of: (1) expenses associated with our various transformation initiatives; (2) severance and facility closure charges; and (3) restructuring charges. All acquisition-related costs in fiscal 2020 and fiscal 2019 that have been designated as Certain Items relate to the fiscal 2017 acquisition of Cucina Lux Investments Limited (the Brakes Acquisition). These include acquisition-related intangible amortization expense. In addition, fiscal 2019 results of operations were negatively affected by acquisition-related integration costs specific to the Brakes Acquisition and the impact of recognizing a foreign tax credit. These fiscal 2020 and fiscal 2019 items are collectively referred to as “Certain Items.” The results of our foreign operations can be impacted by changes in exchange rates applicable to converting from local currencies to U.S. dollars. We measure our International Foodservice Operations results on a constant currency basis. Our discussion below of our results includes certain non-GAAP financial measures that we believe provide important perspective with respect to underlying business trends. Other than free cash flow, any non-GAAP financial measures will be denoted as adjusted measures and exclude the impact from Certain Items, and certain metrics are stated on a " 987c5aa6-04ef-473f-90af-a0c94150a6df,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|ma_integration,87.3,0001067701-12-000010,10-Q,md_and_a,0001067701,URI,United Rentals,2012-04-17,june,7224,45743,True,0.166,"Discussion and Analysis of Financial Condition and Results of Operations (dollars in millions, except per share data, unless otherwise indicated) Executive Overview We are the largest equipment rental company in the world, with an integrated network of 542 rental locations in the United States and Canada. Although the equipment rental industry is highly fragmented and diverse, we believe that we are well positioned to take advantage of this environment because, as a larger company, we have more extensive resources and certain competitive advantages. These include a fleet of rental equipment with a total original equipment cost (“OEC”) of $ 4.3 billion , and a national branch network that operates in 48 states and every Canadian province, and serves 99 of the largest 100 metropolitan areas in the United States. In addition, our size gives us greater purchasing power, the ability to provide customers with a broader range of equipment and services, the ability to provide customers with equipment that is better maintained and therefore more productive and reliable, and the ability to enhance the earning potential of our assets by transferring equipment among branches to satisfy customer needs. We offer approximately 3,100 classes of equipment for rent to a diverse customer base that includes construction and 22 Table of Contents industrial companies, manufacturers, utilities, municipalities, homeowners and government entities. Our revenues are derived from the following sources: equipment rentals, sales of rental equipment, sales of new equipment, contractor supplies sales and service and other revenues. In 2011, equipment rentals represented 82 percent of total revenues. For the past several years, we have focused on optimizing the profitability of our core rental business through revenue growth and margin expansion. To achieve this, we have developed a strategy focused on customer segmentation, rate management, fleet management and disciplined cost control. Additional" c11ba269-dca8-4d2e-bc8f-a7dccdb1b2b1,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|ma_integration,87.3,0000883241-25-000024,10-Q,md_and_a,0000883241,SNPS,Synopsys,2025-09-09,june,10338,66523,True,0.1218,"Discussion and Analysis of Financial Condition and Results of Operations This Quarterly Report on Form 10-Q (this Quarterly Report) includes forward-looking statements, which involve risks, uncertainties and other factors that could cause Synopsys, Inc.'s (Synopsys, we, our or us) actual results, time frames or achievements to differ materially from those expressed or implied in such forward-looking statements. Readers are urged to carefully review and consider the various disclosures regarding these risks and uncertainties made in this Quarterly Report, including those identified below in Part II, Item 1A, Risk Factors, and in other documents we file from time to time with the Securities and Exchange Commission (SEC). Forward-looking statements include any statements that are not statements of historical fact and include, but are not limited to, statements concerning strategies related to our products, technology and services; business and market outlook, opportunities, strategies and technological trends, such as artificial intelligence (AI); acquisitions and their expected impact, such as our recent acquisition of ANSYS, Inc. (Ansys), including unexpected difficulties or expenditures relating thereto, our ability to successfully integrate and to realize the anticipated synergies, on a timely basis or at all, and the diversion of management time on integration-related matters; planned dispositions and their expected impact, including the Regulatory Divestitures (as defined below), and their potential impact on our ability to realize the benefits of the Ansys Merger; the level of, and obligations associated with, our indebtedness, including the debts incurred in connection with the Ansys Merger (as defined below); our plan to reallocate resources in our Design IP segment to higher growth opportunities; the anticipated impact of China export control restrictions, including the Q3 2025 BIS Restrictions (as defined below); the potential impact of the uncertain macroec" 4de95dc0-59f3-4315-8117-6c72eac88935,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|other,15.1,0001628280-24-017577,10-Q,md_and_a,0000943452,WAB,Wabtec,2024-04-24,june,4888,32206,True,0.1687,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with the information in the unaudited condensed consolidated financial statements and notes thereto included herein and Westinghouse Air Brake Technologies Corporation’s Financial Statements and Management’s Discussion and Analysis of Financial Condition and Results of Operations included in its Annual Report on Form 10-K for the year ended December 31, 2023, filed with the Securities and Exchange Commission on February 14, 2024. OVERVIEW Wabtec is a global provider of value-added, technology-based locomotives, equipment, systems, and services for the freight rail and passenger transit industries, as well as the mining, marine and industrial markets. Our highly engineered products, which are intended to enhance safety, improve productivity and reduce maintenance costs for customers, can be found on most locomotives, freight cars, passenger transit cars and buses around the world. Our core products and services are essential in the safe and efficient operation of freight rail and passenger transit vehicles. Wabtec is a global company with operations in over 50 countries and our products can be found in more than 100 countries throughout the world. In the first three months of 2024, approximately 50% of the Company’s Net sales came from customers outside the United States. Business Update During the first three months of 2024, Wabtec continued to execute on our value creation framework by signing a long term parts agreement with a customer in Asia, securing a multi-year order for new locomotives in Africa and launching the next generation of railcar movers with its Shuttlewagon Commander NXT. Additionally, as a result of Wabtec's strong revenue and profitability growth over the past few years, S&P Global Ratings upgraded Wabtec's credit rating from BBB- to BBB and has maintained the Stable outlook. Moody's also updated Wabtec's outlook to pos" 509bf56a-fccc-4301-a371-d0b61a8e0223,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|other,15.1,0000875320-14-000026,10-Q,md_and_a,0000875320,VRTX,Vertex Pharmaceuticals,2014-05-05,june,5841,37236,True,0.1555,"Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW We are in the business of discovering, developing, manufacturing and commercializing small molecule drugs. We invest in scientific innovation to create transformative medicines for patients with serious diseases in specialty markets. Our business is focused on developing and commercializing therapies for the treatment of cystic fibrosis, or CF, and advancing our other research and early-stage development programs, while maintaining our financial strength. Since mid-2011, we have obtained approval for, and initiated commercial sales of, our first two products: KALYDECO (ivacaftor) and INCIVEK (telaprevir). KALYDECO is approved in the United States and international markets for the treatment of patients six years of age and older with CF who have specific genetic mutations in their cystic fibrosis transmembrane conductance regulator, or CFTR, gene. INCIVEK is approved in the United States and Canada for the treatment of adults with genotype 1 hepatitis C virus, or HCV, infection. Our collaborators, Janssen Pharmaceutica NV, or Janssen, and Mitsubishi Tanabe Pharma Corporation, or Mitsubishi Tanabe, market telaprevir in other international markets. Our first quarter 2014 net product revenues included KALYDECO net product revenues of $99.5 million and INCIVEK net product revenues of $3.9 million . Cystic Fibrosis Our plan is to (i) increase the number of patients eligible for treatment with ivacaftor, (ii) evaluate ivacaftor in combination with lumacaftor for the treatment of patients with CF who have the most prevalent mutation in their CFTR gene and (iii) research and develop earlier-stage compounds for the treatment of CF. Ivacaftor KALYDECO was approved in 2012 in the United States and European Union as a treatment for patients with CF six years of age and older who have the G551D mutation in their CFTR gene. We believe that most patients with CF six years of age and older who have th" 75970d1d-a7e8-40ce-b491-9c93da51b4ca,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|other,15.1,0001437107-24-000187,10-Q,md_and_a,0001437107,WBD,Warner Bros. Discovery,2024-11-07,june,10333,66602,True,0.0881,"Discussion and Analysis of Financial Condition and Results of Operations. Management’s discussion and analysis of financial condition and results of operations is a supplement to and should be read in conjunction with the accompanying consolidated financial statements and related notes. This section provides additional information regarding our businesses, current developments, results of operations, cash flows and financial condition. Additional context can also be found in our Annual Report on Form 10-K for the year ended December 31, 2023 (the “2023 Form 10-K”). INDUSTRY TRENDS The Writers Guild of America (“WGA”) and Screen Actors Guild-American Federation of Television and Radio Artists (“SAG-AFTRA”) went on strike in May and July 2023, respectively, following the expiration of their respective collective bargaining agreements with the Alliance of Motion Picture and Television Producers (“AMPTP”). The WGA strike ended on September 27, 2023, and a new collective bargaining agreement was ratified on October 9, 2023. The SAG-AFTRA strike ended on November 9, 2023, and a new collective bargaining agreement was ratified on December 5, 2023. The strikes had a material impact on the operations and results of the Company in 2023, including a pause on certain theatrical and television productions. Effects included a positive impact on cash flow from operations attributed to delayed production spend, and a negative impact on the results of operations attributed to timing and performance of the 2023 film slate, as well as the Company’s ability to produce, license, and deliver content. The Company experienced content delivery delays in the first quarter of 2024 due to the pause in television productions in 2023, but does not expect any material impacts for the remainder of 2024. Other headwinds in the industry, such as continued pressures on linear distribution and continued softness in the U.S. linear advertising market, have had, and are expected to continue to have, a m" b68e1761-7fd9-44e0-9c01-d99624f22254,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|other,15.1,0000875320-14-000058,10-Q,md_and_a,0000875320,VRTX,Vertex Pharmaceuticals,2014-07-31,june,8657,54410,True,0.1306,"Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW We are in the business of discovering, developing, manufacturing and commercializing small molecule drugs. We invest in scientific innovation to create transformative medicines for patients with serious diseases in specialty markets. Our business is focused on developing and commercializing therapies for the treatment of cystic fibrosis, or CF, and advancing our other research and early-stage development programs, while maintaining our financial strength. We have marketed KALYDECO (ivacaftor) in the United States, European Union and Canada since it was approved in 2012 for the treatment of patients six years of age and older with CF who have specific genetic mutations in their cystic fibrosis transmembrane conductance regulator, or CFTR, gene. In June 2014, we announced positive data from two Phase 3 clinical trials, referred to as TRAFFIC and TRANSPORT, of lumacaftor, a CFTR corrector compound, in combination with ivacaftor, a CFTR potentiator compound. In TRAFFIC and TRANSPORT, we evaluated the combination regimen in patients 12 years of age and older with CF who have two copies (homozygous) of the F508del mutation in their CFTR gene, which is the most prevalent form of CF. We plan to submit a New Drug Application, or NDA, to United States Food and Drug Administration, or FDA, and a Marketing Authorization Application, or MAA, to the European Medicines Agency, or EMA, for lumacaftor in combination with ivacaftor in the fourth quarter of 2014. Cystic Fibrosis Our plan is to (i) increase the number of patients eligible for treatment with ivacaftor, (ii) seek marketing approval for lumacaftor in combination with ivacaftor for the treatment of patients with CF who have two copies of the F508del mutation in their CFTR gene and (iii) research and develop earlier-stage compounds for the treatment of CF. Ivacaftor KALYDECO was approved in 2012 in the United States, European Union and Canad" e769be90-8d37-4547-a52b-a4568d6cc263,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|other,15.1,0000106040-19-000028,10-Q,md_and_a,0000106040,WDC,Western Digital,2019-05-07,june,6617,41352,True,0.1627,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis contains forward-looking statements within the meaning of the federal securities laws, and should be read in conjunction with the disclosures we make concerning risks and other factors that may affect our business and operating results. You should read this information in conjunction with the unaudited Condensed Consolidated Financial Statements and the notes thereto included in this Quarterly Report on Form 10-Q, and the audited Consolidated Financial Statements and notes thereto and Part II, Item 8, contained in our Annual Report on Form 10‑K for the fiscal year ended June 29, 2018 . See also “Forward-Looking Statements” immediately prior to Part I, Item 1 in this Quarterly Report on Form 10-Q. Unless otherwise indicated, references herein to specific years and quarters are to our fiscal years and fiscal quarters. As used herein, the terms “we,” “us,” “our,” and the “Company” refer to Western Digital Corporation and its subsidiaries. Our Company We are a leading developer, manufacturer and provider of data storage devices and solutions that address the evolving needs of the information technology industry and the infrastructure that enables the proliferation of data in virtually every other industry. Our broad portfolio of technology and products address the following key markets: Client Devices; Data Center Devices and Solutions; and Client Solutions. We also generate license and royalty revenue related to our intellectual property (“IP”), which is included in each of these three categories. Key Developments Flash Ventures The flash industry is characterized by cyclicality as it responds to variations in customers’ demand for products and manages production capacity to meet that demand. As technology conversions have matured and manufacturing yields have improved, flash supply has increased relative to demand. As a result, average selling price per gigab" 1790d873-f317-4a35-9aa1-23a2d2b2b4d8,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|technology-type,8.5,0001116132-21-000026,10-Q,md_and_a,0001116132,TPR,"Tapestry, Inc.",2021-11-12,june,8422,53338,True,0.1102,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion of the Company's financial condition and results of operations should be read together with the Company's condensed consolidated financial statements and notes to those financial statements included elsewhere in this document. When used herein, the terms ""the Company,"" ""Tapestry,"" ""we,"" ""us"" and ""our"" refer to Tapestry, Inc., including consolidated subsidiaries. References to ""Coach,"" ""Stuart Weitzman,"" ""Kate Spade"" or ""kate spade new york"" refer only to the referenced brand. EXECUTIVE OVERVIEW Tapestry, Inc. (the ""Company"") is a leading New York-based house of modern luxury accessories and lifestyle brands. Our global house of brands unites the magic of Coach, kate spade new york and Stuart Weitzman. Each of our brands are unique and independent, while sharing a commitment to innovation and authenticity defined by distinctive products and differentiated customer experiences across channels and geographies. We use our collective strengths to move our customers and empower our communities, to make the fashion industry more sustainable, and to build a company that’s equitable, inclusive, and diverse. Individually, our brands are iconic. Together, we can stretch what’s possible. The Company has three reportable segments: • Coach - Includes global sales of Coach products to customers through Coach operated stores, including e-commerce sites and concession shop-in-shops, and sales to wholesale customers and through independent third party distributors. • Kate Spade - Includes global sales primarily of kate spade new york brand products to customers through Kate Spade operated stores, including e-commerce sites, sales to wholesale customers, through concession shop-in-shops and through independent third party distributors. • Stuart Weitzman - Includes global sales of Stuart Weitzman brand products primarily through Stuart Weitzman operated stores, including e-commerce sites, " 41b2062b-d563-429d-96ed-eacbe6f8c0e1,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|technology-type,8.5,0001811074-23-000025,10-Q,md_and_a,0001811074,TPL,Texas Pacific Land Corporation,2023-05-03,june,5066,32386,True,0.1486,"Discussion and Analysis of Financial Condition and Results of Operations. Cautionary Statement Regarding Forward-Looking Statements Statements in this Quarterly Report on Form 10-Q that are not purely historical are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, including statements regarding management’s expectations, hopes, intentions or strategies regarding the future. Words or phrases such as “expects” and “believes”, or similar expressions, when used in this Quarterly Report on Form 10-Q or other filings with the Securities and Exchange Commission (the “SEC”), are intended to identify “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements regarding the Company’s future operations and prospects, the markets for real estate in the areas in which the Company owns real estate, applicable zoning regulations, the markets for oil and gas including actions of other oil and gas producers or consortiums worldwide such as the Organization of the Petroleum Exporting Countries (“OPEC”) and Russia (collectively referred to as “OPEC+”), expected competition, management’s intent, beliefs or current expectations with respect to the Company’s future financial performance and other matters. All forward-looking statements in this Report are based on information available to us as of the date this Report is filed with the SEC, and we assume no responsibility to update any such forward-looking statements, except as required by law. All forward-looking statements are subject to a number of risks, uncertainties and other factors that could cause our actual results, performance, prospects or opportunities to differ materially from those expressed in, or implied by, these forward-looking statements. These risks, uncertainties and other factors include, but are not limited to, the factors discus" 98d94ad7-cfc9-4eb0-b236-bbccf9577e81,holdout,True,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|technology-type,8.5,0001090727-15-000043,10-Q,md_and_a,0001090727,UPS,United Parcel Service,2015-11-05,june,9252,59370,True,0.1094,"Discussion and Analysis of Financial Condition and Results of Operations Overview The U.S. economic environment has been mixed this year as improved consumer conditions were somewhat offset by decelerating industrial production and slowing inventory growth. We continue to see modest GDP growth, yet U.S. manufacturing remains weak, hindering the pace of expansion in the overall small package delivery market. Low inflation and lower fuel prices persisted in the economy, giving consumers more purchasing power despite weak wage growth. The strengthening U.S. Dollar resulted in shifting trade patterns with U.S. export growth slowing. Growth in e-commerce and omni-channel retail sales has driven package volume demand for residential products. Given these trends, overall volume grew slowly during the third quarter, with those products most aligned with the retail industry and e-commerce in particular experiencing the most growth. Global GDP forecasts have come down in European markets, including Germany, Poland and the U.K. Manufacturing activity has slowed considerably in China, which has hindered exports from Asia. The uneven nature of economic growth worldwide, combined with a trend towards more intra-regional trade, has continued the shifting of trade patterns and weakened demand in certain trade lanes. As a result of these circumstances, we continued to adjust our air capacity and cost structure in our transportation network to better match the prevailing volume levels. Our broad portfolio of product offerings and the flexibilities inherent in our transportation network have helped us adapt to these changing trends. While the worldwide economic environment has remained challenging in 2015, we have continued to undertake several initiatives in the U.S. and internationally to (1) improve the flexibility and capacity in our transportation network; (2) improve yield management; and (3) increase operational efficiency and contain costs across all segments. Most notably, th" d2b67550-2215-42ee-a6e6-e79a12ec7b84,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|technology-type,8.5,0001445305-11-002317,10-Q,md_and_a,0001283699,TMUS,T-Mobile US,2011-08-03,june,9563,61280,True,0.1157,"Discussion and Analysis of Financial Condition and Results of Operations Forward-Looking Statements Any statements made in this quarterly report that are not statements of historical fact, including statements about our beliefs, opinions and expectations, are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, or the Securities Act, and Section 21E of the Securities Exchange Act of 1934, as amended, or the Exchange Act, and should be evaluated as such. Forward-looking statements include our expectations of customer growth, the causes of churn, the effect of seasonality on our business, the importance of our key non-GAAP financial measures and their use to compare companies in the industry, opportunities to enhance current operating segments, uses of CPU and EBITDA as a measure to compare performance, whether existing cash, cash equivalents and short-term investments and anticipated cash flows from operations will be sufficient to fully fund planned operations and planned expansion, our belief that increased services areas and capacity will improve our service offerings, and help us to attract additional customers, retain existing customer, and resulting increased revenues, the challenges and opportunities facing our business, competitive differentiators, our strategy and business plans, customer expectations, our projections of capital expenditures for 2011, our views on the causes of increased churn, the effect of inflation on our operations, the effect of changes in aggregate fair value of financial assets and liabilities, whether litigation may have a material adverse effect on our business, our litigation defense strategy, our belief that amounts alleged in litigation are not meaningful indicators of our potential liability, financial condition or operations, and other statements that may relate to our plans, objectives, beliefs, strategies, goals, future events, future revenues or performance, capital expend" d3e034fd-48e4-4410-afbd-62e321253d58,holdout,False,productive,10-Q md_and_a|june|shown<0.25|conf>0.7|technology-type,8.5,0000950123-11-047995,10-Q,md_and_a,0000096021,SYY,Sysco,2011-05-10,june,11373,71609,True,0.0738,"Discussion and Analysis of Financial Condition and Results of Operations This discussion should be read in conjunction with our consolidated financial statements as of July 3, 2010, and the fiscal year then ended, and Management’s Discussion and Analysis of Financial Condition and Results of Operations, both contained in our Annual Report on Form 10-K for the fiscal year ended July 3, 2010. Overview Sysco distributes food and related products to restaurants, healthcare and educational facilities, lodging establishments and other foodservice customers. Our primary operations are located throughout the United States, Canada and Ireland and include Broadline companies, custom-cut meat operations, specialty produce companies, hotel supply operations, SYGMA (our chain restaurant distribution subsidiary) and a company that distributes to international customers. We consider our primary market to be the foodservice market in the United States and Canada and estimate that we serve about 17% of this approximately $210 billion annual market as measured at the end of fiscal 2010. According to industry sources, the foodservice, or food-away-from-home, market represents approximately half of the total dollars spent on food purchases made at the consumer level in the United States. Historically, we have grown at a faster rate than the overall industry and have grown our market share in this industry. Highlights A slow economic recovery in the United States and Canada combined with rising product cost inflation and continued low levels of consumer confidence, contributed to a challenging environment in the first 39 weeks of fiscal 2011. Sales increased during the first 39 weeks and third quarter of fiscal 2011; however, gross margin dollars grew at a slower rate than sales and operating expenses increased faster than gross margins. This resulted in a decline in operating income for both the first 39 weeks of fiscal 2011 and the third quarter of fiscal 2011 as compared to the" 31fe6f74-54e4-444c-a03e-c6ac5e46068f,holdout,False,productive,10-Q md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.0,0001193125-20-140498,10-Q,md_and_a,0001792044,VTRS,Viatris,2020-05-12,june,1003,6801,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) Overview of Upjohn Inc. The Company has filed the Registration Statement, which was declared effective by the SEC on February 13, 2020. Upjohn Inc. is a recently formed corporation organized in the State of Delaware on February 14, 2019 (date of incorporation) and is currently a wholly-owned subsidiary of Pfizer. The Company has not commenced operations, has no significant assets or liabilities and has not conducted any material activities other than those incidental to its formation from February 14, 2019, date of incorporation, through March 29, 2020. On July 29, 2019, Pfizer, Upjohn, Mylan and certain of their affiliates entered into a series of agreements to combine the Upjohn Business with Mylan in an all-stock Reverse Morris Trust transaction, creating a new global pharmaceutical company. Under the terms of the Transaction, Pfizer will contribute the Upjohn Business to the Company and distribute its ownership interest in Upjohn to Pfizer stockholders via either a spin-off or a split-off (the “Distribution”) and, immediately thereafter, Upjohn will be combined with Mylan. Pfizer stockholders would own 57% of the combined company and former Mylan shareholders would own 43% of the combined company on a fully diluted basis. For more information regarding the Transaction, see the Registration Statement. The Company will issue $12 billion of debt in connection with its separation from Pfizer and will make a cash payment to Pfizer equal to $12 billion as partial consideration for the contribution of the Upjohn Business from Pfizer to the Company. Immediately thereafter, Upjohn and Mylan will engage in a strategic combination transaction in which Mylan shareholders will receive shares of Upjohn common stock. The Transaction is generally expected to be tax free to Pfizer and Pfizer stockholders and is expected to close in the second half of 2020, subject to approval by Mylan sharehold" 48397888-d153-4818-9959-267be11d0b2a,holdout,False,productive,10-Q md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.0,0000097745-10-000040,10-Q,md_and_a,0000097745,TMO,Thermo Fisher Scientific,2010-11-05,june,614,3878,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations –Liquidity and Capital Resources (continued) The company’s financing activities used $973 million of cash during the first nine months of 2010, principally for the extinguishment of debt and repurchase of $663 million of the company’s common stock, offset in part by the net proceeds from the issuance of long-term debt of $741 million. The company used the net proceeds from the issuance of debt and existing cash balances to convert all of the $326 million principal outstanding on its Floating Rate Convertible Debentures due 2033 for a total cash outlay of $573 million and to redeem all of its $500 million outstanding 6 1/8% Senior Subordinated Notes at a redemption price of $1,030.63 per $1000 principal amount for a total cash outlay of $515 million (Note 8). The company’s financing activities also included $53 million of proceeds of employee stock option exercises. On April 19, 2010, the Board of Directors authorized the repurchase of up to $750 million of the company’s common stock through April 19, 2011. On September 8, 2010, the Board of Directors authorized the repurchase of up to an additional $750 million of the company’s common stock through September 8, 2011. As of October 2, 2010, the company’s outstanding debt totaled $2.16 billion, of which approximately $0.33 billion is convertible debt, at a conversion price of $40.20 per share. Upon an investor’s election to convert, the company is required to pay the principal portion of these debentures in cash, and the balance of the conversion value in either cash or stock, at the company's election. For holders electing to convert the company’s convertible debentures in the next 12 months or electing to put the debt to the company at the first date on which this is permitted (March 2011), the company intends to draw on its revolving credit facility to fund any principal payments in excess of $100 million which has been classified as a curre" 764572d2-85cc-4912-9581-594796a682a0,holdout,False,productive,10-Q md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.0,0000097745-11-000023,10-Q,md_and_a,0000097745,TMO,Thermo Fisher Scientific,2011-05-06,june,522,3316,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations – Liquidity and Capital Resources (continued) The company’s financing activities provided $1.65 billion of cash during the first three months of 2011, principally for the issuance of debt (Note 8) offset in part by the repurchase of $538 million of the company’s common stock. Following issuance of a redemption notice for the remaining $329 million principal outstanding of the company’s 3.25% Senior Subordinated Convertible Notes due 2024, substantially all of the balance was converted for a total cash outlay of $452 million of which $35 million was paid in the first quarter of 2011 and the remainder was paid early in the second quarter. The company’s financing activities also included $45 million of proceeds of employee stock option exercises. On September 8, 2010, the Board of Directors authorized the repurchase of up to $750 million of the company’s common stock through September 8, 2011. On February 23, 2011, the Board of Directors authorized the repurchase of up to an additional $750 million of the company’s common stock through February 22, 2012. At April 2, 2011, $700 million was available for future repurchases of the company’s common stock under this authorization. As of April 2, 2011, the company’s outstanding debt totaled $4.30 billion. In addition, the company has an unsecured revolving credit agreement expiring in August 2012 with available capacity of $953 million at April 2, 2011. The company issued senior notes in February 2011 to fund the pending Dionex acquisition. If the company does not consummate the Dionex acquisition by September 30, 2011, the company will be required to redeem all of the notes in whole at a redemption price of 101% of the aggregate principal, plus accrued and unpaid interest. Accordingly, the notes have been classified as a short-term obligation pending the completion of the Dionex acquisition (See Note 8). The company believes that its existing cash a" 8913a6f1-815a-45fb-997c-147f4e9cc286,holdout,False,productive,10-Q md_and_a|june|shown>=0.9|conf>0.7|ma_integration,1.0,0000104169-16-000140,10-Q,md_and_a,0000104169,WMT,Walmart,2016-12-01,june,955,6167,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations Overview Wal-Mart Stores, Inc. (""Walmart,"" the ""Company"" or ""we"") is engaged in retail and wholesale operations in various formats around the world. Through our operations, we help people around the world save money and live better – anytime and anywhere – in retail stores or through our e-commerce and mobile capabilities. Through innovation, we are striving to create a customer-centric experience that seamlessly integrates digital and physical shopping. Physical retail encompasses our brick and mortar presence in each of the markets in which we operate. Digital retail is comprised of our e-commerce websites and mobile commerce applications. Each week, we serve nearly 260 million customers who visit our over 11,500 stores under 63 banners in 28 countries and e-commerce websites in 11 countries. Our strategy is to lead on price, invest to differentiate on access, be competitive on assortment and deliver a great experience. By leading on price we earn the trust of our customers every day by providing a broad assortment of quality merchandise and services at everyday low prices (""EDLP""). EDLP is our pricing philosophy under which we price items at a low price every day so our customers trust that our prices will not change under frequent promotional activity. Price leadership is core to who we are. Everyday low cost (""EDLC"") is our commitment to control expenses so those cost savings can be passed along to our customers. Our digital and physical presence, which we are investing in to integrate, provides customers access to our broad assortment anytime and anywhere. We strive to give our customers and members a great digital and physical shopping experience. Our operations consist of three reportable segments: Walmart U.S., Walmart International and Sam's Club. • Walmart U.S. is our largest segment with three primary store formats, as well as digital retail. Of our three reportable segments, Walmar" 15b06d05-1721-49fe-a2cb-c9ad1714bcd0,holdout,True,productive,10-Q md_and_a|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001193125-26-266889,10-Q,md_and_a,0000018498,GCO,GENESCO INC,2026-06-11,october,3754,23618,True,0.3038,"Discussion and Analysis of Financial Condition and Results of Operations This section discusses management’s view of the financial condition, results of operations and cash flows of the Company. This section should be read in conjunction with the information contained in our Annual Report on Form 10-K for the fiscal year ended January 31, 2026, including the Risk Factors section, and information contained elsewhere in this Quarterly Report on Form 10-Q, including the Condensed Consolidated Financial Statements and Notes to those financial statements. The results of operations for any interim period may not necessarily be indicative of the results that may be expected for any future interim period or the entire fiscal year. Summary of Results of Operations Our net sales increased 2.8% to $487.0 million in the first quarter of Fiscal 2027 compared to $474.0 million in the first quarter of Fiscal 2026. The net sales increase compared to last year's first quarter reflects a 2% increase in comparable sales, including a 3% increase in same store sales, other non-comparable gains and a favorable foreign exchange impact, partially offset by the impact of net store closings resulting from our ongoing footprint optimization. The Journeys Group business had a strong first quarter of Fiscal 2027 with comparable sales up 5%, driven by strength in the product assortment and other initiatives. Schuh Group comparable sales were down 9% for the first quarter of Fiscal 2027 reflecting a weaker U.K. consumer market and our decision to prioritize full-price selling. Johnston & Murphy Group comparable sales were up 7% in the first quarter of Fiscal 2027 driven by increased store and e-commerce sales driven by strength in product assortment, both apparel and footwear, as a result of increased brand awareness through marketing and social media campaigns. By segment, Journeys Group sales increased 5%, Schuh Group sales decreased 5%, Johnston & Murphy Group sales increased 6% and Genesco Br" 3fbfc176-9982-4acc-8d85-502e9fdcca32,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.0,0001759631-22-000051,10-Q,md_and_a,0001759631,HYLN,HYLIION HOLDINGS CORP,2022-11-09,october,5075,33575,True,0.255,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS References to the “Company,” “Hyliion,” “we,” or “us” in this report refer to Hyliion Holdings Corp. and its wholly-owned subsidiary Hyliion Inc., unless expressly indicated or the context otherwise requires. The following discussion should be read in conjunction with our unaudited condensed consolidated financial statements and related notes thereto included elsewhere in this report and our audited consolidated financial statements and related notes thereto in our 2021 Annual Report. CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS This Quarterly Report on Form 10-Q includes forward-looking statements within the meaning of Section 27A of the Securities Act, and Section 21E of the Exchange Act. Our forward-looking statements include, but are not limited to, statements regarding our or our management team’s expectations, hopes, beliefs, intentions, or strategies regarding the future. In addition, any statements that refer to projections, forecasts or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements. The words “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “will,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. The forward-looking statements contained in this report are based on our current expectations and beliefs concerning future developments and their potential effects on us. There can be no assurance that future developments affecting us will be those that we have anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond our control), or other assumptions that may cause actual results or performance to be materially different from those " f782b706-d587-430d-b814-d09bcce7a93e,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.0,0001193125-12-325900,10-Q,md_and_a,0000893949,MD,PEDIATRIX MEDICAL GROUP INC,2012-07-31,october,4367,28836,True,0.2604,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion highlights the principal factors that have affected our financial condition and results of operations, as well as our liquidity and capital resources, for the periods described. This discussion should be read in conjunction with the unaudited Condensed Consolidated Financial Statements and the notes thereto included in this Quarterly Report. In addition, reference is made to our audited consolidated financial statements and notes thereto and related Management’s Discussion and Analysis of Financial Condition and Results of Operations included in our most recent Annual Report on Form 10-K. As used in this Quarterly Report, the terms “MEDNAX”, the “Company”, “we”, “us” and “our” refer to MEDNAX, Inc. and its consolidated subsidiaries (collectively “MDX”), together with MDX’s affiliated professional associations, corporations and partnerships (“affiliated professional contractors”). Certain subsidiaries of MDX have contracts with our affiliated professional contractors, which are separate legal entities that provide physician services in certain states and Puerto Rico. Overview MEDNAX is a leading provider of physician services including newborn, maternal-fetal, other pediatric subspecialties, and anesthesia care. Our national network is composed of affiliated physicians, including those who provide neonatal clinical care in 34 states and Puerto Rico, primarily within hospital-based neonatal intensive care units, to babies born prematurely or with medical complications. We also have affiliated physicians who provide maternal-fetal and obstetrical medical care to expectant mothers experiencing complicated pregnancies primarily in areas where our affiliated neonatal physicians practice. Our network includes other pediatric subspecialists, including those who provide pediatric cardiology care, pediatric intensive care, hospital-based pediatric care and pediatric surgical c" 69228a53-dde8-48cf-8466-78d56f9774e3,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf0.45-0.7|other,1.0,0001437749-19-013842,10-Q,md_and_a,0000076267,PKE,PARK AEROSPACE CORP,2019-07-11,october,2865,18358,True,0.4058,"Discussion and Analysis of Financial Condition and Results of Operations. General: Park Electrochemical Corp. (“Park” or the “Company”) is an aerospace company which develops and manufactures solution and hot-melt advanced composite materials used to produce composite structures for the global aerospace markets. Park’s advanced composite materials include film adhesives (undergoing qualification) and lightning strike materials. Park offers an array of composite materials specifically designed for hand lay-up or automated fiber placement (AFP) manufacturing applications. Park’s advanced composite materials are used to produce primary and secondary structures for jet engines, large and regional transport aircraft, military aircraft, Unmanned Aerial Vehicles (UAVs commonly referred to as “drones”), business jets, general aviation aircraft and rotary wing aircraft. Park also offers specialty ablative materials for rocket motors and nozzles and specially designed materials for radome applications. As a complement to Park’s advanced composite materials offering, Park designs and fabricates composite parts, structures and assemblies and low volume tooling for the aerospace industry. Target markets for Park’s composite parts and structures (which include Park’s patented composite SigmaStrut TM and AlphaStrut TM product lines) are, among others, prototype and development aircraft, special mission aircraft, spares for legacy military and civilian aircraft and exotic spacecraft. On December 4, 2018, Park completed the previously announced sale of its Electronics Business, including manufacturing facilities in Singapore, France, California and Arizona and R&D facilities in Singapore and Arizona, to AGC Inc. for an aggregate purchase price of $145 million in cash, subject to post-closing adjustments for changes in working capital compared to target net working capital, excluding cash in certain acquired subsidiaries and certain accrued and unpaid taxes of certain acquired sub" a27b9e42-5e55-430a-b69a-a1619d5614f7,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf0.45-0.7|other,1.0,0001437749-21-023483,10-Q,md_and_a,0000076267,PKE,PARK AEROSPACE CORP,2021-10-08,october,3419,21872,True,0.3455,"Discussion and Analysis of Financial Condition and Results of Operations . General: Park Aerospace Corp. (“Park” or the “Company”) develops and manufactures solution and hot-melt advanced composite materials used to produce composite structures for the global aerospace markets. Park’s advanced composite materials include film adhesives (undergoing development) and lightning strike materials. Park offers an array of composite materials specifically designed for hand lay-up or automated fiber placement (“AFP”) manufacturing applications. Park’s advanced composite materials are used to produce primary and secondary structures for jet engines, large and regional transport aircraft, military aircraft, Unmanned Aerial Vehicles (UAVs commonly referred to as “drones”), business jets, general aviation aircraft and rotary wing aircraft. Park also offers specialty ablative materials for rocket motors and nozzles and specially designed materials for radome applications. As a complement to Park’s advanced composite materials offering, Park designs and fabricates composite parts, structures and assemblies and low volume tooling for the aerospace industry. Target markets for Park’s composite parts and structures (which include Park’s proprietary composite SigmaStrut TM and AlphaStrut TM product lines) are, among others, prototype and development aircraft, special mission aircraft, spares for legacy military and civilian aircraft and exotic spacecraft. Financial Overview The Company's total net sales from continuing operations in the 13 weeks and 26 weeks ended August 29, 2021 were $13.6 million and $27.2 million, respectively, compared to $9.3 million and $21.5 million, respectively, in the 13 weeks and 26 weeks ended August 30, 2020. The increases in sales were primarily due to improving sales for the commercial and business aircraft markets. The Company’s gross profit margins from continuing operations, measured as percentages of sales, were 32.4% and 36.3%, respectively, i" 14566b3f-6b59-491d-a5a7-715f3a31fb87,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,82.0,0001104659-15-033597,10-Q,md_and_a,0000896622,ATR,APTARGROUP,2015-05-04,october,4766,30046,True,0.288,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (AMOUNTS IN THOUSANDS, EXCEPT PER SHARE AMOUNTS, OR AS OTHERWISE INDICATED) RESULTS OF OPERATIONS Quarter Ended March 31, 2015 2014 Net Sales 100.0 % 100.0 % Cost of sales (exclusive of depreciation and amortization shown below) 65.4 67.1 Selling, research & development and administrative 16.3 15.8 Depreciation and amortization 5.8 5.5 Operating Income 12.5 11.6 Other expense (1.0 ) (0.7 ) Income before Income Taxes 11.5 10.9 Net Income 7.6 % 7.2 % Effective Tax Rate 33.4 % 34.3 % NET SALES We reported net sales of $589.8 million for the quarter ended March 31, 2015, which represents a 13% decrease compared to $676.1 million reported during the first quarter of 2014. The average U.S. dollar exchange rate strengthened significantly relative to the Euro along with all other major currencies impacting our business, resulting in a negative currency translation impact of 12%. Therefore, sales excluding changes in foreign currency rates decreased by 1% in the first quarter of 2015 compared to the first quarter of 2014. Strong product sales in our Pharma segment were offset by softness in our Beauty + Home and Food + Beverage segments: Beauty Food + Net Sales Change over Prior Year + Home Pharma Beverage Total Product Sales (including tooling) (4 %) 7 % (4 %) (1 %) Currency Effects(1) (12 %) (15 %) (6 %) (12 %) Total Reported Net Sales Growth (16 %) (8 %) (10 %) (13 %) (1) Currency effects are determined by translating last year’s amounts at this year’s foreign exchange rates For further discussion on net sales by reporting segment, please refer to the segment analysis of net sales and segment income on the following pages. The following table sets forth, for the periods indicated, net sales by geographic location: Quarter Ended March 31, 2015 % of Total 2014 % of Total Domestic $ 160,078 27 % $ 170,427 25 % Europe 332,271 56 % 399,459 59 % Latin America 52,916 9 % 60,790 9 % Asia 44,546 8 %" 3905c540-3ce3-429d-955d-9679ea04d123,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,82.0,0001628280-23-002560,10-Q,md_and_a,0001581280,TWST,TWIST BIOSCIENCE,2023-02-07,october,3643,23311,True,0.3242,"discussion and analysis of financial condition and results of operations You should read the following discussion and analysis of our financial condition and results of operations together with the unaudited condensed consolidated financial statements and related notes that are included elsewhere in this Quarterly Report on Form 10-Q and our Annual Report on Form 10-K for the fiscal year ended September 30, 2022 filed with the U.S. Securities and Exchange Commission, or the SEC, on November 28, 2022, or our Annual Report on Form 10-K. This discussion contains forward-looking statements based upon current plans, expectations and beliefs that involve risks and uncertainties including the effect of the COVID-19 pandemic and our response thereto. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of various factors, including, but not limited to, those discussed in the section entitled “Risk Factors” and elsewhere in this Quarterly Report on Form 10-Q. In preparing this MD&A, we presume that readers have access to and have read the MD&A in our Annual Report on Form 10-K, pursuant to Instruction 2 to paragraph (b) of Item 303 of Regulation S-K. Overview We are an innovative synthetic biology and genomics company that has developed a scalable DNA synthesis platform to industrialize the engineering of biology. The core of our platform is a proprietary technology that pioneers a new method of manufacturing synthetic DNA by “writing” DNA on a silicon chip. We have miniaturized traditional chemical DNA synthesis reactions to write over one million short pieces of DNA on each silicon chip, approximately the size of a large mobile phone. We have combined this technology with proprietary software, scalable commercial infrastructure, and an e-commerce platform to create an integrated technology platform that enables us to achieve high levels of quality, precision, automation, and manufacturing throughput at a significan" 48ac05ff-b342-455d-aeb3-a9b94e154ffd,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,82.0,0001493152-24-024530,10-Q,md_and_a,0001923891,NNE,NANO NUCLEAR ENERGY,2024-06-20,october,3098,20700,True,0.291,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations of the unaudited financial statements and related notes included elsewhere in this Report. Data as of and for the year ended September 30, 2023 has been derived from our audited consolidated financial statements. Data as of and for the three and six months ended March 31, 2024 and 2023 has been derived from our unaudited consolidated financial statements appearing in this Report. This following discussion contain forward-looking statements, such as those relating to our plans, objectives, expectations, intentions, and beliefs, which involve risks, uncertainties and assumptions. Our actual results could differ materially from those discussed in these forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, those identified below and those discussed in the section titled “Cautionary Note Regarding Forward-Looking Statements” in this Report. All references to “we,” “us,” “our” and the “Company” refer to NANO Nuclear Energy Inc., a Nevada corporation and its consolidated subsidiaries unless the context requires otherwise. Overview We are an early-stage nuclear energy company developing smaller, cheaper, and safer advanced portable clean energy solutions utilizing proprietary reactor designs, intellectual property and research methods, illuminating our path toward a sustainable future. Led by a world class scientific and management team, envisioned within our business plan is a comprehensive engagement across every sector of the nuclear power industry, traversing the path from sourcing raw nuclear material and fuel fabrication to the illumination of energy through our cutting edge and advanced small modular nuclear reactors (SMRs, also known as microreactors). Our dedication extends further to encompass commercial nuclear fuel " 67afe45f-721d-48aa-a8b0-9c3852193e1a,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,82.0,0001052918-14-000174,10-Q,md_and_a,0001030192,IDR,IDAHO STRATEGIC RESOURCES INC,2014-05-15,october,1633,10325,True,0.457,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS When we use the terms ""New Jersey Mining Company,"" the ""Company,"" ""we,"" ""us,"" or ""our,"" we are referring to New Jersey Mining Company (the Company) and its subsidiaries, unless the context otherwise requires. Cautionary Statement about Forward-Looking Statements This Quarterly Report on Form 10-Q includes certain statements that may be deemed to be ""forward-looking statements."" All statements, other than statements of historical facts, included in this Form 10-Q that address activities, events or developments that our management expects, believes or anticipates will or may occur in the future are forward-looking statements. Such forward-looking statements include discussion of such matters as: ● The amount and nature of future capital, development and exploration expenditures; ● The timing of exploration activities; and ● Business strategies and development of our business plan. Forward-looking statements also typically include words such as ""anticipate,"" ""estimate,"" ""expect,"" ""potential,"" ""could"" or similar words suggesting future outcomes. These statements are based on certain assumptions and analyses made by us in light of our experience and our perception of historical trends, current conditions, expected future developments and other factors we believe are appropriate in the circumstances. Such statements are subject to a number of assumptions, risks and uncertainties, including such factors as the volatility and level of metal prices, currency exchange rate fluctuations, uncertainties in cash flow, expected acquisition benefits, exploration mining and operating risks, competition, litigation, environmental matters, the potential impact of government regulations, and other matters related to the mining industry, many of which are beyond our control. Readers are cautioned that forward-looking statements are not guarantees of future performance and that actual results or developments " 884486f6-30d6-4563-a0fc-b3bc0dd1b828,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|capex-type,82.0,0001493152-19-011905,10-Q,md_and_a,0000752642,UMH,UMH PROPERTIES INC,2019-08-08,october,5183,33621,True,0.2655,"Discussion and Analysis of Financial Condition and Results of Operations Overview The following discussion and analysis of the consolidated financial condition and results of operations should be read in conjunction with the Consolidated Financial Statements and footnotes thereto included elsewhere herein and in the Company’s annual report on Form 10-K for the year ended December 31, 2018. The Company is a self-administered, self-managed Real Estate Investment Trust (“REIT”) with headquarters in Freehold, New Jersey. The Company’s primary business is the ownership and operation of manufactured home communities which includes leasing manufactured home spaces on an annual or month-to-month basis to residential manufactured homeowners. The Company also leases homes to residents and, through its taxable REIT subsidiary, UMH Sales and Finance, Inc. (“S&F”), sells and finances the sale of manufactured homes to qualified residents and prospective residents of our communities. As of June 30, 2019, the Company owned and operated 118 manufactured home communities containing approximately 21,500 developed home sites. These communities are located in New Jersey, New York, Ohio, Pennsylvania, Tennessee, Indiana, Michigan and Maryland. Subsequent to quarter end, the Company purchased an additional 3 communities containing approximately 1,100 developed home sites. The Company earns income from the operation of its manufactured home communities, leasing of manufactured homesites, the rental of manufactured homes, the sale and finance of manufactured homes, the brokering of home sales, and from appreciation in the values of the manufactured home communities and vacant land owned by the Company. The Company also invests in marketable securities of other REITs which the Company generally limits to no more than approximately 15% of its undepreciated assets. The Company believes that its capital structure, which allows for the ownership of assets using a balanced combination of eq" 47fb20ad-a96c-43ef-97e2-7303c147ba85,holdout,True,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,198.4,0001554795-19-000412,10-Q,md_and_a,0000748268,RCAT,RED CAT HOLDINGS INC,2019-12-23,october,2349,15057,True,0.3811,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion should be read in conjunction with our unaudited condensed consolidated financial statements and related notes and other financial data included elsewhere in this Quarterly Report on Form10-Q. See also the audited financial statements and footnotes in our Current Report Form 8-K/A filed with the SEC on July 31, 2019. The Management's Discussion and Analysis contains forward-looking statements that involve risks and uncertainties, such as statements relating to our liquidity, and our plans for our business focusing on cloud-based analytics, storage, and services for drones. Any statements that are not statements of historical fact are forward-looking statements. When used, the words “believe,” “plan,” “intend,” “anticipate,” “target,” “estimate,” “expect,” and the like, and/or future-tense or conditional constructions (“will,” “may,” “could,” “should,” etc.), or similar expressions, identify certain of these forward-looking statements. These forward-looking statements are subject to risks and uncertainties that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements in this Quarterly Report on Form 10-Q. The Company’s actual results and the timing of events could differ materially from those anticipated in these forward-looking statements as a result of many factors. Investors should also review the risk factors in the Company’s Current Report on Form 8-K filed with the SEC on May 16, 2019. All forward-looking statements speak only as of the date on which they are made. The Company does not undertake any obligation to update such forward-looking statements to reflect events that occur or circumstances that exist after the date of this Quarterly Report on Form 10-Q except as required by federal securities law. Recent Developments The Share Exchange Agreement Effective May 15, 2019, we closed a Share" b6a1a5ab-3a48-4436-929d-87d977f27c59,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,198.4,0001193125-19-278929,10-Q,md_and_a,0000880117,JBSS,JOHN B SANFILIPPO AND SON,2019-10-30,october,4591,29213,True,0.25,"Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW The following discussion and analysis should be read in conjunction with the unaudited Consolidated Financial Statements and the Notes to Consolidated Financial Statements. Our fiscal year ends on the final Thursday of June each year, and typically consists of fifty-two weeks (four thirteen-week quarters). Additional information on the comparability of the periods presented is as follows: • References herein to fiscal 2020 and fiscal 2019 are to the fiscal year ending June 25, 2020 and the fiscal year ended June 27, 2019, respectively. • References herein to the first quarter of fiscal 2020 and fiscal 2019 are to the quarters ended September 26, 2019 and September 27, 2018, respectively. As used herein, unless the context otherwise indicates, the terms “we”, “us”, “our” or “Company” collectively refer to John B. Sanfilippo & Son, Inc. and our wholly-owned subsidiary, JBSS Ventures, LLC. Our Company’s Credit Facility and Mortgage Facility, as defined below, are sometimes collectively referred to as “our financing arrangements.” We are one of the leading processors and distributors of peanuts, pecans, cashews, walnuts, almonds and other nuts in the United States. These nuts are sold under a variety of private brands and under the Fisher, Orchard Valley Harvest, Squirrel Brand, Southern Style Nuts and Sunshine Country brand names. We also market and distribute, and in most cases, manufacture or process, a diverse product line of food and snack products, including peanut butter, almond butter, cashew butter, candy and confections, snacks and trail mixes, snack bites, sunflower kernels, dried fruit, corn snacks, chickpea snacks, sesame sticks and other sesame snack products under private brands and brand names. We distribute our products in the consumer, commercial ingredients and contract packaging distribution channels. The Company’s long-term objective to drive profitable growt" de800419-c5b5-461f-ad4b-b9ed15a9035b,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,198.4,0000046250-15-000005,10-Q,md_and_a,0000046250,HWKN,HAWKINS INC,2015-02-03,october,3083,18849,True,0.4174,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following is a discussion and analysis of our financial condition and results of operations for the three and nine months ended December 28, 2014 as compared to December 29, 2013 . This discussion should be read in conjunction with the Condensed Consolidated Financial Statements and Notes to Condensed Consolidated Financial Statements included in this Form 10-Q and Item 8 of our Annual Report on Form 10-K for the fiscal year ended March 30, 2014 (“fiscal 2014”). References to fiscal 2015 refer to the fiscal year ending March 29, 2015 . Overview We derive substantially all of our revenues from the sale of chemicals to our customers in a wide variety of industries. We began our operations primarily as a distributor of bulk chemicals with a strong customer focus. Over the years, we have maintained the strong customer focus and have expanded our business by increasing our sales of value-added chemical products, including repackaging, blending, and manufacturing certain products. On October 20, 2014, we acquired substantially all of the assets of The Dumont Company, Inc. (“Dumont”) under the terms of an asset purchase agreement with Dumont and its shareholders. We paid $10.1 million in cash including a working capital adjustment, using available cash on hand to fund the acquisition. Dumont was a water treatment chemical distribution company with revenues of approximately $14.0 million in calendar year 2013. Through this acquisition we added seven operating locations across Florida serving municipal water and wastewater treatment, private utilities, commercial swimming pools, irrigation water treatment and food processing chemical markets. The results of operations since the acquisition date are included in our Water Treatment Segment. In the third quarter of fiscal 2014, we acquired substantially all the assets of Advance Chemical Solutions, Inc. (“ACS”). We paid $2.4 million in cash at closing," e7b6ed5a-d187-486d-8a3f-e8fed32a0d30,holdout,True,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,198.4,0001564590-16-021789,10-Q,md_and_a,0000903129,THRM,GENTHERM,2016-07-29,october,4076,27426,True,0.2639,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Forward-Looking Statements This Report contains forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements represent our goals, beliefs, plans and expectations about our prospects for the future and other future events, such as our ability to finance sufficient working capital, the amount of availability under our credit facility, our ability to continue to maintain or increase sales and profits of our operations, and the sufficiency of our cash balances and cash generated from operating, investing and financing activities for our future liquidity and capital resource needs. Reference is made in particular to forward-looking statements included in this “Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Such statements may be identified by the use of forward-looking terminology such as “may”, “will”, “expect”, “believe”, “estimate”, “anticipate”, “intend”, “continue”, or similar terms, variations of such terms or the negative of such terms. The forward-looking statements included in this Report are made as of the date hereof or as of the date specified and are based on management’s current expectations and beliefs. Such statements are subject to a number of assumptions, risks, uncertainties and other factors, which are set forth in this Report, under “Item 1A. Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2015 and subsequent reports filed with or furnished to the Securities and Exchange Commission, and which could cause actual results to differ materially from that described in the forward looking statements. Except as required by law, we expressly disclaim any obligation or undertaking to update any forward-looking statements to reflect any change in our expectations with regard thereto or any change in eve" ffffad8a-fe5e-43b2-9744-066301d1158a,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|ma_integration,198.4,0000072331-25-000057,10-Q,md_and_a,0000072331,NDSN,Nordson Corporation,2025-05-29,october,3222,20252,True,0.4659,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following is management's discussion and analysis of certain significant factors affecting our financial condition and results of operations for the periods included in the accompanying condensed consolidated financial statements. Throughout this Quarterly Report on Form 10-Q, components may not sum to totals due to rounding. Overview Nordson is an innovative precision technology company that leverages a scalable growth framework expected to deliver top tier growth with leading margins and returns. We engineer, manufacture and market differentiated products and systems used for precision dispensing, applying and controlling of adhesives, coatings, polymers, sealants, biomaterials, and other fluids, to test and inspect for quality, and to treat and cure surfaces and various medical products such as: catheters, cannulas, medical balloons and medical tubing. These products are supported with extensive application expertise and direct global sales and service. We serve a wide variety of consumer non-durable, consumer durable and technology end markets including packaging, electronics, medical, appliances, energy, transportation, precision agriculture, building and construction, and general product assembly and finishing. Our strategy for long-term growth is based on solving customers’ needs globally. We were incorporated in the State of Ohio in 1954 and are headquartered in Westlake, Ohio. Our products are marketed through a network of direct operations in more than 35 countries. As of April 30, 2025, we had approximately 7,800 employees worldwide. We have principal manufacturing operations and sources of supply in the United States in Ohio, Georgia, California, Colorado, Connecticut, Illinois, Michigan, Minnesota, Pennsylvania, Rhode Island, Tennessee, Florida, Texas, Alabama, South Carolina and Wisconsin; as well as in the People’s Republic of China, Germany, Ireland, India, Israel, Italy, Me" 0bdfa5fe-7fce-434d-b28f-20177ee6408d,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|other,78.6,0001045810-22-000079,10-Q,md_and_a,0001045810,NVDA,Nvidia,2022-05-27,october,5185,33168,True,0.278,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Forward-Looking Statements This Quarterly Report on Form 10-Q contains forward-looking statements which are based on our management’s beliefs and assumptions and on information currently available to our management. In some cases, you can identify forward-looking statements by terms such as “may,” “will,” “should,” “could,” “goal,” “would,” “expect,” “plan,” “anticipate,” “believe,” “estimate,” “project,” “predict,” “potential” and similar expressions intended to identify forward-looking statements. These statements involve known and unknown risks, uncertainties and other factors, which may cause our actual results, performance, time frames or achievements to be materially different from any future results, performance, time frames or achievements expressed or implied by the forward-looking statements. We discuss many of these risks, uncertainties and other factors in this Quarterly Report on Form 10-Q and in our Annual Report on Form 10-K for the fiscal year ended January 30, 2022 in greater detail under the heading “Risk Factors” of such reports. Given these risks, uncertainties and other factors, you should not place undue reliance on these forward-looking statements. Also, these forward-looking statements represent our estimates and assumptions only as of the date of this filing. You should read this Quarterly Report on Form 10-Q completely and with the understanding that our actual future results may be materially different from what we expect. We hereby qualify our forward-looking statements by these cautionary statements. Except as required by law, we assume no obligation to update these forward-looking statements publicly, or to update the reasons actual results could differ materially from those anticipated in these forward-looking statements, even if new information becomes available in the future. All references to “NVIDIA,” “we,” “us,” “our” or the “Company” mean NVIDIA Corporation" 7f87d4c8-d03a-48e0-8b88-73f142607a75,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|other,78.6,0001047469-13-005779,10-Q,md_and_a,0001526119,VSTM,VERASTEM INC,2013-05-09,october,1844,12251,True,0.511,"Discussion and Analysis of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations together with our financial statements and related notes appearing elsewhere in this quarterly report. The following discussion contains forward-looking statements that involve risks and uncertainties. Our actual results and the timing of certain events could differ materially from those anticipated in these forward-looking statements as a result of certain factors, including those discussed below and elsewhere in this quarterly report or in our annual report on Form 10-K. OVERVIEW We are a clinical biopharmaceutical company focused on discovering and developing drugs to treat cancer by the targeted killing of cancer stem cells. We also develop proprietary companion diagnostics. A cancer stem cell is a particularly aggressive type of tumor cell, resistant to conventional cancer therapy, that we believe is an underlying cause of tumors, their recurrence and metastasis. We have proprietary technology to create a stable population of cancer stem cells that we use to screen for and identify small molecule compounds that target cancer stem cells. Our most advanced programs target the Focal Adhesion Kinase, or FAK, and the PI3K/mTOR signaling pathways. Our lead FAK inhibitor, VS-6063, is currently in Phase 1/1b testing in ovarian cancer and we expect to initiate a potentially pivotal trial of VS-6063 in mesothelioma midyear 2013 for which we have applied for orphan drug designation in both the United States and the European Union. In addition to VS-6063, our FAK inhibitor VS-4718 and PI3K/mTOR inhibitor VS-5584 are expected to enter Phase 1 clinical trials in patients with advanced cancers in the first and second half of 2013, respectively. We commenced active operations in the second half of 2010. Our operations to date have been limited to organizing and staffing our company, business pla" d60b11e3-f56f-4b7c-be6f-71d9da403646,holdout,True,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|other,78.6,0001185185-13-002061,10-Q,md_and_a,0000039020,FEIM,FREQUENCY ELECTRONICS INC,2013-09-16,october,3837,24674,True,0.2898,"Discussion and Analysis of Financial Condition and Results of Operations “Safe Harbor” Statement under the Private Securities Litigation Reform Act of 1995 : The statements in this quarterly report on Form 10-Q regarding future earnings and operations and other statements relating to the future constitute ""forward-looking"" statements pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The words ""believe,"" ""may,"" ""will,"" ""could,"" ""should,"" ""would,"" ""anticipate,"" ""estimate,"" ""expect,"" ""project,"" ""intend,"" ""objective,"" ""seek,"" ""strive,"" ""might,"" ""likely result,"" ""build,"" ""grow,"" ""plan,"" ""goal,"" ""expand,"" ""position,"" or similar words, or the negatives of these words, or similar terminology, identify forward-looking statements. These statements are based on assumptions that the Company believes are reasonable, but are subject to a wide range of risks and uncertainties, and a number of factors could cause the Company's actual results to differ materially from those expressed in the forward-looking statements referred to above . Factors that would cause or contribute to such differences include, but are not limited to, continued acceptance of the Company's products in the marketplace, competitive factors, new products and technological changes, product prices and raw material costs, dependence upon third-party vendors, competitive developments, changes in manufacturing and transportation costs, changes in contractual terms, the availability of capital, and other risks detailed in the Company's periodic report filings with the Securities and Exchange Commission. Readers are cautioned not to place undue reliance on these forward-looking statements, which relate only to events as of the date on which the statements are made and which reflect management's analysis, judgments, belief, or expectation only as of such date. By making these forward-looking statements, the Company undertakes no obligation to update these statements for r" dd2101eb-0664-4365-9f17-1dcfe6546f79,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|other,78.6,0001010086-16-000030,10-Q,md_and_a,0001010086,SIGA,SIGA TECHNOLOGIES INC,2016-11-02,october,5143,32760,True,0.2552,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with our condensed consolidated financial statements and notes to those statements and other financial information appearing elsewhere in this Quarterly Report on Form 10-Q. In addition to historical information, the following discussion and other parts of this Quarterly Report contain forward-looking information that involves risks and uncertainties . Overview We are a company specializing in the development and commercialization of solutions for serious unmet medical needs and biothreats. Our lead product is TPOXX®, an orally administered antiviral drug that targets orthopoxviruses, including smallpox. While TPOXX® is not yet licensed as safe or effective by the U.S. Food & Drug Administration, it is a novel small-molecule drug that is being delivered to the Strategic National Stockpile under Project Bioshield. Background of Chapter 11 Case On September 16, 2014 (the “Petition Date”), the Company filed a voluntary petition for relief under chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”) chapter 11 Case Number 14-12623 (SHL). The Company operated its business as a “debtor-in-possession” until its emergence from chapter 11 of the Bankruptcy Code. The Company emerged from chapter 11 of the Bankruptcy Code on April 12, 2016. The Company did not apply the provision of fresh start accounting as ownership of existing shares of the Company's common stock remained unaltered by the Third Amended Chapter 11 Plan. The Company commenced the chapter 11 case to preserve and to ensure its ability to satisfy its commitments under the BARDA Contract (as defined in Note 3 to the financial statements) and to preserve its operations, which likely would have been jeopardized by the enforcement of a judgment stemming from the litigatio" f8993002-9a75-481e-a443-0906d9cd1c4c,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|other,78.6,0000896264-24-000208,10-Q,md_and_a,0000896264,USNA,USANA HEALTH SCIENCES INC,2024-08-06,october,3571,22688,True,0.2801,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is designed to provide an understanding of USANA’s financial condition, results of operations and cash flows by reviewing certain key indicators and measures of performance. The MD&A is presented in six sections as follows: • Overview • Products • Customers • Non-GAAP Financial Measures • Results of Operations • Liquidity and Capital Resources This discussion and analysis from management's perspective should be read in conjunction with the Unaudited Condensed Consolidated Financial Statements and Notes thereto that are contained in this quarterly report, as well as Part II, Item 7, Management’s Discussion and Analysis of Financial Condition and Results of Operations of our Annual Report on Form 10-K for the year ended December 30, 2023 ( “2023 Form 10-K” ), filed with the SEC on February 27, 2024, and our other filings, including the Current Reports on Form 8-K, that have been filed with the SEC through the date of this report. Forward-looking statements in Part I, Item 2 may involve risks and uncertainties that could cause results to differ materially from those projected (refer to the section entitled “Cautionary Note Regarding Forward-Looking Statements and Certain Risks” on page 1 and the risk factors provided in Part II, Item 1A for discussion of these risks and uncertainties). Overview We develop and manufacture high quality, science-based nutritional and personal care and skincare products that are distributed internationally primarily through direct selling. We use this distribution method because we believe it is more conducive to meeting our vision as a company, which is to improve the overall health and nutrition of individuals and families around the world. Our customer base is primarily comprised of two types of customers: “Associates” and “Preferred Customers,” referred to together as “a" 242f23a4-44dd-4d0f-b8c4-55f42267b08d,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,20.2,0001158449-21-000132,10-Q,md_and_a,0001158449,AAP,ADVANCE AUTO PARTS INC,2021-06-02,october,3846,25031,True,0.2512,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of financial condition and results of operations should be read in conjunction with the audited consolidated financial statements and notes included in our Annual Report on Form 10-K for the year ended January 2, 2021 (filed with the SEC on February 22, 2021), which we refer to as our 2020 Form 10-K, and our condensed consolidated financial statements and the notes to those statements that appear elsewhere in this report. Impact of COVID-19 on Our Business During the COVID-19 pandemic we are prioritizing protecting the health and safety of our Team Members and customers; working to drive financial performance by preserving our cash position, scrutinizing planned spending and prioritizing various initiatives; and working to help ensure that our team will emerge even stronger following the completion of the pandemic. W e have continued to take additional measures to help ensure the health and safety of our Team Members and customers, including the continuation of certain labor-related benefits for Team Members, social distancing practices, sanitation practices, the use of health check screenings and offering contactless delivery. Government imposed restrictions and stay at home orders related to the pandemic occurred during our first quarter of 2020. These contributed to negative impacts to demand, primarily during the last six weeks of the sixteen weeks ended April 18, 2020. However, as the remainder of 2020 progressed, we experienced a significant improvement in demand, particularly in our DIY omnichannel business. This has continued in the first quarter of 2021, driven by external factors such as a second round of government stimulus, consumers’ increased use of personal vehicles and other factors that may have contributed to an increase in DIY automotive projects. In addition, we believe the execution of prioritized internal initiatives, including our new" 2469d8f3-fe83-4682-bd5c-61bbe9ba0fa6,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,20.2,0001437749-13-005625,10-Q,md_and_a,0001113809,BBW,BUILD A BEAR WORKSHOP,2013-05-09,october,4871,30823,True,0.2565,"Discussion and Analysis of Financial Condition and Results of Operations The following Management’s Discussion and Analysis of Financial Condition and Results of Operations contains forward-looking statements that involve risks and uncertainties. Our actual results may differ materially from the results discussed in the forward-looking statements, and we undertake no obligation to update these statements except as required by federal securities laws. These risks and uncertainties include, without limitation, those detailed under the captions “Risk Factors” and ""Forward-Looking Statements"" in our annual report on Form 10-K for the year ended December 29, 2012, as filed with the SEC on March 14, 2013, and the following: · general global economic conditions may continue to deteriorate, which could lead to disproportionately reduced consumer demand for our products, which represent relatively discretionary spending; · customer traffic may decrease in the shopping malls where we are located, on which we depend to attract guests to our stores; · we may be unable to generate interest in and demand for our interactive retail experience, or to identify and respond to consumer preferences in a timely fashion; · our marketing and on-line initiatives may not be effective in generating sufficient levels of brand awareness and guest traffic; · we may be unable to generate comparable store sales growth; · we may be unable to effectively operate or manage the overall portfolio of our company-owned stores; · we may not be able to operate our company-owned stores in the United Kingdom and Ireland profitably; · we may be unable to renew or replace our store leases, or enter into leases for new stores on favorable terms or in favorable locations, or may violate the terms of our current leases; · the availability and costs of our products could be adversely affected by risks associated with international manufacturing and trade, including foreign currency fluctuation; · our products c" 2915d125-b81e-48bb-86e7-47067004d429,holdout,True,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,20.2,0001493152-12-001562,10-Q,md_and_a,0001495932,AGNT,AGNT,2012-11-09,october,1616,10341,True,0.6436,"Discussion and Analysis of Financial Condition and Results of Operations As used in this quarterly report, the terms “we”, “us” and “our” mean Desert Canadians Ltd., unless otherwise indicated. All currency references in this report are to U.S. dollars unless otherwise noted. Forward Looking Statements This quarterly report includes forward-looking statements. To the extent that any statements made in this quarterly report contain information that is not historical, such as financial projections, information or expectations about our business plans, results of operations, products or markets, or future events, such statements are forward-looking. Forward-looking statements can be identified by the use of words such as “intends”, “anticipates”, “believes”, “estimates”, “projects”, “forecasts”, “expects”, “plans” and “proposes”. Although we believe that the expectations reflected in these forward-looking statements are based on reasonable assumptions, there are a number of risks and uncertainties that could cause actual results to differ materially from such forward-looking statements. We do not undertake any obligation to publicly update any forward-looking statements. Business Overview We are a start up service provider engaged in the dissemination of online information about real estate in the Coachella Valley of California as well as issues related to property ownership in the area. We have begun to develop a website that hosts a variety of practical, accurate and interesting information on local real estate, taxation and immigration issues, as well as local recreational activities. We have not yet finalized the content of the site, but we intend to make it a one-stop or single source destination for the following target markets: ● Canadians who own or are interested in purchasing real estate in the region, primarily for the purpose of wintering there (“snowbirds”); ● residents of other countries who also own or are interested in purchasing real estate in t" 3b0e0416-736f-4ead-8fea-421724436e6e,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,20.2,0000708821-11-000014,10-Q,md_and_a,0000708821,PAR,PAR TECHNOLOGY,2011-05-16,october,3816,25148,True,0.294,"Discussion and Analysis of Financial Condition and Results of Operations Forward-Looking Statement This document contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934. Any statements in this document that do not describe historical facts are forward-looking statements. Forward-looking statements in this document (including forward-looking statements regarding the continued health of the Hospitality industry, future information technology outsourcing opportunities, changes in contract funding by the U.S. Government, the impact of current world events on our results of operations, the effects of inflation on our margins, and the effects of interest rate and foreign currency fluctuations on our results of operations) are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. When we use words such as “intend,” “anticipate,” “believe,” “estimate,” “plan,” “will,” or “expect”, we are making forward-looking statements. We believe that the assumptions and expectations reflected in such forward-looking statements are reasonable, based on information available to us on the date hereof, but we cannot assure you that these assumptions and expectations will prove to have been correct or that we will take any action that we presently may be planning. We have disclosed certain important factors that could cause our actual future results to differ materially from our current expectations, including a decline in the volume of purchases made by one or a group of our major customers; risks in technology development and commercialization; risks of downturns in economic conditions generally, and in the quick-service sector of the hospitality market specifically; risks associated with government contracts; risks associated with competition and competitive pricing pressures; and risks related to foreign operations. Forward-loo" be9e337c-f64f-4ec0-b876-abe196b421e6,holdout,False,productive,10-Q md_and_a|october|shown0.25-0.9|conf>0.7|technology-type,20.2,0000097134-26-000015,10-Q,md_and_a,0000097134,TNC,TENNANT,2026-05-05,october,3476,23118,True,0.3095,"Discussion and Analysis of Financial Condition and Results of Operations The following Management's Discussion and Analysis of Financial Condition and Results of Operations (MD&A) provides a comparison of the Company's results of operations, as well as liquidity and capital resources for the quarters ended March 31, 2026 and 2025. The MD&A should be read in conjunction with the Company's consolidated financial statements and notes included in Item 1 of this Quarterly Report. Throughout this MD&A, the Company refers to measures used by management to evaluate performance, including financial measures that are not defined under generally accepted accounting principles (GAAP) in the U.S. Net sales excluding foreign currency translation (i.e., organic sales) is not a measure of financial performance under GAAP; however, the Company believes it is useful in understanding its financial results and provides comparable measures for understanding the operating results of the Company between different periods. Overview Tennant Company is a world leader in designing, manufacturing and marketing solutions that help create a cleaner, safer, healthier world. The Company is committed to creating and commercializing breakthrough, sustainable cleaning innovations to enhance its broad suite of products, including floor maintenance and cleaning equipment, detergent-free and other sustainable cleaning technologies, aftermarket parts and consumables, equipment maintenance and repair service, and asset management solutions. Our products are used in many types of environments, including retail establishments, distribution centers, factories and warehouses, public venues such as arenas and stadiums, office buildings, schools and universities, hospitals and clinics, and more. Customers include contract cleaners to whom organizations outsource facilities maintenance as well as businesses that perform facilities maintenance themselves. The Company reaches these customers through the industry's" 231c3ccc-9666-4db5-8cc2-413208672d0d,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,2.0,0000023795-10-000022,10-Q,md_and_a,0000023795,CTO,CTO REALTY GROWTH,2010-05-10,october,3825,24503,True,0.1751,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The Management’s Discussion and Analysis of Financial Condition and Results of Operations is designed to be read in conjunction with the financial statements and Management's Discussion and Analysis of Financial Condition and Results of Operations in the last annual report on Form 10-K. OPERATIONS OVERVIEW We are primarily engaged in real estate land sales and development, reinvestment of land sales proceeds into income properties, and golf course operations. We own approximately 11,600 acres in Florida, of which approximately 10,500 are located within and form a substantial portion of the western boundary of The City of Daytona Beach. Our lands are well-located in the central Florida Interstate 4 corridor, providing an opportunity for reasonably stable land sales in future years. With our substantial land holdings in Daytona Beach, we have parcels available for the entire spectrum of real estate uses. Along with land sales, we selectively develop parcels primarily for commercial uses. Although pricing levels and changes by us and our immediate competitors can affect sales, we generally enjoy a competitive edge due to low costs associated with long-time land ownership and a significant ownership position in the immediate market. As a general policy we do not discount sales prices to accelerate land sales. Until the dramatic downturn in the national and local economies in 2008, sales activity on Company owned lands had been strong over several years. Development activities on and around Company owned lands continued relatively strong throughout 2008 and into 2009 with the commencement and completion of projects planned or in process before the downturn. Sales and development activities over the last several years included projects for: a hospital, private and public schools, police headquarters, a fire station, an apartment complex, a residential townhome community, a hotel, a restaurant, o" 50ec44b6-1a8e-42a4-b9ce-eb3469b6fc84,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,2.0,0001573516-14-000035,10-Q,md_and_a,0001573516,MUSA,MURPHY USA,2014-11-06,october,9516,58664,True,0.092,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Management’s Discussion and Analysis of Financial Condition and Results of Operations (“Management’s Discussion and Analysis”) is the Company’s analysis of its financial performance and of significant trends that may affect future performance. It should be read in conjunction with the consolidated and combined financial statements and notes included in this Quarterly Report on Form 10-Q. It contains forward-looking statements including, without limitation, statements relating to the Company’s plans, strategies, objectives, expectations and intentions. The words “anticipate,” “estimate,” “believe,” “budget,” “continue,” “could,” “intend,” “may,” “plan,” “potential,” “predict,” “seek,” “should,” “will,” “would,” “expect,” “objective,” “projection,” “forecast,” “goal,” “guidance,” “outlook,” “effort,” “target” and similar expressions identify forward-looking statements. The Company does not undertake to update, revise or correct any of the forward-looking information unless required to do so under the federal securities laws. Readers are cautioned that such forward-looking statements should be read in conjunction with the Company’s disclosures under “Forward-Looking Statements” and “Risk Factors” included elsewhere in this Quarterly Report on Form 10-Q. For purposes of this Management’s Discussion and Analysis, references to “Murphy USA”, the “Company”, “we”, “us” and “our” refer to Murphy USA Inc. and its subsidiaries on a consolidated basis. For periods prior to completion of the separation from Murphy Oil Corporation (“Murphy Oil”), these terms refer to Murphy Oil’s U.S. retail marketing business and other assets and liabilities that were contributed to Murphy USA in connection with the separation, including an allocable portion of Murphy Oil’s corporate costs, on a combined basis. Management’s Discussion and Analysis is organized as follows: • Executive Overview —This section provides an o" 5957091c-2fd2-4b5e-8b9a-9c4d96885ea3,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,2.0,0001530804-24-000025,10-Q,md_and_a,0001530804,TROX,TRONOX HOLDINGS PLC,2024-05-02,october,5817,37194,True,0.1596,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with Tronox Holdings plc’s unaudited condensed consolidated financial statements and the related notes included elsewhere in this Quarterly Report on Form 10-Q, as well as Management’s Discussion and Analysis of Financial Condition and Results of Operations included in our Annual Report on Form 10-K for the year ended December 31, 2023. This discussion and other sections in this Quarterly Report on Form 10-Q contain forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, that involve risks and uncertainties, and actual results could differ materially from those discussed in the forward-looking statements as a result of numerous factors. Forward-looking statements provide current expectations of future events based on certain assumptions and include any statement that does not directly relate to any historical or current fact. Forward-looking statements also can be identified by words such as “future”, “anticipates”, “believes”, “estimates”, “expects”, “intends”, “plans”, “predicts”, “will”, “would”, “could”, “can”, “may”, and similar terms. This Management’s Discussion and Analysis of Financial Condition and Results of Operations contains certain financial measures, in particular the presentation of earnings before interest, taxes, depreciation and amortization (“EBITDA”) and Adjusted EBITDA, which are not presented in accordance with accounting principles generally accepted in the United States (“U.S. GAAP”). We are presenting these non-U.S. GAAP financial measures because we believe they provide us and readers of this Form 10-Q with additional insight into our operational performance relative to earlier periods and relative to our competitors. We do not intend for these non-U.S. GAAP financial measures to be a substitute for any U.S. GAAP financial information. Readers of these statements sh" 64e9a13a-0955-4999-967d-b99e90b3478a,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,2.0,0001193125-22-281301,10-Q,md_and_a,0001826600,MNTK,MONTAUK RENEWABLES INC,2022-11-09,october,13880,89469,True,0.0262,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our financial statements and the related notes to those statements included elsewhere in this Quarterly Report on Form 10-Q. Throughout this section, dollar amounts are expressed in thousands, except for per share amounts and MMBtu and RIN pricing amounts and unless otherwise indicated. In addition to historical financial information, the following discussion and analysis contains forward-looking statements that involve risks, uncertainties, and assumptions. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of many factors, including those discussed under “Cautionary Note Regarding Forward-Looking Statements,” “Item 1A.–Risk Factors” of our 2021 Annual Report and elsewhere in this report. Overview Montauk Renewables is a renewable energy company specializing in the recovery and processing of biogas from landfills and other non-fossil fuel sources for beneficial use as a replacement to fossil fuels. We develop, own, and operate RNG projects, using proven technologies that supply RNG into the transportation industry and use RNG to produce Renewable Electricity. We are one of the largest U.S. producers of RNG, having participated in the industry for over 30 years. We established our operating portfolio of 12 RNG and three Renewable Electricity projects through self-development, partnerships, and acquisitions that span six states. Biogas is produced by microbes as they break down organic matter in the absence of oxygen (during a process called anaerobic digestion). Our two current sources of commercial scale biogas are LFG or ADG. We typically secure our biogas feedstock through long-term fuel supply agreements and property lease agreements with biogas site hosts. Once we secure long-term fuel supply rights, " a7328ada-f94f-4e87-befd-cd3fa14aa01e,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|capex-type,2.0,0001144204-18-025758,10-Q,md_and_a,0001513761,NCLH,Norwegian Cruise Line Holdings,2018-05-07,october,5645,37390,True,0.1683,"Discussion and Analysis of Financial Condition and Results of Operations Cautionary Statement Concerning Forward-Looking Statements Certain statements in this report constitute forward-looking statements within the meaning of the U.S. federal securities laws intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained, or incorporated by reference, in this report, including, without limitation, those regarding our business strategy, financial position, results of operations, plans, prospects and objectives of management for future operations (including development plans and objectives relating to our activities), are forward-looking statements. Many, but not all, of these statements can be found by looking for words like “expect,” “anticipate,” “goal,” “project,” “plan,” “believe,” “seek,” “will,” “may,” “forecast,” “estimate,” “intend” and “future” and similar words. Forward-looking statements do not guarantee future performance and may involve risks, uncertainties and other factors which could cause our actual results, performance or achievements to differ materially from the future results, performance or achievements expressed or implied in those forward-looking statements. Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: · adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; · adverse incidents involving cruise ships; · adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; · the spread of epidemics and vir" 0a1ab6a0-3c4e-4bb6-8037-989d77819669,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,4.5,0001201792-21-000009,10-Q,md_and_a,0001201792,APEI,AMERICAN PUBLIC EDUCATION,2021-08-09,october,11765,75406,True,0.0651,"Discussion and Analysis of Financial Condition and Results of Operations In this Quarterly Report on Form 10-Q, or Quarterly Report, “we,” “our,” “us,” “the Company” and similar terms refer to American Public Education, Inc., or “APEI,” and its subsidiary institutions collectively unless the context indicates otherwise. The following discussion of our historical results of operations and our liquidity and capital resources should be read in conjunction with the Consolidated Financial Statements and related notes that appear elsewhere in this Quarterly Report and the audited financial information and related notes, as well as Management’s Discussion and Analysis of Financial Condition and Results of Operations and other disclosures, included in our Annual Report on Form 10-K for the fiscal year ended December 31, 2020, or our Annual Report. Forward-Looking Statements This Quarterly Report contains forward-looking statements intended to be covered by the safe harbor provisions for forward-looking statements in Section 21E of the Securities Exchange Act of 1934, as amended, or the Exchange Act. We may use words such as “believe,” “anticipate,” “plan,” “expect,” “estimate,” “intend,” “should,” “would,” “could,” “potentially,” “will,” or “may,” or other words that convey uncertainty of future events, conditions, circumstances, or outcomes to identify these forward-looking statements. Forward-looking statements in this Quarterly Report include, without limitation, statements regarding: • actions by the Department of Defense, or DoD, or branches of the United States Armed Forces, including actions related to the disruption and suspension of DoD tuition assistance programs; • our expectations regarding the effects of and our response to the COVID-19 pandemic, including impacts on business operations and our financial results, our ability to comply with regulations related to emergency relief, and the demand environment for online education or nursing education as the pand" 6286f769-015d-45f1-9b03-ca7a6bb3039c,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,4.5,0000750686-25-000306,10-Q,md_and_a,0000750686,CAC,CAMDEN NATIONAL CORP,2025-11-06,october,16935,107596,True,0.0656,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS FORWARD-LOOKING STATEMENTS The discussions set forth below and in the documents we incorporate by reference herein contain certain statements that may be considered forward-looking statements under the Private Securities Litigation Reform Act of 1995, as amended, including certain plans, expectations, goals, projections, and statements, which are subject to numerous risks, assumptions, and uncertainties. Forward-looking statements can be identified by the use of the words “believe,” “expect,” “anticipate,” “intend,” “estimate,” “assume,” “plan,” “target,” “potential” or “goal” or future or conditional verbs such as “will,” “may,” “might,” “should,” “could” and other expressions which predict or indicate future events or trends and which do not relate to historical matters. Forward-looking statements are not guarantees of future performance and involve risks, uncertainties and assumptions that are difficult for the Company to predict. The actual results, performance or achievements of the Company may differ materially from what is reflected in such forward-looking statements. Forward-looking statements should not be relied on, because they involve known and unknown risks, uncertainties and other factors, some of which are beyond the control of the Company. These risks, uncertainties and other factors may cause the actual results, performance or achievements of the Company to be materially different from the anticipated future results, performance or achievements expressed or implied by the forward-looking statements. The following factors, among others, could cause the Company’s financial performance to differ materially from the Company’s goals, plans, objectives, intentions, expectations and other forward-looking statements: • weakness in the United States economy in general and the regional and local economies within the Northern New England region, which could result in a deterioration of " 677ee1f6-f8de-4b5b-8dab-e48c38f715c3,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,4.5,0000883948-26-000047,10-Q,md_and_a,0000883948,AUB,ATLANTIC UNION BANKSHARES,2026-05-05,october,18247,106585,True,0.0694,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information about the major components of our results of operations, financial condition, liquidity, and capital resources. This discussion and analysis should be read in conjunction with our “Consolidated Financial Statements,” our “Notes to the Consolidated Financial Statements,” and the other financial data included in this report, as well as our Annual Report on Form 10-K for the year ended December 31, 2025 (the “2025 Form 10-K”), including the section entitled “Management’s Discussion and Analysis of Financial Condition and Results of Operations” section therein. Our results of operations for the interim periods are not necessarily indicative of results that may be expected for the full year or for any other period. Amounts are rounded for presentation purposes; however, some of the percentages presented are computed based on unrounded amounts. In the following discussion and analysis, we provide certain financial information determined by methods other than in accordance with GAAP. These non-GAAP financial measures are a supplement to GAAP, which we use to prepare our financial statements, and should not be considered in isolation or as a substitute for comparable measures calculated in accordance with GAAP. In addition, our non-GAAP financial measures may not be comparable to non-GAAP financial measures of other companies. We use the non-GAAP financial measures discussed herein in our analysis of our performance. Management believes that these non-GAAP financial measures provide additional understanding of our ongoing operations, enhance the comparability of our results of operations with prior periods and show the effects of significant gains and charges in the periods presented without the impact of items or events that may obscure trends in our underlying performance. Non-GAAP financial measures may be identified with the symbol (+) and " 8ca7476f-c6de-43af-9550-2a17989136ea,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,4.5,0000723125-13-000108,10-Q,md_and_a,0000723125,MU,Micron Technology,2013-07-08,october,10308,63035,True,0.0646,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS As used herein, ""we,"" ""our,"" ""us"" and similar terms include Micron Technology, Inc. and its subsidiaries, unless the context indicates otherwise. The following discussion contains trend information and other forward-looking statements that involve a number of risks and uncertainties. Forward-looking statements include, but are not limited to, statements such as those made in ""Overview"" regarding our pending acquisition of Elpida; in ""Net Sales"" regarding the transition of our Singapore fabrication facility from DRAM to NAND Flash production; in ""Selling, General and Administrative"" regarding SG&A costs for the fourth quarter of 2013; in ""Research and Development"" regarding R&D costs for the fourth quarter of 2013; in ""Equity in Net Loss of Equity Method Investees"" regarding gains recognized in the fourth quarter of 2013 on Inotera's issuance of shares; and in ""Liquidity and Capital Resources"" regarding the sufficiency of our cash and investments, cash flows from operations and available financing to meet our requirements at least through the next twelve months, our pursuit of additional financing, our belief that convertible note holders would not convert any significant amounts of our convertible notes prior to their redemption or maturity, our estimated capital spending for the fourth quarter of 2013, the timing of payments in connection with the Elpida transactions and the timing of payments for certain contractual obligations. Our actual results could differ materially from our historical results and those discussed in the forward-looking statements. Factors that could cause actual results to differ materially include, but are not limited to, those identified in ""Item 1A. Risk Factors."" This discussion should be read in conjunction with the Consolidated Financial Statements and accompanying notes for the year ended August 30, 2012. All period references are to our fiscal periods unless othe" d31d24b2-aee0-419e-9ba1-2948463f969e,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|ma_integration,4.5,0001133421-26-000016,10-Q,md_and_a,0001133421,NOC,Northrop Grumman,2026-04-21,october,6580,43463,True,0.1545,"Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW Northrop Grumman Corporation (herein referred to as “Northrop Grumman,” the “company,” “we,” “us,” or “our”) is a leading global aerospace and defense technology company. We deliver a broad range of products, services and solutions to U.S. and international customers, and principally to the U.S Department of War (“DoW”) and intelligence community. Our broad portfolio is aligned to support national security priorities and our solutions equip our customers with capabilities they need to connect, protect and advance humanity. The company is a leading provider of space systems, military aircraft, missile defense, advanced weapons and long-range fires capabilities, mission systems, networking and communications, strategic deterrence systems, and breakthrough technologies, such as advanced computing, microelectronics and cyber. We are focused on competing and winning programs that enable continued growth, performing on our commitments and affordably delivering capability our customers need. With the investments we've made in advanced technologies, combined with our talented workforce and digital transformation capabilities, Northrop Grumman is well positioned to meet our customers' needs today and in the future. The following discussion should be read along with the financial statements included in this Form 10-Q, as well as “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” “Liquidity and Capital Resources,” “Quantitative and Qualitative Disclosures About Market Risks” and “Risk Factors” in our 2025 Annual Report on Form 10-K, which provides additional information on our business, the environment in which we operate and our operating results. Divestiture of Training Services Business On May 24, 2025 (the “Divestiture date”), the company completed its previously announced sale of substantially all of the Immersive Mission Solutions (IMS) operating unit o" 09cbdea4-3144-4240-b805-7b20fe0d491a,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|other,5.9,0000950170-22-017181,10-Q,md_and_a,0001768446,CLYM,CLIMB BIO INC,2022-08-15,october,6185,40607,True,0.1396,"Discussion and An alysis of Financial Results and Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our unaudited condensed consolidated financial statements and related notes included in this Quarterly Report on Form 10-Q and the audited financial statements and notes thereto as of and for the year ended December 31, 2021 and the related Management’s Discussion and Analysis of Financial Condition and Results of Operations, both of which are contained in our Annual Report on Form 10-K filed with the SEC on March 7, 2022. Unless the context requires otherwise, references in this Quarterly Report on Form 10-Q to “we,” “us” and “our” refer to Eliem Therapeutics, Inc. and its wholly owned subsidiary. Forward-Looking Statements The following discussion of our financial condition and results of operations contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are based on our management’s beliefs and assumptions and on information currently available to our management. All statements other than statements of historical facts are “forward-looking statements” for purposes of these provisions, including those relating to future events or our future financial performance and financial guidance. In some cases, you can identify forward-looking statements by terminology such as “may,” “might,” “will,” “should,” “expect,” “plan,” “anticipate,” “project,” “believe,” “estimate,” “predict,” “potential,” “intend” or “continue,” the negative of terms like these or other comparable terminology, and other words or terms of similar meaning in connection with any discussion of future operating or financial performance. These statements are only predictions. All forward-looking statements included in this document are based on information available t" 0bdd0d87-b8e3-46b7-8852-dd2bd31a278c,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|other,5.9,0001193125-13-220330,10-Q,md_and_a,0001177648,ENTA,ENANTA PHARMACEUTICALS INC,2013-05-15,october,5828,37775,True,0.1461,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our financial condition and results of operations should be read in conjunction with the unaudited financial statements and notes thereto included elsewhere in this Quarterly Report on Form 10-Q and the audited financial statements and notes thereto for the year ended September 30, 2012 included in our final prospectus filed with the Securities and Exchange Commission on March 21, 2013. This Quarterly Report on Form 10-Q contains “forward-looking statements” within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, or the Exchange Act. These statements are often identified by the use of words such as “may,” “will,” “expect,” “believe,” “anticipate,” “intend,” “could,” “should,” “estimate,” or “continue,” and similar expressions or variations. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results and the timing of certain events to differ materially from future results expressed or implied by such forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, those discussed in the section titled “Risk Factors,” set forth in Part II, Item 1A of this Quarterly Report on Form 10-Q. The forward-looking statements in this Quarterly Report on Form 10-Q represent our views as of the date of this Quarterly Report on Form 10-Q. We anticipate that subsequent events and developments will cause our views to change. However, while we may elect to update these forward-looking statements at some point in the future, we have no current intention of doing so except to the extent required by applicable law. You should, therefore, not rely on these forward-looking statements as representing our views as of any date subsequent to the date of this Quarterly Report on Form 10-Q. Overview We are a research and development-focus" 27bdb238-e8d8-4331-b5e1-2dda8f893dd5,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|other,5.9,0001104659-14-076408,10-Q,md_and_a,0001034842,RIGL,RIGEL PHARMACEUTICALS,2014-11-04,october,7249,47647,True,0.0884,"Discussion and Analysis of Financial Condition and Results of Operations This discussion and analysis should be read in conjunction with our financial statements and the accompanying notes included in this report and the audited financial statements and accompanying notes included in our Annual Report on Form 10-K for the year ended December 31, 2013. Operating results for the three and nine months ended September 30, 2014 are not necessarily indicative of results that may occur in future interim periods or for the full fiscal year. This Quarterly Report on Form 10-Q contains statements indicating expectations about future performance and other forward-looking statements within the meaning of Section 27A of the Securities Act, and Section 21E of the Exchange Act, that involve risks and uncertainties. We usually use words such as “may,” “will,” “should,” “could,” “expect,” “plan,” “anticipate,” “believe,” “estimate,” “predict,” “intend,” or the negative of these terms or similar expressions to identify these forward-looking statements. These statements appear throughout this Quarterly Report on Form 10-Q and are statements regarding our current expectation, belief or intent, primarily with respect to our operations and related industry developments. Examples of these statements include, but are not limited to, statements regarding the following: our business and scientific strategies; the progress of our and our collaborators’ product development programs, including clinical testing, and the timing of results thereof; the potential impact of our cost reduction plans and reduction in workforce, our corporate collaborations and revenues that may be received from our collaborations and the timing of those potential payments; our expectations with respect to regulatory submissions and approvals; our drug discovery technologies; our research and development expenses; protection of our intellectual property; sufficiency of our cash and capital resources and the need for " 6bbd1131-077c-457b-b551-d7b7de605b07,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|other,5.9,0001628280-23-037836,10-Q,md_and_a,0001664703,BE,BLOOM ENERGY CLASS A,2023-11-08,october,12260,77204,True,0.0604,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Quarterly Report on Form 10-Q contains “ forward-looking statements ” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements are based on current expectations, estimates, and projections about our industry, management’s beliefs, and certain assumptions made by management. For example, forward-looking statements include, but are not limited to, our expectations regarding our products, services, business strategies, our expanded strategic partnership with SK ecoplant, operations, supply chain (including any direct or indirect effects from the Russia-Ukraine war or geopolitical developments in China), new markets, government incentive programs, impact of the Inflation Reduction Act of 2022 (the “IRA”) on our business, growth of the hydrogen market and the sufficiency of our cash and our liquidity. All statements contained in this Quarterly Report on Form 10-Q other than statements of historical fact are forward-looking statements. Forward-looking statements may be identified by words such as “future,” “anticipates,” “believes,” “estimates,” “expects,” “intends,” “designs,” “plans,” “ predicts, ” “ targets, ” “ forecasts, ” “ will, ” “ would, ” “ could, ” “ can, ” “ may ” and similar terms. These statements are based on the beliefs and assumptions of our management based on information currently available to management at the time they are made. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results, outcomes and the timing of certain events to differ materially from results or outcomes expressed or implied by such forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, those factors discussed in the section titled “Risk Factors” included in Part I, Item 1A of our Annual Report o" fc234038-1768-4156-a1dd-668470e4ffc6,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|other,5.9,0001032033-25-000012,10-Q,md_and_a,0001032033,SLM,SLM CORP,2025-07-24,october,14324,92812,True,0.0711,"Discussion and Analysis of Financial Condition and Results of Operations Through this discussion and analysis, we intend to provide the reader with some narrative context for how our management views our consolidated financial statements, additional context within which to assess our operating results, and information on the quality and variability of our earnings, liquidity, and cash flows. The following information should be read in connection with SLM Corporation’s Annual Report on Form 10-K for the year ended December 31, 2024 (filed with the Securities and Exchange Commission (the “SEC”) on February 20, 2025) (the “2024 Form 10-K”), and subsequent reports filed with the SEC. Definitions for capitalized terms used in this report not defined herein can be found in the 2024 Form 10-K. References in this Form 10-Q to “we,” “us,” “our,” “Sallie Mae,” “SLM,” and the “Company” refer to SLM Corporation and its subsidiaries, except as otherwise indicated or unless the context otherwise requires. This report contains “forward-looking statements” and information based on management’s current expectations as of the date of this report. Statements that are not historical facts, including statements about the Company’s beliefs, opinions, or expectations and statements that assume or are dependent upon future events, are forward-looking statements. These include, but are not limited to: strategies; goals and assumptions of the Company; the Company’s expectation and ability to execute loan sales and share repurchases; the Company’s expectation and ability to pay a quarterly cash dividend on our common stock in the future, subject to the approval of our Board of Directors; the Company’s 2025 guidance; the Company’s three-year horizon outlook; the impact of acquisitions the Company has made or may make in the future; the Company’s projections regarding originations, net charge-offs, non-interest expenses, earnings, balance sheet position, and other metrics; any estimates related" ba5d492c-746b-4ecd-957a-654037659b10,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf0.45-0.7|technology-type,1.0,0001628280-25-037074,10-Q,md_and_a,0001664703,BE,BLOOM ENERGY CLASS A,2025-07-31,october,11623,75504,True,0.0882,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Quarterly Report on Form 10-Q contains “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements are based on current expectations, estimates, and projections about our industry, management’s beliefs, and certain assumptions made by management. For example, forward-looking statements include, but are not limited to, our plans and expectations regarding future financial results, including our expectations regarding: our ability to be successful in the AI data center market and new international markets; our ability to innovate, develop new products and improve upon our existing products; our ability to anticipate and address customer demand; our strategic partnership with SK ecoplant Co., Ltd.; our competitive position in the energy market for on-site power; future deployment of our Bloom Energy Server systems, Bloom Electrolyzers, and other solutions; our ability to increase efficiency of our products; our ability to market our products successfully in connection with the global energy transition and shifting attitudes around climate change; our business strategy and plans and our objectives for future operations; operating results; the sufficiency of our cash, our cash flows from operating activities, and our liquidity and our ability to obtain financing; projected costs and cost reductions; our ability to increase production capacity and achieve cost reductions; the adequacy of our agreements with our suppliers; management’s plans and objectives for future operations; our ability to repay our debt obligations as they come due; trends in average selling prices; the success of our customer financing arrangements and ability to secure financiers to support customer financing needs for our product deployment; capital expenditures; warranty matters; outcomes of litigation; risks relat" 19f9e014-a227-4e89-8160-ea8f375aaab9,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0001002910-25-000129,10-Q,md_and_a,0001002910,AEE,Ameren,2025-11-06,october,21715,139326,True,0.0299,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS. The following discussion should be read in conjunction with the financial statements contained in this Form 10-Q, as well as Management’s Discussion and Analysis of Financial Condition and Results of Operations and Risk Factors contained in the Form 10-K. We intend for this discussion to provide the reader with information that will assist in understanding our financial statements, the changes in certain key items in those financial statements, and the primary factors that accounted for those changes, as well as how certain accounting principles affect our financial statements. The discussion also provides information about the financial results of our business segments to provide a better understanding of how those segments and their results affect the financial condition and results of operations of Ameren as a whole. Also see the Glossary of Terms and Abbreviations at the front of this report and in the Form 10-K. Ameren, headquartered in St. Louis, Missouri, is a public utility holding company whose primary assets are its equity interests in its subsidiaries. Ameren’s subsidiaries are separate, independent legal entities with separate businesses, assets, and liabilities. Dividends on Ameren’s common stock and the payment of expenses by Ameren depend on distributions made to it by its subsidiaries. Ameren’s principal subsidiaries are listed below. Ameren also has other subsidiaries that conduct other activities, such as providing shared services. • Ameren Missouri operates a rate-regulated electric generation, transmission, and distribution business and a rate-regulated natural gas distribution business in Missouri. • Ameren Illinois operates rate-regulated electric transmission, electric distribution, and natural gas distribution businesses in Illinois. • ATXI operates a FERC rate-regulated electric transmission business within the MISO. Ameren’s and Ameren Missouri’s financial statements " 20cad59a-abdc-472a-a9cc-c9005e3bb842,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0000108985-18-000095,10-Q,md_and_a,0000108985,YORW,YORK WATER,2018-08-02,october,5428,34716,True,0.1597,"Discussion and Analysis ofFinancial Condition and Results of Operations(In thousands of dollars, except per share amounts) Forward-looking Statements Certain statements contained in this report on Form 10-Q constitute ""forward-looking statements"" within the meaning of Section 21E of the Securities Exchange Act of 1934 and Section 27A of the Securities Act of 1933. Words such as ""may,"" ""should,"" ""believe,"" ""anticipate,"" ""estimate,"" ""expect,"" ""intend,"" ""plan"" and similar expressions are intended to identify forward-looking statements. These forward-looking statements include certain information relating to the Company's business strategy; statements including, but not limited to: · the amount and timing of rate increases and other regulatory matters including the recovery of costs recorded as regulatory assets; · expected profitability and results of operations; · trends; · goals, priorities and plans for, and cost of, growth and expansion; · strategic initiatives; · availability of water supply; · water usage by customers; and · the ability to pay dividends on common stock and the rate of those dividends. The forward-looking statements in this report reflect what the Company currently anticipates will happen. What actually happens could differ materially from what it currently anticipates will happen. The Company does not intend to make a public announcement when forward-looking statements in this report are no longer accurate, whether as a result of new information, what actually happens in the future or for any other reason. Important matters that may affect what will actually happen include, but are not limited to: · changes in weather, including drought conditions or extended periods of heavy rainfall; · levels of rate relief granted; · the level of commercial and industrial business activity within the Company's service territory; · construction of new housing within the Company's service territory and increases in population; · changes in government polici" 5252913c-729a-4bae-9e0e-80c3b8dea993,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0001357615-15-000184,10-Q,md_and_a,0001357615,KBR,KBR INC,2015-08-04,october,8790,54052,True,0.0996,"Discussion and Analysis of Financial Condition and Results of Operations Introduction The purpose of management’s discussion and analysis (“MD&A”) is to disclose material changes in our financial condition since the most recent fiscal year-end and results of operations during the current fiscal period as compared to the corresponding period of the preceding fiscal year. The MD&A should be read in conjunction with the condensed consolidated financial statements and accompanying notes and our 2014 Annual Report on Form 10-K. Executive Overview Business Reorganization Following the completion of our strategic review, in December 2014, we reorganized our business into three segments, Technology & Consulting (""T&C""), Engineering & Construction (""E&C"") and Government Services (""GS""), in order to focus on core strengths in global hydrocarbons and international government services. Our corporate expenses and other operations that do not individually meet the criteria for group presentation continue to be reported in our Other business segment, while operations we intend to sell or exit upon completion of our existing contracts are presented separately in the Non-strategic Business segment. Each business segment excluding “Other” reflects a reportable segment led by a separate business segment president who reports directly to our chief operating decision maker (""CODM""). We have revised our business segment reporting to reflect our current management approach and recast prior periods to conform to the current business segment presentation. See additional information on our business segments in Note 2 to our condensed consolidated financial statements. Business Environment Demand for our services depends primarily on the level of capital expenditure in our market sectors, which is driven generally by global and regional economic growth (primarily GDP growth) and more specifically by the demand for energy and derivative products and government services. While the decline in oi" a7babc02-e959-4424-a57b-158666db8cff,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0001144204-13-043105,10-Q,md_and_a,0000925528,HDSN,HUDSON TECHNOLOGIES INC,2013-08-06,october,4813,31096,True,0.2205,"Discussion and Analysis of Financial Condition and Results of Operations Certain statements contained in this section and elsewhere in this Form 10-Q constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements involve a number of known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements. Such factors include, but are not limited to, changes in the demand and price for refrigerants (including unfavorable market conditions adversely affecting the demand for, and the price of refrigerants), the Company's ability to source CFC and non-CFC based refrigerants, regulatory and economic factors, seasonality, competition, litigation, the nature of supplier or customer arrangements that become available to the Company in the future, adverse weather conditions, possible technological obsolescence of existing products and services, possible reduction in the carrying value of long-lived assets, estimates of the useful life of its assets, potential environmental liability, customer concentration, the ability to obtain financing, and other risks detailed in this report and in the Company's other periodic reports filed with the Securities and Exchange Commission (“SEC”). The words “believe”, “expect”, “anticipate”, “may”, “plan”, “should” and similar expressions identify forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date the statement was made. Critical Accounting Policies The Company's discussion and analysis of its financial condition and results of operations are based upon its consolidated financial statements, which have been prepared in accordance with accounting principles generally" a966e6fa-9d21-42e7-81d9-8764d40ab090,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0000003499-11-000024,10-Q,md_and_a,0000003499,ALX,ALEXANDERS REIT INC,2011-08-01,october,3941,25401,True,0.2434,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Certain statements contained herein constitute forward-looking statements as such term is defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are not guarantees of future performance. They involve risks, uncertainties and assumptions. Our future results, financial condition, results of operations and business may differ materially from those expressed in these forward-looking statements. You can find many of these statements by looking for words such as “approximates,” “believes,” “expects,” “anticipates,” “estimates,” “intends,” “plans,” “would,” “may” or other similar expressions in this Quarterly Report on Form 10‑Q. These forward-looking statements represent our intentions, plans, expectations and beliefs and are subject to numerous assumptions, risks and uncertainties. Many of the factors that will determine these items are beyond our ability to control or predict. For a further discussion of factors that could materially affect the outcome of our forward-looking statements, see “Item 1A - Risk Factors” in our Annual Report on Form 10‑K. For these statements, we claim the protection of the safe harbor for forward-looking statements contained in the Private Securities Litigation Reform Act of 1995. You are cautioned not to place undue reliance on the forward-looking statements, which speak only as of the date of this Quarterly Report on Form 10-Q or the date of any document incorporated by reference. All subsequent written and oral forward-looking statements attributable to us or any person acting on our behalf are expressly qualified in their entirety by the cautionary statements contained or referred to in this section. We do not undertake any obligation to release publicly, any revisions to our forward-looking statements to reflect events or circumstances after the date of this Q" c9cd46d2-98d4-46da-bb98-8778f7a73576,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0001145197-21-000041,10-Q,md_and_a,0001145197,PODD,Insulet Corporation,2021-11-05,october,5840,37782,True,0.1076,"’ s Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and the accompanying notes included in this quarterly report. The following discussion may contain forward-looking statements that reflect our plans, estimates and beliefs, which are subject to risks, uncertainties and assumptions. Our actual results could differ materially from those discussed in these forward-looking statements. Factors that could cause or contribute to these differences include those discussed under the headings “Risk Factors” and “Forward-Looking Statements” in both our annual report on Form 10-K for the year ended December 31, 2020 and in this quarterly report. Overview We are primarily engaged in the development, manufacture and sale of our proprietary Omnipod ® System (“Omnipod”), a continuous insulin delivery system for people with insulin-dependent diabetes. The Omnipod System features a small, lightweight, self-adhesive disposable tubeless Omnipod device (“Pod”) that is worn on the body for up to three days at a time; and its wireless companion, the handheld Personal Diabetes Manager (“PDM”). The Omnipod System, which features discreet and easy-to-use devices communicates wirelessly, provides for virtually pain-free automated cannula insertion and eliminates the need for traditional multiple daily injection therapy, using syringes or insulin pens, or the use of traditional pump and tubing. In addition to the diabetes market space, we have partnered with pharmaceutical and biotechnology companies to tailor the Omnipod System technology platform for the delivery of subcutaneous drugs across other therapeutic areas. Most of our drug delivery revenue currently consists of sales of pods to Amgen for use in the Neulasta ® Onpro ® kit, a delivery system for Amgen’s white blood cell booster to help reduce the r" e5f206a4-cbf2-4737-b501-e70e69669824,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|capex-type,450.5714,0001525221-18-000096,10-Q,md_and_a,0001525221,VTOL,BRISTOW GROUP,2018-11-06,october,7021,44224,True,0.1679,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Management's Discussion and Analysis of Financial Condition and Results of Operations should be read in conjunction with the accompanying unaudited consolidated financial statements as of September 30, 2018 and for the three and nine months ended September 30, 2018 and 2017 , included elsewhere herein, and with our Annual Report on Form 10-K for the year ended December 31, 2017 . Forward-Looking Statements This Quarterly Report on Form 10-Q includes “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such forward-looking statements concerning management’s expectations, strategic objectives, business prospects, anticipated performance and financial condition and other similar matters involve known and unknown risks, uncertainties and other important factors that could cause the actual results, performance or achievements of results to differ materially from any future results, performance or achievements discussed or implied by such forward-looking statements. Such risks, uncertainties and other important factors include, among others: • the Company’s dependence on, and the cyclical and volatile nature of, offshore oil and gas exploration, development and production activity, and the impact of general economic conditions and fluctuations in worldwide prices of and demand for oil and natural gas on such activity levels; • the Company’s reliance on a small number of customers and the reduction of its customer base resulting from bankruptcies or consolidation; • risks that the Company’s customers reduce or cancel contracted services or tender processes or obtain comparable services through other forms of transportation; • the Company’s dependence on U.S. government agency contracts that are subject to budget appropriations; • cost savings initiatives implemented by the Company’s" 043a507d-5c24-4a66-8820-832a25b952bd,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001193125-19-188234,10-Q,md_and_a,0000923120,GBX,GREENBRIER,2019-07-02,october,9528,60284,True,0.1589,"Discussion and Analysis of Financial Condition and Results of Operations Executive Summary We operate in three reportable segments: Manufacturing; Wheels, Repair & Parts; and Leasing & Services. Our segments are operationally integrated. The Manufacturing segment, which currently operates from facilities in the U.S., Mexico, Poland, Romania and Turkey, produces double-stack intermodal railcars, tank cars, conventional railcars, automotive railcar products and marine vessels. The Wheels, Repair & Parts segment performs wheel and axle servicing; railcar repair, refurbishment and maintenance; as well as production of a variety of parts for the railroad industry in North America. The Leasing & Services segment owns approximately 8,900 railcars and provides management services for approximately 374,000 railcars for railroads, shippers, carriers, institutional investors and other leasing and transportation companies in North America as of May 31, 2019. Through unconsolidated affiliates we produce railcars in Brazil, rail and industrial castings, tank heads and other components and we have an ownership stake in a lease financing warehouse. Our total manufacturing backlog of railcar units as of May 31, 2019 was approximately 26,100 units with an estimated value of $2.74 billion. Approximately 1% of backlog units and estimated value as of May 31, 2019 was associated with our Brazilian manufacturing operations which is accounted for under the equity method. Backlog units for lease may be syndicated to third parties or held in our own fleet depending on a variety of factors. Multi-year supply agreements are a part of rail industry practice. A portion of the orders included in backlog reflects an assumed product mix. Under terms of the orders, the exact mix and pricing will be determined in the future, which may impact the dollar amount of backlog. Marine backlog as of May 31, 2019 was $82 million. Our backlog of railcar units and marine vessels is not necessarily indicativ" 14d69529-ad2f-4574-bd35-624b6d163051,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000912728-15-000140,10-Q,md_and_a,0000912728,FWRD,FORWARD AIR,2015-07-24,october,15001,89409,True,0.038,"Discussion and Analysis of Financial Condition and Results of Operations. Overview and Executive Summary Our operations can be broadly classified into three principal segments: Forward Air, Forward Air Solutions (“FASI”) and Total Quality (""TQI""). Through our Forward Air segment, we provide time-definite surface transportation and related logistics services to the North American expedited ground freight market. Our licensed property broker utilizes qualified motor carriers, including our own, and other third-party transportation companies, to offer our customers local pick-up and delivery (Forward Air Complete®) and scheduled surface transportation of cargo as a cost-effective, reliable alternative to air transportation. We transport cargo that must be delivered at a specific time, but is less time-sensitive than traditional air freight. This type of cargo is frequently referred to in the transportation industry as deferred air freight. We operate our Forward Air segment through a network of terminals located on or near airports in 92 cities in the United States and Canada, including a central sorting facility in Columbus, Ohio and 12 regional hubs serving key markets. We also offer our customers an array of logistics and other services including: expedited truckload brokerage (“TLX”); intermodal drayage; dedicated fleets; warehousing; customs brokerage; and shipment consolidation, deconsolidation and handling. FASI provides pool distribution services throughout the Mid-Atlantic, Southeast, Midwest and Southwest continental United States. Pool distribution involves managing high-frequency handling and distribution of time-sensitive product to numerous destinations in specific geographic regions. Our primary customers for this service are regional and nationwide distributors and retailers, such as mall, strip mall and outlet based retail chains. We service these customers through a network of terminals and service centers located in 29 cities. TQI is a provider of m" 14e13f01-ad1f-4e84-9e54-4083e636f5af,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000078003-15-000026,10-Q,md_and_a,0000078003,PFE,Pfizer,2015-05-07,october,25389,173710,True,0.0416,"Discussion and Analysis of Financial Condition and Results of Operations (MD&A) Introduction Our MD&A is provided in addition to the accompanying condensed consolidated financial statements and footnotes to assist readers in understanding Pfizer’s results of operations, financial condition and cash flows. The MD&A is organized as follows: ñ Overview of Our Performance, Operating Environment, Strategy and Outlook Beginning on page38 This section provides information about the following: our business; our performance during the first quarter of 2015 and 2014; our operating environment; our strategy; our business development initiatives, such as acquisitions, dispositions, licensing and collaborations; and our financial guidance for 2015. ñ Analysis of the Condensed Consolidated Statements of Income Beginning on page47 This section includes a Revenues Overview section as well as the following sub-sections: ○Revenues - Major Biopharmaceutical Products Beginning on page49 This sub-section provides revenue information for several of our major biopharmaceutical products. ○Product Developments - Biopharmaceutical Beginning on page53 This sub-section provides an overview of important biopharmaceutical product developments. ○Costs and Expenses Beginning on page56 This sub-section provides a discussion about our costs and expenses. ○Provision for Taxes on Income Beginning on page58 This sub-section provides a discussion of items impacting our tax provisions. ○Adjusted Income Beginning on page59 This sub-section provides a discussion of an alternative view of performance used by management. ñ Analysis of Operating Segment Information Beginning on page63 This section provides a discussion of the performance of each of our operating segments for the first quarter of 2015 and selected balance sheet information as of December 31, 2014 for each of our operating segments. ñ Analysis of the Condensed Consolidated Balance Sheet Beginning on page68 This section provides a discussion of " 1b57ca8a-a659-43aa-97a8-414e5aa14adb,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001084048-13-000014,10-Q,md_and_a,0001084048,ZD,ZIFF DAVIS INC,2013-11-12,october,5771,37514,True,0.1111,"Discussion and Analysis of Financial Condition and Results of Operations Forward-Looking Information In addition to historical information, the foregoing Management’s Discussion and Analysis of Financial Condition and Results of Operations contains forward-looking statements. These forward-looking statements involve risks, uncertainties and assumptions. The actual results may differ materially from those anticipated in these forward-looking statements as a result of many factors, including but not limited to those discussed below, the risk factors discussed in Part II, Item 1A - “Risk Factors” of this Quarterly Report on Form 10-Q (if any) and in Part I, Item 1A - “Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2012 (together, the “Risk Factors”), and the factors discussed in the section in this Quarterly Report on Form 10-Q entitled “Quantitative and Qualitative Disclosures About Market Risk.” Readers are cautioned not to place undue reliance on these forward-looking statements, which reflect management’s opinions only as of the date hereof. We undertake no obligation to revise or publicly release the results of any revision to these forward-looking statements. Readers should carefully review the Risk Factors and the risk factors set forth in other documents we file from time to time with the SEC. Some factors that could cause actual results to differ materially from those anticipated in these forward-looking statements include, but are not limited to, our ability and intention to: ◦ Sustain growth or profitability, particularly in light of an uncertain U.S. or worldwide economy and the related impact on customer acquisition and retention rates, customer usage levels and credit and debit card payment declines; ◦ Maintain and increase our cloud services customer base and average revenue per user; ◦ Generate sufficient cash flow to make interest and debt payments and reinvest in our business, and pursue desired activities and busines" 22c5534d-35d0-4e2a-bead-0645450ca123,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000907471-18-000071,10-Q,md_and_a,0000907471,CASH,PATHWARD FINANCIAL INC,2018-08-08,october,11836,75656,True,0.0672,"Discussion and Analysis of Financial Condition and Results of Operations. META FINANCIAL GROUP, INC®. AND SUBSIDIARIES FORWARD LOOKING STATEMENTS Meta Financial Group, Inc.®, (“Meta Financial” or “the Company” or “us”) and its wholly-owned subsidiary, MetaBank® (the “Bank” or “MetaBank”), may from time to time make written or oral “forward-looking statements,” including statements contained in this Quarterly Report on Form 10-Q, in its other filings with the Securities and Exchange Commission (“SEC”), in its reports to stockholders, and in other communications by the Company and the Bank, which are made in good faith by the Company pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward-looking statements by words such as “may,” “hope,” “will,” “should,” “expect,” “plan,” “anticipate,” “intend,” “believe,” “estimate,” “predict,” “potential,” “continue,” “could,” “future,” or the negative of those terms, or other words of similar meaning or similar expressions. You should carefully read statements that contain these words because they discuss our future expectations or state other “forward-looking” information. These forward-looking statements are based on information currently available to us and assumptions about future events, and include statements with respect to the Company’s beliefs, expectations, estimates, and intentions, which are subject to significant risks and uncertainties, and are subject to change based on various factors, some of which are beyond the Company’s control. Such risks, uncertainties and other factors may cause our actual growth, results of operations, financial condition, cash flows, performance and business prospects and opportunities to differ materially from those expressed in, or implied by, these forward-looking statements. Such statements address, among others, the following subjects: statements regarding the potential benefits of, and other expectations for the Co" 380084dd-79e0-41b9-b8f0-29fd9da9a330,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001047127-17-000037,10-Q,md_and_a,0001047127,AMKR,AMKOR TECHNOLOGY,2017-08-04,october,4680,29210,True,0.1712,"Discussion and Analysis of Financial Condition and Results of Operations Overview Amkor is one of the world’s leading providers of outsourced semiconductor packaging and test services. Our financial goals are sales growth and improved profitability. To achieve these goals, we are focused on generating increased value from our investments in advanced technologies, improving utilization of existing assets and selectively growing our scale and scope through strategic investments. We are an industry leader in developing and commercializing cost-effective advanced packaging and test technologies. These advanced technology solutions provide increased value to our customers while typically generating gross margins above our corporate average. This is particularly true in the mobile device market, where growth has outpaced the semiconductor industry rate. Advanced packages are now the preferred choice in both the high-end and the mid-range segments of the smartphone market, which together account for a high portion of mobile phone semiconductor value. The demand for advanced packages is also being driven by second-wave mobile device customers, who are transitioning out of wirebond into wafer-level and flip-chip packages. We believe that our technology leadership and this technology transition create significant growth opportunities for us. We typically look for opportunities in the advanced packaging and test area where we can generate reasonably quick returns on investments made for customers seeking leading edge technologies. We also focus on developing a second wave of customers to fill the capacity that becomes available when leading edge customers transition to newer packaging and test equipment and platforms. For example, we are currently working to expand our sales to Chinese and Taiwanese fabless chip companies that make up a significant portion of the mid-tier and entry-level segments of the mobile device market where much of the growth is occurring. In addition, w" 3960501e-299b-4299-aa28-9228b165e1bf,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001562762-24-000267,10-Q,md_and_a,0001295401,TBBK,BANCORP INC,2024-11-07,october,24165,151274,True,0.0546,"Discussion and Analysis of Financial Condition and Results of Operation s The following Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) provides information about the Company’s results of operations, financial condition, liquidity and asset quality. This information is intended to facilitate your understanding and assessment of significant changes and trends related to our financial condition and results of operations . This MD&A should be read in conjunction with our financial information in our Form 10-K for the fiscal year ended 2023 (the “2023 Form 10-K”) and the unaudited interim consolidated financial statements and notes thereto contained in this Quarterly Report on Form 10-Q. Important Note Regarding Forward-Looking Statements When used in this Quarterly Report on Form 10-Q, statements regarding The Bancorp’s business, that are not historical facts, are “forward-looking statements.” These statements may be identified by the use of forward-looking terminology, including, but not limited to the words “intend,” “may,” “believe,” “will,” “expect,” “look,” “anticipate,” “plan,” “estimate,” “continue,” or similar words. Forward-looking statements include but are not limited to, statements regarding our annual fiscal 2024 results, profitability, and increased volumes, and relate to our current assumptions, projections, and expectations about our business and future events, including current expectations about important economic, political, and technological factors, among other factors, and are subject to risks and uncertainties, which could cause the actual results, events, or achievements to differ materially from those set forth in or implied by the forward-looking statements and related assumptions. Factors that could cause results to differ from those expressed in the forward-looking statements also include, but are not limited to, the risks and uncertainties referenced or described in The Bancorp’s filings wit" 42ff7336-d514-47c9-ac6c-58f337735413,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001558370-16-007526,10-Q,md_and_a,0000921738,PENN,PENN ENTERTAINMENT,2016-08-05,october,9772,62670,True,0.0609,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Our Operations We are a leading, diversified, multi-jurisdictional owner and manager of gaming and racing facilities and video gaming terminal operations. As of June 30, 2016, we owned, managed, or had ownership interests in twenty-seven facilities in the following seventeen jurisdictions: Florida, Illinois, Indiana, Kansas, Maine, Maryland, Massachusetts, Mississippi, Missouri, Nevada, New Jersey, New Mexico, Ohio, Pennsylvania, Texas, West Virginia, and Ontario, Canada. We believe that our portfolio of assets provides us the benefit of geographically diversified cash flow from operations. On June 24, 2015, we opened Plainridge Park Casino, an integrated racing and slots-only gaming facility in Plainville, Massachusetts. On August 25, 2015, we completed our acquisition of Tropicana Las Vegas Hotel and Casino (“Tropicana Las Vegas”) in Las Vegas, Nevada. On September 1, 2015, we completed our acquisition of Illinois Gaming Investors, LLC (d/b/a Prairie State Gaming), one of the largest video gaming terminal route operators in Illinois. In addition, we are developing a Hollywood Casino branded gaming facility on the Jamul Indian Village near San Diego, California, which we will manage upon its anticipated opening in August this year. Finally, we recently implemented our interactive gaming strategy through our subsidiary, Penn Interactive Ventures, LLC, which included launching our HollywoodCasino.com Play4Fun social gaming platform with Scientific Games and our HollywoodSlots.com mobile social gaming platform with OpenWager. The vast majority of our revenue is gaming revenue, derived primarily from gaming on slot machines (which represented approximately 86% and 84% of our gaming revenue in 2015 and 2014, respectively) and to a lesser extent, table games, which is highly dependent upon the volume and spending levels of customers at our properties. Other revenues are derived from our manageme" 6ac6ff3c-4b65-488a-bfda-3fc536a12428,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000832101-21-000060,10-Q,md_and_a,0000832101,IEX,IDEX Corporation,2021-10-27,october,8473,52541,True,0.139,"Discussion and Analysis of Financial Condition and Results of Operations Cautionary Statement Under the Private Securities Litigation Reform Act This quarterly report on Form 10-Q, including the “Overview,” “Liquidity and Capital Resources” and “Results of Operations” sections of this Management’s Discussion and Analysis of Financial Condition and Results of Operations, contains “forward-looking” statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. These statements may relate to, among other things, the Company’s expected organic sales growth and expected earnings per share, and the assumptions underlying these expectations, plant and equipment capacity for future growth, anticipated future acquisition behavior, availability of cash and financing alternatives and the anticipated benefits of the Company’s acquisitions of both ABEL Pumps, L.P. and certain of its affiliates and Airtech Group, Inc., US Valve Corporation and related entities , and are indicated by words or phrases such as “anticipates,” “estimates,” “plans,” “guidance,” “expects,” “projects,” “forecasts,” “should,” “could,” “will,” “management believes,” “the Company believes,” “the Company intends” and similar words or phrases. These statements are subject to inherent uncertainties and risks that could cause actual results to differ materially from those anticipated at the date of this report. The risks and uncertainties include, but are not limited to, the following: the duration of the COVID-19 pandemic and the continuing effects of the COVID-19 pandemic (including the emergence of variant strains) on the Company’s ability to operate its business and facilities, on the Company’s customers, on supply chains and on the U.S. and global economy generally; economic and political consequences resulting from terrorist attacks and wars; levels of industrial activity and economic conditions in the U.S. and other countries around the world; pricing pressures and oth" 7019a9b1-642b-4a27-a20e-2df363723e68,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001571049-14-006057,10-Q,md_and_a,0000857855,UCB,UNITED COMMUNITY BANKS INC,2014-11-10,october,18002,114469,True,0.063,"Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This Form 10-Q contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, (the “Exchange Act”), about United and its subsidiaries. These forward-looking statements are intended to be covered by the safe harbor for forward-looking statements provided by the Private Securities Litigation Reform Act of 1995. Forward-looking statements are not statements of historical fact, and can be identified by the use of forward-looking terminology such as “believes”, “expects”, “may”, “will”, “could”, “should”, “projects”, “plans”, “goal”, “targets”, “potential”, “estimates”, “pro forma”, “seeks”, “intends”, or “anticipates”, the negative thereof or comparable terminology. Forward-looking statements include discussions of strategy, financial projections, guidance and estimates (including their underlying assumptions), statements regarding plans, objectives, expectations or consequences of various transactions or events, and statements about the future performance, operations, products and services of United and its subsidiaries. We caution our shareholders and other readers not to place undue reliance on such statements. Our businesses and operations are and will be subject to a variety of risks, uncertainties and other factors. Consequently, actual results and experiences may differ materially from those contained in any forward-looking statements. Such risks, uncertainties and other factors that could cause actual results and experiences to differ from those projected include, but are not limited to, the risk factors set forth in our Annual Report on Form 10-K for the year ended December 31, 2013 as well as the following factors: ● the condition of the general business and economic environment; ● the results of our internal credit stress tests may not accu" 77d42c4c-d6e2-4fba-9351-92944ea96275,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001821769-25-000068,10-Q,md_and_a,0001821769,NVTS,NAVITAS SEMICONDUCTOR,2025-05-09,october,3602,23722,True,0.2339,"Discussion and Analysis of Financial Condition and Results of Operations. Unless the context otherwise requires, all references in this section to the “Company,” “we,” “us, or “our” refer to the business of Navitas and its subsidiaries. Throughout this section, unless otherwise noted, “Navitas” refers to Navitas Semiconductor Corporation and its consolidated subsidiaries. You should read the following discussion and analysis of our financial condition and results of operations together with our financial statements and the related notes appearing elsewhere in this quarterly report on Form 10-Q. This discussion contains forward-looking statements that reflect our plans, estimates, and beliefs that involve risks and uncertainties. As a result of many factors, such as those set forth under the “Summary of Risk Factors” and “Cautionary Statement About Forward-Looking Statements” sections and elsewhere in this quarterly report, our actual results may differ materially from those anticipated in these forward-looking statements. Overview Navitas Semiconductor Corporation, a Delaware holding company, operates through its wholly owned subsidiaries, including Navitas Semiconductor Limited and GeneSiC Semiconductor LLC (“GeneSiC”). Originally founded in 2014 as the Legacy Navitas Semiconductor business (“Legacy Navitas”), we were previously an SEC registrant named Live Oak Acquisition Corp. II (“Live Oak”). On October 19, 2021, we completed a business combination (which we refer to as the “Business Combination”) in which, among other transactions, Live Oak acquired Navitas Semiconductor Limited and its subsidiaries, and changed our name to Navitas Semiconductor Corporation. We acquired GeneSiC Semiconductor in August 2022. Further details about the Business Combination and the acquisition of GeneSiC Semiconductor can be found in our SEC filings. Founded in 2014, Navitas is a U.S.-based developer of gallium nitride power integrated circuits that provide superior efficiency, per" 7cb3f5f1-76a3-4285-8e28-d1d0b90af4b1,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001297184-23-000082,10-Q,md_and_a,0001297184,AMPH,AMPHASTAR PHARMACEUTICALS,2023-11-08,october,6885,39262,True,0.1368,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS ​ The following is a discussion and analysis of the consolidated operating results, financial condition, liquidity and cash flows of our company as of and for the periods presented below. The following discussion and analysis should be read in conjunction with the “Condensed Consolidated Financial Statements” and the related notes thereto included in this Quarterly Report on Form 10-Q, or Quarterly Report. This discussion contains forward-looking statements that are based on the beliefs of our management, as well as assumptions made by, and information currently available to, our management. Actual results could differ materially from those discussed in or implied by forward-looking statements. These risks, uncertainties, and other factors include, among others, those identified under the “Special Note About Forward-Looking Statements,” above and described in greater detail elsewhere in this Quarterly Report and in our Annual Report on Form 10-K for the year ended December 31, 2022, particularly in Item 1A. “Risk Factors”. ​ Overview ​ We are a bio-pharmaceutical company focusing primarily on developing, manufacturing, marketing and selling technically challenging generic and proprietary injectable, inhalation, and intranasal products, as well as insulin API products. We currently manufacture and sell over 20 products. ​ Our largest products by net revenues currently include BAQSIMI ® , Primatene MIST ® , glucagon, epinephrine, lidocaine, enoxaparin sodium, and phytonadione. In April 2022, the FDA approved our ganirelix acetate injection 250mg/0.5mL prefilled syringe, which we launched in June 2022. In July 2022, the FDA approved our vasopressin injection, USP 20 Units/mL, 1 mL single-dose vial, which we launched in August 2022. In May 2022, the FDA approved our regadenoson injection, 0.08mg/mL, 5mL, single-dose prefilled syringe, which we launched in April 2023. In March 2023, the FDA approved" 80576979-9762-4614-ad30-425ae02d173d,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000950123-11-071717,10-Q,md_and_a,0000927003,AEIS,ADVANCED ENERGY INDUSTRIES,2011-08-02,october,5302,32878,True,0.1686,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Special Note on Forward-Looking Statements The following discussion contains, in addition to historical information, forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements in this report that are not historical information are forward-looking statements. For example, statements relating to our beliefs, expectations and plans are forward-looking statements, as are statements that certain actions, conditions or circumstances will continue. The inclusion of words such as “anticipate,” “expect,” “estimate,” “can,” “may,” “continue,” “enables,” “plan,” “intend,” or “believe,” as well as statements that events or circumstances “will” occur or continue, indicate forward-looking statements. Forward-looking statements involve risks and uncertainties, which are difficult to predict and many of which are beyond our control. Therefore, actual results could differ materially and adversely from those expressed in any forward-looking statements. For additional information regarding factors that may affect our actual financial condition, results of operations and accuracy of our forward-looking statements, see the information under the caption “Risk Factors” in Part II Item 1A of this Quarterly Report on Form 10-Q and, in our Annual Report on Form 10-K for the year ended December 31, 2010. We undertake no obligation to revise or update any forward-looking statements for any reason. BUSINESS OVERVIEW We design, manufacture, sell and support power conversion products that transform power into various usable forms. Our products enable manufacturing processes that use thin-film processing and etching for various products as well as grid-tie power conversion. We also supply thermal instrumentation products used for temperature control in the thin-film process. Our network of global se" 9764af9a-a0dd-42e3-b9d6-ecf78ba7f6c6,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000950123-10-069644,10-Q,md_and_a,0000099780,TRN,TRINITY INDUSTRIES INC,2010-07-29,october,6681,41133,True,0.0914,"Discussion and Analysis of Financial Condition and Results of Operations General The following discussion should be read in conjunction with the unaudited consolidated financial statements of Trinity Industries, Inc. and subsidiaries (“Trinity”, “Company”, “we”, or “our”) and related notes thereto appearing elsewhere in this document. In 2007, the Company purchased 20% of the equity in newly-formed TRIP Rail Holdings LLC (“TRIP Holdings”). TRIP Holdings and its subsidiary, TRIP Rail Leasing LLC (“TRIP Leasing”), provide railcar leasing and management services in North America. Railcars are purchased from the Rail and Railcar Leasing and Management Services groups of Trinity by TRIP Leasing. In 2009, the Company acquired an additional 8.16% equity ownership in TRIP Holdings for approximately $16.2 million from another equity investor. As a result, the Company now owns a 28.16% equity ownership in TRIP Holdings, increasing the Company’s total investment to $63.5 million. Trinity has no remaining equity commitment to TRIP Holdings as of June 30, 2010. Trinity’s carrying value of its investment in TRIP Holdings follows: June 30, December 31, 2010 2009 (in millions) Capital contributions $ 47.3 $ 47.3 Equity purchased from another investor 16.2 16.2 63.5 63.5 Equity in earnings 5.0 3.0 Equity in unrealized losses on derivative financial instruments (7.1 ) (3.2 ) Distributions (6.0 ) (6.0 ) Deferred broker fees (0.9 ) (1.0 ) $ 54.5 $ 56.3 On January 1, 2010, the Company adopted the provisions of a new accounting pronouncement which amended the rules regarding the consolidation of variable interest entities. Under this new standard, which changed the criteria for determining which enterprise has a controlling financial interest, the Company was determined to be the primary beneficiary of TRIP Holdings because of its combined role as both equity member and manager/servicer of TRIP Holdings. Accordingly, the consolidated balance sheet of the Company as of June 30, 2010" 97e9c576-aa63-4fff-aea6-0805ac8409e0,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001526113-23-000020,10-Q,md_and_a,0001526113,GNL,GLOBAL NET LEASE INC,2023-08-03,october,20183,123595,True,0.038,"Discussion and Analysis of Financial Condition and Results of Operations. The following discussion and analysis should be read in conjunction with the accompanying consolidated financial statements of Global Net Lease, Inc. and the notes thereto. As used herein, the terms “Company,” “we,” “our” and “us” refer to Global Net Lease, Inc., a Maryland corporation, including, as required by context, Global Net Lease Operating Partnership, L.P. (the “OP”), a Delaware limited partnership, and its subsidiaries. We are externally managed by Global Net Lease Advisors, LLC (the “Advisor”), a Delaware limited liability company. Forward-Looking Statements Certain statements included in this Quarterly Report on Form 10-Q are forward-looking statements, including statements regarding the intent, belief or current expectations of us, our Advisor and members of our management team, as well as the assumptions on which such statements are based, and generally are identified by the use of words such as “may,” “will,” “seeks,” “anticipates,” “believes,” “estimates,” “expects,” “plans,” “intends,” “should” or similar expressions. Actual results may differ materially from those contemplated by such forward-looking statements. Further, forward-looking statements speak only as of the date they are made, and we undertake no obligation to update or revise forward-looking statements to reflect changed assumptions, the occurrence of unanticipated events or changes to future operating results over time, unless required by law. These forward-looking statements are subject to risks, uncertainties, and other factors, many of which are outside of our control, which could cause actual results to differ materially from the results contemplated by the forward-looking statements. Some of the risks and uncertainties, although not all risks and uncertainties, that could cause our actual results to differ materially from those presented in our forward-looking statements are set forth under “Risk Factors” an" a632eb57-5909-4174-90fc-103a37f598bb,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001193125-11-302251,10-Q,md_and_a,0001297989,EXLS,EXLSERVICE HOLDINGS,2011-11-08,october,7257,46838,True,0.1156,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion in connection with our unaudited consolidated financial statements and the related notes included elsewhere in this Quarterly Report on Form 10-Q and our audited consolidated financial statements and the related notes included in our Annual Report on Form 10-K for the fiscal year ended December 31, 2010. Some of the statements in the following discussion are forward looking statements. See “Forward Looking Statements.” Dollar amounts within Item 2 are presented as actual dollar amounts. Overview We are a leading provider of outsourcing and transformation services focused on providing a competitive edge to our clients. Our outsourcing services provide front-, middle- and back-office process outsourcing services for our primarily United States based and United Kingdom based clients. Outsourcing services involve the transfer to us of select business operations of a client, such as claims processing, finance and accounting and customer service, after which we administer and manage the operations for our client on an ongoing basis. We also offer a number of transformation services that include decision analytics, risk and financial management and operations and process excellence services. These transformation services help our clients improve their operating environments through cost reduction, enhanced efficiency and productivity initiatives, and improve the risk and control environments within our clients’ operations whether or not they are outsourced to us. A significant portion of our business relates to processes that we believe are integral to our clients’ operations, and the close nature of our relationships with our clients assists us in developing strong strategic long-term relationships with them. We serve primarily the needs of Fortune Global 500 and Fortune 1000 companies in the insurance, utilities, banking and financial services, transportat" d4187151-651a-47c4-9f76-c96c6dce9ab1,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001558370-23-018091,10-Q,md_and_a,0001503274,QTRX,QUANTERIX,2023-11-08,october,7488,46722,True,0.1017,"Discussion and Analysis of Financial Condition and Results of Operations ​ The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our unaudited Consolidated Financial Statements and the related notes included elsewhere in this Quarterly Report on Form 10-Q and our audited Consolidated Financial Statements and Management’s Discussion and Analysis of Financial Condition and Results of Operations included in our Annual Report on Form 10-K for the year ended December 31, 2022, as filed with the U.S. Securities and Exchange Commission (the “SEC”) on March 6, 2023 (the “Annual Report on Form 10-K”). In addition to historical information, the following discussion contains forward-looking statements that involve risks, uncertainties, and assumptions. Our actual results, performance, or experience could differ materially from what is indicated by any forward-looking statement due to various important factors, risks, and uncertainties, including, but not limited to, those set forth under the section titled “Part II, Item 1A. Risk Factors” and “Note Regarding Forward-Looking Statements” included in this Quarterly Report on Form 10-Q or under the section titled “Part I, Item 1A. Risk Factors” of our Annual Report on Form 10-K, as may be updated by Part II, Item 1A. Risk Factors in our subsequently filed Quarterly Reports on Form 10-Q. Unless the context otherwise requires, the terms “Quanterix,” the “Company,” “we,” “it,” “us, “and “our” in this Quarterly Report on Form 10-Q refer to Quanterix Corporation and its consolidated subsidiaries. Overview We are a life sciences company that has developed next generation, ultra-sensitive digital immunoassay platforms that advance precision health for life sciences research and diagnostics. Our platforms are based on our proprietary digital “Simoa” detection technology. Our Simoa bead-based and planar array platforms enable customers to reliably detect protein biomar" e6e0822e-7869-4456-9e17-560412b51279,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001728949-22-000012,10-Q,md_and_a,0000804328,QCOM,Qualcomm,2022-02-02,october,22289,148211,True,0.0309,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This information should be read in conjunction with the condensed consolidated financial statements and the notes thereto included in “Part I, Item 1” of this Quarterly Report and with “Management’s Discussion and Analysis of Financial Condition and Results of Operations” for the fiscal year ended September 26, 2021 contained in our 2021 Annual Report on Form 10-K. This Quarterly Report (including but not limited to this section titled Management’s Discussion and Analysis of Financial Condition and Results of Operations) contains forward-looking statements. Words such as “expects,” “anticipates,” “intends,” “plans,” “believes,” “seeks,” “estimates,” “may,” “will,” “would” and similar expressions or variations of such words are intended to identify forward-looking statements, but are not the exclusive means of identifying forward-looking statements in this Quarterly Report. Additionally, statements concerning future matters such as our future business, prospects, results of operations, financial condition or research and development or technology investments; new or enhanced products, services or technologies; emerging industries or business models; design wins or product launches; industry, market, business, product, technology, commercial, competitive or consumer trends, including seasonality; the 5G transition; our expectations regarding future demand or supply conditions; strategic investments or acquisitions, and the anticipated timing or benefits thereof; potential impacts of the COVID-19 pandemic, legal or regulatory matters, U.S./China trade or national security tensions or vertical integration by our customers; competition; and other statements regarding matters that are not historical are also forward-looking statements. Although forward-looking statements in this Quarterly Report reflect our good faith judgment, such statements can only be based on facts and factors currently known b" ebdf6c5d-eb67-4ea6-8334-0cc1951ed200,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0000950170-25-064667,10-Q,md_and_a,0001743759,CRSR,CORSAIR GAMING INC,2025-05-07,october,6229,39449,True,0.2399,"Discussion and Analysis of Financial Condition and Results of Operations. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion of our financial condition and results of operations in conjunction with the condensed consolidated financial statements and the related notes included elsewhere in this Quarterly Report on Form 10-Q as well as in conjunction with the Risk Factors set forth in Part I, Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2024, as filed with the United States Securities and Exchange Commission (“SEC”) on February 26, 2025. The following discussion contains forward-looking statements based upon current expectations that involve risks and uncertainties. Our actual results could differ materially from those anticipated in these forward-looking statements as a result of many factors, including but not limited to those discussed under the heading “Risk Factors” in Part I, Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2024, and below in Item 3,“Quantitative and Qualitative Disclosures about Market Risk”. Overview We are a leading global provider and innovator of high-performance products for gamers and digital creators, such as streamers, vloggers and broadcasters, many of which build their own PCs using our components. Our industry-leading gaming products help digital athletes, from casual gamers to committed professionals, perform at their peak across PC or console platforms, and our streaming products enable creators, particularly streamers, to produce studio-quality content to share with friends or to broadcast to millions of fans. Our PC components products offer our customers multiple options to build their customized gaming and workstation desktop PCs. Our solution is the most complete suite of products that address the most critical components for both game performance and streaming. Our product offering is enhanced by o" ed8ecb9c-2671-4745-81f9-71cfad9796fc,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|ma_integration,437.9268,0001307748-25-000185,10-Q,md_and_a,0001307748,IVT,INVENTRUST PROPERTIES,2025-10-29,october,6543,42395,True,0.117,"Discussion and Analysis of Financial Condition and Results of Operations Certain statements in this ""Management’s Discussion and Analysis of Financial Condition and Results of Operations"" and elsewhere in this Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (this ""Quarterly Report""), other than purely historical information, are ""forward-looking statements"" within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended (""Securities Act""), and Section 21E of the Securities Exchange Act of 1934, as amended (""Exchange Act""). These statements include statements about InvenTrust Properties Corp.'s (the ""Company"", ""InvenTrust"", ""we"", ""our"", or ""us"") plans, objectives, strategies, financial performance and outlook, trends, the amount and timing of future cash distributions, prospects or future events; and involve known and unknown risks that are difficult to predict. As a result, our actual financial results, performance, achievements, or prospects may differ materially from those expressed or implied by these forward-looking statements. In some cases, forward-looking statements can be identified by the use of words such as ""may,"" ""could,"" ""expect,"" ""intend,"" ""plan,"" ""seek,"" ""anticipate,"" ""believe,"" ""estimate,"" ""guidance,"" ""predict,"" ""potential,"" ""continue,"" ""likely,"" ""will,"" ""would,"" ""illustrative,"" and ""should"" and variations of these terms and similar expressions, or the negatives of these terms or similar expressions. Such forward-looking statements are necessarily based upon estimates and assumptions that, while we consider reasonable based on our knowledge and understanding of the business and industry, are inherently uncertain. These statements are expressed in good faith and are not guarantees of future performance or results. Our actual results could differ materially from those expressed in the forward-looking statements and readers should not rely on forward-looking stateme" 0ca4fe16-2aa2-4900-85bf-ec035612a7fe,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001558370-19-006845,10-Q,md_and_a,0001526119,VSTM,VERASTEM INC,2019-08-01,october,9688,63489,True,0.1298,"Discussion and Analysi s of Financial Condition and Results of Operations. You should read the following discussion and analysis of our financial condition and results of operations together with our condensed consolidated financial statements and related notes appearing elsewhere in this Quarterly Report on Form 10‑Q. The following discussion contains forward‑looking statements that involve risks and uncertainties. Our actual results and the timing of certain events could differ materially from those anticipated in these forward‑looking statements as a result of certain factors, including those discussed below and elsewhere in this Quarterly Report on Form 10-Q and in our Annual Report on Form 10-K for our fiscal year ended December 31, 2018. Please also refer to the sections under headings “Forward‑Looking Statements” and “Risk Factors” in this Quarterly Report on Form 10-Q and in our Annual Report on Form 10-K for our fiscal year ended December 31, 2018. OVERVIEW We are a biopharmaceutical company focused on developing and commercializing medicines to improve the survival and quality of life of cancer patients. Both our marketed product, COPIKTRA™ (duvelisib) capsules, and most advanced product candidate, defactinib, utilize a multi-faceted approach designed to treat certain cancers originating either in the blood or major organ systems. We are currently developing our product candidates in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, mesothelioma, ovarian cancer, colorectal cancer, head and neck cancer, and pancreatic cancer. We believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that do not adequately respond to currently available therapies. COPIKTRA is an oral inhibitor of phosphoinositide 3-kinase (PI3K), an" 25061958-8fe9-4df7-a0d9-e9beab26a6dd,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001044777-25-000002,10-Q,md_and_a,0001044777,OSPN,ONESPAN,2025-05-01,october,7840,51447,True,0.1274,"Discussion and Analysis of Financial Condition and Results of Operations Unless otherwise noted, references in this Quarterly Report on Form 10-Q to “OneSpan,” “Company,” “we,” “our,” and “us” refer to OneSpan Inc. and its subsidiaries. This commentary should be read in conjunction with the condensed consolidated financial statements and related notes thereto of OneSpan for the three-month periods ended March 31, 2025 and 2024 as well as our consolidated financial statements and related notes thereto and management’s discussion and analysis of financial condition and results of operations in our Annual Report on Form 10-K for the year ended December 31, 2024 (the “Form 10-K”). Cautionary Note Regarding Forward-Looking Statements This Quarterly Report on Form 10-Q contains forward-looking statements within the meaning of applicable U.S. securities laws, including statements regarding our goal of driving profitable, efficient growth in both operating segments, with a particular emphasis on subscription revenue growth; our focus on high-margin software solutions and continued investment in hardware authentication solutions; revenue trends, including revenue expectations for our hardware business; estimates concerning the timing and amount of savings, improvements in Adjusted EBITDA, and/or restructuring charges that may result from our cost reduction and restructuring actions; our plans for managing our Security Solutions and Digital Agreements segments; expectations about trends in our cost of goods sold, gross margin, and sales and marketing, research and development, and general and administrative expenses; the impact of foreign currency rate fluctuations; expectations regarding sources and uses of cash; and our general expectations regarding our operational or financial performance in the future. Forward-looking statements may be identified by words such as ""seek"", ""believe"", ""plan"", ""estimate"", ""anticipate"", “expect"", ""intend"", ""continue"", ""outlook"", ""may"", ""will""" 5416622b-09ba-45bd-831f-11e7722c31ef,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001691421-24-000108,10-Q,md_and_a,0001691421,LMND,LEMONADE INC,2024-07-31,october,10813,68720,True,0.0919,"Discussion and Analysis of Financial Condition and Results of Operations. The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and related notes and other information included elsewhere in this Quarterly Report, Annual Report on Form 10-K, and in our other filings with the Securities and Exchange Commission (""SEC""). The discussion and analysis below includes forward - looking statements that are subject to risks, uncertainties and other factors described in the ""Risk Factors"" section of this Quarterly Report and our Annual Report on Form 10-K that could cause actual results to differ materially from such forward - looking statements. Additionally, our historical results are not necessarily indicative of the results that may be expected for any period in the future. Our Business Lemonade is rebuilding insurance from the ground up on a digital substrate and an innovative business model. By leveraging technology, data, artificial intelligence, contemporary design, and social impact, we believe we are making insurance more delightful, more affordable, and more precise. To that end, we have built a vertically-integrated company with wholly-owned insurance carriers in the United States and Europe, including the United Kingdom and the full technology stack to power them. A brief chat with our bot, AI Maya, is all it takes to get covered with renters, homeowners, pet, car or life insurance, and we expect to offer a similar experience for other insurance products over time. Claims are filed by chatting with another bot, AI Jim, who pays claims in as little as two seconds. This breezy experience belies the extraordinary technology that enables it: a state-of-the-art platform that spans from marketing to underwriting, customer care to claims processing, finance to regulation. Our architecture melds artificial intelligence with the human kind, and learns from the prodi" 78496e57-35f3-4ad8-aa6b-b4aff0f7ed2a,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0000950170-24-116708,10-Q,md_and_a,0001607678,VKTX,VIKING THERAPEUTICS,2024-10-23,october,5149,33959,True,0.2125,"Discussio n and Analysis of Financial Condition and Results of Operations This Quarterly Report on Form 10-Q contains “forward-looking statements” as defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, in connection with the Private Securities Litigation Reform Act of 1995 that involve risks and uncertainties, as well as assumptions that, if they never materialize or prove incorrect, could cause our results to differ materially and adversely from those expressed or implied by such forward-looking statements. Such forward-looking statements include estimates of our expenses, future revenue, capital requirements and our needs for additional financing; statements regarding our ability to develop, acquire and advance drug candidates into, and successfully complete, clinical trials and preclinical studies; statements concerning new product candidates; risks and uncertainties associated with our research and development activities, including our clinical trials and preclinical studies; our expectations regarding the potential market size and the size of the patient populations for our drug candidates, if approved for commercial use, and our ability to serve such markets; statements regarding our ability to maintain and establish collaborations or obtain additional funding; statements regarding developments and projections relating to our competitors and our industry and other matters that do not relate strictly to historical facts or statements of assumptions underlying any of the foregoing. These statements are often identified by the use of words such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may” or “will,” the negative versions of these terms and similar expressions or variations. These statements are based on the beliefs and assumptions of our management based on information currently available to management. Such forward-looking statements are s" 8e6dc5ff-42b0-419a-81fe-ad9587c5eb9e,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001607062-22-000548,10-Q,md_and_a,0001479681,NUTX,NUTEX HEALTH INC,2022-08-22,october,7174,47537,True,0.1312,"Discussion and Analysis of Financial Condition and Results of Operations The following Management’s Discussion and Analysis of Financial Condition and Results of Operations should be read in conjunction with the unaudited consolidated financial statements and the notes thereto included in Part I, Item 1, “Financial Statements” of this Quarterly Report on Form 10-Q. Explanatory Note On April 1, 2022 (the “Merger Date”), Nutex Health Holdco LLC and Clinigence Holdings, Inc. (“Clinigence”) completed the merger (the “Merger”) contemplated by the Agreement and Plan of Merger (the “Merger Agreement”) dated as of November 23, 2021 between Clinigence, Nutex Acquisition LLC, a Delaware limited liability company and wholly-owned subsidiary of Clinigence, Nutex, Micro Hospital Holding LLC (solely for the purposes of certain sections of the Merger Agreement), Nutex Health Holdco LLC and Thomas Vo, M.D., solely in his capacity as the representative of the equity holders of Nutex. Immediately following the completion of the Merger, Clinigence amended its certificate of incorporation and bylaws to change its name to “Nutex Health Inc.” In connection with the Merger, each outstanding equity interest of Nutex Health Holdco LLC was exchanged for 3.571428575 shares of Clinigence common stock. The Merger is accounted for as a reverse acquisition under U.S. GAAP. Therefore, Nutex Health Holdco LLC is treated as the accounting acquirer in the Merger. Our financial statements presented for periods prior to the Merger Date are those of Nutex Health Holdco, LLC, as the Company’s predecessor entity. Beginning with the second quarter of 2022, our financial statements are presented on a consolidated basis and include Clinigence. Except where the context indicates otherwise, (i) references to “we,” “us,” “our,” or the “Company” refer, for periods prior to the completion of the Merger, to Nutex Health Holdco LLC and its subsidiaries, (ii) references the “Nutex Health” for periods following t" 99f0f6e2-0ee9-4270-82c3-488d14950a46,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001093557-24-000144,10-Q,md_and_a,0001093557,DXCM,Dexcom,2024-07-25,october,5074,32385,True,0.1687,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Quarterly Report on Form 10-Q, including the following Management’s Discussion and Analysis of Financial Condition and Results of Operations, contains forward-looking statements that are not purely historical regarding Dexcom’s or its management’s intentions, beliefs, expectations and strategies for the future. These forward-looking statements fall within the meaning of the federal securities laws that relate to future events or our future financial performance. In some cases, you can identify forward-looking statements by terminology such as “may,” “will,” “expect,” “plan,” “anticipate,” “believe,” “estimate,” “intend,” “potential” or “continue” or the negative of these terms or other comparable terminology. Forward-looking statements are made as of the date of this Quarterly Report on Form 10-Q, deal with future events, are subject to various risks and uncertainties, and actual results could differ materially from those anticipated in the forward looking statements. The risks and uncertainties that could cause actual results to differ materially are more fully described under “Risk Factors” in our Annual Report on Form 10-K for the fiscal year ended December 31, 2023 filed with the SEC on February 8, 2024, together with any updates identified under “Risk Factors” in Part II, Item 1A of this Quarterly Report on Form 10-Q, elsewhere in this Quarterly Report on Form 10-Q, and in our other reports filed with the SEC. We assume no obligation to update any of the forward-looking statements after the date of this Quarterly Report on Form 10-Q or to conform these forward-looking statements to actual results. You should read the following discussion and analysis together with our consolidated financial statements and related notes in Part I, Item 1 of this Quarterly Report on Form 10-Q. Overview Who We Are We are a medical device company primarily focused on the design, development and commercial" a97c2968-4d61-433e-aa36-cc9ab9bb10e4,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0000874015-23-000209,10-Q,md_and_a,0000874015,IONS,IONIS PHARMACEUTICALS,2023-11-02,october,6459,41703,True,0.1445,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS In this Report on Form 10-Q, unless the context requires otherwise, “Ionis,” “Company,” “we,” “our,” and “us,” means Ionis Pharmaceuticals, Inc. and its wholly owned subsidiary, Akcea Therapeutics, Inc. Forward-Looking Statements In addition to historical information contained in this Report on Form 10-Q, the Report includes forward-looking statements regarding our business and the therapeutic and commercial potential of QALSODY (tofersen), SPINRAZA (nusinersen), TEGSEDI (inotersen), WAYLIVRA (volanesorsen), eplontersen, olezarsen, donidalorsen, zilganersen, ulefnersen (ION363), pelacarsen, bepirovirsen, IONIS-FB-L Rx , our technologies and our other products in development. Any statement describing our goals, expectations, financial or other projections, intentions or beliefs is a forward-looking statement and should be considered an at-risk statement. Such statements are subject to certain risks and uncertainties, including those inherent in the process of discovering, developing and commercializing medicines that are safe and effective for use as human therapeutics, and in the endeavor of building a business around such medicines. Our forward-looking statements also involve assumptions that, if they never materialize or prove correct, could cause our results to differ materially from those expressed or implied by such forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, those discussed in this report and described in additional detail in our annual report on Form 10-K for the year ended December 31, 2022, which is on file with the U.S. Securities and Exchange Commission and is available from us, and those identified within Part II Item 1A. Risk Factors of this Report. Although our forward-looking statements reflect the good faith judgment of our management, these statements are based only on facts and factors currently kno" dd382f4c-067a-429e-909e-3fc759f52db2,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|other,439.4706,0001645113-23-000047,10-Q,md_and_a,0001645113,NVCR,NOVOCURE,2023-10-26,october,5882,37449,True,0.1648,"Discussion and Analysis of Financial Condition and Results of Operations Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) is intended to provide information to assist you in better understanding and evaluating our financial condition and results of operations. We encourage you to read this MD&A in conjunction with our unaudited consolidated financial statements and the notes thereto for the period ended September 30, 2023 included in Part I, Item 1 of this Quarterly Report on Form 10-Q. This discussion contains forward-looking statements that involve risks and uncertainties. Please refer to the information under the heading “Cautionary Note Regarding Forward-Looking Statements” elsewhere in this report. References to the words “we,” “our,” “us,” and the “Company” in this report refer to NovoCure Limited, including its consolidated subsidiaries. Critical Accounting Policies and Estimates In accordance with U.S. generally accepted accounting principles (“GAAP”), in preparing our financial statements, we must make estimates and assumptions that affect the reported amounts of assets and liabilities, the disclosure of contingent assets and liabilities as of the date of the financial statements and the reported amounts of net revenues and expenses during the reporting period. We develop and periodically change these estimates and assumptions based on historical experience and on various other factors that we believe are reasonable under the circumstances. Actual results may differ from these estimates. The critical accounting policies requiring estimates, assumptions and judgments that we believe have the most significant impact on our consolidated financial statements can be found in our 2022 10-K. For additional information, see Note 1 to our unaudited consolidated financial statements in Part I, Item 1 of this Quarterly Report. There were no other material changes to our critical accounting policies and estimates as compare" 30951edc-f279-47eb-991f-207b52d4ee79,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|technology-type,202.5,0000866706-13-000025,10-Q,md_and_a,0000866706,ESE,ESCO TECHNOLOGIES,2013-05-08,october,4618,29198,True,0.1986,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS RESULTS OF OPERATIONS The following discussion refers to the Company’s results from continuing operations, except where noted. References to the second quarters of 2013 and 2012 represent the fiscal quarters ended March 31, 2013 and 2012, respectively. OVERVIEW In the second quarter of 2013, sales, net earnings and diluted earnings per share were $166.2 million, $1.6 million, and $0.06 per share, respectively, compared to $173.9 million, $10.2 million and $0.38 per share in the second quarter of 2012. In the first six months of 2013, sales, net earnings and diluted earnings per share were $311.4 million, $1.8 million, and $0.07 per share, respectively, compared to $326.8 million, $15.4 million and $0.57 per share in the first six months of 2012. The Company’s results reflect lower sales and margins relating to project timing and product mix. Net earnings results also reflect certain previously announced write downs and restructuring charges intended to improve future operating profit. On April 17, 2013, the Company announced additional restructuring plans. Refer to the “Outlook” section below. NET SALES Net sales decreased $7.7 million, or 4.4% to $166.2 million in the second quarter of 2013 from $173.9 million for the second quarter of 2012. Net sales decreased $15.4 million, or 4.7%, to $311.4 million for the first six months of 2013 from $326.8 million in the first six months of 2012. The decrease in net sales in the second quarter of 2013 as compared to the prior year quarter was due to a $10.7 million decrease in the Test segment and a $1.7 million decrease in the USG segment; partially offset by a $4.7 million increase in the Filtration segment. - Utility Solutions Group (USG) Net sales decreased $1.7 million, or 2.3%, to $72.7 million for the second quarter of 2013 from $74.5 million for the second quarter of 2012. Net sales decreased $9.5 million, or 6.6%, to $135.3 million for " 3af0183c-a8cc-449d-99f7-60d544061d56,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|technology-type,202.5,0000018230-13-000363,10-Q,md_and_a,0000018230,CAT,Caterpillar Inc.,2013-08-02,october,20080,128043,True,0.0637,"Discussion and Analysis of Financial Condition and Results of Operations Overview We reported second-quarter 2013 sales and revenues of $14.621 billion, a 16 percent decrease from second-quarter 2012 sales and revenues of $17.374 billion. Profit per share for the second quarter of 2013 was $1.45, a 43 percent decrease from second-quarter 2012 profit per share of $2.54. Profit was $960 million in the quarter, a decrease of 43 percent from $1.699 billion in the second quarter of 2012. Sales and revenues for the six months ended June 30, 2013 were $27.831 billion, down $5.524 billion, or 17 percent, from $33.355 billion for the six months ended June 30, 2012. Profit per share for the six months ended June 30, 2013 was $2.76, a 44 percent decrease from the six months ended June 30, 2012 profit per share of $4.90. Profit was $1.840 billion in the six months ended June 30, 2013, a decrease of 44 percent from $3.285 billion for the six months ended June 30, 2012. Highlights for the second quarter of 2013 include: • Second-quarter sales and revenues of $14.621 billion were 16 percent lower than the second quarter of 2012. About half of the decline in sales and revenues was a result of changes in dealer inventory. In addition, machine dealer deliveries to end users declined, primarily inResource Industries. • Profit per share was $1.45 in the second quarter of 2013, down $1.09 from the second quarter of 2012. • Power Systemsis currently our largest segment in terms of sales and profit. • Our inventory continued to decline in the second quarter of 2013. It was about $1.2 billion below the end of the first quarter of 2013 and $1.7 billion below year-end 2012. • Machinery and Power Systems (M&PS)operating cash flow was $3.049 billion in the second quarter of 2013, compared with $1.281 billion in the second quarter of 2012. • M&PSdebt-to-capital ratiowas 34.9 percent, down from 36.4 percent at the end of the first quarter of 2013. • During the second quarter of 2013, we resum" 49fd04ff-7b41-40b3-b695-362a98b40092,holdout,True,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|technology-type,202.5,0000950123-10-100704,10-Q,md_and_a,0000833079,MTH,MERITAGE CORP,2010-11-04,october,7829,46613,True,0.1729,"Discussion and Analysis of Financial Condition and Results of Operations Overview and Outlook During the third quarter of 2010, the homebuilding industry’s results were negatively impacted by the expiration of the home-buyer tax credit as well as concerns about a double-dip recession driven by the recent news of the weak national and global economies. The tax credit purchase deadline of April 30, 2010 generated increased sales volume for the first four months of the year and translated into stronger closings for the second quarter of 2010. Subsequent to April 30, 2010, the entire homebuilding industry experienced larger-than-anticipated declines in sales, which we believe were further exacerbated by a general weakness in the national and global markets. In the third quarter of the year, national new home start permits continued to reflect weakness, decreasing 9.6 % from the second quarter of the year. Additionally, while unemployment rates improved marginally throughout 2010 to 9.6% as of September 2010 from 10.0% at December 2009, as reported by the US Department of Labor, we believe that as long as these unemployment rates continue to remain at these historically high levels, they will be a likely limiting factor in making a home-buying decision and will continue to impact the sales pace of the industry. Therefore, although we have had some early indications that certain of our markets may have reached a bottom, we do not know if the national homebuilding market has reached a bottom and we expect continued volatility for the next several quarters as the economy’s anticipated recovery may be uneven. Summary Company Results As noted above, our results for the quarter ended September 30, 2010 reflect the difficult sales environment experienced after the homebuyer tax credit expiration earlier this year. Additionally, the weakness of the general economy and the homebuilding markets in particular are evidenced by the fluctuations in our operational results for the " 4e80fc6e-59e9-4f99-b8e4-e522e86e50bf,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|technology-type,202.5,0001104659-12-074164,10-Q,md_and_a,0000820027,AMP,Ameriprise Financial,2012-11-05,october,22906,143412,True,0.0534,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our consolidated financial condition and results of operations should be read in conjunction with the “Forward-Looking Statements” that follow and our Consolidated Financial Statements and Notes presented in Item 1. Our Management’s Discussion and Analysis should be read in conjunction with our Annual Report on Form 10-K for the year ended December 31, 2011 filed with the Securities and Exchange Commission (“SEC”) on February 24, 2012 (“2011 10-K”), as well as our current reports on Form 8-K and other publicly available information. Prior year amounts have been adjusted for the retrospective adoption of new accounting rules on deferred acquisition costs (“DAC”). In addition, certain reclassifications of prior year amounts have been made to conform to the current presentation. References below to “Ameriprise Financial,” “Ameriprise,” the “Company,” “we,” “us” and “our” refer to Ameriprise Financial, Inc. exclusively, to our entire family of companies or to one or more of our subsidiaries. Overview We are a diversified financial services company with $678.5 billion in assets under management and administration as of September 30, 2012. We serve individual investors’ and institutions’ financial needs, hold leadership positions in financial planning, wealth management, retirement, asset management, annuities and insurance, and we maintain a strong operating and financial foundation. Ameriprise is in a strong position to capitalize on significant demographic and market trends, which we believe will continue to drive increased demand for our services. Our emphasis on deep client-advisor relationships has been central to the success of our business model, including through the extreme market conditions of the past few years, and we believe it will help us navigate future market and economic cycles. We continue to strengthen our position as a retail financia" f8e98312-f7e3-4315-9cc1-db2157fb0f6c,holdout,False,productive,10-Q md_and_a|october|shown<0.25|conf>0.7|technology-type,202.5,0000950170-25-103179,10-Q,md_and_a,0001020214,CERS,CERUS CORP,2025-08-05,october,10499,67507,True,0.1145,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This discussion and analysis should be read in conjunction with our condensed consolidated financial statements and the accompanying notes included in this Quarterly Report on Form 10-Q and the audited consolidated financial statements and accompanying notes included in our Annual Report on Form 10-K for the year ended December 31, 2024. Operating results for the three and six months ended June 30, 2025, are not necessarily indicative of results that may occur in future periods. This Quarterly Report on Form 10-Q contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities and Exchange Act of 1934, as amended, that involve risks and uncertainties. The forward-looking statements are contained principally in this Item 2, “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and in Item 1A, “Risk Factors.” These statements relate to future events or to our future operating or financial performance and involve known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. These forward-looking statements may include, but are not limited to, statements about: • the impact of macroeconomic developments, including escalating trade tensions and existing tariffs and potential new or increased tariffs and the ongoing conflict between Ukraine and Russia, the state of war between Israel and Hamas and the wider regional conflict as well as the risk of a global conflict on our business and operations as well as the business or operations of our customers, manufacturers, research partners, and other third parties with whom we conduct business; • future sales of and anticipated demand for, and our abili" 3155b8a6-239b-4b63-9187-4306d1b80762,holdout,True,productive,10-Q md_and_a|october|shown>=0.9|conf0.45-0.7|capex-type,1.0,0001193125-15-356101,10-Q,md_and_a,0000042682,GRC,GORMAN-RUPP,2015-10-28,october,386,2759,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS – CONTINUED Any new accounting policies or updates to existing accounting policies as a result of new accounting pronouncements have been discussed in the notes to our Condensed Consolidated Financial Statements in this Quarterly Report on Form 10-Q. The application of our critical accounting policies may require management to make judgments and estimates about the amounts reflected in the Consolidated Financial Statements. Management uses historical experience and all available information to make these estimates and judgments, and different amounts could be reported using different assumptions and estimates. Safe Harbor Statement In connection with the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995, The Gorman-Rupp Company provides the following cautionary statement: This Form 10-Q contains various forward-looking statements based on assumptions concerning The Gorman-Rupp Company’s operations, future results and prospects. These forward-looking statements are based on current expectations about important economic, political, and technological factors, among others, and are subject to risks and uncertainties, which could cause the actual results or events to differ materially from those set forth in or implied by the forward-looking statements and related assumptions. Such factors include, but are not limited to: (1) continuation of the current and projected future business environment, including interest rates and capital and consumer spending; (2) competitive factors and competitor responses to initiatives of The Gorman-Rupp Company; (3) successful development and market introductions of anticipated new products; (4) stability of government laws and regulations, including taxes; (5) stable governments and business conditions in emerging economies; (6) successful penetration of emerging economies; (7) unforeseen delays or disruptions in the New Orleans fl" 88b9a96e-897c-45dc-9adf-20f2ccf73eea,holdout,True,productive,10-Q md_and_a|october|shown>=0.9|conf0.45-0.7|ma_integration,1.0,0001079973-11-000414,10-Q,md_and_a,0001015383,POWW,OUTDOOR HOLDING,2011-05-16,october,1255,7901,True,1.0,"Discussion and Analysis or Plan of Operation Overview The following discussion updates our plan of operation for the next twelve months. It also analyzes our financial condition at March 31, 2011 and compares it to our financial condition at December 31, 2010. Finally, the discussion summarizes the results of our operations for the three months ended March 31, 2011 and compares those results to the corresponding periods ended March 31, 2010. This discussion and analysis should be read in conjunction with our audited financial statements for the year ended December 31, 2010, including footnotes, and the discussion and analysis included in our Form 10-K. Plan of Operation Retrospettiva, Inc. (the ""Company"") was organized under the laws of the State of California in November, 1990. Prior to 2002, our business was to manufacture and import textile products, including both finished garments and fabrics. Our manufacturing facilities and inventories were primarily located in Europe. On July 2, 2001, we announced that the civil war in Macedonia rendered it impossible to continue operations. We ceased operating and liquidated all of our assets. On August 2, 2004, the Company was terminated, by administrative action of the State of California as a result of non-filing of required documents with the State of California. Effective February 15, 2007, the Company reinstated its charter. We have updated our affairs and become current in our various reporting obligations. We intend to combine the Company with another entity in a merger, acquisition, or similar transaction and are seeking potential candidates. Our plan is to evaluate prospects, structure a transaction, and ultimately combine with another entity. On July 22, 2010, we entered into an Agreement and Plan of Merger with NewGen BioPharma Corporation (“NewGen”). NewGen is a start-up, early stage biopharmaceutical company that plans to develop and market therapeutic products that will generally be reformulations of e" 0ae18f84-93f4-4b00-831f-8a0206a87066,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|capex-type,16.1,0001654954-18-012605,10-Q,md_and_a,0000101538,UAMY,UNITED STATES ANTIMONY CORP,2018-11-14,october,1365,8615,True,1.0,"Discussion and Analysis of Results of Operations and Financial Condition, continued: Company-Wide For the third quarter of 2018, we recorded net income of $1,267,447. Net income includes income of $443,110 associated with the settlement of our Mexican tax assessment and receipt of $1,500,000 for decommissioning an antimony plant in Reynosa, Mexico. We recognized revenue of $2,091,725 for the third quarter of 2018. We reported a net loss of $262,565 in the third quarter of 2017 on sales of $2,369,714. We incurred an operating income in the third quarter of 2018 which was primarily due to the $1,500,000 gain on the Reynosa plant acquisition offset by a decrease in the raw materials received from our North American supplier. The loss in the third quarter of 2017 was primarily due to the loss of raw material from Hillgrove Mines of Australia. During the first nine months of 2018, we endured supply interruptions from our North American supplier, and we have been notified that due to a lack of raw material, they will not supply us with raw material from September 17, 2018 through November 5, 2018. We anticipate that normal supply quantities from our North American supplier will resume for the remainder of 2018. We will be directing our resources during that time to increasing our supply of raw material from Mexico. For the three and nine months ended September 30, 2018, EBITDA was $1,492,798 and $1,348,232, compared to $(55,390) and $(33,598) for the same periods of 2017. Net non-cash expense items totaled $302,973 for the three months ended September 30, 2018 and included $225,351 for depreciation and amortization, $21,120 for amortization of debt discount, $43,750 for director compensation and $12,752 for other items. Net non-cash expense items totaled $572,065 for the nine months ended September 30, 2018 and included $678,010 for depreciation and amortization, $63,360 of debt discount, $131,250 for director compensation. Net non-cash expense items totaled $282,985" 1977eed1-0ed0-496f-89ef-3f774b8362d6,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|capex-type,16.1,0000950170-22-014247,10-Q,md_and_a,0001575515,SFM,SPROUTS FARMERS MARKET INC,2022-08-03,october,531,3536,True,1.0,"Sales of Equi ty Securities and Use of Proceeds. Issuer Purchases of Equity Securities The following table provides information about our share repurchase activity during the thirteen weeks ended July 3, 2022. Period(1) Totalnumberof sharespurchased Averageprice paidper share Total numberof sharespurchased aspart of publiclyannounced plansor programs Approximatedollar valueof shares thatmay yet bepurchased underthe plans orprograms(2) April 4, 2022 - May 1, 2022 586,753 $ 32.38 586,753 $ 547,142,000 May 2, 2022 - May 29, 2022 1,007,730 $ 25.22 1,007,730 $ 521,728,000 May 30, 2022 - July 3, 2022 803,188 $ 26.07 803,188 $ 500,786,000 (1) Periodic information is presented by reference to our fiscal periods during the second quarter of fiscal year 2022. (2) On March 2, 2022, our board of directors authorized a $600 million share repurchase program of our common stock. The shares may be purchased on a discretionary basis from time to time through December 31, 2024, subject to general business and market conditions and other investment opportunities, through open market purchases, privately negotiated transactions, or other means, including through Rule 10b5-1 trading plans. 39 Item 6. E xhibits. ExhibitNumber Description 10.1 Letter Agreement, dated May 25, 2022, by and between Sprouts Farmers Market and Gil Phipps (1) 10.2 Sprouts Farmers Market, Inc. 2022 Omnibus Incentive Compensation Plan (1) 10.3 Form of Restricted Stock Unit Agreement under the Sprouts Farmers Market, Inc. 2022 Omnibus Incentive Compensation Plan (1) 10.4 Form of Performance Share Award Agreement under the Sprouts Farmers Market, Inc. 2022 Omnibus Incentive Compensation Plan (1) 10.5 Form of Stock Option Award Agreement under the Sprouts Farmers Market, Inc. 2022 Omnibus Incentive Compensation Plan (1) 10.6 Form Notice of Amendment to Outstanding Awards granted under the Sprouts Farmers Market, Inc. 2013 Incentive Plan (1) 31.1 Certification of Chief Executive Officer pursuant to Section 30" 263f592f-741c-44f9-aa7f-81f0d15fb48c,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|capex-type,16.1,0000105418-16-000076,10-Q,md_and_a,0000105418,WMK,WEIS MARKETS,2016-05-05,october,1110,7010,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) Liquidity and Capital Resources (continued)  Net cash used in financing activities was $8.1 million in the first quarter of 201 6 and 201 5 , which solely consisted of divide nd payments to shareholders. As of March 2 6 , 201 6 , the Company had a $30 million line of credit, of which $ 13.3 million was committed to outstanding letters of credit. The letters of credit are maintained primarily to support performance, payment, deposit or surety obligations of the Company. The Company does not anticipate drawing on any of them. The Company has a $50 million short-term facility agreement to fund future financing activities .  Total cash dividend payments on common stock, on a per share basis, amounted to $.30 in the first quarter of 201 6 and 201 5 . At its regular meeting held in April, the Board of Directors unanimously approved a quarterly dividend of $.30 per share, payable on May 1 6 , 201 6 to shareholders of record on May 2 , 201 6 . The Board of Directors’ 2004 resolution authorizing the repurchase o f up to one million shares of the Company’s common stock has a remaining balance of 752,468 shares.  The Company has no other commitment of capital resources as of March 2 6 , 201 6 , other than the lease commitments on its store facilities and transportation equipment under operating leases that expire at various dates through 2029. The Company anticipates funding its working capital requirements and its $ 1 4 0.0 million 201 6 capital expansion program through cash and investment reserves and future internally generated cash flows from operations.  The Company’s earnings and cash flows are subject to fluctuations due to changes in interest rates as they relate to available-for-sale securities and any future long-term debt borrowings. The Company’s marketable securities portfolio currently consists of municipal bonds and equity securities. Other short-term investments a" 32cd0a1b-e518-4e61-8cd0-c43d7d6e77e7,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|capex-type,16.1,0000216085-17-000024,10-Q,md_and_a,0000216085,HVT,HAVERTY FURNITURE COMPANIES INC,2017-08-02,october,567,3807,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations (Continued) Balance Sheet Changes for the Six Months Ended June 30, 2017 Our balance sheet as of June 30, 2017, as compared to our balance sheet as of December 31, 2016, changed as follows: · decrease in other current assets of $2.6 million primarily from timing related to third party financing receivables; · decrease in accounts payable of $4.9 million as level of outstanding purchases is typically high at the end of the year; · increase in customer deposits of $3.6 million as undelivered sales increased as is generally the case compared to year end; · decrease in accrued liabilities of $8.4 million due to typical payments made for year-end accruals such as incentive pay and real estate tax liabilities. Store Plans and Capital Expenditures Location Opening (Closing) QuarterActual or Planned Category Lubbock, TX Q-1-17 Replacement Columbia, SC (Q-1-17) Replacement Greensboro, NC Q-2-17 New Market Columbia, SC Q-4-17 Replacement To be announced (Q-4-17) Closure These plans combined with other changes should increase net selling space in 2017 by approximately 0.3%. Our current plans for 2017 also include starting the expansion of our Western Distribution Center. Total capital expenditures are estimated to be $28.0 million in 2017 depending on the timing of spending for new projects. In addition to the above, the Company's Wichita, Kansas store was closed July 14, 2017 due to a rupture of a water pipe below the foundation. The assessment of the damage and timeline for repairs is ongoing and this leased location may remain closed until mid-November. Off-Balance Sheet Arrangements As of June 30, 2017 we had no off-balance sheet arrangements or obligations. Critical Accounting Estimates Critical accounting estimates are those that we believe are both significant and that require us to make difficult, subjective or complex judgments, often because we need to estimate the effect of inhere" cb67e3ac-77fc-46bf-a3c7-d8d358460941,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|capex-type,16.1,0000105418-13-000030,10-Q,md_and_a,0000105418,WMK,WEIS MARKETS,2013-11-07,october,484,3291,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (continued) Results of Operations (continued ) Net cash used in financing activities was $24.2 million in the first three quarters of 2013 and 2012, which solely consisted of dividend payments to shareholders. At September 28, 2013, the Company had outstanding letters of credit of $16.9 million. The letters of credit are maintained primarily to support performance, payment, deposit or surety obligations of the Company. The Company does not anticipate drawing on any of them. Total cash dividend payments on common stock, on a per share basis, amounted to $.90 in the first three quarters of 2013 and 2012. At its regular meeting held in October, the Board of Directors unanimously approved a quarterly dividend of $.30 per share, payable on November 18, 2013 to shareholders of record on November 4, 2013. The Board of Directors' 2004 resolution authorizing the repurchase of up to one million shares of the Company's common stock has a remaining balance of 752,468 shares. The Company has no other commitment of capital resources as of September 28, 2013, other than the lease commitments on its store facilities under operating leases that expire at various dates through 2028. The Company anticipates funding its working capital requirements and its $120.0 million capital expansion program through cash and investment reserves and future internally generated cash flows from operations. Critical Accounting Estimates The Company has chosen accounting policies that it believes are appropriate to accurately and fairly report its operating results and financial position, and the Company applies those accounting policies in a consistent manner. The Significant Accounting Policies are summarized in Note 1 to the Consolidated Financial Statements included in the 2012 Annual Report on Form 10-K . There have been no changes to the Critical Accounting Policies since the Company filed its Annual Report on For" 327e3165-9844-4602-82a1-c443f7a0655e,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|ma_integration,28.2,0000024545-22-000014,10-Q,md_and_a,0000024545,TAP,Molson Coors Beverage Company,2022-08-02,october,261,1583,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The following table presents information with respect to Class B common stock purchases made by our Company , during the three months ended June 30, 2022: Issuer Purchases of Equity Securities Total number of shares purchased Average price paid per share Total number of shares purchased as part of publicly announced plans or programs Maximum number (or approximate dollar value) of shares that may yet be purchased under the plans or programs(1) April 1, 2022 through April 30, 2022 — $ — — $ 185,893,376 May 1, 2022 through May 31, 2022 230,000 $ 52.59 230,000 $ 173,797,147 June 1, 2022 through June 30, 2022 — $ — — $ 173,797,147 Total 230,000 $ 52.59 230,000 $ 173,797,147 (1) On February 17, 2022, our Company's Board of Directors (""the Board"") approved a share repurchase program to repurchase up to an aggregate of $200 million of our Company's Class B common stock through March 31, 2026, with repurchases primarily intended to offset annual employee equity award grants. The number, price, structure and timing of the repurchases, if any, will be at our sole discretion and future repurchases will be evaluated by us depending on market conditions, liquidity needs, restrictions under our debt arrangements and other factors. Share repurchases may be made in the open market or in privately negotiated transactions. The repurchase authorization does not oblige us to acquire any particular amount of our Class B common stock. The Board may suspend, modify or terminate the repurchase program at any time without prior notice." 64b9447c-0ed0-4726-8f7b-ec584b9d9e9b,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|ma_integration,28.2,0000093751-22-000617,10-Q,md_and_a,0000093751,STT,State Street Corporation,2022-10-26,october,722,4665,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS In December 2020, the Federal Reserve issued results of 2020 resubmission stress tests and authorized us to continue to pay common stock dividends at current levels and to resume repurchasing common shares in the first quarter of 2021. In January 2021, our Board authorized a share repurchase program for the purchase of up to $475 million of our common stock through March 31, 2021. In April 2021, our Board authorized a share repurchase program for the repurchase of up to $425 million of our common stock through June 30, 2021, consistent with the limit set by the Federal Reserve. In July 2021, our Board authorized a share repurchase program for the repurchase of up to $3.0 billion of our common stock through the end of 2022. In connection with our proposed acquisition of the BBH Investor Services business, we did not repurchase any common stock during the last half of 2021, as well as during the first nine months of 2022. We intend to repurchase approximately $1.0 billion of our common stock in the fourth quarter of 2022 under the existing share repurchase program, expiring December 21, 2022. Stock purchases under our common share repurchase program may be made using various types of transactions, including open-market purchases, accelerated share repurchases or other transactions off the market, and may be made under Rule 10b5-1 trading programs. The timing and amount of any stock purchases and the type of transaction may not be ratable over the duration of the program, may vary from reporting period to reporting period and will depend on several factors, including our capital position and financial performance, investment opportunities, market conditions, the nature and timing of implementation of revisions to the Basel III framework and the amount of common stock issued as part of employee compensation programs. The common share repurchase program does not have specific price targets and may be suspended at any time. " 71f08c71-9b14-4a51-9342-b2d575f4cff7,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|ma_integration,28.2,0000950170-22-021978,10-Q,md_and_a,0000903129,THRM,GENTHERM,2022-11-03,october,557,3653,True,1.0,"SALES OF EQUI TY SECURITIES AND USE OF PROCEEDS Issuer Purchases of Equity Securities During First Quarter 2022 Period (a)Total Numberof SharesPurchased (b)Average PricePaid Per Share (c)Total Number of Shares Repurchased as Part of Publicly Announced Plans or Programs (d)Approximate Dollar Value of Shares That May Yet Be Purchased Under the Plans or Programs (1) July 1, 2022 to July 31, 2022 — $ — — $ 130,000,105 August 1, 2022 to August 31, 2022 — $ — — $ 130,000,105 September 1, 2022 to September 30, 2022 — $ — — $ 130,000,105 (1) On December 11, 2020, the Board of Directors authorized a new stock repurchase program (the “2020 Stock Repurchase Program”) to commence upon expiration of the prior stock repurchase program on December 15, 2020. Under the 2020 Stock Repurchase Program, the Company is authorized to repurchase up to $150.0 million of its issued and outstanding common stock over a three-year period, expiring December 15, 2023. The authorization of this stock repurchase program does not require that the Company repurchase any specific dollar value or number of shares and may be modified, extended or terminated by the Company’s Board of Directors at any time. 42 ITEM 6. EXHIBI TS Exhibits to this Report are as follows: Incorporated by Reference ExhibitNumber Exhibit Description Filed/FurnishedHerewith Form PeriodEnding Exhibit /Appendix Number Filing Date 3.1 Second Amended and Restated Articles of Incorporation of Gentherm Incorporated 8-K 3.2 3/5/18 3.2 Amended and Restated Bylaws of Gentherm Incorporated 8-K 3.1 5/26/16 31.1 Section 302 Certification – CEO X 31.2 Section 302 Certification – CFO X 32.1** Section 906 Certification – CEO X 32.2** Section 906 Certification – CFO X 101.INS Inline XBRL Instance Document – The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. X 101.SCH Inline XBRL Taxonomy Extension Schema Document. X 101.CAL Inline XBRL Taxonomy Extension C" defbb4c8-459d-426f-9fc4-ee939a6f05c8,holdout,True,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|ma_integration,28.2,0001079973-12-000636,10-Q,md_and_a,0001015383,POWW,OUTDOOR HOLDING,2012-08-14,october,1318,8147,True,1.0,"Discussion and Analysis or Plan of Operation Overview The following discussion updates our plan of operation for the next twelve months. It also analyzes our financial condition at June 30, 2012 and compares it to our financial condition at December 31, 2011. Finally, the discussion summarizes the results of our operations for the three and six months ended June 30, 2012 and compares those results to the corresponding periods ended June 30, 2011. This discussion and analysis should be read in conjunction with our audited financial statements for the year ended December 31, 2011, including footnotes, and the discussion and analysis included in our Form 10-K. Plan of Operation Retrospettiva, Inc. (the ""Company"") was organized under the laws of the State of California in November, 1990. Prior to 2002, our business was to manufacture and import textile products, including both finished garments and fabrics. Our manufacturing facilities and inventories were primarily located in Europe. On July 2, 2001, we announced that the civil war in Macedonia rendered it impossible to continue operations. We ceased operating and liquidated all of our assets. We have updated our affairs and become current in our various reporting obligations. We intend to combine the Company with another entity in a merger, acquisition, or similar transaction and are seeking potential candidates. Our plan is to evaluate prospects, structure a transaction, and ultimately combine with another entity. We are unable, at this time, to predict when, if ever, our objectives will be achieved. Liquidity and Capital Resources As of June 30, 2012, we had a working capital deficit of $(246,891). We had no current assets and current liabilities of $246,891. This represents a $18,032 increase in the deficit from the working capital deficit of $(228,859) at December 31, 2011. During the six months ended June 30, 2012, our working capital deficit increased because of costs incurred to revive our business and " e90a715e-29e1-4012-b2e7-6f2dc02689a7,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|ma_integration,28.2,0000719220-15-000007,10-Q,md_and_a,0000719220,STBA,S AND T BANCORP INC,2015-05-06,october,734,4530,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS - continued The following summarizes capital amounts and ratios for S&T, S&T Bank and Integrity Bank for the dates presented: (dollars in thousands) AdequatelyCapitalized(1) Well-Capitalized(2) March 31, 2015 December 31, 2014 Amount Ratio Amount Ratio S&T Bancorp, Inc. Tier 1 leverage 4.00 % 5.00 % $ 499,390 10.06 % $ 465,114 9.80 % Common equity tier 1 to risk-weighted assets 4.50 % 6.50 % 479,510 9.82 % 445,114 11.81 % Tier 1 capital to risk-weighted assets 6.00 % 8.00 % 499,390 10.22 % 465,114 12.34 % Total capital to risk-weighted assets 8.00 % 10.00 % 579,653 11.86 % 537,935 14.27 % S&T Bank Tier 1 leverage 4.00 % 5.00 % $ 367,047 7.72 % $ 403,593 8.53 % Common equity tier 1 to risk-weighted assets 4.50 % 6.50 % 367,047 9.15 % 403,593 10.76 % Tier 1 capital to risk-weighted assets 6.00 % 8.00 % 367,047 9.15 % 403,593 10.76 % Total capital to risk-weighted assets 8.00 % 10.00 % 442,227 11.02 % 475,538 12.68 % Integrity Bank Tier 1 leverage 4.00 % 5.00 % $ 102,556 11.74 % $ 70,990 8.55 % Common equity to tier 1 to risk-weighted assets 4.50 % 6.50 % 102,556 11.56 % 70,990 9.30 % Tier 1 capital to risk-weighted assets 6.00 % 8.00 % 102,556 11.56 % 70,990 9.30 % Total capital to risk-weighted assets 8.00 % 10.00 % 106,556 12.01 % 84,529 11.08 % (1) For an institution to qualify as “adequately capitalized” under regulatory guidelines, Tier 1 leverage, Common equity tier 1 risk-based capital, Tier 1 risk-based capital and total risk-based capital ratios must be at least 4 percent, 4.50 percent, 6 percent and 8 percent. At March 31, 2015, we exceeded those requirements. (2) For an institution to qualify as “well capitalized” under regulatory guidelines, Tier 1 leverage, Common equity tier 1 risk-based capital, Tier 1 risk-based capital and total risk-based capital ratios must be at least 5 percent, 6.50 percent, 8 percent and 10 percent. At March 31, 2015, we exceeded those requirements. When co" 223d38a3-ff5f-4dc9-b470-55bb2e028dfb,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|other,7.4,0001564590-19-025864,10-Q,md_and_a,0001478242,IQV,IQVIA,2019-07-24,october,933,6009,True,1.0,"Sales of Equity Securities and Use of Proceeds Recent Sales of Unregistered Securities Not applicable. 32 Use of Proceeds from Registered Securities Not applicable. Purchases of Equity Securities by the Issuer On October 30, 2013, our Board of Directors (the “Board”) approved the Repurchase Program authorizing the repurchase of up to $125.0 million of either our common stock or vested in-the-money employee stock options, or a combination thereof. Our Board increased the stock repurchase authorization under the Repurchase Program with respect to the repurchase of our common stock by $600 million, $1.5 billion, $2.0 billion, $1.5 billion and $2.0 billion in 2015, 2016, 2017, 2018 and February 2019, respectively, which increased the total amount that has been authorized under the Repurchase Program to $7.725 billion. The Repurchase Program does not obligate us to repurchase any particular amount of common stock or vested in-the-money employee stock options, and it may be modified, suspended or discontinued at any time. The timing and amount of repurchases are determined by our management based on a variety of factors such as the market price of our common stock, our corporate requirements, and overall market conditions. Purchases of our common stock may be made in open market transactions effected through a broker-dealer at prevailing market prices, in block trades, or in privately negotiated transactions. The Repurchase Program for common stock does not have an expiration date. From inception of the Repurchase Program through June 30, 2019, we have repurchased a total of $5.8 billion of our securities under the Repurchase Program. During the six months ended June 30, 2019, we repurchased 2,752,247 shares of our common stock for approximately $376.7 million under the Repurchase Program. These amounts include 1,000,000 shares of our common stock, which we repurchased directly from underwriters in connection with a secondary public offering of shares of our comm" 3b878306-a9a2-4324-8c2e-2846ff21da3f,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|other,7.4,0001748790-24-000016,10-Q,md_and_a,0001748790,AMCR,Amcor,2024-05-01,october,1158,6881,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations Management’s Discussion and Analysis (""MD&A"") should be read in conjunction with our Form 10-K for fiscal year 2023 filed with the U.S. Securities and Exchange Commission (the ""SEC"") on August 17, 2023, together with the unaudited condensed consolidated financial statements and accompanying notes included in Part 1, Item 1 of this Form 10-Q. Throughout the MD&A, amounts and percentages may not recalculate due to rounding. Summary of Financial Results Three Months Ended March 31, Nine Months Ended March 31, ($ in millions) 2024 2023 2024 2023 Net sales $ 3,411 100.0 % $ 3,667 100.0 % $ 10,105 100.0 % $ 11,021 100.0 % Cost of sales (2,719) (79.7 %) (2,994) (81.6 %) (8,147) (80.6 %) (9,018) (81.8 %) Gross profit 692 20.3 % 673 18.4 % 1,958 19.4 % 2,003 18.2 % Operating expenses: Selling, general, and administrative expenses (330) (9.7 %) (317) (8.6 %) (931) (9.2 %) (917) (8.3 %) Research and development expenses (25) (0.7 %) (27) (0.7 %) (80) (0.8 %) (76) (0.7 %) Restructuring and other related activities, net (30) (0.9 %) (50) (1.4 %) (82) (0.8 %) 162 1.5 % Other income/(expenses), net — — % 3 0.1 % (46) (0.5 %) 11 0.1 % Operating income 307 9.0 % 282 7.7 % 819 8.1 % 1,183 10.7 % Interest income 10 0.3 % 15 0.4 % 31 0.3 % 35 0.3 % Interest expense (89) (2.6 %) (86) (2.3 %) (263) (2.6 %) (224) (2.0 %) Other non-operating income, net 2 0.1 % 2 0.1 % 2 — % 5 — % Income before income taxes and equity in loss of affiliated companies 230 6.7 % 213 5.8 % 589 5.8 % 999 9.1 % Income tax expense (40) (1.2 %) (34) (0.9 %) (107) (1.1 %) (125) (1.1 %) Equity in loss of affiliated companies, net of tax (1) — % — — % (3) — % — — % Net income $ 189 5.5 % $ 179 4.9 % $ 479 4.7 % $ 874 7.9 % Net income attributable to non-controlling interests (2) (0.1 %) (2) (0.1 %) (6) (0.1 %) (6) (0.1 %) Net income attributable to Amcor plc $ 187 5.5 % $ 177 4.8 % $ 473 4.7 % $ 868 7.9 % 31 Overview Amcor is a global leader in " 4f49b42b-0209-4e76-bd6e-c2b0e952a40b,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|other,7.4,0000732717-13-000036,10-Q,md_and_a,0000732717,T,AT&T,2013-05-03,october,653,3968,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations - Continued Dollars in millions except per share amounts We paid dividends of $2,502 during the first three months of 2013, compared with $2,606 for the first three months of 2012, primarily reflecting the decline in shares outstanding due to our repurchases during the year, which offset the increase in the quarterly dividend approved by our Board of Directors in November 2012. Dividends declared by our Board of Directors totaled $0.45 per share in the first quarter of 2013 and $0.44 per share for the first three months of 2012. Our dividend policy considers the expectations and requirements of stockholders, internal requirements of AT&T and long-term growth opportunities. It is our intent to provide the financial flexibility to allow our Board of Directors to consider dividend growth and to recommend an increase in dividends to be paid in future periods. All dividends remain subject to declaration by our Board of Directors. At March 31, 2013, we had $3,446 of debt maturing within one year, $1,683 of which were long-term debt maturities. Debt maturing within one year includes the following notes that may be put back to us by the holders: · $1,000 of annual put reset securities issued by BellSouth that may be put back to us each April until maturity in 2021. No such put was exercised during April 2013. · An accreting zero-coupon note that may be redeemed each May until maturity in 2022. If the zero-coupon note (issued for principal of $500 in 2007) is held to maturity, the redemption amount will be $1,030. We have two revolving credit agreements with a syndicate of banks: a $5,000 agreement expiring in December 2016 and a $3,000 agreement expiring in December 2017. Advances under either agreement may be used for general corporate purposes. Advances are not conditioned on the absence of a material adverse change. All advances must be repaid no later than the date on which lenders are no lon" a3244a68-88a9-48d6-9ad7-adc7d4f1c299,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|other,7.4,0001289419-22-000019,10-Q,md_and_a,0001289419,MORN,MORNINGSTAR,2022-10-28,october,513,3404,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities Subject to applicable law, we may repurchase shares at prevailing market prices directly on the open market or in privately negotiated transactions in amounts that we deem appropriate. In December 2020, the board of directors approved a share repurchase program that authorizes the Company to repurchase up to $400.0 million in shares of the Company's outstanding common stock, effective January 1, 2021. This authorization expires on De cember 31, 2023. The following table presents information related to repurchases of common stock we made during the three months ended September 30, 2022: Period: Total numberof sharespurchased Averageprice paidper share Total numberof sharespurchased aspart of publiclyannouncedprograms Approximatedollar value ofshares thatmay yet bepurchasedunder theprograms July 1, 2022 - July 31, 2022 8,507 $ 226.43 8,507 $ 193,700,782 August 1, 2022 - August 31, 2022 — — — $ 193,700,782 September 1, 2022 - September 30, 2022 69,546 218.49 69,546 $ 178,504,034 Total 78,053 $ 219.36 78,053 46 Table of Contents Item 6. Exhibits Exhibit No Description of Exhibit 10.1 Amendment No. 1 to the Credit Agreement dated as of September 13, 2022, among Morningstar, Inc., certain subsidiaries of Morningstar, Inc., Bank of America, N.A. and the other lenders party thereto** 10.2 Amendment No. 2 to the Credit Agreement dated as of September 30, 2022, among Morningstar, Inc., certain subsidiaries of Morningstar, Inc., Bank of America, N.A. and the other lenders party thereto** 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act " fc37fa52-2ef8-46c1-8759-400252447f5f,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|other,7.4,0000950123-11-074475,10-Q,md_and_a,0001069183,AXON,Axon Enterprise,2011-08-08,october,709,4620,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Issuer Purchases of Equity Securities On March 3, 2011, the Company announced that its board of directors had authorized a stock repurchase program pursuant to which the Company may repurchase up to $12.5 million of the Company’s common stock subject to stock market conditions and corporate considerations. This repurchase program was completed in the second quarter of 2011. The table below sets forth information regarding repurchases of our common stock by us during the three months ended June 30, 2011. Maximum Number (or Total Number of Approximate Dollar Shares Purchased as Value) of Shares that Part of Publicly May Yet be Total Number of Average Price Paid Announced Plans or Purchased Under the Period Shares Purchased per Share Programs Plans or Programs April 208,419 $ 4.45 208,419 $ 6,511,819 May 1,162,811 $ 4.45 1,162,811 $ 1,337,331 June 300,720 $ 4.45 300,720 $ 0 Total 1,671,950 $ 4.45 1,671,950 $ 0 In July 2011, TASER’s Board of Directors authorized an additional repurchase program to acquire to $20 million of the Company’s outstanding common stock. There is no expiration date for this program. 32 Table of Contents ITEM 6. EXHIBITS 10.1 Amendment to Credit Agreement dated as of June 23, 2011 between the Company and JP Morgan Chase Bank, N.A. 31.1 Principal Executive Officer Certification pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. 31.2 Principal Financial Officer Certification pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. *32 Principal Executive Officer and Principal Financial Officer Certifications pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. **101 XBRL Instance Document **101 XBRL Taxonomy Extension Schema Document **101 XBRL Taxonomy Calculation Linkbase Document **101 XBRL Taxonomy Label Linkbase Document **101 XBRL Taxonomy Presentation Linkbase Document * Furnished ** Pursuant to applicab" 63bdc695-10c2-4d39-a54e-149fff6eb358,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.4,0001058090-17-000044,10-Q,md_and_a,0001058090,CMG,Chipotle Mexican Grill,2017-10-25,october,1088,7055,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Cautionary Note Regarding Forward-Looking Statements Certain statements in this report, including projections of our expected comparable restaurant sales increases for 2017, projected new restaurant openings for 2017 and 2018, discussion of the potential impacts of our roll-out of queso and of menu price increases, projections of expected changes in food, beverage and packaging costs and marketing and promotional spend, estimates of our effective tax rates, and discussion of liabilities associated with the recent data security incident, are forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995. We use words such as “anticipate”, “believe”, “could”, “should”, “estimate”, “expect”, “intend”, “may”, “predict”, “project”, “target”, and similar terms and phrases, including references to assumptions, to identify forward-looking statements. These forward-looking statements are based on information available to us as of the date any such statements are made, and we assume no obligation to update these forward-looking statements. These statements are subject to risks and uncertainties that could cause actual results to differ materially from those described in the statements. These risks and uncertainties include, but are not limited to, the risk factors described in our annual report on Form 10-K for the year ended December 31, 2016, as updated in Part II, Item 1A. of this report. Overview Steve Ells, our founder, Chairman and CEO, started Chipotle with the idea that food served fast did not have to be a typical fast food experience. Today, Chipotle continues to offer a focused menu of burritos, tacos, burrito bowls, and salads made from fresh, high-quality raw ingredients, prepared using classic cooking methods and served in an interactive style allowing our customers to get what they want. Chipotle seeks out extraordinary ingredients that are not only fresh" 91c844f9-173c-405a-b7d7-e47f390fd7a5,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.4,0000109177-26-000021,10-Q,md_and_a,0000109177,SPB,SPECTRUM BRANDS HOLDINGS,2026-05-07,october,1348,8828,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations Introduction The following is management’s discussion of the financial results, liquidity and other key items related to our performance and should be read in conjunction with the Condensed Consolidated Financial Statements and related notes included in Item 1 of this Quarterly Report on Form 10-Q (the ""Quarterly Report"") and our Annual Report on Form 10-K for the fiscal year ended September 30, 2025 filed with the SEC on November 18, 2025 (the ""2025 Annual Report""). The following discussion may contain forward-looking statements that reflect our plans, estimates, and beliefs and involve risks, uncertainties, and assumptions. Our actual results could differ materially from those discussed in these forward-looking statements. Factors that could cause or contribute to these differences include those discussed within ""Forward-Looking Statements"" included elsewhere in this Quarterly Report, and in Item 1A. Risk Factors and ""Forward-Looking Statements"" included within our 2025 Annual Report. Unless the context indicates otherwise, the terms the ""Company,"" ""we,"" ""us,"" or ""our"" are used to refer to Spectrum Brands Holdings, Inc. and its subsidiaries collectively. Non-GAAP Measurements Our consolidated and segment results contain non-GAAP metrics such as organic net sales, adjusted EBITDA and adjusted EBITDA margin. While we believe organic net sales, adjusted EBITDA and adjusted EBITDA margin are useful supplemental information, such adjusted results are not intended to replace our financial results in accordance with generally accepted accounting principles in the United States (“GAAP”) and should be read in conjunction with those GAAP results. Organic Net Sales. We define organic net sales as net sales excluding the effect of changes in foreign currency exchange rates and impact from acquisitions (where applicable). We believe this non-GAAP measure provides useful information to investors because it" a926cb08-429a-4ef3-82f2-e0c9de6b304e,holdout,True,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.4,0001010549-16-000817,10-Q,md_and_a,0001567900,ALOY,REALLOYS INC,2016-11-21,october,1110,7127,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS We urge you to read the following discussion in conjunction with management's discussion and analysis contained in our Annual Report on Form 10-K for the year ended December 31, 2015, as well as with our condensed financial statements and the notes thereto included elsewhere herein. Overview The Company is in the business of developing, marketing and distributing a real time analytical platform to serve as a tool for day traders and swing traders on the OTC Markets Group, Inc., NYSE, AMEX and NASDAQ markets. Our proprietary technology is an algorithm driven system (the ""Blackbox System"") that works in real time, measuring market trends and data while utilizing a multitude of specific criteria, both live and historical. Our Blackbox System was designed to monitor and analyzes over 13,000 stocks on the NASDAQ, NYSE, AMEX and OTC markets simultaneously as our servers receive live feeds from these markets. We consider the Blackbox System technology to be among the most user-friendly of its kind. The Company launched its Blackbox System web application and made it available to subscribers in September 2016. Subscriptions for the use of the Blackbox System web application are sold on a monthly and/or annual subscription basis to individual consumers through our website at http://www.blackboxstocks.com . As of September 30, 2016, we sold 230 monthly and 23 annual subscriptions. Our principal office is located at 5430 LBJ Freeway, Suite 1485, Dallas, Texas 75240 and our telephone number is (972) 726-9203. Our Common Stock is quoted on the OTC Pink tier of the OTC Markets Group, Inc. (the ""OTC Pink"") under the symbol ""BLBX."" Prior to March 9, 2016, our Common Stock was quoted under the symbol ""SMQA."" Our corporate website is located at http://www.blackboxstocks.com . Basis of Presentation of Financial Information The accompanying financial statements have been prepared in conformity with GAAP, wh" c165666b-d23d-4e92-8e11-177f3558ff54,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.4,0000950123-11-040571,10-Q,md_and_a,0000703604,DSGR,DISTRIBUTION SOLUTIONS GROUP,2011-04-28,october,1342,8124,True,1.0,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Quarter ended March 31, 2011 compared to Quarter ended March 31, 2010 The following table presents a summary of our financial performance for the three months ended March 31, 2011 and 2010: 2011 2010 % of % of ($ in thousands) Amount Net Sales Amount Net Sales Net sales MRO $ 79,255 96.0 % $ 71,935 96.0 % OEM 3,324 4.0 2,975 4.0 Consolidated total $ 82,579 100.0 % $ 74,910 100.0 % Gross profit MRO $ 49,280 62.2 % $ 45,926 63.8 % OEM 659 19.8 399 13.4 Consolidated total 49,939 60.5 46,325 61.8 Operating expenses: Selling, general and administrative expenses 45,449 55.0 43,719 58.4 Severance expenses 745 1.0 426 0.6 Gain on sale of assets — — (1,701 ) (2.3 ) Legal settlement — — (550 ) (0.8 ) Operating income 3,745 4.5 4,431 5.9 Other expense, net (496 ) (0.6 ) (69 ) (0.1 ) Income from continuing operations before income tax expense 3,249 3.9 4,362 5.8 Income tax expense 1,199 1.4 2,130 2.8 Income from continuing operations $ 2,050 2.5 % $ 2,232 3.0 % Net Sales Net sales for the first quarter of 2011 increased 10.2% to $82.6 million, from $74.9 million in the first quarter of 2010. Excluding the Canadian exchange rate impact, net sales increased 9.6% for the quarter. MRO net sales increased 10.2% in the first quarter of 2011, to $79.3 million from $71.9 million in the prior year period, primarily reflecting continued growth within our national, governmental and automotive sectors of our business. MRO average daily sales increased to $1.258 million in the first quarter of 2011 compared to $1.142 million in the first quarter of 2010 driven by improvements in average orders per day and average order size. OEM net sales increased 11.7% in the first quarter of 2011, to $3.3 million from $3.0 million in the prior year period driven by strength in our aerospace customer base and new customer growth. 10 Table of Contents Gross Profit Gross profit increased $3.6 million in the first quarter of " da750423-4484-4faa-894e-a443230ca793,holdout,False,productive,10-Q md_and_a|october|shown>=0.9|conf>0.7|technology-type,1.4,0001010549-19-000134,10-Q,md_and_a,0001567900,ALOY,REALLOYS INC,2019-05-20,october,1134,7220,True,1.0,"Discussion and Analysis of Financial Condition and Results of Operations We urge you to read the following discussion in conjunction with management’s discussion and analysis contained in our Annual Report on Form 10-K for the year ended December 31, 2018, as well as with our condensed financial statements and the notes thereto included elsewhere herein. Overview The Company is in the business of developing and marketing a real time analytical web based software as a service platform (the “Blackbox System”) that serves as a tool for day traders and swing traders on various securities exchanges and markets. Our proprietary Blackbox System technology is an algorithm driven system that works in real time, measuring market trends and data while utilizing a multitude of specific criteria, both live and historical. Our Blackbox System platform employs predictive technology enhanced by artificial intelligence to find volatility and unusual market activity that can result in the rapid change in a stock’s price. The Blackbox System was initially designed to monitor and analyze over 13,000 stocks on the OTC Markets Group, Inc. (“OTC”), New York Stock Exchange (“NYSE”), the NYSE American (formerly the American Stock Exchange), and NASDAQ markets simultaneously as our servers receive live data feeds from such markets. We have also customized our Blackbox System to analyze data from the Hong Kong Stock Exchange (“HKEX”), Shanghai Stock Exchange (“SSE”) and Shenzhen Stock Exchange (“SZSE”) for license and use primarily in Asia. We consider the Blackbox System technology to be among the most user-friendly of its kind. The Company launched its Blackbox System web application for domestic use and made it available to subscribers in September 2016. Subscriptions for the use of the Blackbox System web application are sold on a monthly and/or annual subscription basis to individual consumers through our website at http://www.blackboxstocks.com. Our principal office is located at 5" 405334d7-487f-4dca-9b24-f28e370c8ed4,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0000277135-23-000055,10-Q,financial_statements,0000277135,GWW,W. W. Grainger,2023-07-27,june,4239,25683,True,0.261,"Statements W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF EARNINGS (In millions of dollars and shares, except for per share amounts) (Unaudited) Three Months Ended Six Months Ended June 30, June 30, 2023 2022 2023 2022 Net sales $ 4,182 $ 3,837 $ 8,273 $ 7,484 Cost of goods sold 2,538 2,396 4,995 4,660 Gross profit 1,644 1,441 3,278 2,824 Selling, general and administrative expenses 983 907 1,937 1,756 Operating earnings 661 534 1,341 1,068 Other (income) expense: Interest expense – net 24 22 48 45 Other – net (8) (5) (14) (11) Total other expense – net 16 17 34 34 Earnings before income taxes 645 517 1,307 1,034 Income tax provision 155 128 309 260 Net earnings 490 389 998 774 Less net earnings attributable to noncontrolling interest 20 18 40 37 Net earnings attributable to W.W. Grainger, Inc. $ 470 $ 371 $ 958 $ 737 Earnings per share: Basic $ 9.32 $ 7.22 $ 18.98 $ 14.33 Diluted $ 9.28 $ 7.19 $ 18.89 $ 14.26 Weighted average number of shares outstanding: Basic 50.1 51.0 50.2 51.1 Diluted 50.3 51.3 50.4 51.4 The accompanying notes are an integral part of these financial statements. 3 W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE EARNINGS (In millions of dollars) (Unaudited) Three Months Ended Six Months Ended June 30, June 30, 2023 2022 2023 2022 Net earnings $ 490 $ 389 $ 998 774 Other comprehensive earnings (losses): Foreign currency translation adjustments – net of reclassification to earnings (32) (83) (30) (109) Postretirement benefit plan losses and other – net of tax benefit of $1, $1, $2, and $2respectively (3) (4) (6) (7) Total other comprehensive earnings (losses) (35) (87) (36) (116) Comprehensive earnings – net of tax 455 302 962 658 Less comprehensive earnings (losses) attributable to noncontrolling interest Net earnings 20 18 40 37 Foreign currency translation adjustments (27) (31) (32) (47) Total comprehensive earnings (losses) attributable to noncontrolling interest (7) (13) 8 (10" 4a2371ec-3e72-4164-aadc-c8de4e57732c,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0001692819-21-000015,10-Q,unregistered_sales,0001692819,VST,Vistra Corp.,2021-11-05,june,1482,9470,True,0.3859,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The following table provides information about our repurchase of equity securities that are registered by us pursuant to Section 12 of the Exchange Act, as amended, during the quarter ended September 30, 2021. Total Number of Shares Purchased Average Price Paid per Share Total Number of Shares Purchased as Part of a Publicly Announced Program July 1 - July 31, 2021 — $ — — August 1 - August 31, 2021 — $ — — September 1 - September 30, 2021 — $ — — For the quarter ended September 30, 2021 — $ — — In October 2021, we announced that the Board had authorized a new share repurchase program (Share Repurchase Program) under which up to $2.0 billion of our outstanding common stock may be repurchased. The Share Repurchase Program became effective on October 11, 2021. The Share Repurchase Program supersedes the $1.5 billion share repurchase program previously announced in September 2020, which had $1.325 billion of remaining authorization as of September 30, 2021. As an initial step in our broader capital allocation plan, we intend to use the net proceeds from our October 2021 preferred stock offering to repurchase shares of our outstanding common stock. We expect to complete repurchases under the Share Repurchase Program by the end of 2022. Under the Share Repurchase Program, any purchases of shares of the Company's stock may be repurchased from time to time in open market transactions at prevailing market prices, in privately negotiated transactions, pursuant to plans complying with the Exchange Act or by other means in accordance with federal securities laws. The actual timing, number and value of shares repurchased under the Share Repurchase Program or otherwise will be determined at our discretion and will depend on a number of factors, including our capital allocation priorities, the market price of our stock, general market and economic conditions, applicable legal requirements and compliance with the terms of our debt agr" 6522aed6-a784-474b-b36c-1e0b9eb1f57e,holdout,True,productive,10-Q other|june|shown0.25-0.9|conf>0.7|capex-type,1.0,0000106040-16-000022,10-Q,unregistered_sales,0000106040,WDC,Western Digital,2016-05-09,june,1523,9906,True,0.3754,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Recent Sales of Unregistered Securities There were no unregistered sales of equity securities during the period covered by this report. Issuer Purchases of Equity Securities There were no repurchases by us of shares of our common stock during the quarter ended April 1, 2016 . 57 Table of Contents Item 5. OTHER INFORMATION On or about May 3, 2016, we initiated a set of actions relating to a restructuring plan (the “Restructuring Plan”) associated with the integration of substantial portions of our HGST and WD subsidiaries. The Restructuring Plan consists of asset and footprint reduction, product roadmap consolidation and organization rationalization. We expect the Restructuring Plan to be substantially completed by the end of calendar year 2017 and we expect it will result in total pre-tax charges of approximately $400 million. These charges are expected to consist of approximately $185 million in employee termination benefits, $125 million in asset charges and $90 million in other related costs. Approximately $275 million of these charges are expected to be cash expenditures. As a result of the integration of substantial portions of our WD and HGST subsidiaries, we expect to achieve total cost savings of approximately $800 million on an annualized run rate basis by the end of calendar 2017. The total estimated cash expenditures to achieve these savings is approximately $800 million, which includes the $275 million related to the Restructuring Plan and an additional $525 million related to the following: • closure of our head component front end wafer manufacturing facility in Odawara, Japan previously reported on a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 22, 2016; • purchases of property, plant and equipment, such as facility improvements in connection with certain facility consolidations and enterprise software implementations; and • previous and planned immaterial integr" 09c59574-2952-40f7-b079-d85e651249c0,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0001193125-13-254753,10-Q,financial_statements,0001403568,ULTA,Ulta Beauty,2013-06-11,june,2652,16800,True,0.3975,"Statements Ulta Salon, Cosmetics & Fragrance, Inc. Consolidated Balance Sheets May 4, February 2, April 28, (In thousands) 2013 2013 2012 (Unaudited) (Unaudited) Assets Current assets: Cash and cash equivalents $ 293,214 $ 320,475 $ 266,345 Receivables, net 29,925 41,515 22,328 Merchandise inventories, net 442,085 361,125 332,065 Prepaid expenses and other current assets 48,106 50,452 40,102 Deferred income taxes 15,285 15,757 12,257 Total current assets 828,615 789,324 673,097 Property and equipment, net 499,395 483,059 384,904 Deferred compensation plan assets 3,567 2,866 — Total assets $ 1,331,577 $ 1,275,249 $ 1,058,001 Liabilities and stockholders’ equity Current liabilities: Accounts payable $ 148,488 $ 118,886 $ 111,889 Accrued liabilities 78,847 92,127 77,375 Dividends payable — — 62,420 Accrued income taxes 20,732 10,054 5,764 Total current liabilities 248,067 221,067 257,448 Deferred rent 220,003 208,003 171,973 Deferred income taxes 55,988 56,361 43,675 Other long-term liabilities 3,795 2,876 — Total liabilities 527,853 488,307 473,096 Commitments and contingencies (note 3) See accompanying notes to financial statements. 3 Table of Contents Ulta Salon, Cosmetics & Fragrance, Inc. Consolidated Balance Sheets (continued) May 4, February 2, April 28, (In thousands, except per share data) 2013 2013 2012 (Unaudited) (Unaudited) Stockholders’ equity: Common stock, $.01 par value, 400,000 shares authorized; 64,313, 64,565 and 64,438 shares issued; 63,758, 64,009 and 62,883 shares outstanding; at May 4, 2013 (unaudited), February 2, 2013 and April 28, 2012 (unaudited), respectively $ 643 $ 645 $ 634 Treasury stock-common, at cost (7,566 ) (7,494 ) (7,415 ) Additional paid-in capital 509,292 496,930 432,444 Retained earnings 301,355 296,861 159,242 Total stockholders’ equity 803,724 786,942 584,905 Total liabilities and stockholders’ equity $ 1,331,577 $ 1,275,249 $ 1,058,001 See accompanying notes to financial statements. 4 Table of Contents Ulta Sa" 7627ba5a-6691-4488-a3fa-7da65b49fad4,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0001193125-12-026854,10-Q,financial_statements,0000106040,WDC,Western Digital,2012-01-27,june,2937,19121,True,0.2996,"4 in the Notes to Condensed Consolidated Financial Statements included in this Quarterly Report on Form 10-Q. On March 7, 2011, in connection with the planned acquisition of HGST, WD, WDTI and WDI entered into a commitment letter for the Senior Facility. Since entering into the commitment letter, Bank of America N.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated led the effort to syndicate the Senior Facility for an amount of up to $3.0 billion, consisting of a $500 million revolving credit facility and up to $2.5 billion in term loans. As a result of such effort, WD, WDTI and WDI have fully negotiated definitive loan documents for the Senior Facility with the syndicate members. WD, WDTI and WDI expect the final credit facility to be funded by these syndicate members, subject to customary closing conditions, including completion of the acquisition in accordance with its terms, the receipt of antitrust approvals or the expiration of applicable waiting periods without any action being taken by an authority that would impose any material adverse condition on WD, HGST, or their respective subsidiaries taken as a whole, and there not having occurred for HGST, WD or WDI a material adverse effect on their respective business, financial condition or operations. We are required to pay a commitment fee at the rate of 0.35%, per annum, of the aggregate unfunded amount committed to be borrowed under the Senior Facility. 24 Purchase Orders — In the normal course of business, we enter into purchase orders with suppliers for the purchase of hard drive components used to manufacture our products. These purchase orders generally cover forecasted component supplies needed for production during the next quarter, are recorded as a liability upon receipt of the components, and generally may be changed or canceled at any time prior to shipment of the components. We also enter into purchase orders with suppliers for capital equipment that are recorded as a liability upon recei" a4add693-80ec-494d-bd77-30cf2abe599f,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000950170-24-122364,10-Q,risk_factors,0001973266,TKO,TKO Group Holdings,2024-11-06,june,1831,12092,True,0.4872,"Factors 44 Item 6. Exhibits 46 Signatures 47 2 Table of Contents FORWARD-LOOKING STATEMENTS This Quarterly Report on Form 10-Q (the “Quarterly Report”) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. We intend such forward-looking statements to be covered by the safe harbor provisions for forward-looking statements contained in Section 27A of the Securities Act of 1933, as amended (the ""Securities Act"") and Section 21E of the Securities Exchange Act of 1934, as amended (the ""Exchange Act""). All statements other than statements of present and historical fact contained in this Quarterly Report, including without limitation, statements regarding the anticipated benefits of and costs associated with the Transactions (as defined below); our expectations surrounding the Transactions and our ability to grow our business and bolster our financial position; our expected contractual obligations and capital expenditures; our future results of operations and financial position; our expectations regarding strategic transactions, including the Endeavor Asset Acquisition; our expectations regarding actions under our capital return program, including the amount and frequency of share repurchases and dividends; industry and business trends; the impact of market conditions and other macroeconomic factors on our business, financial condition and results of operations; our future business strategy, plans, market growth and our objectives for future operations; and our competitive market position within our industry are forward-looking statements. Without limiting the foregoing, you can generally identify forward-looking statements by the use of forward-looking terminology, including the terms “aim,” ""anticipate,"" ""believe,"" ""could,"" “mission,” ""may,"" ""will,"" ""should,"" ""expect,"" ""intend,"" ""plan,"" ""estimate,"" ""project,"" ""predict,"" ""potential,"" “target,” ""contemplate,"" or, in each case, their negative, or other variation" c4a90eb3-da0e-4f3a-b3dd-512254967989,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0001193125-12-182583,10-Q,financial_statements,0000860731,TYL,Tyler Technologies,2012-04-26,june,3598,23471,True,0.2516,"Statements TYLER TECHNOLOGIES, INC. CONDENSED STATEMENTS OF COMPREHENSIVE INCOME (In thousands, except per share amounts) (Unaudited) Three months endedMarch 31, 2012 2011 Revenues: Software licenses $ 7,442 $ 6,822 Subscriptions 9,968 6,964 Software services 18,530 16,764 Maintenance 39,850 35,512 Appraisal services 5,682 6,197 Hardware and other 1,251 1,134 Total revenues 82,723 73,393 Cost of revenues: Software licenses 566 795 Acquired software 410 295 Software services, maintenance and subscriptions 39,813 35,180 Appraisal services 3,796 3,824 Hardware and other 719 676 Total cost of revenues 45,304 40,770 Gross profit 37,419 32,623 Selling, general and administrative expenses 21,335 17,288 Research and development expense 5,094 4,549 Amortization of customer and trade name intangibles 946 804 Operating income 10,044 9,982 Other expense, net 703 500 Income before income taxes 9,341 9,482 Income tax provision 3,660 3,754 Net income $ 5,681 $ 5,728 Earnings per common share: Basic $ 0.19 $ 0.18 Diluted $ 0.17 $ 0.17 Comprehensive income $ 5,681 $ 5,728 See accompanying notes. 2 TYLER TECHNOLOGIES, INC. CONDENSED BALANCE SHEETS (In thousands, except par value and share amounts) March 31,2012(Unaudited) December 31,2011 ASSETS Current assets: Cash and cash equivalents $ 9,932 $ 1,326 Short-term investments available-for-sale — 25 Accounts receivable (less allowance for losses of $1,071 in 2012 and $990 in 2011) 58,888 90,012 Prepaid expenses 8,361 8,348 Other current assets 1,403 2,286 Deferred income taxes 5,095 5,095 Total current assets 83,679 107,092 Accounts receivable, long-term portion 1,400 2,095 Property and equipment, net 40,721 40,915 Non-current investments available-for-sale 1,953 1,953 Other assets: Goodwill 108,166 106,094 Other intangibles, net 40,359 35,628 Sundry 1,485 1,614 $ 277,763 $ 295,391 LIABILITIES AND SHAREHOLDERS’ EQUITY Current liabilities: Accounts payable $ 2,582 $ 3,211 Accrued liabilities 14,933 24,151 Deferred revenue 10" e5199e70-408d-4cfc-9b4d-deff3e15dcf2,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|ma_integration,4.6,0000875320-17-000030,10-Q,risk_factors,0000875320,VRTX,Vertex Pharmaceuticals,2017-04-28,june,1487,9680,True,0.4761,"Factors Information regarding risk factors appears in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2016 , which was filed with the SEC on February 23, 2017. There have been no material changes from the risk factors previously disclosed in that Annual Report on Form 10-K, except that: Our business depends on the success of tezacaftor in combination with ivacaftor, which has not been approved by the FDA or the European Commission. If we are unable to obtain marketing approval or experience material delays in obtaining marketing approval for lumacaftor in combination with ivacaftor, our business will be materially harmed. In the first quarter of 2017, we obtained positive results from two Phase 3 clinical trials of tezacaftor in combination with ivacaftor that showed statistically significant improvements in lung function in patients with CF 12 years of age and older who have certain mutations in their CFTR gene. Based on these results, we plan to submit an NDA in the United States and an MAA in Europe for this potential combination regimen in the third quarter of 2017. Obtaining approval of an NDA or an MAA is a lengthy, expensive and uncertain process, and we may not be successful. Obtaining marketing approval for the combination of tezacaftor and ivacaftor in one country or region does not ensure that we will be able to obtain marketing approval in any other country or region. Obtaining approval to market the combination of tezacaftor and ivacaftor will depend on many factors, including: • whether or not the FDA and European regulatory authorities determine that the evidence gathered in well-controlled clinical trials, other clinical trials and nonclinical studies demonstrates that tezacaftor in combination with ivacaftor is safe and effective as a treatment for patients for whom marketing approval is sought; 37 • whether or not the FDA and European regulatory authorities are satisfied that the manufacturing facilities, processes and con" 165de961-ecf7-49cf-94ab-b113e3f14ffe,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|other,1.0,0000875320-14-000058,10-Q,risk_factors,0000875320,VRTX,Vertex Pharmaceuticals,2014-07-31,june,1657,10775,True,0.4379,"Factors Information regarding risk factors appears in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2013 , which was filed with the SEC on February 11, 2014. There have been no material changes from the risk factors previously disclosed in that Annual Report on Form 10-K, except that: Our business and future net product revenues depend heavily on the success of lumacaftor in combination with ivacaftor, which has not been approved by the FDA or the European Commission. If we are unable to obtain marketing approval or experience material delays in obtaining marketing approval for lumacaftor in combination with ivacaftor our business will be materially harmed. We believe that a significant portion of the value attributed to our company by investors is based on the commercial potential of lumacaftor in combination with ivacaftor. We plan to submit a New Drug Application, or NDA, in the United States and a Marketing Authorization Application, or MAA, in Europe for this potential combination regimen in the fourth quarter of 2014. Obtaining approval of an NDA or an MAA is a lengthy, expensive and uncertain process, and we may not be successful. Obtaining marketing approval for the combination of lumacaftor and ivacaftor in one country or region does not ensure that we will be able to obtain marketing approval in any other country or region. Obtaining approval to market the combination of lumacaftor and ivacaftor will depend on many factors, including: • whether or not the FDA and European regulatory authorities determine that the evidence gathered in well-controlled clinical trials, other clinical trials and nonclinical studies demonstrates that lumacaftor in combination with ivacaftor is safe and effective as a treatment for patients with CF 12 years of age and older who have two copies of the F508del mutation; • whether or not the FDA and European regulatory authorities are satisfied that the manufacturing facilities, processes and controls fo" 210ab8d5-bc55-4329-9b31-20a0cb19eb25,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|other,1.0,0000277135-25-000129,10-Q,financial_statements,0000277135,GWW,W. W. Grainger,2025-08-01,june,4159,25382,True,0.3114,"Statements W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF EARNINGS (In millions of dollars and shares, except for per share amounts) (Unaudited) Three Months Ended Six Months Ended June 30, June 30, 2025 2024 2025 2024 Net sales $ 4,554 $ 4,312 $ 8,860 $ 8,547 Cost of goods sold 2,799 2,618 5,395 5,185 Gross profit 1,755 1,694 3,465 3,362 Selling, general and administrative expenses 1,077 1,045 2,115 2,044 Operating earnings 678 649 1,350 1,318 Other expense (income): Interest expense – net 20 20 41 41 Other – net (3) (7) (9) (14) Total other expense – net 17 13 32 27 Earnings before income taxes 661 636 1,318 1,291 Income tax provision 153 146 310 304 Net earnings 508 490 1,008 987 Less net earnings attributable to noncontrolling interest 26 20 47 39 Net earnings attributable to W.W. Grainger, Inc. $ 482 $ 470 $ 961 $ 948 Earnings per share: Basic $ 9.99 $ 9.54 $ 19.87 $ 19.20 Diluted $ 9.97 $ 9.51 $ 19.83 $ 19.13 Weighted average number of shares outstanding: Basic 48.0 49.0 48.1 49.1 Diluted 48.1 49.2 48.2 49.3 The accompanying notes are an integral part of these financial statements. 3 W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE EARNINGS (In millions of dollars) (Unaudited) Three Months Ended Six Months Ended June 30, June 30, 2025 2024 2025 2024 Net earnings $ 508 $ 490 $ 1,008 987 Other comprehensive earnings (losses): Foreign currency translation adjustments 75 (57) 113 (111) Postretirement benefit plan losses – net of tax expense of $1, $1, $2, and $2, respectively (4) (4) (6) (7) Total other comprehensive earnings (losses) 71 (61) 107 (118) Comprehensive earnings – net of tax 579 429 1,115 869 Less comprehensive earnings (losses) attributable to noncontrolling interest Net earnings 26 20 47 39 Foreign currency translation adjustments 15 (20) 32 (42) Total comprehensive earnings (losses) attributable to noncontrolling interest 41 — 79 (3) Comprehensive earnings attributable to W.W. Grain" 6e37f211-4211-49ae-b515-9979729348b4,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|other,1.0,0001047469-12-005755,10-Q,controls_and_procedures,0000875320,VRTX,Vertex Pharmaceuticals,2012-05-10,june,1530,9829,True,0.3928,"and Procedures Evaluation of Disclosure Controls and Procedures Our chief executive officer and chief financial officer, after evaluating the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended) as of the end of the period covered by this Quarterly Report on Form 10-Q, have concluded that, based on such evaluation, as of March 31, 2012 our disclosure controls and procedures were effective and designed to provide reasonable assurance that the information required to be disclosed is recorded, processed, summarized and reported within the time periods specified in the SEC's rules and forms. In designing and evaluating our disclosure controls and procedures, our management recognized that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and our management necessarily was required to apply its judgment in evaluating the cost-benefit relationship of possible controls and procedures. Changes in Internal Controls Over Financial Reporting No change in our internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) under the Securities Exchange Act of 1934, as amended) occurred during the first quarter of 2012 that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting. 44 Table of Contents Part II. Other Information Item 1A. Risk Factors Information regarding risk factors appears in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2011, which was filed with the SEC on February 22, 2012. There have been no material changes from the risk factors previously disclosed in that Annual Report on Form 10-K, except: We are planning to accelerate our development program for VX-809 in combination with KALYDECO, based primarily on interim data from a portion of" 7b36d38c-03c9-45c6-973c-75943435ded6,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|other,1.0,0001047469-10-008963,10-Q,risk_factors,0000875320,VRTX,Vertex Pharmaceuticals,2010-10-28,june,1673,10942,True,0.6974,"Factors Information regarding risk factors appears in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2009, which was filed with the SEC on February 19, 2010. There have been no material changes to the risk factors previously disclosed in that Annual Report on Form 10-K, but in connection with receipt of data from our Phase 3 clinical trials in our registration program for telaprevir we are updating our risk factor regarding our dependence on telaprevir to focus on (i) the risks associated with obtaining approval for telaprevir and (ii) the risks associated with commercializing telaprevir. The updated risk factors are as follows: We depend heavily on the success of our lead drug candidate, telaprevir, which has not yet been approved by the FDA. If we experience material delays in obtaining or are unable to obtain marketing approval for telaprevir our business will be materially harmed. We believe that a significant portion of the value attributed to our company by investors relates to the commercial potential of telaprevir, which has not yet been approved by the FDA. While we and Janssen have completed the Phase 3 clinical trials in the registration program for telaprevir, we need to obtain approval from the FDA to market telaprevir in the United States. Submitting an NDA for approval of a drug candidate, such as telaprevir, is a complex and resource-intensive process. In addition, the FDA will have substantial discretion in deciding whether or not telaprevir should be granted approval based on the benefits and risks of telaprevir-based therapies in the treatment of genotype 1 HCV infection. Obtaining approval to market telaprevir in a timely manner will depend on many factors, including the following: • successful completion and submission of our NDA, which will require, among other things, compiling, analyzing and synthesizing data from the clinical trials of telaprevir; developing proposed labeling; and providing plans for post-mark" 87ef6ad3-7a0e-4fc3-928c-fbbd35391262,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|other,1.0,0000277135-18-000016,10-Q,financial_statements,0000277135,GWW,W. W. Grainger,2018-04-27,june,5013,33318,True,0.2682,"Statements W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF EARNINGS (In thousands of dollars, except for share and per share amounts) (Unaudited) Three Months Ended March 31, 2018 2017 Net sales $ 2,766,401 $ 2,541,129 Cost of merchandise sold 1,674,642 1,521,937 Gross profit 1,091,759 1,019,192 Warehousing, marketing and administrative expenses 756,929 726,691 Operating earnings 334,830 292,501 Other income (expense): Interest income 628 193 Interest expense (24,665 ) (18,713 ) Loss from equity method investment (11,497 ) (8,374 ) Other, net 7,698 5,066 Total other expense, net (27,836 ) (21,828 ) Earnings before income taxes 306,994 270,673 Income taxes 66,209 87,820 Net earnings 240,785 182,853 Less: Net earnings attributable to noncontrolling interest 9,250 8,109 Net earnings attributable to W.W. Grainger, Inc. $ 231,535 $ 174,744 Earnings per share: Basic $ 4.09 $ 2.95 Diluted $ 4.07 $ 2.93 Weighted average number of shares outstanding: Basic 56,062,607 58,720,066 Diluted 56,403,246 59,202,882 Cash dividends paid per share $ 1.28 $ 1.22 The accompanying notes are an integral part of these financial statements. 4 W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE EARNINGS (In thousands of dollars) (Unaudited) Three Months Ended March 31, 2018 2017 Net earnings $ 240,785 $ 182,853 Other comprehensive earnings: Foreign currency translation adjustments 23,116 29,303 Postretirement benefit plan reclassification, net of tax benefit of $825 and $879, respectively (2,439 ) (1,398 ) Other 5 (12 ) Comprehensive earnings, net of tax 261,467 210,746 Less: Comprehensive earnings attributable to noncontrolling interest Net earnings 9,250 8,109 Foreign currency translation adjustments 8,360 5,532 Comprehensive earnings attributable to W.W. Grainger, Inc. $ 243,857 $ 197,105 The accompanying notes are an integral part of these financial statements. 5 W.W. Grainger, Inc. and Subsidiaries CONDENSED CONSOLIDATED BAL" d70b86d6-cfac-46cc-9ba9-2a9a726de572,holdout,False,productive,10-Q other|june|shown0.25-0.9|conf>0.7|technology-type,1.0,0000027419-25-000126,10-Q,financial_statements,0000027419,TGT,Target Corporation,2025-11-26,june,3905,24594,True,0.2789,"Statements Consolidated Statements of Operations Three Months Ended Nine Months Ended (millions, except per share data) (unaudited) November 1, 2025 November 2, 2024 November 1, 2025 November 2, 2024 Net sales $ 25,270 $ 25,668 $ 74,327 $ 75,651 Cost of sales 18,137 18,402 53,168 53,700 Selling, general, and administrative expenses 5,536 5,459 15,486 15,969 Depreciation and amortization (exclusive of depreciation included in cost of sales) 649 639 1,936 1,883 Operating income 948 1,168 3,737 4,099 Net interest expense 115 105 346 321 Net other income (26) (28) (68) (77) Earnings before income taxes 859 1,091 3,459 3,855 Provision for income taxes 170 237 799 867 Net earnings $ 689 $ 854 $ 2,660 $ 2,988 Basic earnings per share $ 1.52 $ 1.86 $ 5.85 $ 6.47 Diluted earnings per share $ 1.51 $ 1.85 $ 5.84 $ 6.45 Weighted average common shares outstanding Basic 453.7 460.1 454.4 461.6 Diluted 455.1 461.5 455.7 462.9 Antidilutive shares 2.3 0.5 2.3 0.5 See accompanying Notes to Consolidated Financial Statements . TARGET CORPORATION Q3 2025 Form 10-Q 1 FINANCIAL STATEMENTS Table of Contents Index to Notes Consolidated Statements of Comprehensive Income Three Months Ended Nine Months Ended (millions) (unaudited) November 1, 2025 November 2, 2024 November 1, 2025 November 2, 2024 Net earnings $ 689 $ 854 $ 2,660 $ 2,988 Other comprehensive (loss) / income, net of tax Cash flow hedges and currency translation adjustment (3) (4) (13) (14) Other comprehensive loss (3) (4) (13) (14) Comprehensive income $ 686 $ 850 $ 2,647 $ 2,974 See accompanying Notes to Consolidated Financial Statements . TARGET CORPORATION Q3 2025 Form 10-Q 2 FINANCIAL STATEMENTS Table of Contents Index to Notes Consolidated Statements of Financial Position (millions, except footnotes) (unaudited) November 1, 2025 February 1,2025 November 2,2024 Assets Cash and cash equivalents $ 3,822 $ 4,762 $ 3,433 Inventory 14,896 12,740 15,165 Other current assets 1,984 1,952 1,956 Total current assets 20,702 19,454 20," 3832d63d-e6e8-42e2-ac6c-cd6fb95a9f45,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|capex-type,4.4,0001174922-19-000115,10-Q,financial_statements,0001174922,WYNN,Wynn Resorts,2019-11-06,june,12620,81413,True,0.0886,"Statements WYNN RESORTS, LIMITED AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (in thousands, except share data) September 30,2019 December 31,2018 (unaudited) ASSETS Current assets: Cash and cash equivalents $ 1,676,110 $ 2,215,001 Receivables, net 286,611 276,644 Inventories 80,486 66,627 Prepaid expenses and other 68,045 83,104 Total current assets 2,111,252 2,641,376 Property and equipment, net 9,621,268 9,385,920 Restricted cash 6,182 4,322 Intangible assets, net 148,972 222,506 Operating lease assets 444,157 — Deferred income taxes, net 719,614 736,452 Other assets 225,613 225,693 Total assets $ 13,277,058 $ 13,216,269 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities: Accounts and construction payables $ 292,140 $ 321,796 Customer deposits 956,744 955,450 Gaming taxes payable 188,496 247,341 Accrued compensation and benefits 162,752 163,966 Accrued interest 74,340 61,595 Current portion of long-term debt 116,118 11,960 Other accrued liabilities 139,794 119,955 Total current liabilities 1,930,384 1,882,063 Long-term debt 9,421,845 9,411,140 Long-term operating lease liabilities 149,970 — Other long-term liabilities 108,980 108,277 Total liabilities 11,611,179 11,401,480 Commitments and contingencies (Note 14) Stockholders' equity: Preferred stock, par value $0.01; 40,000,000 shares authorized; zero shares issued and outstanding — — Common stock, par value $0.01; 400,000,000 shares authorized; 122,826,131 and 122,115,585 shares issued; 107,362,502 and 107,232,026 shares outstanding, respectively 1,228 1,221 Treasury stock, at cost; 15,463,629 and 14,883,559 shares, respectively (1,409,717 ) (1,344,012 ) Additional paid-in capital 2,507,870 2,457,079 Accumulated other comprehensive loss (2,700 ) (1,950 ) Retained earnings 822,070 921,785 Total Wynn Resorts, Limited stockholders' equity 1,918,751 2,034,123 Noncontrolling interests (252,872 ) (219,334 ) Total stockholders' equity 1,665,879 1,814,789 Total liabilities and stockholders' equity $ 13,2" 3961c6f8-7c4b-4fe1-8f1c-16f5873fca83,holdout,True,productive,10-Q other|june|shown<0.25|conf>0.7|capex-type,4.4,0001564590-15-003789,10-Q,risk_factors,0001318605,TSLA,"Tesla, Inc.",2015-05-11,june,19602,125649,True,0.037,"FACTORS You should carefully consider the risks described below together with the other information set forth in this report, which could materially affect our business, financial condition and future results. The risks described below are not the only risks facing our company. Risks and uncertainties not currently known to us or that we currently deem to be immaterial also may materially adversely affect our business, financial condition and operating results. Risks Related to Our Business and Industry We may experience significant delays or other complications in the design, manufacture, launch and production ramp of Model X, as well as future vehicles such as Model 3, which could harm our brand, business, prospects, financial condition and operating results. We may experience significant delays or other complications in bringing new vehicles to market. For example, while we expect Model X deliveries to start late in the third quarter of 2015, refinements resulting from ongoing development and extensive testing of this vehicle could result in delays in its introduction. Complications could also arise from other factors, including the expansion of our production capacity required to bring Model X to market, finalization of its supply chain, and completion of regulatory approvals. Ahead of the Model X launch, we plan to expand capacity in several areas for our current and future vehicles, including installing a state of the art, highly automated casting and machining operation for various aluminum components for our vehicles, increasing production on our new drive unit line, installing a new robotic body assembly shop for Model X production and commissioning a new paint facility. Our suppliers may not be able to provide components in a timely manner, at an acceptable price or in the necessary quantities. Finally, we will also need to do extensive testing to ensure that Model X is in compliance with applicable NHTSA safety regulations and obtain EPA and CARB cert" 79de3fff-847c-4beb-a430-51b2eff7b909,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|capex-type,4.4,0001174922-14-000045,10-Q,financial_statements,0001174922,WYNN,Wynn Resorts,2014-11-07,june,14615,94805,True,0.0772,"Statements WYNN RESORTS, LIMITED AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (in thousands, except share data) September 30,2014 December 31,2013 (unaudited) ASSETS Current assets: Cash and cash equivalents $ 2,890,878 $ 2,435,041 Investment securities 250,732 174,399 Receivables, net 206,466 241,932 Inventories 69,975 74,739 Prepaid expenses and other 52,268 42,703 Total current assets 3,470,319 2,968,814 Property and equipment, net 5,460,971 4,934,449 Restricted cash — 199,936 Investment securities — 79,989 Intangible assets, net 28,980 30,767 Deferred financing costs, net 64,851 67,926 Deposits and other assets 152,511 91,001 Investment in unconsolidated affiliates 4,067 4,148 Total assets $ 9,181,699 $ 8,377,030 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts and construction payables $ 243,276 $ 272,861 Current portion of long-term debt 1,050 1,050 Current portion of land concession obligation 30,039 29,341 Customer deposits 636,217 704,401 Gaming taxes payable 151,473 205,260 Accrued compensation and benefits 117,915 83,769 Accrued interest 92,265 101,442 Other accrued liabilities 68,104 53,375 Deferred income taxes, net 3,973 4,035 Total current liabilities 1,344,312 1,455,534 Long-term debt 7,341,227 6,586,518 Land concession obligation 31,560 46,819 Other long-term liabilities 134,517 141,465 Deferred income taxes, net 36,668 14,343 Total liabilities 8,888,284 8,244,679 Commitments and contingencies (Note 14) Stockholders’ equity: Preferred stock, par value $0.01; 40,000,000 shares authorized; zero shares issued and outstanding — — Common stock, par value $0.01; 400,000,000 shares authorized; 114,337,460 and 114,170,493 shares issued; 101,349,797 and 101,192,408 shares outstanding, respectively 1,143 1,142 Treasury stock, at cost; 12,987,663 and 12,978,085 shares, respectively (1,145,481 ) (1,143,419 ) Additional paid-in capital 928,062 888,727 Accumulated other comprehensive income 2,350 2,913 Retained earnings 308,641 66,130 " d833975d-453c-4b64-9481-98c49fe5b357,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|capex-type,4.4,0001193125-14-192606,10-Q,risk_factors,0001318605,TSLA,"Tesla, Inc.",2014-05-09,june,24720,158056,True,0.0525,"FACTORS You should carefully consider the risks described below together with the other information set forth in this report, which could materially affect our business, financial condition and future results. The risks described below are not the only risks facing our company. Risks and uncertainties not currently known to us or that we currently deem to be immaterial also may materially adversely affect our business, financial condition and operating results. Risks Related to Our Business and Industry We may be unable to increase production and deliveries of Model S in line with our plans, both of which could harm our business and prospects. We began manufacturing and delivering Model S in June 2012. We have limited experience to date in high volume manufacturing of our electric vehicles as we only recently reached volume production of Model S for the U.S. market and have just recently begun production of Model S for the European and Asian markets. Our ability to further ramp-up high volume Model S production will depend upon a number of factors, including our suppliers’ ability to deliver quality parts to us in a timely manner, our 41 Table of Contents ability to use our manufacturing processes as planned for higher volume production while maintaining our desired quality levels and efficiently making design changes to ensure consistently high quality. The Model S is an all new vehicle which we are producing with new employees using new equipment and therefore our production processes are still maturing. To produce a vehicle that meets our quality standards requires us to carefully analyze each step of our production plan, improve the efficiency of our manufacturing processes and continue to train our employees. Our suppliers also must produce new products in sufficient quantities and quality levels to meet our demand. Certain suppliers have experienced delays in meeting our demand or have sought to renegotiate the terms of the supply arrangements, and we c" f9947205-557c-42bb-a306-bcce28e8e4f4,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|capex-type,4.4,0001193125-10-259068,10-Q,risk_factors,0001318605,TSLA,"Tesla, Inc.",2010-11-12,june,29616,188470,True,0.0234,"FACTORS You should carefully consider the risks described below together with the other information set forth in this Quarterly Report on Form 10-Q and in our final prospectus dated June 28, 2010 and filed with the Securities and Exchange Commission, which could materially affect our business, financial condition and future results. The risks described below are not the only risks facing our company. Risks and uncertainties not currently known to us or that we currently deem to be immaterial also may materially adversely affect our business, financial condition and operating results. Risks Related to Our Business and Industry Our limited operating history makes evaluating our business and future prospects difficult, and may increase the risk of your investment. You must consider the risks and difficulties we face as an early stage company with limited operating history. If we do not successfully address these risks, our business, prospects, operating results and financial condition will be materially and adversely harmed. We were formed in July 2003. We began delivering our first performance electric vehicle, the Tesla Roadster, in early 2008, and as of September 30, 2010 we had only sold approximately 1,350 production vehicles to customers, almost all of which were sold in the United States and Europe. Our revenues were $14.7 million for the year ended December 31, 2008, $111.9 million for the year ended December 31, 2009 and $80.5 million for the nine months ended September 30, 2010. We have a very limited operating history on which investors can base an evaluation of our business, operating results and prospects. To date we have derived our revenues principally from sales of the Tesla Roadster and related sales of zero emission vehicle credits, and to a lesser extent on products and services related to electric powertrain sales. We intend in the longer term to derive substantial revenues from the sales of our planned Model S sedan electric vehicle which is at" 2d7274e7-2b04-4e40-8e63-f90c3bb7a91f,holdout,True,productive,10-Q other|june|shown<0.25|conf>0.7|ma_integration,61.8,0001564590-20-034751,10-Q,financial_statements,0001140536,WTW,Willis Towers Watson,2020-07-30,june,18718,115292,True,0.0478,"STATEMENTS (UNAUDITED) WILLIS TOWERS WATSON Condensed Consolidated Statements of Comprehensive Income (In millions of U.S. dollars, except per share data) (Unaudited) Three Months EndedJune 30, Six Months EndedJune 30, 2020 2019 2020 2019 Revenue $ 2,113 $ 2,048 $ 4,579 $ 4,360 Costs of providing services Salaries and benefits 1,363 1,278 2,757 2,626 Other operating expenses 387 412 871 830 Depreciation 67 59 165 113 Amortization 119 123 240 250 Transaction and integration expenses 14 — 23 6 Total costs of providing services 1,950 1,872 4,056 3,825 Income from operations 163 176 523 535 Interest expense (62 ) (56 ) (123 ) (110 ) Other income, net 76 67 168 122 INCOME FROM OPERATIONS BEFORE INCOME TAXES 177 187 568 547 Provision for income taxes (75 ) (38 ) (153 ) (105 ) NET INCOME 102 149 415 442 Income attributable to non-controlling interests (8 ) (11 ) (16 ) (17 ) NET INCOME ATTRIBUTABLE TO WILLIS TOWERSWATSON $ 94 $ 138 $ 399 $ 425 EARNINGS PER SHARE Basic earnings per share $ 0.73 $ 1.06 $ 3.08 $ 3.27 Diluted earnings per share $ 0.72 $ 1.06 $ 3.07 $ 3.26 x Comprehensive income before non-controlling interests $ 158 $ 132 $ 251 $ 447 Comprehensive income attributable to non-controlling interests (8 ) (13 ) (15 ) (18 ) Comprehensive income attributable to Willis Towers Watson $ 150 $ 119 $ 236 $ 429 See accompanying notes to the condensed consolidated financial statements 6 WILLIS TOWERS WATSON Condensed Consolidated Balance Sheets (In millions of U.S. dollars, except share data) (Unaudited) June 30,2020 December 31,2019 ASSETS Cash and cash equivalents $ 1,087 $ 887 Fiduciary assets 16,042 13,004 Accounts receivable, net 2,430 2,621 Prepaid and other current assets 363 525 Total current assets 19,922 17,037 Fixed assets, net 989 1,046 Goodwill 11,196 11,194 Other intangible assets, net 3,257 3,478 Right-of-use assets 894 968 Pension benefits assets 975 868 Other non-current assets 877 835 Total non-current assets 18,188 18,389 TOTAL ASSETS $ 38,110 " 3e249fb9-eb80-4844-a93c-d6b086d24226,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|ma_integration,61.8,0000106040-15-000014,10-Q,risk_factors,0000106040,WDC,Western Digital,2015-11-10,june,16749,109075,True,0.0405,"FACTORS The business, financial condition and operating results of our company can be affected by a number of risks and uncertainties, whether currently known or unknown, any one or more of which could, directly or indirectly, cause our company’s actual results of operations and financial condition to vary materially from past, or from anticipated future, results of operations and financial condition. The risks and uncertainties discussed below are not the only ones facing our business, but do represent those risks and uncertainties that we believe are material to us. Additional risks and uncertainties not presently known to us or that we currently deem immaterial may also adversely affect our business, financial condition, results of operations or the market price of our common stock. The risks and uncertainties discussed below update and supersede the risks and uncertainties previously disclosed in Part I, Item 1A of our Annual Report on Form 10-K for the fiscal year ended July 3, 2015. Other than the addition of the risk factors below under the section titled “Risks Related to Our Planned Acquisition of SanDisk, the Planned Investment by Unis and Integration of Our HGST Acquisition,” we do not believe any of the changes constitute material changes to the risk factors previously disclosed in such prior Annual Report on Form 10-K. Risks Related to Our Planned Acquisition of SanDisk, the Planned Investment by Unis and Integration of Our HGST Acquisition The failure to complete our planned acquisition of SanDisk, in a timely manner or at all, may adversely affect our business and our stock price. Our and SanDisk’s obligations to consummate our planned acquisition of SanDisk are subject to the satisfaction or waiver of certain customary conditions, including, among others, (i) the approval of the merger agreement by the shareholders of SanDisk and, if the planned Unis Investment has not closed or has been terminated, approval by our shareholders; (ii) the expiration o" 3e9c651d-1783-4d81-93d5-f5fd3fcc8a1b,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|ma_integration,61.8,0001601712-25-000231,10-Q,financial_statements,0001601712,SYF,Synchrony Financial,2025-07-23,june,12714,79195,True,0.1031,"STATEMENTS Synchrony Financial and subsidiaries Condensed Consolidated Statements of Earnings (Unaudited) ____________________________________________________________________________________________ Three months ended June 30, Six months ended June 30, ($ in millions, except per share data) 2025 2024 2025 2024 Interest income: Interest and fees on loans (Note 5) $ 5,328 $ 5,301 $ 10,640 $ 10,594 Interest on cash and debt securities 258 281 496 556 Total interest income 5,586 5,582 11,136 11,150 Interest expense: Interest on deposits 855 967 1,737 1,921 Interest on borrowings of consolidated securitization entities 104 110 208 215 Interest on senior and subordinated unsecured notes 106 100 206 204 Total interest expense 1,065 1,177 2,151 2,340 Net interest income 4,521 4,405 8,985 8,810 Retailer share arrangements (992) (810) (1,887) (1,574) Provision for credit losses (Note 5) 1,146 1,691 2,637 3,575 Net interest income, after retailer share arrangements and provision for credit losses 2,383 1,904 4,461 3,661 Other income: Interchange revenue 268 263 506 504 Protection product revenue 144 125 291 266 Loyalty programs (360) (346) (671) (665) Other (Note 3) 66 75 141 1,169 Total other income 118 117 267 1,274 Other expense: Employee costs 509 434 1,015 930 Professional fees 236 236 453 456 Marketing and business development 127 129 243 254 Information processing 215 207 434 393 Other 158 171 343 350 Total other expense 1,245 1,177 2,488 2,383 Earnings before provision for income taxes 1,256 844 2,240 2,552 Provision for income taxes (Note 13) 289 201 516 616 Net earnings $ 967 $ 643 $ 1,724 $ 1,936 Net earnings available to common stockholders $ 946 $ 624 $ 1,682 $ 1,906 Earnings per share (Note 12) Basic $ 2.51 $ 1.56 $ 4.42 $ 4.74 Diluted $ 2.50 $ 1.55 $ 4.38 $ 4.70 See accompanying notes to condensed consolidated financial statements. 36 Synchrony Financial and subsidiaries Condensed Consolidated Statements of Comprehensive Income (Unaudited) ______________________" 525649ae-7935-4481-82f5-315c830071a3,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|ma_integration,61.8,0001601712-24-000172,10-Q,financial_statements,0001601712,SYF,Synchrony Financial,2024-04-25,june,11648,73890,True,0.0884,"STATEMENTS Synchrony Financial and subsidiaries Condensed Consolidated Statements of Earnings (Unaudited) ____________________________________________________________________________________________ Three months ended March 31, ($ in millions, except per share data) 2024 2023 Interest income: Interest and fees on loans (Note 5) $ 5,293 $ 4,616 Interest on cash and debt securities 275 170 Total interest income 5,568 4,786 Interest expense: Interest on deposits 954 557 Interest on borrowings of consolidated securitization entities 105 77 Interest on senior and subordinated unsecured notes 104 101 Total interest expense 1,163 735 Net interest income 4,405 4,051 Retailer share arrangements (764) (917) Provision for credit losses (Note 5) 1,884 1,290 Net interest income, after retailer share arrangements and provision for credit losses 1,757 1,844 Other income: Interchange revenue 241 232 Protection product revenue 141 115 Loyalty programs (319) (298) Other (Note 3) 1,094 16 Total other income 1,157 65 Other expense: Employee costs 496 451 Professional fees 220 186 Marketing and business development 125 131 Information processing 186 166 Other 179 185 Total other expense 1,206 1,119 Earnings before provision for income taxes 1,708 790 Provision for income taxes (Note 14) 415 189 Net earnings $ 1,293 $ 601 Net earnings available to common stockholders $ 1,282 $ 590 Earnings per share (Note 12) Basic $ 3.17 $ 1.36 Diluted $ 3.14 $ 1.35 See accompanying notes to condensed consolidated financial statements. 30 Synchrony Financial and subsidiaries Condensed Consolidated Statements of Comprehensive Income (Unaudited) ____________________________________________________________________________________________ Three months ended March 31, ($ in millions) 2024 2023 Net earnings $ 1,293 $ 601 Other comprehensive income (loss) Debt securities (1) 24 Currency translation adjustments — (1) Employee benefit plans — — Other comprehensive income (loss) (1) 23 Comprehensive income $ 1,29" 7ae4df4a-4ea4-4a37-ab76-829415775c95,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|ma_integration,61.8,0001144204-13-059305,10-Q,financial_statements,0001116132,TPR,"Tapestry, Inc.",2013-11-06,june,5391,35407,True,0.176,"Statements COACH, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (in thousands, except per share data) (unaudited) September 28, June 29, 2013 2013 ASSETS Current Assets: Cash and cash equivalents $ 714,617 $ 1,062,785 Short-term investments 140,128 72,106 Trade accounts receivable, less allowances of $1,003 and $1,138, respectively 177,975 175,477 Inventories 637,214 524,706 Deferred income taxes 109,147 111,118 Prepaid expenses 46,227 37,956 Other current assets 46,757 86,799 Total current assets 1,872,065 2,070,947 Property and equipment, net 720,891 694,771 Long-term investments 316,642 197,340 Goodwill 372,876 345,039 Other assets 204,916 223,800 Total assets $ 3,487,390 $ 3,531,897 LIABILITIES AND STOCKHOLDERS' EQUITY Current Liabilities: Accounts payable $ 164,844 $ 178,857 Accrued liabilities 542,084 543,153 Current portion of long-term debt 500 500 Total current liabilities 707,428 722,510 Long-term debt 485 485 Other liabilities 400,906 399,744 Total liabilities 1,108,819 1,122,739 See note on commitments and contingencies Stockholders' Equity: Preferred stock: (authorized 25,000 shares; $0.01 par value) none issued - - Common stock: (authorized 1,000,000 shares; $0.01 par value) issued and outstanding - 280,423 and 281,902 shares, respectively 2,804 2,819 Additional paid-in-capital 2,536,290 2,520,469 Accumulated deficit (153,758 ) (101,884 ) Accumulated other comprehensive loss (6,765 ) (12,246 ) Total stockholders' equity 2,378,571 2,409,158 Total liabilities and stockholders' equity $ 3,487,390 $ 3,531,897 See accompanying Notes to Condensed Consolidated Financial Statements 4 COACH, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (in thousands, except per share data) (unaudited) Quarter Ended September 28, September 29, 2013 2012 Net sales $ 1,150,760 $ 1,161,350 Cost of sales 324,187 316,182 Gross profit 826,573 845,168 Selling, general and administrative expenses 504,939 513,451 Operating income 321,634 331,717 Interest income, net 1,622 36" 266221f8-7b4d-4301-b442-6ab06feed447,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|other,7.1,0000100517-21-000055,10-Q,risk_factors,0000100517,UAL,United Airlines Holdings,2021-07-22,june,15682,105377,True,0.0589,"FACTORS The following risk factors should be read carefully when evaluating the Company's business and the forward-looking statements contained in this report and other statements the Company or its representatives make from time to time. Any of the following risks could materially and adversely affect the Company's business, operating results, financial condition and the actual outcome of matters as to which forward-looking statements are made in this report. Risks not currently known to the Company or that the Company currently deems to be immaterial may also materially and adversely affect the Company's business, operating results, financial condition and the actual outcome of matters as to which forward-looking statements are made in this report. Risk Factor Summary The following is a summary of the principal risks that could adversely affect, or have adversely affected, the Company's business, operating results and financial condition: • The adverse impacts of the ongoing COVID-19 global pandemic, and possible outbreaks of another disease or similar public health threat in the future, on our business, operating results, financial condition, liquidity and near-term and long-term strategic operating plan, including possible additional adverse impacts resulting from the duration and spread of the pandemic; • Unfavorable economic and political conditions in the United States and globally; • The highly competitive nature of the global airline industry and susceptibility of the industry to price discounting and changes in capacity; • High and/or volatile fuel prices or significant disruptions in the supply of aircraft fuel; • Our reliance on technology and automated systems to operate our business and the impact of any significant failure or disruption of, or failure to effectively integrate and implement, the technology or systems; • Our reliance on third-party service providers and the impact of any failure of these parties to perform as expected, or interruptions" 2acc2c2d-3855-4715-a326-3bb1b418294e,holdout,True,productive,10-Q other|june|shown<0.25|conf>0.7|other,7.1,0000875320-26-000173,10-Q,financial_statements,0000875320,VRTX,Vertex Pharmaceuticals,2026-05-05,june,7428,50562,True,0.1012,"Statements VERTEX PHARMACEUTICALS INCORPORATED Condensed Consolidated Statements of Income (unaudited; in millions, except per share amounts) Three Months Ended March 31, 2026 2025 Revenues: Product revenues, net $2,986.9 $2,760.2 Other revenues — 10.0 Total revenues 2,986.9 2,770.2 Costs and expenses: Cost of sales 392.8 363.0 Research and development expenses 961.6 979.7 Acquired in-process research and development expenses 0.5 19.8 Selling, general and administrative expenses 493.7 396.4 Intangible asset impairment charge — 379.0 Change in fair value of contingent consideration 0.2 2.2 Total costs and expenses 1,848.8 2,140.1 Incomefrom operations 1,138.1 630.1 Interest income, net 114.8 117.9 Otherexpense, net — (17.6) Incomebeforeprovision forincome taxes 1,252.9 730.4 Provision forincome taxes 221.5 84.1 Netincome $1,031.4 $646.3 Netincomeper common share: Basic $4.06 $2.52 Diluted $4.02 $2.49 Shares used in per share calculations: Basic 254.1 256.9 Diluted 256.3 259.5 The accompanying notes are an integral part of these condensed consolidated financial statements. 3 Table of Contents VERTEX PHARMACEUTICALS INCORPORATED Condensed Consolidated Statements of Comprehensive Income (unaudited; in millions) Three Months Ended March 31, 2026 2025 Netincome $1,031.4 $646.3 Other comprehensiveincome (loss): Unrealized holding(losses) gainson available-for-sale debt securities, net oftax of$8.8and$(4.6), respectively (31.2) 16.5 Unrealizedgains (losses)on foreign currency forward contracts, net of tax of$(23.9)and$25.6, respectively 84.9 (90.3) Foreign currency translation adjustment (13.0) 14.1 Total other comprehensiveincome (loss) 40.7 (59.7) Comprehensiveincome $1,072.1 $586.6 The accompanying notes are an integral part of these condensed consolidated financial statements. 4 Table of Contents VERTEX PHARMACEUTICALS INCORPORATED Condensed Consolidated Balance Sheets (unaudited; in millions, except share and per share data) March 31, 2026 December 31, 2025 Assets Curr" 88d5ad2c-a3d8-4476-8259-112999f0dae5,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|other,7.1,0001744489-26-000019,10-Q,financial_statements,0001744489,DIS,Walt Disney Company (The),2026-02-02,june,9636,62485,True,0.1059,"Statements THE WALT DISNEY COMPANY CONDENSED CONSOLIDATED STATEMENTS OF INCOME (unaudited; in millions, except per share data) Quarter Ended December 27,2025 December 28,2024 Revenues: Services $ 23,206 $ 22,048 Products 2,775 2,642 Total revenues 25,981 24,690 Costs and expenses: Cost of services (exclusive of depreciation and amortization) (15,003) (13,789) Cost of products (exclusive of depreciation and amortization) (1,666) (1,617) Selling, general, administrative and other (4,121) (3,930) Depreciation and amortization (1,316) (1,276) Total costs and expenses (22,106) (20,612) Restructuring and impairment charges — (143) Interest expense, net (275) (367) Equity in the income of investees 93 92 Income before income taxes 3,693 3,660 Income taxes (1,209) (1,016) Net income 2,484 2,644 Net income attributable to noncontrolling interests (82) (90) Net income attributable to The Walt Disney Company (Disney) $ 2,402 $ 2,554 Earnings per share attributable to Disney: Diluted $ 1.34 $ 1.40 Basic $ 1.34 $ 1.41 Weighted average number of common and common equivalent shares outstanding: Diluted 1,793 1,818 Basic 1,786 1,812 See Notes to Condensed Consolidated Financial Statements 3 THE WALT DISNEY COMPANY CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (unaudited; in millions) Quarter Ended December 27,2025 December 28,2024 Net income $ 2,484 $ 2,644 Other comprehensive income (loss), net of tax: Market value adjustments for hedges 31 362 Pension and postretirement medical plan adjustments (3) 25 Foreign currency translation and other 13 552 Other comprehensive income 41 939 Comprehensive income 2,525 3,583 Net income attributable to noncontrolling interests (82) (90) Other comprehensive income (loss) attributable to noncontrolling interests (27) 72 Comprehensive income attributable to Disney $ 2,416 $ 3,565 See Notes to Condensed Consolidated Financial Statements 4 THE WALT DISNEY COMPANY CONDENSED CONSOLIDATED BALANCE SHEETS (unaudited; in millions, except per" 97357e54-9af3-4e93-9eab-4a7fcc79bfe6,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|other,7.1,0000864749-25-000012,10-Q,financial_statements,0000864749,TRMB,Trimble Inc.,2025-01-16,june,4947,31962,True,0.2272,"CONSOLIDATED FINANCIAL STATEMENTS Index Page Condensed Consolidated Balance Sheets 5 Condensed Consolidated Statements of Income 6 Condensed Consolidated Statements of ComprehensiveIncome (Loss) 7 Condensed Consolidated Statements of Stockholders’ Equity 8 Condensed Consolidated Statements of Cash Flows 9 Notes to Condensed Consolidated Financial Statements (Unaudited): 10 Note 1. Overview and Accounting Policies 10 Note 2. Common Stock Repurchase 11 Note 3. Acquisition 11 Note 4. Assets Held for Sale 11 Note 5. Intangible Assets and Goodwill 12 Note 6. Inventories 13 Note 7. Segment Information 13 Note 8. Debt 15 Note 9. Fair Value Measurements 16 Note 10. Deferred Revenue and Remaining Performance Obligations 16 Note 11. Earnings per Share 16 Note 12. Income Taxes 17 Note 13. Commitments and Contingencies 17 Note 14. Subsequent Events 17 4 Table of Contents TRIMBLE INC. CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) As of First Quarter of Year End 2024 2023 (In millions, except par value) ASSETS Current assets: Cash and cash equivalents $ 255.1 $ 229.8 Accounts receivable, net 633.0 706.6 Inventories 230.0 235.7 Prepaid expenses 104.1 89.8 Other current assets 112.1 147.8 Assets held for sale 505.8 421.2 Total current assets 1,840.1 1,830.9 Property and equipment, net 197.9 202.5 Operating lease right-of-use assets 116.8 124.0 Goodwill 5,195.7 5,350.6 Other purchased intangible assets, net 1,168.3 1,243.5 Deferred income tax assets 407.5 412.3 Equity investments 136.4 127.7 Other non-current assets 258.5 247.8 Total assets $ 9,321.2 $ 9,539.3 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Short-term debt $ 543.4 $ 530.4 Accounts payable 190.9 165.3 Accrued compensation and benefits 137.2 181.2 Deferred revenue 720.1 663.1 Income taxes payable 21.5 39.7 Other current liabilities 181.9 201.3 Liabilities held for sale 40.6 48.3 Total current liabilities 1,835.6 1,829.3 Long-term debt 2,486.9 2,536.2 Deferred revenue, non-current 98.5 98.3 Deferred incom" fe431f2f-2e0b-4654-a04d-b1564d0351fa,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|other,7.1,0000864749-22-000162,10-Q,financial_statements,0000864749,TRMB,Trimble Inc.,2022-08-05,june,4836,30509,True,0.2356,"CONSOLIDATED FINANCIAL STATEMENTS TRIMBLE INC. CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) Second Quarter of Year End As of 2022 2021 (In millions, except par value) ASSETS Current assets: Cash and cash equivalents $ 350.1 $ 325.7 Accounts receivable, net 589.3 624.8 Inventories 371.7 363.3 Other current assets 163.9 136.8 Total current assets 1,475.0 1,450.6 Property and equipment, net 228.5 233.2 Operating lease right-of-use assets 133.2 141.0 Goodwill 3,886.0 3,981.5 Other purchased intangible assets, net 432.9 506.6 Deferred income tax assets 464.0 502.0 Other non-current assets 299.9 284.7 Total assets $ 6,919.5 $ 7,099.6 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities: Short-term debt $ 300.0 $ — Accounts payable 191.7 207.3 Accrued compensation and benefits 168.4 231.0 Deferred revenue 599.2 548.8 Other current liabilities 190.2 201.5 Total current liabilities 1,449.5 1,188.6 Long-term debt 994.1 1,293.2 Deferred revenue, non-current 86.0 83.0 Deferred income tax liabilities 198.4 263.1 Income taxes payable 40.9 54.5 Operating lease liabilities 114.4 121.4 Other non-current liabilities 141.7 151.1 Total liabilities 3,025.0 3,154.9 Commitments and contingencies (Note 12) Stockholders' equity: Preferred stock, $0.001par value;3.0shares authorized;noneissued and outstanding — — Common stock, $0.001par value;360.0shares authorized;247.6and250.9shares issued and outstanding at the end of the second quarter of 2022 and year end 2021 0.2 0.3 Additional paid-in-capital 1,987.7 1,935.6 Retained earnings 2,145.7 2,170.5 Accumulated other comprehensive loss (239.1) (161.7) Total stockholders' equity 3,894.5 3,944.7 Total liabilities and stockholders' equity $ 6,919.5 $ 7,099.6 See accompanying Notes to the Condensed Consolidated Financial Statements. 4 Table of Contents TRIMBLE INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (UNAUDITED) Second Quarter of First Two Quarters of (In millions, except per share amounts) 2022 2021 2022 2021 Revenue: Product $" 40e57873-037a-4fd5-8240-3718f9027d96,holdout,True,productive,10-Q other|june|shown<0.25|conf>0.7|technology-type,1.0,0000027419-15-000018,10-Q,financial_statements,0000027419,TGT,Target Corporation,2015-05-28,june,4835,30043,True,0.1804,"Statements Consolidated Statements of Operations Three Months Ended (millions, except per share data) (unaudited) May 2,2015 May 3,2014 Sales $ 17,119 $ 16,657 Cost of sales 11,911 11,748 Selling, general and administrative expenses 3,514 3,376 Depreciation and amortization 540 511 Earnings from continuing operations before interest expense and income taxes 1,154 1,022 Net interest expense 155 152 Earnings from continuing operations before income taxes 999 870 Provision for income taxes 348 299 Net earnings from continuing operations 651 571 Discontinued operations, net of tax (16 ) (153 ) Net earnings $ 635 $ 418 Basic earnings per share Continuing operations $ 1.02 $ 0.90 Discontinued operations (0.03 ) (0.24 ) Net earnings per share $ 0.99 $ 0.66 Diluted earnings per share Continuing operations $ 1.01 $ 0.89 Discontinued operations (0.03 ) (0.24 ) Net earnings per share $ 0.98 $ 0.66 Weighted average common shares outstanding Basic 640.9 633.3 Dilutive impact of share-based awards 5.5 4.9 Diluted 646.4 638.2 Antidilutive shares — 5.3 See accompanying Notes to Consolidated Financial Statements. 1 Consolidated Statements of Comprehensive Income Three Months Ended (millions) (unaudited) May 2,2015 May 3,2014 Net earnings $ 635 $ 418 Other comprehensive income, net of tax Pension and other benefit liabilities, net of taxes of $71 and $4 109 7 Currency translation adjustment and cash flow hedges, net of taxes of $0 and $1 — 62 Other comprehensive income 109 69 Comprehensive income $ 744 $ 487 See accompanying Notes to Consolidated Financial Statements. 2 Consolidated Statements of Financial Position (millions) May 2,2015 January 31,2015 May 3,2014 Assets (unaudited) (unaudited) Cash and cash equivalents, including short term investments of $2,073, $1,520 and $3 $ 2,768 $ 2,210 $ 677 Inventory 8,610 8,790 7,905 Assets of discontinued operations 148 1,333 718 Other current assets 1,672 1,754 1,723 Total current assets 13,198 14,087 11,023 Property and equipment Land 6," ae06a9ef-2bff-4d09-b664-611918e5a88b,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|technology-type,1.0,0001116132-21-000007,10-Q,risk_factors,0001116132,TPR,"Tapestry, Inc.",2021-02-04,june,10693,70362,True,0.0781,"FACTORS You should consider carefully all of the information set forth or incorporated by reference in this document and, in particular, the following risk factors associated with the business of the Company and forward-looking information in this document. Please also see “Special Note on Forward-Looking Information” at the beginning of this report. The risks described below are not the only ones we face. Additional risks not presently known to us or that we currently deem immaterial may also have an adverse effect on us. If any of the risks below actually occur, our business, results of operations, cash flows or financial condition could suffer. Risks Related to our Business and our Industry The Covid-19 pandemic and resulting adverse economic conditions are and may continue to have a material adverse impact on our business, financial condition, results of operations and cash flows. The Covid-19 pandemic has impacted a significant majority of the regions in which we operate, disrupting operations, consumer spending and global supply chains and creating significant disruption and volatility of financial markets. The impacts of Covid-19 have and may continue to materially adversely impact our operations, cash flow and liquidity. In March 2020, the outbreak was labeled a global pandemic by the World Health Organization. National, state and local governments have responded to the Covid-19 pandemic in a variety of ways, including, but not limited to, by declaring states of emergency, restricting people from gathering in groups or interacting within a certain physical distance (i.e., social distancing), requiring individuals to stay at home, and in most cases, ordering non-essential businesses to close or limit operations. The Company had temporarily closed the majority of its directly operated stores globally for some period of time to help reduce the spread of Covid-19 during fiscal 2020. As of the end of the fiscal year, the vast majority of the Company’s stores re-o" c6b894a9-434d-41a2-b2ad-855cf395fc3a,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|technology-type,1.0,0001041061-19-000018,10-Q,financial_statements,0001041061,YUM,Yum! Brands,2019-05-08,june,7757,48949,True,0.1899,"Statements 3 CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) YUM! BRANDS, INC. AND SUBSIDIARIES (in millions, except per share data) Quarter ended Revenues 3/31/2019 3/31/2018 Company sales $ 333 $ 512 Franchise and property revenues 612 584 Franchise contributions for advertising and other services 309 275 Total revenues 1,254 1,371 Costs and Expenses, Net Company restaurant expenses 272 438 General and administrative expenses 211 219 Franchise and property expenses 43 47 Franchise advertising and other services expense 301 272 Refranchising (gain) loss (6 ) (156 ) Other (income) expense — (2 ) Total costs and expenses, net 821 818 Operating Profit 433 553 Investment (income) expense, net 16 (66 ) Other pension (income) expense 3 3 Interest expense, net 115 107 Income before income taxes 299 509 Income tax provision 37 76 Net Income $ 262 $ 433 Basic Earnings Per Common Share $ 0.85 $ 1.30 Diluted Earnings Per Common Share $ 0.83 $ 1.27 Dividends Declared Per Common Share $ 0.42 $ 0.36 See accompanying Notes to Condensed Consolidated Financial Statements. 4 CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (Unaudited) YUM! BRANDS, INC. AND SUBSIDIARIES (in millions) Quarter ended 3/31/2019 3/31/2018 Net Income $ 262 $ 433 Other comprehensive income (loss), net of tax Translation adjustments and gains (losses) from intra-entity transactions of a long-term investment nature Adjustments and gains (losses) arising during the period 34 46 34 46 Tax (expense) benefit (4 ) (6 ) 30 40 Changes in pension and post-retirement benefits Reclassification of (gains) losses into Net Income 4 6 4 6 Tax (expense) benefit (1 ) (1 ) 3 5 Changes in derivative instruments Unrealized gains (losses) arising during the period (16 ) 2 Reclassification of (gains) losses into Net Income (15 ) 11 (31 ) 13 Tax (expense) benefit 8 (4 ) (23 ) 9 Other comprehensive income (loss), net of tax 10 54 Comprehensive Income $ 272 $ 487 See accompanying Notes to Condensed Consolidated Fina" d6e3ecdd-5d68-4226-b979-56228c92e41a,holdout,False,productive,10-Q other|june|shown<0.25|conf>0.7|technology-type,1.0,0001041061-17-000038,10-Q,financial_statements,0001041061,YUM,Yum! Brands,2017-05-10,june,8033,50550,True,0.1377,"Statements 3 CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) YUM! BRANDS, INC. AND SUBSIDIARIES (in millions, except per share data) Quarter ended Revenues 3/31/2017 3/31/2016 (As Restated) Company sales $ 902 $ 953 Franchise and license fees and income 515 490 Total revenues 1,417 1,443 Costs and Expenses, Net Company restaurant expenses Food and paper 276 287 Payroll and employee benefits 244 257 Occupancy and other operating expenses 238 261 Company restaurant expenses 758 805 General and administrative expenses 237 243 Franchise and license expenses 46 51 Closures and impairment (income) expenses 1 2 Refranchising (gain) loss (111 ) — Other (income) expense 2 (7 ) Total costs and expenses, net 933 1,094 Operating Profit 484 349 Other pension (income) expense 28 (1 ) Interest expense, net 109 42 Income from continuing operations before income taxes 347 308 Income tax provision 67 82 Income from continuing operations 280 226 Income from discontinued operations, net of tax — 138 Net Income $ 280 $ 364 Basic Earnings per Common Share from continuing operations $ 0.78 $ 0.55 Basic Earnings per Common Share from discontinued operations N/A $ 0.33 Basic Earnings Per Common Share $ 0.78 $ 0.88 Diluted Earnings per Common Share from continuing operations $ 0.77 $ 0.54 Diluted Earnings per Common Share from discontinued operations N/A $ 0.33 Diluted Earnings Per Common Share $ 0.77 $ 0.87 Dividends Declared Per Common Share $ 0.30 $ 0.46 See accompanying Notes to Condensed Consolidated Financial Statements. 4 CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (Unaudited) YUM! BRANDS, INC. AND SUBSIDIARIES (in millions) Quarter ended 3/31/2017 3/31/2016 (As Restated) Net Income - YUM! Brands, Inc. $ 280 $ 364 Other comprehensive income (loss), net of tax Translation adjustments and gains (losses) from intra-entity transactions of a long-term investment nature Adjustments and gains (losses) arising during the period 50 (6 ) 50 (6 ) Tax (expense) benefit (1 ) " 380b1a30-646e-4f60-836b-de91d8a97d5e,holdout,True,productive,10-Q other|june|shown>=0.9|conf0.45-0.7|ma_integration,1.0,0000875320-17-000030,10-Q,unregistered_sales,0000875320,VRTX,Vertex Pharmaceuticals,2017-04-28,june,466,3023,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Repurchases of Equity Securities The table set forth below shows all repurchases of securities by us during the three months ended March 31, 2017 : Period Total Numberof Shares Purchased Average PricePaid per Share Total Number of SharesPurchased as Part ofPublicly AnnouncedPlans or Programs Maximum Number ofShares that May Yetbe Purchased Underthe Plans or Programs January 1, 2017 to January 31, 2017 26,293 $0.01 — — February 1, 2017 to February 28, 2017 11,980 $0.01 — — March 1, 2017 to March 31, 2017 44,802 $0.01 — — The repurchases were made under the terms of our Amended and Restated 2006 Stock and Option Plan and our Amended and Restated 2013 Stock and Option Plan. Under these plans, we award shares of restricted stock to our employees that typically are subject to a lapsing right of repurchase by us. We may exercise this right of repurchase if a restricted stock 39 Table of Contents recipient’s service to us is terminated. If we exercise this right, we are required to repay the purchase price paid by or on behalf of the recipient for the repurchased restricted shares, which typically is the par value per share of $0.01. Repurchased shares are returned and are available for future awards under the terms of our Amended and Restated 2013 Stock and Option Plan. Item 6. Exhibits Exhibit Number Exhibit Description 10.1 Strategic Collaboration and License Agreement, between Vertex Pharmaceuticals Incorporated and Merck KGaA, Darmstadt, Germany, dated January 10, 2017 † 10.2 Asset Purchase Agreement, dated March 3, 2017, by and among Vertex Pharmaceuticals (Europe) Ltd., as Buyer, Vertex Pharmaceuticals Inc., as Guarantor, and Concert Pharmaceuticals, Inc. 10.3 First Amendment to Lease, effective March 1, 2017, between ARE-SD Region No. 23, LLC and Vertex Pharmaceuticals Incorporated. 31.1 Certification of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of the Ch" 0d8e89e8-4281-4747-9b19-37646499ab5f,holdout,True,productive,10-Q other|june|shown>=0.9|conf0.45-0.7|technology-type,1.0,0000875320-13-000038,10-Q,quantitative_disclosures,0000875320,VRTX,Vertex Pharmaceuticals,2013-08-02,june,319,2201,True,1.0,"and Qualitative Disclosures About Market Risk As part of our investment portfolio, we own financial instruments that are sensitive to market risks. The investment portfolio is used to preserve our capital until it is required to fund operations, including our research and development activities. None of these market risk-sensitive instruments are held for trading purposes. We do not have derivative financial instruments in our investment portfolio. Interest Rate Risk We invest our cash in a variety of financial instruments, principally securities issued by the U.S. government and its agencies, investment grade corporate bonds and commercial paper, and money market funds. These investments are denominated in U.S. dollars. All of our interest-bearing securities are subject to interest rate risk and could decline in value if interest rates fluctuate. Substantially all of our investment portfolio consists of marketable securities with active secondary or resale markets to help ensure portfolio liquidity, and we have implemented guidelines limiting the term-to-maturity of our 38 investment instruments. Due to the conservative nature of these instruments, we do not believe that we have a material exposure to interest rate risk. Foreign Exchange Market Risk As a result of our foreign operations, we face exposure to movements in foreign currency exchange rates, primarily the Euro, Swiss Franc, British Pound and Canadian Dollar against the U.S. dollar. The current exposures arise primarily from cash, accounts receivable, intercompany receivables, payables and inventories, and calculations of royalties receivable from net sales denominated in foreign currencies. Both positive and negative affects to our net revenues from international product sales from movements in foreign currency exchange rates are partially mitigated by the natural, opposite affect that foreign currency exchange rates have on our international operating expenses. We are considering a foreign currency mana" 19711f97-6a01-43a1-94b2-466179c09873,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|capex-type,2.4,0001116132-23-000007,10-Q,unregistered_sales,0001116132,TPR,"Tapestry, Inc.",2023-02-09,june,306,2042,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The following table provides information regarding the Company's purchases of shares of common stock during the second quarter of fiscal 2023 related to the Company's share repurchase program: Fiscal Period Total Number of Shares Repurchased Average Price per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs(1) Approximate Dollar Value of Shares that May Yet be Purchased Under the Plans or Programs(1) (millions, except share data and per share data) October 2, 2022 - November 5, 2022 — $ — — $ 1,400.0 November 6, 2022 - December 3, 2022 2,065,420 36.32 2,065,420 1,325.0 December 4, 2022 - December 31, 2022 3,374,144 37.05 3,374,144 1,200.0 Total 5,439,564 5,439,564 (1) On May 12, 2022, the Company announced that its Board of Directors authorized a common stock repurchase program to repurchase up to $1.50 billion of its outstanding common stock (the ""2022 Share Repurchase Program""). Purchases of the Company's common stock were executed through open market purchases, including through purchase agreements under Rule 10b5-1. 50 ITEM 6. EXHIBITS 31.1* Rule 13(a) – 14(a)/15(d) – 14(a) Certifications 32.1* Section 1350 Certifications 101.INS* XBRL Instance Document Note: the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH* XBRL Taxonomy Extension Schema Document 101.CAL* XBRL Taxonomy Extension Calculation Linkbase 101.LAB* XBRL Taxonomy Extension Label Linkbase 101.PRE* XBRL Taxonomy Extension Presentation Linkbase 101.DEF* XBRL Taxonomy Extension Definition Linkbase * Filed Herewith 51 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. TAPESTRY, INC. (Registrant) By: /s/ Manesh B. Dadlani Name: Manesh B. Dadlani Title: Corporate Controller (Principal Accou" 72042eef-7906-42c0-93f1-426bfbc81c6e,holdout,True,productive,10-Q other|june|shown>=0.9|conf>0.7|capex-type,2.4,0001193125-11-200017,10-Q,controls_and_procedures,0000310764,SYK,Stryker Corporation,2011-07-28,june,826,5568,True,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures – The effectiveness of internal control over financial reporting of the Neurovascular business has been excluded from management’s assessment of controls discussed below. The purchase price of Neurovascular was $1.45 billion and its assets accounted for approximately 12% of the Company’s total assets at January 3, 2011. An evaluation of the effectiveness of the design and operation of the Company’s disclosure controls and procedures as of June 30, 2011 was carried out under the supervision and with the participation of the Company’s management, including the President and Chief Executive Officer and the Vice President and Chief Financial Officer (Certifying Officers). Based on that evaluation, the Certifying Officers concluded that the Company’s disclosure controls and procedures are effective. Changes in Internal Controls Over Financial Reporting – There was no change to the Company’s internal control over financial reporting during the quarter ended June 30, 2011 that materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting. Other Matters – The Company is in the process of implementing new Enterprise Resource Planning (ERP) systems at certain of its divisions including its Europe division. An ERP system is a fully-integrated set of programs and databases that incorporate order processing, production planning and scheduling, purchasing, accounts receivable and inventory management and accounting. In connection with this ERP system implementation, the Company will update its internal controls over financial reporting, as necessary, to accommodate modifications to its business processes and accounting procedures. The Company does not believe that this ERP system implementation will have an adverse effect on the Company’s internal control over financial reporting. PART II – OTHER INFORMATION ITEM 5. OTHER INFORMATION On July 15, 2011" 93084fef-e788-4068-9686-fdfb00fa98e8,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|capex-type,2.4,0001564590-15-003789,10-Q,unregistered_sales,0001318605,TSLA,"Tesla, Inc.",2015-05-11,june,555,3582,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS None. ITEM 3. DEFAULT UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION On May 7, 2015, Tesla Motors, Inc. (“Tesla”) entered into an Agreement for Tax Abatement and Incentives (the “Incentive Agreement”) with the State of Nevada, acting by and through the Nevada Governor’s Office of Economic Development (the “Governor’s Office”). The Incentive Agreement memorializes certain of Tesla’s previous discussions with the Governor’s Office relating to the construction and operation of the Gigafactory in Sparks, Nevada (the “Gigafactory”). The Incentive Agreement provides for, among other things, the abatement of local sales & use taxes, real and personal property taxes, and employer excise taxes, which would otherwise be taxable for the construction and operation of the Gigafactory. The Incentive Agreement also provides for certain discounts to the base tariff energy rates for electric power consumed at the Gigafactory and the grant of certain transferable tax credits to Tesla when capital investment and job creation occur. Each of the aforementioned tax abatements and incentives will be available for the applicable periods beginning on October 17, 2014 and ending on June 30, 2034 as specified in the Incentive Agreement, subject to capital investments by Tesla and its partners for the Gigafactory of at least $3.5 billion in the aggregate on or before June 30, 2024, and certain other conditions specified in the Incentive Agreement. If Tesla does not make the minimum capital investments, Tesla will be required to repay (with interest) to the respective taxing authorities the amounts of the tax abatements (with interest) and transferable tax credits realized by Tesla. Tesla is also subject to compliance audit requirements throughout the applicable periods of the Incentive Agreement, which would be timely reviewed by the Governor’s Office. The Incentive Agreement also " 95733024-207d-4ef4-842f-a69bbf7df56f,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|capex-type,2.4,0001144204-13-026859,10-Q,risk_factors,0001116132,TPR,"Tapestry, Inc.",2013-05-07,june,555,3422,True,1.0,"Factors Part I, Item 1A, Risk Factors of our Annual Report on Form 10-K for the fiscal year ended June 30, 2012 includes a discussion of our risk factors. The information presented below updates, and should be read in conjunction with, the risk factors and information disclosed in our Annual Report on Form 10-K for the fiscal year ended June 30, 2012. Except as presented below, there have been no material changes in our risk factors since those reported in our Annual Report on Form 10-K for the fiscal year ended June 30, 2012. We could experience cost overruns and disruptions to our operations in connection with the construction of, and relocation to, our new global corporate headquarters. The Company has entered into various agreements relating to the development of the Company’s new global corporate headquarters in a new office building to be located at the Hudson Yards development site in New York City. Construction of the new building has commenced and occupancy in the new global headquarters is currently expected to take place in 2015. The aggregate cost of the new global headquarters, including, but not limited to, land costs, development fees, build-out fees and transactions expenses is expected to be approximately $750 million over the next three years. Depending on construction progress, the Company’s latest estimate contemplates an investment range of $115 million to $125 million in fiscal 2013. The new global corporate headquarters will be financed by the Company with cash on hand, borrowings under its credit facility and proceeds from the sale of its current headquarters building. 43 Due to the inherent difficulty in estimating costs associated with projects of this scale and nature, together with the fact that we are in the early stages of construction of the project, certain of the costs associated with this project may be higher than estimated and it may take longer than expected to complete the project. In addition, the process of moving our hea" ff99eeef-909a-49d7-b2cc-2c5d860d6672,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|capex-type,2.4,0001601712-26-000016,10-Q,unregistered_sales,0001601712,SYF,Synchrony Financial,2026-04-23,june,772,5099,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The table below sets forth information regarding purchases of our common stock primarily related to our share repurchase program that were made by us or on our behalf during the three months ended March 31, 2026: ($ in millions, except per share data) Total Number of Shares Purchased(a) Average Price Paid Per Share(b) Total Number of SharesPurchased asPart of Publicly Announced Programs Maximum Dollar Value of Shares That May Yet Be Purchased Under the Programs(b)(c) January 1 - 31, 2026 2,053,670 $ 74.71 1,301,815 $ 1,091.7 February 1 - 28, 2026 11,445,231 72.03 11,159,080 287.0 March 1 - 31, 2026 230 65.14 — 287.0 Total 13,499,131 $ 72.44 12,460,895 $ 287.0 _______________________ (a) Includes 751,855 shares, 286,151 shares and 230 shares withheld in January, February and March, respectively, to offset tax withholding obligations that occur upon the delivery of outstanding shares underlying performance stock awards, restricted stock awards or upon the exercise of stock options. (b) Amounts exclude commission costs. (c) Represents authorized amounts remaining under the 2025 share repurchase plan previously announced. In April 2026, the Company announced that the Board approved a new share repurchase program of up to $6.5 billion of the Company’s common stock, which commences in the second quarter of 2026 and, in a change from our prior share repurchase programs, does not have an expiration date. The new share repurchase program replaces the Company’s prior program, which was scheduled to expire on June 30, 2026. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. 57 Table of Contents ITEM 5. OTHER INFORMATION Rule 10b5-1 Trading Plans During the three months ended March 31, 2026, certain of our directors and executive officers adopted or terminated trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). Information regarding these Rule 10b5-1 tra" 23b0d91d-a829-4520-8126-6d85938cab31,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|ma_integration,36.4,0001113169-21-000033,10-Q,financial_statements,0001113169,TROW,T. Rowe Price,2021-10-28,june,972,6589,True,1.0,"Statements for a discussion of newly issued but not yet adopted accounting guidance. Page 37 FORWARD-LOOKING INFORMATION. From time to time, information or statements provided by or on behalf of T. Rowe Price, including those within this report, may contain certain forward-looking information, including information or anticipated information relating to: our revenues, net income, and earnings per share on common stock; changes in the amount and composition of our assets under management; our expense levels; our tax rate; and our expectations regarding financial markets, strategic transactions, dividends, stock repurchases, investments, new products and services, capital expenditures, changes in our effective fee rate, the impact of the coronavirus pandemic, other market conditions and the acquisition of OHA. Readers are cautioned that any forward-looking information provided by or on behalf of T. Rowe Price is not a guarantee of future performance. Actual results may differ materially from those in forward-looking information because of various factors including, but not limited to, those discussed below and in Item 1A, Risk Factors, included in our Form 10-K Annual Report for 2020. Further, forward-looking statements speak only as of the date on which they are made, and we undertake no obligation to update any forward-looking statement to reflect events or circumstances after the date on which it is made or to reflect the occurrence of unanticipated events. Our future revenues and results of operations will fluctuate primarily due to changes in the total value and composition of assets under our management. Such changes result from many factors, including, among other things: cash inflows and outflows in the U.S. mutual funds, subadvised funds, separately managed accounts, collective investment trusts, and other investment products, fluctuations in global financial markets that result in appreciation or depreciation of the assets under our management, our introduct" 2dba66c2-5dd9-40f7-ab2d-802358df2e52,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|ma_integration,36.4,0001260221-23-000058,10-Q,unregistered_sales,0001260221,TDG,TransDigm Group,2023-08-08,june,1336,8913,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS: PURCHASES OF EQUITY SECURITIES BY THE ISSUER On January 27, 2022, the Board of Directors of the Company authorized a new stock repurchase program to permit repurchases of its outstanding common stock not to exceed $2,200 million in the aggregate (the “$2,200 million stock repurchase program”), replacing the $650 million stock repurchase program previously authorized by the Board on November 8, 2017, subject to any restrictions specified in the Second Amended and Restated Credit Agreement dated as of June 4, 2014, and/or Indentures governing the Company's existing Notes. There is no expiration date for this program. During the second and third quarters of fiscal 2022, the Company repurchased 1,490,413 shares of common stock at an average price of $612.13 per share for a total amount of $912 million. The repurchased shares of common stock are classified as treasury stock in the statement of changes in stockholders' deficit. N o repurchases were made under the program during the thirty-nine week period ended July 1, 2023. As of July 1, 2023, $1,288 million remains available for repurchase under the $2,200 million stock repurchase program. ITEM 5. OTHER INFORMATION On June 2, 2023 , Sarah Wynne , the Company’s Chief Financial Officer , terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) for the sale of 5,420 shares of common stock issuable upon the exercise of vested options. On June 8, 2023 , Ms. Wynne entered into a new Rule 10b5-1 trading arrangement for the sale of 5,420 shares of common stock issuable upon the exercise of vested options intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, which Rule 10b5-1 trading arrangement is scheduled to terminate no later than October 31, 2024. 51 Table of Contents ITEM 6. EXHIBITS Exhibit No. Description Filed Herewith or Incorporated by Reference From 3.1 Articles of Organization, filed July 16, 2" 430720c7-c919-4bd5-ae78-2b9157180ed2,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|ma_integration,36.4,0001466258-22-000186,10-Q,legal_proceedings,0001466258,TT,Trane Technologies,2022-11-02,june,941,5974,True,1.0,"Proceedings In the normal course of business, we are involved in a variety of lawsuits, claims and legal proceedings, including those related to the bankruptcy proceedings for Aldrich and Murray, commercial and contract disputes, employment matters, product liability and product defect claims, asbestos-related claims, environmental liabilities, intellectual property disputes, and tax-related matters. In our opinion, pending legal matters are not expected to have a material adverse impact on our results of operations, financial condition, liquidity or cash flows. Asbestos-Related Matters On the Petition Date, Aldrich and Murray each filed a voluntary petition for reorganization under Chapter 11 of the Bankruptcy Code. As a result of the Chapter 11 filings, all asbestos-related lawsuits against Aldrich and Murray have been stayed. Only Aldrich and Murray have filed for Chapter 11 relief. Neither Aldrich's wholly-owned subsidiary, 200 Park, Murray's wholly-owned subsidiary, ClimateLabs, Trane Technologies plc nor the Trane Companies are part of the Chapter 11 filings. The goal of these Chapter 11 filings is to resolve equitably and permanently all current and future asbestos-related claims in a manner beneficial to claimants and to Aldrich and Murray through court approval of a plan of reorganization that would create a trust pursuant to section 524(g) of the Bankruptcy Code, establish claims resolution procedures for all current and future asbestos-related claims against Aldrich and Murray and channel such claims to the trust for resolution in accordance with those procedures. Such a resolution, if achieved, would likely include a channeling injunction to enjoin asbestos claims resolved in the Chapter 11 cases from being filed or pursued against us or our affiliates. On August 26, 2021, we announced that Aldrich and Murray reached an agreement in principle with the court-appointed legal representative of future asbestos claimants (the FCR) in the bankruptcy proceeding" 6067c09d-446a-4043-9e78-bc3f67045237,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|ma_integration,36.4,0001396009-25-000008,10-Q,controls_and_procedures,0001396009,VMC,Vulcan Materials Company,2025-04-30,june,319,2116,True,1.0,"AND PROCEDURES DISCLOSURE CONTROLS AND PROCEDURES We maintain a system of controls and procedures designed to ensure that information required to be disclosed in reports we file with the SEC is recorded, processed, summarized and reported within the time periods specified by the SEC's rules and forms. These disclosure controls and procedures (as defined in the Securities Exchange Act of 1934 Rules 13a - 15(e) or 15d - 15(e)), include, without limitation, controls and procedures designed to ensure that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding required disclosure. Our Chief Executive Officer and Chief Financial Officer, with the participation of other management officials, evaluated the effectiveness of the design and operation of the disclosure controls and procedures as of March 31, 2025. Based upon that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that our disclosure controls and procedures were effective as of March 31, 2025. In the first quarter of 2025, we replaced our legacy financial consolidation system. In addition, we are in the process of implementing a comprehensive enterprise performance management system that will replace our existing management reporting, budgeting and forecasting system. We expect the full implementation of this system to be completed in the fourth quarter of 2025. Excluding the acquisitions of Wake Stone and Superior noted below, no other changes were made during the first quarter of 2025 to our internal controls over financial reporting, nor have there been other factors that materially affect these controls. We completed our acquisitions of Wake Stone on November 8, 2024 and Superior on December 20, 2024, both of which operated under their own set of systems and internal controls. We are currently integrating both companies into our operations and internal control process" 9b06d7b2-9f64-47f0-bfbd-ca3ad913dc01,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|ma_integration,36.4,0000950170-25-098794,10-Q,unregistered_sales,0000106535,WY,Weyerhaeuser,2025-07-25,june,574,3841,True,1.0,"SALES OF EQUITY S ECURITIES AND USE OF PROCEEDS Issuer Purchases of Equity Securities The following table provides information with respect to purchases of common stock made by the company during second quarter 2025: COMMON SHARE REPURCHASES DURING SECOND QUARTER 2025 TOTAL NUMBEROF SHARESPURCHASED AVERAGE PRICEPAID PER SHARE TOTAL NUMBEROF SHARESPURCHASED ASPART OF PUBLICLYANNOUNCEDPROGRAMS APPROXIMATEDOLLAR VALUEOF SHARES THATMAY YET BEPURCHASEDUNDER THEPROGRAMS April 1 – April 30 2,671,016 $ 25.64 2,671,016 $ 5,183,889 May 1 – May 31 944,400 $ 25.90 944,400 $ 980,725,932 June 1 – June 30 273,516 $ 26.13 273,516 $ 973,580,318 Total 3,888,932 $ 25.74 3,888,932 During second quarter 2025, we completed the $1 billion purchase authorization under the share repurchase program approved by the board in September 2021 (the 2021 Repurchase Program). On May 8, 2025, we announced the board approved a new share repurchase program (the 2025 Repurchase Program) under which we are authorized to repurchase up to $1 billion of outstanding shares. Concurrently, the board of directors terminated the completed purchase authorization under the 2021 Repurchase Program. During second quarter 2025, we repurchased 3,888,932 shares for approximately $100 million (including transaction fees) under the share repurchase programs in open-market transactions. Transaction fees incurred for repurchases are not counted as use of funds authorized for repurchases under the share repurchase programs. As of June 30, 2025, we had remaining authorization of $974 million for future stock repurchases under the 2025 Repurchase Program. I tem 5. OTHER INFORMATION Insider Trading Arrangements During second quarter 2025 , no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the company adopted, modified or terminated a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or a non-Rule 10b5-1 trading arrangement. 31 Item 6. EXHI " 0cc88abb-67b8-4c66-a23c-f338ce6a4c7f,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|other,5.5,0000875320-15-000056,10-Q,unregistered_sales,0000875320,VRTX,Vertex Pharmaceuticals,2015-10-30,june,480,3050,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Repurchases of Equity Securities The table set forth below shows all repurchases of securities by us during the three months ended September 30, 2015 : Period Total Numberof Shares Purchased Average PricePaid per Share Total Number of SharesPurchased as Part ofPublicly AnnouncedPlans or Programs Maximum Number ofShares that May Yetbe Purchased Underthe Plans or Programs July 1, 2015 to July 31, 2015 33,518 $0.01 — — August 1, 2015 to August 31, 2015 56,800 $0.01 — — September 1, 2015 to September 30, 2015 32,027 $0.01 — — The repurchases were made under the terms of our Amended and Restated 2006 Stock and Option Plan and our Amended and Restated 2013 Stock and Option Plan. Under these plans, we award shares of restricted stock to our employees that typically are subject to a lapsing right of repurchase by us. We may exercise this right of repurchase if a restricted stock recipient’s service to us is terminated. If we exercise this right, we are required to repay the purchase price paid by or on behalf of the recipient for the repurchased restricted shares, which typically is the par value per share of $0.01. Repurchased shares are returned and are available for future awards under the terms of our Amended and Restated 2013 Stock and Option Plan. Item 5. Other Information On October 26, 2015, we entered into a strategic collaboration, option and license agreement, or the CRISPR Agreement, with CRISPR Therapeutics AG and its affiliates to collaborate on the discovery and development of potential new treatments aimed at the underlying genetic causes of human diseases using CRISPR-Cas9 gene editing technology. Detailed information on the CRISPR Agreement is set forth in Note C of Part 1-Item 1 of this Quarterly Report on Form 10-Q under the heading ""CRISPR Therapeutics AG."" Item 6. Exhibits Exhibit Number Exhibit Description 10.1 2015 Amendments to Credit Agreement, dated as of July 9, 2014, among Vertex Pharmaceutic" 3bfcd075-272d-4e19-a73a-58c48059fcc1,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|other,5.5,0000766704-15-000031,10-Q,unregistered_sales,0000766704,WELL,Welltower,2015-08-04,june,659,4352,True,1.0,"Sales of Equity Securities and Use of Proceeds On June 3, 2015, we issued 17,241 shares of our common stock to a national medical office partner pursuant to the terms of our strategic partnership. The shares were issued without registration in reliance upon the federal statutory exemption of Section 4(2) of the Securities Act of 1933, as amended, upon such partnership earning acquisition fees in connection with the acquisition of medical office buildings and completion and success fees in connection with the development of new projects. 58 Issuer Purchases of Equity Securities Period Total Number of Shares Purchased(1) Average Price Paid Per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs(2) Maximum Number of Shares that May Yet Be Purchased Under the Plans or Programs April 1, 2015 through April 30, 2015 5,990 $ 77.20 May 1, 2015 through May 31, 2015 4,636 68.84 June 1, 2015 through June 30, 2015 351 67.03 Totals 10,977 $ 73.34 (1) During the three months ended June 30, 2015, the company acquired shares of common stock held by employees who tendered owned shares to satisfy tax withholding obligations. (2) No shares were purchased as part of publicly announced plans or programs. Item 5. Other Information None. Item 6. Exhibits 4.1 Indenture, dated as of March 15, 2010, between the company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”) (filed with the Securities and Exchange Commission as Exhibit 4.1 to the company’s Form 8-K filed March 15, 2010, and incorporated herein by reference thereto). 4.2 Supplemental Indenture No. 11, dated as of May 26, 2015, between the company and the Trustee (filed with the Securities and Exchange Commission as Exhibit 4.2 to the company’s Form 8-K filed May 27, 2015, and incorporated herein by reference thereto). 10.1 Executive Retirement Agreement, effective July 1, 2015, between the company and Charles J. Herman, Jr.* 10.2 Consulting Agreement, effectiv" 611e7bde-e171-4cd3-9d3b-1418373657ea,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|other,5.5,0001260221-20-000050,10-Q,unregistered_sales,0001260221,TDG,TransDigm Group,2020-05-05,june,700,4573,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS: PURCHASES OF EQUITY SECURITIES BY THE ISSUER On November 8, 2017, our Board of Directors, authorized a stock repurchase program permitting repurchases of our outstanding shares not to exceed $650 million in the aggregate, subject to any restrictions specified in the Credit Agreement and/or Indentures governing the existing Notes. 55 Table of Contents During March 2020, the Company repurchased 36,900 shares of its common stock at a gross cost of $18.9 million at the weighted average cost of $512.67 under the $650 million stock repurchase program. As of March 28, 2020, the remaining amount of repurchases allowable under the $650 million program was $631.1 million subject to any restrictions specified in the Credit Agreement and/or Indentures governing the existing Notes. 56 Table of Contents ITEM 6. EXHIBITS Exhibit No. Description 4.1 Indenture, dated as of February 13, 2019, among TransDigm Inc., as issuer, TransDigm Group Incorporated, as a guarantor, the subsidiary guarantors party thereto, The Bank of New York Mellon Trust Company, N.A., as trustee and US collateral agent, and The Bank of New York Mellon, as UK collateral agent, relating to TransDigm Inc.’s 6.25% Senior Secured Notes due 2026 (incorporated by reference to TransDigm Group Incorporated’s Form 8-K, filed February 13, 2019 (File No. 001-32833)). 4.2 Form of 6.25% Senior Secured Notes due 2026 (included in Exhibit 4.1). 4.3 Third Supplemental Indenture, dated as of April 17, 2020, among TransDigm Inc., TransDigm Group Incorporated, the subsidiary guarantors party thereto, The Bank of New York Mellon Trust Company, N.A., as trustee and US collateral agent, and The Bank of New York Mellon, as UK collateral agent, relating to TransDigm Inc.’s 6.25% Senior Secured Notes due 2026. 4.4 Indenture, dated as of April 8, 2020, among TransDigm Inc., as issuer, TransDigm Group Incorporated, as a guarantor, the subsidiary guarantors party thereto, The Bank of New Y" c4a14cef-0135-4318-8f17-833cbe4cf3df,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|other,5.5,0001628280-25-047751,10-Q,unregistered_sales,0001113169,TROW,T. Rowe Price,2025-10-31,june,628,4148,True,1.0,"Sales of Equity Securities and Use of Proceeds. (c) Repurchase activity during the third quarter of 2025 is as follows: Month Total Number ofShares Purchased Average PricePaid per Share Total Number ofShares Purchased asPart of PubliclyAnnounced Program Maximum Number of Shares that May Yet Be Purchased Under the Program July 1 - July 31 222,504 $ 103.29 220,000 14,805,865 August 1 - August 31 525,056 $ 106.74 514,565 14,291,300 September 1 - September 30 747,590 $ 104.99 722,923 13,568,377 Total 1,495,150 $ 105.35 1,457,488 Shares repurchased by us in a quarter may include repurchases conducted pursuant to publicly announced board authorization, outstanding shares surrendered to us to pay the exercise price in connection with swap exercises of employee stock options, and shares withheld to cover the minimum tax withholding obligation associated with the vesting of restricted stock awards. Of the total number of shares purchased during the third quarter of 2025, 37,662 were related to shares surrendered in connection with employee stock option exercises and no shares were withheld to cover tax withholdings associated with the vesting of restricted stock awards. Page 43 The following table details the changes in and status of the Board of Directors’ outstanding publicly announced board authorizations. Authorization Dates Maximum Number of Shares that May Yet Be Purchased at 7/1/2025 Total Number ofShares Purchased Maximum Number of Shares that May Yet Be Purchased at 9/30/2025 March 2020 25,865 (25,865) — December 2024 15,000,000 (1,431,623) 13,568,377 15,025,865 (1,457,488) 13,568,377 Item 3. Defaults Upon Senior Securities. Not applicable. Item 4. Mine Safety Disclosures. Not applicable. Item 5. Other Information. (a) On October 28, 2025, the Board of Directors approved a plan to exit two owned office buildings in Owings Mills, Maryland. This decision is expected to result in a non-cash charge of up to $100 million in the fourth quarter of 2025, primarily reflecti" c54239bd-2430-4c14-96b9-a16796d3852f,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|other,5.5,0001674101-25-000024,10-Q,unregistered_sales,0001674101,VRT,Vertiv,2025-10-22,june,573,3855,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS A) Recent Sales of Unregistered Securities None. B) Use of Proceeds from our Initial Public Offering of Common Stock Not applicable. C) Repurchases of Shares or of Company Equity Securities On November 29, 2023, the Board of Directors of the Company approved a stock repurchase program, which authorizes the repurchase of shares of Company Class A common stock in an aggregate amount of up to $3.0 billion through December 31, 2027. The stock repurchase program does not obligate the Company to repurchase any specific dollar amount or number of shares of Class A common stock and the Board's authorization of the program may be modified, suspended or discontinued at any time. As of September 30, 2025, $2.4 billion shares were available for repurchase. During 2025, Vertiv made no share repurchases. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION Item 5A. Other Information None. Item 5C. Plan 10b5-1 Plan Adoptions and Modification During the third quarter covered by this Quarterly Report on Form 10-Q, no director or officer of the Company adopted or terminated any ""Rule 10b5-1 trading arrangement"" or ""non-Rule 10b5-1 trading arrangement,"" as each term is defined in Item 408(a) of Regulation S-K. 35 Table of contents ITEM 6. EXHIBITS EXHIBIT INDEX Exhibit No. Description 10.1 Offer Letter for Craig Chamberlin 10.2 Amendment No. 6 to Term Loan Credit Agreement, dated as of August 12, 2025, by and among Vertiv Group Corporation, as borrower, Vertiv Intermediate Holding II Corporation and certain other affiliates of Vertiv Group Corporation, as guarantors, the lenders party thereto and Citibank, N.A., as administrative agent. 31.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 31.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (fil" 10dd25c2-e758-4d09-8223-8c0a64818ccd,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|technology-type,15.0,0001692819-25-000085,10-Q,controls_and_procedures,0001692819,VST,Vistra Corp.,2025-08-08,june,250,1634,True,1.0,"AND PROCEDURES An evaluation was performed under the supervision and with the participation of our management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the disclosure controls and procedures (as such term is defined in Rules 13a-15(e) and 15a-15(e) of the Exchange Act) in effect at June 30, 2025. Based on the evaluation performed, our principal executive officer and principal financial officer concluded that the disclosure controls and procedures were effective as of that date. There have been no changes in our internal control over financial reporting (as such term is defined in Rules 13a-15(e) and 15a-15(e) of the Exchange Act) during the most recently completed fiscal quarter that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. While there were no material changes to our internal control over financing reporting during the second quarter of 2025, we are currently in process of an ERP implementation which we expect to complete during the third quarter of 2025. As a result of the implementation, we expect certain changes to our processes and procedures, which, in turn, will result in changes to our internal control over financial reporting. While we expect this implementation to either strengthen or have minimal impact to our existing internal controls, we will continue to evaluate and monitor our internal control over financial reporting as processes and procedures are finalized with the implementation. 76 Table of Contents PART II. OTHER INFORMATION" 150bc72e-e855-4f07-bb5b-a230f8cd88ca,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|technology-type,15.0,0001193125-12-339583,10-Q,controls_and_procedures,0001136869,ZBH,Zimmer Biomet,2012-08-07,june,426,2945,True,1.0,"and Procedures Evaluation of Disclosure Controls and Procedures We maintain disclosure controls and procedures (as defined in Rules 13a-15(e) under the Securities Exchange Act of 1934 (Exchange Act)) that are designed to provide reasonable assurance that information required to be disclosed in the reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosures. Because of inherent limitations, disclosure controls and procedures, no matter how well designed and operated, can provide only reasonable, and not absolute, assurance that the objectives of disclosure controls and procedures are met. 32 Table of Contents Our management, with the participation of our Chief Executive Officer and Chief Financial Officer, evaluated the effectiveness of the design and operation of our disclosure controls and procedures. Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of the end of the period covered by this report, our disclosure controls and procedures are effective at a reasonable assurance level. Changes in Internal Control Over Financial Reporting During the quarter ended June 30, 2012, we continued transitioning work to a third-party service provider to outsource certain finance functions that historically have been performed in multiple countries throughout Europe and in the U.S. We also continued centralizing other finance functions that historically have been performed in a decentralized manner. This outsourcing and centralization are part of our ongoing global business transformation initiatives, and we plan to continue transitioning work to the service provider and the centralized finance department" 66065d08-2b6f-4dac-b3a5-79a020adaa70,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|technology-type,15.0,0001792044-21-000035,10-Q,controls_and_procedures,0001792044,VTRS,Viatris,2021-11-08,june,232,1557,True,1.0,"AND PROCEDURES An evaluation was performed under the supervision and with the participation of the Company’s management, including the Principal Executive Officer and the Principal Financial Officer, of the effectiveness of the design and operation of the Company’s disclosure controls and procedures as of September 30, 2021. Based upon that evaluation, the Principal Executive Officer and the Principal Financial Officer concluded that the Company’s disclosure controls and procedures were effective. Management identified the following change in the Company’s internal control over financial reporting (“ICFR”) that occurred during the quarter that has materially affected, or is reasonably likely to materially affect, the Company’s ICFR. During the quarter ended September 30, 2021, the Company began to transition certain subsidiaries to a new Enterprise Resource Planning (“ERP”) system. The Company has modified and will continue to modify its internal controls relating to its business and financial processes throughout the entire ERP system implementation, which is expected to progress through the end of calendar year 2022. While the Company believes that this new system and the related changes to internal controls will ultimately strengthen its ICFR, there are inherent risks in implementing any new ERP system and the Company will continue to evaluate and test control changes in order to provide certification as of its fiscal year ending December 31, 2021 on the effectiveness of its ICFR. 79 Table of Contents PART II — OTHER INFORMATION" ba71fb41-5592-4c45-a892-ee413f49be07,holdout,True,productive,10-Q other|june|shown>=0.9|conf>0.7|technology-type,15.0,0001396009-14-000031,10-Q,quantitative_disclosures,0001396009,VMC,Vulcan Materials Company,2014-08-06,june,697,4487,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK MARKET RISK We are exposed to certain market risks arising from transactions that are entered into in the normal course of business. In order to manage or reduce these market risks, we may utilize derivative financial instruments. We do not enter into derivative financial instruments for speculative or trading purposes. We are exposed to interest rate risk due to our various credit facilities and long-term debt instruments. At times, we use interest rate swap agreements to manage this risk. At June 30 , 2014, the estimated fair value of our long-term debt instruments including current maturities was $ 2,312.3 million compared to a book value of $ 2,006.5 million. The estimated fair value was determined by discounting expected future cash flows based on credit-adjusted interest rates on U.S. Treasury bills, notes or bonds, as appropriate. The fair value estimate is based on information available as of the measurement date. Although we are not aware of any factors that would significantly affect the estimated fair value amount, it has not been comprehensively revalued since the measurement date. The effect of a decline in interest rates of one percentage point would increase the fair value of our liability by $ 114.2 million. We are exposed to certain economic risks related to the costs of our pension and other postretirement benefit plans. These economic risks include changes in the discount rate for high-quality bonds, the expected return on plan assets and the rate of increase in the per capita cost of covered healthcare benefits. The impact of a change in these assumptions on our annual pension and other postretirement benefits costs is discussed in our most recent Annual Report on Form 10-K. ITEM 4 controls and procedures disclosure controls and procedur es We maintain a system of controls and procedures designed to ensure that information required to be disclosed in reports we file with the SEC is recorded," eb600e71-981f-446d-ad8c-57a384891f7c,holdout,False,productive,10-Q other|june|shown>=0.9|conf>0.7|technology-type,15.0,0001555280-15-000169,10-Q,controls_and_procedures,0001555280,ZTS,Zoetis,2015-05-07,june,264,1738,True,1.0,"and Procedures Disclosure Controls and Procedures An evaluation was carried out under the supervision and with the participation of the company's management, including our Chief Executive Officer and Chief Financial Officer, of the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934). Based upon that evaluation as of March 29, 2015 , the company's Chief Executive Officer and Chief Financial Officer concluded that the company's disclosure controls and procedures are effective in alerting them in a timely manner to material information required to be disclosed in our periodic reports filed with the SEC. 38 | Table of Contents Changes in Internal Control over Financial Reporting During our most recent fiscal quarter, there has not been any change in our internal control over financial reporting (as such term is defined in Rules 13a-15(f) and 15d-15(f) under the Securities Exchange Act of 1934) that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting. We are currently migrating many of our financial reporting and processing systems to an enterprise-wide solution. These system implementations are part of our ongoing stand-up efforts, and we plan to continue to implement such systems throughout the business over the course of the next few years. In connection with these implementations and resulting business process changes, we will enhance the design and documentation of our internal control over financial reporting process to maintain effective controls over our financial reporting. 39 | Table of Contents PART II — OTHER INFORMATION" 45b678d8-62c1-4556-9356-6c34d11a8969,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001558370-18-003441,10-Q,financial_statements,0000082020,USLM,UNITED STATES LIME AND MINERALS IN,2018-04-27,october,3643,23682,True,0.2793,"STATEMENTS UNITED STATES LIME & MINERALS, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (dollars in thousands) (Unaudited) March 31, December 31, 2018 2017 ASSETS Current assets Cash and cash equivalents $ 83,265 $ 85,000 Trade receivables, net 19,074 16,473 Inventories, net 12,599 13,546 Prepaid expenses and other current assets 2,579 2,996 Total current assets 117,517 118,015 Property, plant and equipment 307,265 300,236 Less accumulated depreciation and depletion (194,435) (190,518) Property, plant and equipment, net 112,830 109,718 Other assets, net 686 713 Total assets $ 231,033 $ 228,446 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities Accounts payable $ 5,697 $ 6,263 Accrued expenses 1,999 3,096 Total current liabilities 7,696 9,359 Deferred tax liabilities, net 12,835 12,374 Other liabilities 1,449 1,461 Total liabilities 21,980 23,194 Stockholders’ equity Common stock 659 659 Additional paid-in capital 24,696 24,307 Accumulated other comprehensive income 52 86 Retained earnings 237,412 233,905 Less treasury stock, at cost (53,766) (53,705) Total stockholders’ equity 209,053 205,252 Total liabilities and stockholders’ equity $ 231,033 $ 228,446 See accompanying notes to condensed consolidated financial statements. 2 UNITED STATES LIME & MINERALS, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (dollars in thousands, except per share data) (Unaudited) Three Months Ended March 31, 2018 2017 Revenues Lime and limestone operations $ 34,714 98.4 % $ 35,517 98.7 % Natural gas interests 573 1.6 % 636 1.3 % 35,287 100.0 % 36,153 100.0 % Cost of revenues Labor and other operating expenses 24,073 68.2 % 23,679 65.0 % Depreciation, depletion and amortization 4,177 11.8 % 4,236 11.6 % 28,250 80.0 % 27,915 76.6 % Gross profit 7,037 20.0 % 8,238 23.4 % Selling, general and administrative expenses 2,501 7.1 % 2,420 7.2 % Operating profit 4,536 12.9 % 5,818 16.2 % Other (income) expense Interest expense 62 0.2 % 59 0.1" ec0100f3-b4f7-46b7-a34c-2629541a8103,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001104659-14-078251,10-Q,financial_statements,0000907242,MCRI,MONARCH CASINO AND RESORT,2014-11-07,october,3987,25981,True,0.3068,"STATEMENTS MONARCH CASINO & RESORT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data) (Unaudited) Three months ended September 30, Nine months ended September 30, 2014 2013 2014 2013 Revenues Casino $ 37,512 $ 38,038 $ 109,810 $ 114,825 Food and beverage 13,573 12,791 39,043 37,176 Hotel 6,339 6,603 17,014 18,283 Other 2,553 2,446 7,487 7,091 Gross revenues 59,977 59,878 173,354 177,375 Less promotional allowances (11,380 ) (10,889 ) (31,446 ) (33,130 ) Net revenues 48,597 48,989 141,908 144,245 Operating expenses Casino 15,743 15,201 45,882 44,630 Food and beverage 5,267 5,163 15,781 15,002 Hotel 1,589 1,802 4,673 4,935 Other 867 817 2,654 2,382 Selling, general and administrative 13,444 13,518 39,855 38,432 Depreciation and amortization 4,180 3,549 13,504 12,572 Loss on disposition of assets — — 249 — Colorado ballot initiative costs 841 — 1,845 — Total operating expenses 41,931 40,050 124,443 117,953 Income from operations 6,666 8,939 17,465 26,292 Other expenses Interest expense (255 ) (411 ) (816 ) (1,493 ) Total other expenses (255 ) (411 ) (816 ) (1,493 ) Income before income taxes 6,411 8,528 16,649 24,799 Provision for income taxes (2,337 ) (3,008 ) (6,275 ) (8,897 ) Net income $ 4,074 $ 5,520 $ 10,374 $ 15,902 Earnings per share of common stock Net income Basic $ 0.24 $ 0.34 $ 0.62 $ 0.98 Diluted $ 0.24 $ 0.32 $ 0.61 $ 0.95 Weighted average number of common shares and potential common shares outstanding Basic 16,800 16,389 16,709 16,244 Diluted 17,016 17,180 17,113 16,799 The Notes to the Condensed Consolidated Financial Statements are an integral part of these statements. 3 Table of Contents MONARCH CASINO & RESORT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (In thousands, except shares) September 30, December 31, 2014 2013 (unaudited) ASSETS Current assets Cash and cash equivalents $ 17,510 $ 19,330 Receivables, net 3,518 2,628 Income taxes receivable 200 608 Inventories 2" f0538b06-5fe4-4656-b9f3-0d1f8b9c35bb,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001683168-22-000208,10-Q,financial_statements,0001829311,BMNR,BITMINE IMMERSION TECHNOLOGIES,2022-01-11,october,2870,18598,True,0.3032,"Statements. Index to Financial Statements Page CONDENSED FINANCIAL STATEMENTS: Consolidated Balance Sheets, November 30, 2021 (unaudited), and August 31, 2021 5 Unaudited Consolidated Statements of Operations, for the Three Months Ended November 30, 2021, and November 30, 2020 6 Unaudited Consolidated Statements of Changes in Stockholders’ (Deficit), for the Three Months Ended November 30, 2021, and November 30, 2020 7 Unaudited Consolidated Statements of Cash Flows, for the Three Months Ended November 30, 2021, and November 30, 2020 8 Notes to the Unaudited Interim Consolidated Financial Statements 9 4 Bitmine Immersion Technologies, Inc. Balance Sheets (Unaudited) November 30, August 31, 2021 2021 ASSETS Current assets: Cash and cash equivalents $ 142,071 $ 218,737 Total current assets 142,071 218,737 Fixed assets -not in service 1,904,444 427,296 Total assets $ 2,046,515 $ 646,033 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities: Accounts payable $ 28,705 $ 3,680 Accrued liabilities - related party 19,500 – Accrued interest - related party 49,218 4,505 Loans payable - related party 1,747,296 277,296 Total current liabilities 1,844,719 285,481 Total liabilities 1,844,719 285,481 Commitments and contingencies – – Stockholders' Equity: Common stock, $0.0001par value,500,000,000shares authorized;40,633,399and40,433,399issued and outstanding as of November 30, 2021 and August 31, 2021, respectively 4,063 4,043 Additional paid-in capital 1,367,822 817,842 Retained earnings deficit (1,170,090 ) (461,334 ) Total stockholders' equity 201,796 360,551 Total liabilities and equity $ 2,046,515 $ 646,033 The accompanying notes are an integral part of the consolidated financial statements. 5 Bitmine Immersion Technologies, Inc. Statements of Operations (Unaudited) Three months Three months ended ended November 30, November 30, 2021 2020 Operating expenses: General and administrative expenses $ 28,538 $ – Professional fees 623,505 17,210 Related party compen" 36bba86a-53cb-44ec-b881-329e50f48593,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.1,0001104659-26-052647,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2026-04-30,october,2369,14184,True,0.2697,"Safety Disclosures: ​ Not applicable. ​ Item 5. Other Information: ​ During the quarter ended March 31, 2026, no director or officer of Southern Copper Corporation adopted or terminated any “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as such terms are defined in Item 408(a) of Regulation S-K. ​ ​ 60 Table of Contents ​ It em 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of New 7.500% Note (included in Exhibit 4.1(a)). ​ ​ ​ 4.3 ​ Form of New 7.500%" 624a23df-61eb-49d8-b8a8-51282d293981,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.1,0001558370-23-017203,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2023-11-01,october,2525,15111,True,0.2855,"Safety Disclosures: ​ Not applicable. ​ 63 Table of Contents ​ It em 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of 6.375% Note (included in Exhibit 4.1). ​ ​ ​ 4.3 ​ Form of New 7.500% Note (included in Exhibit 4.2(a)). ​ ​ ​ 4.4 ​ Form of New 7.500% Note (included in Exhibit 4.2(b)). ​ ​ ​ 4.5 ​ Indenture, dated as of April 16, 2010, between Southern Copper Corporation and Wells Fargo Bank, National Association, as trustee, pursuant to which $1.1 billion of 6.750% Notes due 204" 6bd7b0ad-ceaf-43a9-8c0b-384b492a701d,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.1,0001564590-18-011700,10-Q,risk_factors,0001590895,CZR,CAESARS ENTERTAINMENT INC,2018-05-08,october,2440,15512,True,0.3781,"FACTORS A description of our risk factors can be found in “Part I, Item 1A. Risk Factors” included in our Annual Report on Form 10‑K for the year ended December 31, 2017. There have been no material changes to those risk factors during the three months ended March 31, 2018, except for the following additional risk factors related to certain acquisitions and dispositions. Factors Relating to the Acquisitions and Dispositions Some of our casinos are located on leased property and we expect to enter into a master lease with respect to certain properties that we expect to acquire in the Tropicana Acquisition. If we default on one or more leases, the applicable lessors could terminate the affected leases and we could lose possession of the affected casino. We currently lease certain parcels of land on which several of our properties are located and we expect to enter into a master lease with respect to six of the properties that we will acquire in the Tropicana Acquisition (the “Master Lease”). As a ground lessee, we have the right to use the leased land; however, we do not hold fee ownership of the underlying land. Accordingly, with respect to the leased land, we will have no interest in the land or improvements thereon at the expiration of the ground leases. Moreover, since we do not completely control the land underlying the property, a landowner could take certain actions to disrupt our rights in the land leased under the long-term leases which are beyond our control. If the entity owning any leased land chose to disrupt our use either permanently or for a significant period of time, then the value of our assets could be impaired and our business and operations could be adversely affected. Our leases provide that they may be terminated for a number of reasons, including failure to pay rent, taxes or other payment obligations or the breach of other covenants contained in the leases. In particular, the Master Lease is expected to require initial annual rent payment" c3113954-3844-4af0-b64f-586d2643ee5a,holdout,True,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.1,0001193125-26-038844,10-Q,unregistered_sales,0001638290,MCFT,MASTERCRAFT BOAT HOLDINGS INC,2026-02-05,october,4124,26234,True,0.2945,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS. The following discussion and analysis should be read together with the unaudited condensed consolidated financial statements and notes thereto included elsewhere in this Quarterly Report on Form 10-Q. In addition, the statements in this discussion and analysis regarding our expectations concerning the performance of our business, anticipated financial results, liquidity and the other non-historical statements are forward-looking statements. These forward-looking statements are subject to numerous risks and uncertainties, including, but not limited to, the risks and uncertainties described in “Cautionary Note Regarding Forward-Looking Statements” above and in “Risk Factors” set forth in our 2025 Annual Report. Our actual results may differ materially from those contained in or implied by any forward-looking statements. Certain statements in the following discussions are based on non-GAAP financial measures. A “non-GAAP financial measure” is a numerical measure of a registrant’s historical or future financial performance, financial position or cash flows that excludes amounts, or is subject to adjustments that have the effect of excluding amounts, that are included in the most directly comparable measure calculated and presented in accordance with U.S. GAAP in the statements of operations, balance sheets or statements of cash flows of the issuer; or includes amounts, or is subject to adjustments that have the effect of including amounts, that are excluded from the most directly comparable measure so calculated and presented. Non-GAAP financial measures do not include operating and statistical measures. The Company includes non-GAAP financial measures in Management’s Discussion and Analysis, as the Company’s management believes that these measures and the information they provide are useful to users of the financial statements, including investors, because they permit users of the financial sta" f9503b67-7f9e-4f7b-9394-63acbe8df0f9,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|ma_integration,1.1,0001104659-25-104914,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2025-10-31,october,2368,14151,True,0.2695,"Safety Disclosures: ​ Not applicable. ​ Item 5. Other Information: ​ During the quarter ended September 30, 2025, no director or officer of Southern Copper Corporation adopted or terminated any “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as such terms are defined in Item 408(a) of Regulation S-K. ​ ​ 64 Table of Contents It em 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of New 7.500% Note (included in Exhibit 4.1(a)). ​ ​ ​ 4.3 ​ Form of New 7.50" 137a589f-b0e8-450d-95d3-c23eba8e3b6a,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|other,1.4,0001368265-18-000017,10-Q,unregistered_sales,0001368265,CLNE,CLEAN ENERGY FUELS,2018-05-10,october,2250,13794,True,0.2914,"of Equity Securities and Use of Proceeds None. Item 3.—Defaults upon Senior Securities None. Item 4.—Mine Safety Disclosures None. Item 5.—Other Information On May 9, 2018, we entered into a stock purchase agreement (the “Purchase Agreement”) with Total Marketing Services, S.A., a wholly owned subsidiary of Total S.A. (“Total”). Pursuant to the Purchase Agreement, we agreed to sell and issue, and Total agreed to purchase, up to 50,856,296 shares of our common stock at a purchase price of $1.64 per share, all in a private placement (the “Total Private Placement”). The purchase price per share was determined based on the volume-weighted average price for the Company’s common stock between March 23, 2018 (the day on which discussions began between the Company and Total) and May 3, 2018 (the day on which the Company agreed in principle with Total regarding the structure and basic terms of its investment). If all of the shares to be sold under the Purchase Agreement are issued, then we would receive gross proceeds from such sale of $83.4 million and, immediately after such issuance (and based on the number of shares of our common stock outstanding as of April 10, 2018, which was 152,514,550), Total would hold 25.0% of the outstanding shares of our common stock and the largest ownership position of our Company. As of the date of the Purchase Agreement, Total did not hold or otherwise beneficially own any shares of our common stock, and Total has agreed, until the later of May 9, 2020 or such date when it ceases to hold more than 5.0% of our common stock then outstanding, among other similar undertakings and subject to customary conditions and exceptions, to not purchase shares of our common stock or otherwise pursue transactions that would result in Total beneficially owning more than 30.0% of our equity securities without the approval of our board of directors. Pursuant to the Purchase Agreement, the completion of the Total Private Placement is conditioned on the satisfa" 395b5c7e-f2e2-4c0c-a33e-8409b4b1e8df,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|other,1.4,0001104659-26-089169,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2026-07-31,october,2415,14432,True,0.2693,"Safety Disclosures: ​ Not applicable. ​ ​ ​ ​ 67 Table of Contents ​ It em 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of New 7.500% Note (included in Exhibit 4.1(a)). ​ ​ ​ 4.3 ​ Form of New 7.500% Note (included in Exhibit 4.1(b)). ​ ​ ​ 4.4 ​ Indenture, dated as of April 16, 2010, between Southern Copper Corporation and Wells Fargo Bank, National Association, as trustee, pursuant to which $1.1 billion of 6.750% Notes due 2040 were issued (Filed as Exhibit 4.1 to the Company’s " 3bdb0dc7-fc73-4a00-90fa-d908a8abda8c,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|other,1.4,0001558370-22-011154,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2022-07-27,october,2645,15657,True,0.2761,"Safety Disclosures: ​ Not applicable. ​ 65 Table of Contents ​ Item 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of 6.375% Note (included in Exhibit 4.1). ​ ​ ​ 4.3 ​ Form of New 7.500% Note (included in Exhibit 4.2(a)). ​ ​ ​ 4.4 ​ Form of New 7.500% Note (included in Exhibit 4.2(b)). ​ ​ ​ 4.5 ​ Indenture, dated as of April 16, 2010, between Southern Copper Corporation and Wells Fargo Bank, National Association, as trustee, pursuant to which $1.1 billion of 6.750% Notes due 2040" 5513bc9b-be97-444c-9c14-825bf0046925,holdout,True,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|other,1.4,0001636519-17-000003,10-Q,risk_factors,0001636519,MSGS,MADISON SQUARE GARDEN SPORTS CLASS,2017-02-03,october,1668,10206,True,0.3027,"Factors On January 31, 2017 , the Company acquired a controlling interest in a holding company that owns, directly or indirectly, all of the equity in the TAO Group . The TAO Group operates 19 restaurants, nightlife and hospitality venues in New York City, Las Vegas and Sydney, Australia (the “TAO Venues”); 17 of which are under its seven brands - Tao, Marquee, Lavo, Avenue, The Stanton Social, Beauty & Essex and Vandal (the “TAO Brands”). The TAO Group also manages the food and beverage operations at the Dream Downtown and Dream Midtown hotels in New York City. We refer to the TAO Venues together with the food and beverage operations at the Dream hotels collectively as the “TAO Business.” In addition, the TAO Group is currently in contract to open five new venues in New York City and eight additional venues in new markets including Los Angeles, Chicago and Singapore. The TAO Business is subject to certain risks described under “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended June 30, 2016. In addition, our controlling interest in the TAO Group exposes the Company to additional risks. Certain of these additional risks are set forth below: The TAO Business is Subject to Intense Competition in the Restaurant, Nightlife and Hospitality Industries, Which Could Have a Material Negative Effect on Our Business and Results of Operations. The restaurant, nightlife and hospitality industries are intensely competitive with respect to, among other things, service, price, food quality and presentation, location, atmosphere, overall experience, and the nature and condition of the setting. Competitors of the TAO Business include a large and diverse group of well-recognized upscale restaurants, nightlife and hospitality venues and brands. Some competitors may have substantially greater financial and other resources, and may be better known and established in the markets where we operate or where we may seek to locate venues in the future. If the TAO Bus" 9be46ad8-e5d8-48fe-87aa-b836c766c06b,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf0.45-0.7|other,1.4,0001558370-24-010710,10-Q,controls_and_procedures,0001001838,SCCO,SOUTHERN COPPER CORP,2024-08-02,october,2525,15111,True,0.2856,"Safety Disclosures: ​ Not applicable. ​ 63 Table of Contents ​ It em 6. Exhibits ​ ​ Exhibit No. ​ Description of Exhibit ​ ​ ​ 3.1 ​ (a) Amended and Restated Certificate of Incorporation, filed on October 11, 2005. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the third quarter of 2005 and incorporated herein by reference).(b) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 2, 2006. (Filed as Exhibit 3.1 to Registration Statement on Form S-4, File No. 333-135170) filed on June 20, 2006 and incorporated herein by reference).(c) Certificate of Amendment of Amended and Restated Certificate of Incorporation dated May 28, 2008. (Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the second quarter of 2008 and incorporated herein by reference). ​ ​ ​ 3.2 ​ By-Laws, as last amended on January 27, 2022. (Filed as Exhibit 3.2 to the Company’s Form 8-K filed on January 31, 2022 and incorporated herein by reference). ​ ​ ​ 4.1 ​ (a) Indenture governing $600 million 7.500% Notes due 2035, by and among Southern Copper Corporation, the Bank of New York and The Bank of New York (Luxembourg) S.A. (Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005) and incorporated herein by reference).(b) Indenture governing $400 million 7.500% Notes due 2035, by and between Southern Copper Corporation, The Bank of New York, The Bank of New York (Luxembourg) S.A.(Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed on August 1, 2005 and incorporated herein by reference). ​ ​ ​ 4.2 ​ Form of 6.375% Note (included in Exhibit 4.1). ​ ​ ​ 4.3 ​ Form of New 7.500% Note (included in Exhibit 4.2(a)). ​ ​ ​ 4.4 ​ Form of New 7.500% Note (included in Exhibit 4.2(b)). ​ ​ ​ 4.5 ​ Indenture, dated as of April 16, 2010, between Southern Copper Corporation and Wells Fargo Bank, National Association, as trustee, pursuant to which $1.1 billion of 6.750% Notes due 204" 5701e2db-9949-46db-8e66-bfd80cd307e9,holdout,True,productive,10-Q other|october|shown0.25-0.9|conf>0.7|capex-type,30.0,0001362468-23-000027,10-Q,financial_statements,0001362468,ALGT,ALLEGIANT TRAVEL,2023-05-08,october,3886,25651,True,0.3226,"Financial Statements ALLEGIANT TRAVEL COMPANY CONSOLIDATED BALANCE SHEETS (in thousands) March 31, 2023 December 31, 2022 (unaudited) CURRENT ASSETS Cash and cash equivalents $ 317,573 $ 229,989 Restricted cash 17,157 15,457 Short-term investments 690,593 725,063 Accounts receivable 57,798 106,578 Expendable parts, supplies and fuel, net 35,086 35,546 Prepaid expenses and other current assets 181,893 161,636 TOTAL CURRENT ASSETS 1,300,100 1,274,269 Property and equipment, net 2,946,941 2,810,693 Long-term investments 68,801 63,318 Deferred major maintenance, net 162,221 157,410 Operating lease right-of-use assets, net 106,999 111,679 Deposits and other assets 95,359 93,928 TOTAL ASSETS: $ 4,680,421 $ 4,511,297 CURRENT LIABILITIES Accounts payable $ 65,936 $ 58,335 Accrued liabilities 225,510 226,276 Current operating lease liabilities 20,200 19,973 Air traffic liability 479,530 379,459 Loyalty program liability 36,417 32,888 Current maturities of long-term debt and finance lease obligations, net of related costs 289,669 152,900 TOTAL CURRENT LIABILITIES 1,117,262 869,831 Long-term debt and finance lease obligations, net of current maturities and related costs 1,816,151 1,944,078 Deferred income taxes 348,334 346,388 Noncurrent operating lease liabilities 89,903 94,972 Loyalty program liability 23,216 23,612 Other noncurrent liabilities 14,158 11,718 TOTAL LIABILITIES: 3,409,024 3,290,599 SHAREHOLDERS' EQUITY Common stock, par value $0.001 25 25 Treasury shares (672,493) (660,023) Additional paid in capital 714,506 709,471 Accumulated other comprehensive income, net 3,242 1,257 Retained earnings 1,226,117 1,169,968 TOTAL EQUITY: 1,271,397 1,220,698 TOTAL LIABILITIES AND SHAREHOLDERS' EQUITY: $ 4,680,421 $ 4,511,297 The accompanying notes are an integral part of these consolidated financial statements. 3 ALLEGIANT TRAVEL COMPANY CONSOLIDATED STATEMENTS OF INCOME (in thousands, except per share amounts) ( unaudited) Three Months Ended March 31, 2023 2022 OPERATING REV" 6a4663b5-6350-4a45-9a52-2286e3976439,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|capex-type,30.0,0001362468-22-000067,10-Q,financial_statements,0001362468,ALGT,ALLEGIANT TRAVEL,2022-11-03,october,5044,32866,True,0.2553,"Financial Statements ALLEGIANT TRAVEL COMPANY CONSOLIDATED BALANCE SHEETS (in thousands) September 30, 2022 December 31, 2021 (unaudited) CURRENT ASSETS Cash and cash equivalents $ 240,528 $ 363,378 Restricted cash 30,671 37,323 Short-term investments 761,362 819,478 Accounts receivable 79,150 62,659 Expendable parts, supplies and fuel, net 39,070 27,500 Prepaid expenses and other current assets 46,772 28,073 TOTAL CURRENT ASSETS 1,197,553 1,338,411 Property and equipment, net 2,738,516 2,259,507 Long-term investments — 2,231 Deferred major maintenance, net 148,719 146,850 Operating lease right-of-use assets, net 116,471 130,087 Deposits and other assets 209,705 113,987 TOTAL ASSETS: $ 4,410,964 $ 3,991,073 CURRENT LIABILITIES Accounts payable $ 51,394 $ 43,566 Accrued liabilities 256,429 162,892 Current operating lease liabilities 19,792 19,081 Air traffic liability 429,924 307,453 Current maturities of long-term debt and finance lease obligations, net of related costs 152,550 130,053 TOTAL CURRENT LIABILITIES 910,089 663,045 Long-term debt and finance lease obligations, net of current maturities and related costs 1,840,000 1,612,486 Deferred income taxes 332,506 346,137 Noncurrent operating lease liabilities 100,111 115,067 Other noncurrent liabilities 39,285 30,786 TOTAL LIABILITIES: 3,221,991 2,767,521 SHAREHOLDERS' EQUITY Common stock, par value $0.001 25 25 Treasury shares (633,332) (638,057) Additional paid in capital 703,633 692,053 Accumulated other comprehensive income, net 1,154 2,056 Retained earnings 1,117,493 1,167,475 TOTAL EQUITY: 1,188,973 1,223,552 TOTAL LIABILITIES AND SHAREHOLDERS' EQUITY: $ 4,410,964 $ 3,991,073 The accompanying notes are an integral part of these consolidated financial statements. 3 ALLEGIANT TRAVEL COMPANY CONSOLIDATED STATEMENTS OF INCOME (in thousands, except per share amounts) ( unaudited) Three Months Ended September 30, Nine Months Ended September 30, 2022 2021 2022 2021 OPERATING REVENUES: Passenger $ 516,476 $ 423,796 " 86249d80-a56f-42d3-a948-5b8e4e05a8cd,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|capex-type,30.0,0001628280-24-047137,10-Q,unregistered_sales,0001527590,RC,READY CAPITAL,2024-11-12,october,1938,12824,True,0.5225,"Sales of Equity Securities and Use of Proceeds Share Repurchase Program On March 6, 2018, our Board approved a share repurchase program authorizing, but not obligating, the repurchase of our common stock, and on September 29, 2022, our Board approved an increase to the size of the share repurchase program 95 bringing the total authorized repurchases thereunder to $50.0 million. To facilitate further repurchases, on June 1, 2023, our Board approved a new share repurchase program, replacing the previous program, authorizing, but not obligating, the repurchase of up to $100.0 million of our common stock. Repurchases under the stock repurchase programs may be made at management’s discretion from time to time on the open market, in privately negotiated transactions or otherwise, in each case subject to compliance with all Securities and Exchange Commission rules and other legal requirements and may be made in part under one or more Rule 10b5-1 plans, which permit stock repurchases at times when we might otherwise be precluded from doing so. The timing and amount of repurchase transactions will be determined by our management based on its evaluation of market conditions, share price, legal requirements and other factors. The table below presents purchases of our common stock during the quarter. Total Number of SharesPurchased Average Price Paid perShare Total Number of SharesPurchased as Part of PubliclyAnnounced Programs Maximum Shares (or ApproximateDollar Value) That May Yet BePurchased Under the Program July 548 $9.13 — $42,802,320 August — — — 42,802,320 September — — — 42,802,320 Total 548 (1) $9.13 (2) — $42,802,320 (1) Total shares purchased includes shares of common stock owned by certain of our employees which have been surrendered by them to satisfy their tax and other compensation related withholdings associated with the vesting of restricted stock units and other equity awards. (2) The price paid per share is based on the price of our common stock " a562cb8d-0b30-4102-86fb-f7cb9214f3f4,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|capex-type,30.0,0001193125-15-281399,10-Q,controls_and_procedures,0000060714,LXU,LSB INDUSTRIES,2015-08-07,october,1715,11407,True,0.3377,"and Procedures As of the end of the period covered by this report, we carried out an evaluation, with the participation of our Principal Executive Officer and Principal Financial Officer, of the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rule 13a-15 under the Securities Exchange Act of 1934). Based upon that evaluation, our Principal Executive Officer and our Principal Financial Officer have concluded that our disclosure controls and procedures were effective. There were no changes to our internal control over financial reporting during the quarter ended June 30, 2015 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. During the third quarter of 2014, we began implementing a new enterprise resource planning system. We are implementing this system in discreet phases during the next few years. As a result, this implementation requires us to monitor and maintain appropriate internal control over financial reporting during this transition. While we expect that our internal controls over financial reporting will remain largely similar or unchanged, it is possible that during each future phase of the implementation, we may make changes to our internal control over financial reporting that could materially affect our internal control over financial reporting. In addition, it is possible that during each phase of the implementation, we may make changes to our internal control over financial reporting that did not materially affect our internal control over financial reporting, but, when fully implemented, the cumulative effect of the changes made may be considered material. 43 Table of Contents SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS Certain statements contained within this report may be deemed “Forward-Looking Statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securiti" adfffc4c-832c-43d2-a5eb-51b77129b12d,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|capex-type,30.0,0000108985-11-000063,10-Q,financial_statements,0000108985,YORW,YORK WATER,2011-05-06,october,3044,19423,True,0.2711,"Statements Balance Sheets (Unaudited) (In thousands of dollars, except per share amounts) Mar. 31, 2011 Dec. 31, 2010 ASSETS UTILITY PLANT, at original cost $ 274,242 $ 272,565 Plant acquisition adjustments (2,696 ) (2,709 ) Accumulated depreciation (43,305 ) (42,179 ) Net utility plant 228,241 227,677 OTHER PHYSICAL PROPERTY: Net of accumulated depreciation of $194 in 2011 and $190 in 2010 708 712 CURRENT ASSETS: Cash and cash equivalents 2,704 1,327 Accounts receivable, net of reserves of $262 in 2011 and $245 in 2010 3,497 3,769 Unbilled revenues 2,233 2,503 Recoverable income taxes 407 21 Materials and supplies inventories, at cost 627 608 Prepaid expenses 471 398 Deferred income taxes 179 167 Total current assets 10,118 8,793 OTHER LONG-TERM ASSETS: Deferred debt expense 2,475 2,501 Notes receivable 399 407 Deferred regulatory assets 15,845 15,821 Restricted cash-compensating balance 500 500 Other assets 3,454 3,520 Total other long-term assets 22,673 22,749 Total Assets $ 261,740 $ 259,931 The accompanying notes are an integral part of these statements. Page 2 THE YORK WATER COMPANY Balance Sheets (Unaudited) (In thousands of dollars, except per share amounts) Mar. 31, 2011 Dec. 31, 2010 STOCKHOLDERS' EQUITY AND LIABILITIES COMMON STOCKHOLDERS' EQUITY: Common stock, no par value, authorized 46,500,000 shares, $ 75,857 $ 75,481 issued and outstanding 12,714,987 shares in 2011 and 12,692,054 shares in 2010 Retained earnings 16,252 15,776 Total common stockholders' equity 92,109 91,257 PREFERRED STOCK, authorized 500,000 shares, no shares issued - - LONG-TERM DEBT, excluding current portion 85,031 85,132 COMMITMENTS - - CURRENT LIABILITIES: Current portion of long-term debt 132 41 Accounts payable 1,054 1,245 Dividends payable 1,440 1,440 Accrued compensation and benefits 969 985 Accrued interest 1,225 1,068 Other accrued expenses 619 552 Total current liabilities 5,439 5,331 DEFERRED CREDITS: Customers' advances for construction 14,970 15,031 Deferred income t" 799db521-7c46-49ec-9124-6d4ce0f278a9,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|ma_integration,110.2,0001755672-22-000020,10-Q,legal_proceedings,0001755672,CTVA,Corteva,2022-08-05,october,1582,10694,True,0.5106,"PROCEEDINGS The company is subject to various legal proceedings, including, but not limited to, product liability, intellectual property, antitrust, commercial, property damage, personal injury, environmental and regulatory matters arising out of the normal course of its current businesses or legacy EID businesses unrelated to Corteva’s current businesses but allocated to Corteva as part of the Separation of Corteva from DuPont. Often these proceedings raise complex factual and legal issues, which are subject to risks and uncertainties and which could require significant amounts of senior leadership team’s time. Litigation and other claims, along with regulatory proceedings, against the company could also materially adversely affect its operations, reputation, and/or result in the incurrence of unexpected expenses and liability. Even when the company believes liabilities are not expected to be material or the probability of loss or of an adverse unappealable final judgment is remote, the company may consider settlement of these matters, and may enter into settlement agreements, if it believes settlement is in the best interest of the company, including avoidance of future distraction and litigation defense cost, and its shareholders. Information regarding certain of these matters is set forth below and in Note 12 - Commitments and Contingent Liabilities, to the interim Consolidated Financial Statements. Litigation related to Corteva’s current businesses Federal Trade Commission Investigation On May 26, 2020, Corteva received a subpoena from the Federal Trade Commission (“FTC”) directing it to submit documents pertaining to its crop protection products generally, as well as business plans, rebate programs, offers, pricing and marketing materials specifically related to its acetochlor, oxamyl, rimsulfuron and other related products in order to determine whether Corteva engaged in unfair methods of competition through anticompetitive conduct. Corteva has fully cooperat" 89296b70-6d97-45ec-9b29-f87fc5bcdd02,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|ma_integration,110.2,0000093410-20-000039,10-Q,risk_factors,0000093410,CVX,Chevron Corporation,2020-08-05,october,1449,9547,True,0.6118,"Factors Chevron is a global energy company with a diversified business portfolio, a strong balance sheet, and a history of generating sufficient cash to fund capital and exploratory expenditures and to pay dividends. Nevertheless, some inherent risks could materially impact the company’s financial results of operations or financial condition. Information about risk factors for the six months ended June 30, 2020, does not differ materially from that set forth under the heading “Risk Factors” on pages 18 through 21 of the company’s 2019 Annual Report on Form 10-K, other than as reflected in the risk factors below. Impacts of the novel coronavirus (COVID-19) pandemic and geopolitical factors have resulted in a significant decrease in demand for Chevron’s products and caused a precipitous drop in commodity prices, which has had and is expected to continue to have an adverse, and potentially material adverse, effect on Chevron’s future financial and operating results. As of the date of this Quarterly Report on Form 10-Q, the economic, business, and oil and gas industry impacts from the COVID-19 pandemic and the disruption to capital markets have continued to be far reaching. Crude oil prices, the single largest variable that affects the company’s results of operations, have fallen dramatically to historic lows, even briefly going negative, due to a combination of a severely reduced demand for crude oil, gasoline, jet fuel, diesel fuel, and other refined products resulting from government-mandated travel restrictions and the curtailment of economic activity resulting from the COVID-19 pandemic. As a result, a market imbalance has existed and may continue to exist, with oil supplies vastly exceeding current and expected near-term demand. Although OPEC and other countries have agreed to cut global oil 41 Table of Contents supply, the commitments and actions to date have not matched the dramatic decrease in global demand, which is driving increasing inventory levels with re" 8bcc1140-b989-4a96-9423-81f7866811ae,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|ma_integration,110.2,0000785161-15-000089,10-Q,unregistered_sales,0000785161,EHC,ENCOMPASS HEALTH,2015-10-29,october,1688,10681,True,0.4739,"Sales of Equity Securities and Use of Proceeds Purchases of Equity Securities The following table summarizes our repurchases of equity securities during the three months ended September 30, 2015 : Period Total Number of Shares (or Units) Purchased(1) Average Price Paid per Share (or Unit) ($) Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Maximum Number (or Approximate Dollar Value) of Shares That May Yet Be Purchased Under the Plans or Programs(2) July 1 through July 31, 2015 20,042 $ 44.76 — $ 206,944,707 August 1 through August 31, 2015 11,468 44.86 — 206,944,707 September 1 through September 30, 2015 — — — 206,944,707 Total 31,510 44.80 — (1) Except as noted in the following sentence, employees tendered these shares as payments of the tax liabilities incident to the vesting of previously awarded shares of restricted stock and the exercise price and tax liability incident to the net settlement of an option exercise. In July, 245 shares were purchased pursuant to our Directors’ Deferred Stock Investment Plan. This plan is a nonqualified deferral plan allowing non-employee directors to make advance elections to defer a fixed percentage of their director fees. The plan administrator acquires the shares in the open market which are then held in a rabbi trust. The plan provides that dividends paid on the shares held for the accounts of the directors will be reinvested in shares of our common stock which will also be held in the trust. The directors’ rights to all shares in the trust are nonforfeitable, but the shares are only released to the directors after departure from our board. (2) On October 28, 2013, we announced our board of directors authorized the repurchase of up to $200 million of our common stock. On February 14, 2014, our board of directors approved an increase in this common stock repurchase authorization from $200 million to $250 million. The repurchase authorization does not require the repurchase of a specific number" e854bcae-bf31-4904-9499-e3e4fc0ac730,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|ma_integration,110.2,0000897101-15-000673,10-Q,financial_statements,0000080172,NPK,NATIONAL PRESTO INDUSTRIES INC,2015-05-15,october,2445,16226,True,0.3937,"STATEMENTS NATIONAL PRESTO INDUSTRIES, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS April 5, 2015 and December 31, 2014 (Unaudited) (Dollars in thousands) 2015 2014 ASSETS CURRENT ASSETS: Cash and cash equivalents $ 49,356 $ 54,043 Marketable securities 20,593 22,404 Accounts receivable, net 51,346 68,752 Inventories: Finished goods $ 30,686 $ 30,308 Work in process 54,055 50,569 Raw materials and supplies 8,488 93,229 8,181 89,058 Deferred tax assets 6,623 6,623 Income tax receivable — 1,668 Other current assets 23,058 14,321 Total current assets 244,205 256,869 PROPERTY, PLANT AND EQUIPMENT 172,735 171,264 Less allowance for depreciation 78,124 94,611 75,721 95,543 GOODWILL 11,485 11,485 INTANGIBLE ASSETS, net 8,250 10,644 NOTE RECEIVABLE 3,850 3,818 $ 362,401 $ 378,359 The accompanying notes are an integral part of the condensed consolidated financial statements. 2 NATIONAL PRESTO INDUSTRIES, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS April 5, 2015 and December 31, 2014 (Unaudited) (Dollars in thousands) 2015 2014 LIABILITIES AND STOCKHOLDERS’ EQUITY LIABILITIES CURRENT LIABILITIES: Accounts payable $ 33,426 $ 32,948 Federal and state income taxes 4,590 — Accrued liabilities 13,998 15,680 Total current liabilities 52,014 48,628 DEFERRED INCOME TAXES 4,292 4,288 COMMITMENTS AND CONTINGENCIES STOCKHOLDERS’ EQUITY Common stock, $1 par value: Authorized: 12,000,000 shares Issued: 7,440,518 shares $ 7,441 $ 7,441 Paid-in capital 6,195 5,906 Retained earnings 308,412 328,417 Accumulated other comprehensive income (loss) 4 (3 ) 322,052 341,761 Treasury stock, at cost 15,957 16,318 Total stockholders’ equity 306,095 325,443 $ 362,401 $ 378,359 The accompanying notes are an integral part of the condensed consolidated financial statements. 3 NATIONAL PRESTO INDUSTRIES, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME Three Months Ended April 5, 2015 and March 30, 2014 (Unaudited) (In thousands except per share dat" ef09a71a-6002-4521-99b5-555fc31239b2,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|ma_integration,110.2,0001705110-21-000121,10-Q,financial_statements,0001705110,ANGI,ANGI INC CLASS A,2021-11-05,october,1665,10779,True,0.5777,"Financial Statements .” Cash Flow Information In summary, the Company’s cash flows are as follows: Nine Months Ended September 30, 2021 2020 (In thousands) Net cash provided (used in) by: Operating activities $ 25,888 $ 173,185 Investing activities $ (26,663) $ (86,894) Financing activities $ (335,046) $ 378,450 Net cash provided by operating activities consists of earnings adjusted for non-cash items and the effect of changes in working capital. Non-cash adjustments include stock-based compensation expense, provision for credit losses, amortization of intangibles, depreciation, impairment of long-lived and right-of-use assets, non-cash lease expense, and deferred income taxes. 2021 Adjustments to earnings consist primarily of $66.1 million of provision for credit losses, $45.7 million of depreciation, $20.4 million of stock-based compensation expense, $12.6 million of amortization of intangibles, $12.3 million of impairment charges on long-lived and right-of-use assets, $9.6 million of non-cash lease expense, and $6.4 million of revenue reserves, partially offset by $25.4 million of deferred income taxes. The decrease from changes in working capital consists primarily of an increase of $106.2 million in accounts receivable partially offset by increases of $23.3 million in accounts payable and other liabilities and $4.6 million of deferred revenue. The increase in accounts receivable is due primarily to revenue growth, primarily attributable to Angi Services. The increase in accounts payable and other liabilities is due primarily to increases in accrued advertising and related payables and accrued roofing material costs related to Angi Roofing, partially offset by the reduction in lease liabilities. The increase in deferred revenue is primarily driven by increases in annual membership payments and an increase in customer deposits for Angi Services jobs. 37 Table of Contents Net cash used in investing activities includes $52.1 million of capital expenditures, primari" 04281278-38e4-4700-bfb0-d649ce3baae6,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|other,30.6,0000950170-21-001654,10-Q,financial_statements,0000885639,KSS,KOHLS CORP,2021-09-02,october,3016,19323,True,0.2859,"al Statements KOHL’S CORPORATION CONSOLIDATED B ALANCE SHEETS (Unaudited) (Dollars in Millions) July 31, 2021 January 30, 2021 August 1, 2020 Assets Current assets: Cash and cash equivalents $2,569 $2,271 $2,428 Merchandise inventories 2,733 2,590 2,698 Other 356 974 562 Total current assets 5,658 5,835 5,688 Property and equipment, net 7,107 6,689 6,970 Operating leases 2,301 2,398 2,418 Other assets 440 415 159 Total assets $15,506 $15,337 $15,235 Liabilities and Shareholders’ Equity Current liabilities: Accounts payable $1,495 $1,476 $1,064 Accrued liabilities 1,554 1,270 1,216 Current portion of: Finance lease and financing obligations 117 115 126 Operating leases 143 161 160 Total current liabilities 3,309 3,022 2,566 Long-term debt 1,909 2,451 3,450 Finance lease and financing obligations 1,906 1,387 1,356 Operating leases 2,532 2,625 2,637 Deferred income taxes 245 302 122 Other long-term liabilities 386 354 267 Shareholders’ equity: Common stock 4 4 4 Paid-in capital 3,349 3,319 3,290 Treasury stock, at cost (11,920) (11,595) (11,594) Retained earnings 13,786 13,468 13,137 Total shareholders’ equity $5,219 $5,196 $4,837 Total liabilities and shareholders’ equity $15,506 $15,337 $15,235 See accompanying Notes to Consolidated Financial Statements 3 Table of Contents KOHL’S CORPORATION CONSOLIDATED STAT EMENTS OF OPERATIONS (Unaudited) Three Months Ended Six Months Ended (Dollars in Millions, Except per Share Data) July 31, 2021 August 1, 2020 July 31, 2021 August 1, 2020 Net sales $4,223 $3,213 $7,885 $5,373 Other revenue 224 194 449 462 Total revenue 4,447 3,407 8,334 5,835 Cost of merchandise sold 2,426 2,149 4,659 3,936 Operating expenses: Selling, general, and administrative 1,241 1,050 2,411 2,116 Depreciation and amortization 210 219 421 446 Impairments, store closing, and other costs — (2) — 64 (Gain) on sale of real estate — (127) — (127) Operating income (loss) 570 118 843 (600) Interest expense, net 62 78 129 136 Loss on extinguishment of " 17263605-b262-4bad-a9e2-a574ef8cfe10,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|other,30.6,0001397187-17-000027,10-Q,financial_statements,0001397187,LULU,Lululemon Athletica,2017-06-01,october,4650,30256,True,0.3124,"STATEMENTS lululemon athletica inc. CONSOLIDATED BALANCE SHEETS (Unaudited; Amounts in thousands, except per share amounts) April 30,2017 January 29,2017 ASSETS Current assets Cash and cash equivalents $ 698,289 $ 734,846 Accounts receivable 10,707 9,200 Inventories 303,950 298,432 Prepaid and receivable income taxes 76,231 81,190 Other prepaid expenses and other current assets 43,504 39,069 1,132,681 1,162,737 Property and equipment, net 398,833 423,499 Goodwill and intangible assets, net 24,248 24,557 Deferred income tax assets 32,509 26,256 Other non-current assets 21,063 20,492 $ 1,609,334 $ 1,657,541 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities Accounts payable $ 8,533 $ 24,846 Accrued inventory liabilities 20,610 8,601 Accrued compensation and related expenses 39,076 55,238 Income taxes payable 26,951 30,290 Unredeemed gift card liability 59,398 70,454 Other accrued liabilities 51,405 52,020 205,973 241,449 Deferred income tax liabilities 6,950 7,262 Other non-current liabilities 48,724 48,857 261,647 297,568 Stockholders' equity Undesignated preferred stock, $0.01 par value: 5,000 shares authorized; none issued and outstanding — — Exchangeable stock, no par value: 60,000 shares authorized; 9,781 and 9,781 issued and outstanding — — Special voting stock, $0.000005 par value: 60,000 shares authorized; 9,781 and 9,781 issued and outstanding — — Common stock, $0.005 par value: 400,000 shares authorized; 127,131 and 127,304 issued and outstanding 636 637 Additional paid-in capital 267,369 266,622 Retained earnings 1,312,957 1,294,214 Accumulated other comprehensive loss (233,275 ) (201,500 ) 1,347,687 1,359,973 $ 1,609,334 $ 1,657,541 See accompanying notes to the unaudited interim consolidated financial statements 3 Table of Contents lululemon athletica inc. CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE INCOME (Unaudited; Amounts in thousands, except per share amounts) Quarter Ended April 30, 2017 May 1, 2016 Net revenue $ 520,307 $ 495,516 " 1eb6bccd-2834-4f09-bd47-14f065f786f5,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|other,30.6,0001657853-21-000092,10-Q,risk_factors,0001657853,HTZ,HERTZ GLOBAL HLDGS INC,2021-10-28,october,2865,18290,True,0.2861,"FACTORS Part I, Item 1A, “Risk Factors,” of our 2020 Form 10-K for the year ended December 31, 2020, includes certain risk factors that could materially affect our business, financial condition, or future results. There have been no material changes in those risk factors, except as listed below: Risks Related to our Emergence from Chapter 11 Bankruptcy We recently emerged from bankruptcy, which could adversely affect our business and relationships. Our having filed for bankruptcy, notwithstanding our recent emergence from the Chapter 11 bankruptcy proceedings, could adversely affect our business and relationships with customers, vendors, royalty or working interest owners, contractors, employees or suppliers. Due to uncertainties, many risks exist, including the following: • the ability to attract, motivate, and/or retain key executives and employees may be adversely affected; • employees may be more easily attracted to other employment opportunities; and • competitors may take business away from us, and our ability to retain customers may be negatively impacted. The occurrence of one or more of these events could have a material and adverse effect on our operations, financial condition and reputation and we cannot assure you that having been subject to bankruptcy proceedings will not adversely affect our operations in the future. Upon our emergence from bankruptcy, our Board of Directors was reconstituted and may implement changes in our business strategy that could affect the scope and results of our operations. Our corporate business strategy is subject to continued development, evaluation and implementation by our management and Board of Directors. In connection with the effectiveness of the Plan in the Chapter 11 Cases, the Company’s Board of Directors was reconstituted, and the Board is now made up of nine directors, of which eight directors did not serve on the former Board. We may also add up to two additional members in the future. The n" 87e5bd96-6c7b-42a8-9161-bd24f8917a9a,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|other,30.6,0001015328-20-000165,10-Q,risk_factors,0001015328,WTFC,WINTRUST FINANCIAL,2020-08-07,october,2334,14878,True,0.4704,"Factors The following constitute material changes from the risk factors set forth under Part I, Item 1A “Risk Factors” in the Company’s Form 10-K for the fiscal year ended December 31, 2019 . The COVID-19 pandemic is adversely affecting us and our customers, employees and third-party service providers, and the adverse impact on our business, financial condition, results of operations and cash flows could be material. The COVID-19 pandemic has negatively impacted us and many of our customers, and could continue to affect significantly more households and businesses in our geographic area as well as the overall domestic and global economy. U.S. federal, state and foreign governments have taken actions to address the pandemic, including travel bans, school and business closures and “shelter in place” orders. Even as restrictions have been lifted, it remains possible that such restrictions may be reinstated. These actions, together with responses to the pandemic by businesses and individuals, have resulted in rapid decreases in commercial and consumer activity, temporary closures of many businesses that have led to loss of revenues and a rapid increase in unemployment, material decreases in business valuations, disruption of global supply chains, market downturns and volatility, changes in consumer behavior and an expectation that Federal Reserve policy will maintain a low interest rate environment for the foreseeable future. These changes may have a significant adverse effect on the markets in which we conduct our business, the demand for our products and services, and our ability to operate in the normal course. All of our three primary business segments: community banking, specialty finance and wealth management, have been uniquely impacted and will likely continue to be impacted by the COVID-19 pandemic, requiring the implementation of certain responses as circumstances evolve. We have increased our allowance for loan losses in response to the COVID-19 pandemic. The" d9430b4d-264b-4800-89b5-e4fb06ee82d4,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|other,30.6,0001564590-20-021054,10-Q,financial_statements,0000878927,ODFL,Old Dominion,2020-05-05,october,3019,20148,True,0.3734,"Statements OLD DOMINION FREIGHT LINE, INC. CONDENSED BALANCE SHEETS March 31, 2020 December 31, (In thousands, except share and per share data) (Unaudited) 2019 ASSETS Current assets: Cash and cash equivalents $ 356,972 $ 403,571 Customer receivables, less allowances of $9,464and $8,866, respectively 419,128 397,579 Other receivables 8,485 10,586 Prepaid expenses and other current assets 46,421 55,098 Total current assets 831,006 866,834 Property and equipment: Revenue equipment 1,898,633 1,898,999 Land and structures 2,082,960 2,039,937 Other fixed assets 486,408 482,425 Leasehold improvements 11,822 11,709 Total property and equipment 4,479,823 4,433,070 Accumulated depreciation (1,525,833 ) (1,464,235 ) Net property and equipment 2,953,990 2,968,835 Goodwill 19,463 19,463 Other assets 130,527 140,436 Total assets $ 3,934,986 $ 3,995,568 Note: The Condensed Balance Sheet at December 31, 2019 has been derived from the audited financial statements at that date, but does not include all of the information and notes required by U.S. generally accepted accounting principles for complete financial statements. The accompanying notes are an integral part of these condensed financial statements. 1 OLD DOMINION FREIGHT LINE, INC. CONDENSED BALANCE SHEETS (CONTINUED) March 31, 2020 December 31, (In thousands, except share and per share data) (Unaudited) 2019 LIABILITIES AND SHAREHOLDERS’ EQUITY Current liabilities: Accounts payable $ 55,097 $ 70,254 Compensation and benefits 176,150 192,524 Claims and insurance accruals 53,768 54,330 Other accrued liabilities 44,597 46,130 Income taxes payable 53,683 2,847 Current maturities of long-term debt 45,000 — Total current liabilities 428,295 366,085 Long-term liabilities: Long-term debt — 45,000 Other non-current liabilities 228,678 241,802 Deferred income taxes 261,964 261,964 Total long-term liabilities 490,642 548,766 Total liabilities 918,937 914,851 Commitments and contingent liabilities Shareholders’ equity: Common " 02d822c5-53b8-468e-89aa-ad1321b0254c,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|technology-type,10.1,0001144204-15-000784,10-Q,financial_statements,0000062234,MCS,THE MARCUS CORP,2015-01-06,october,3882,24904,True,0.3268,"Financial Statements THE MARCUS CORPORATION Consolidated Balance Sheets (in thousands, except share and per share data) November 27,2014 May 29,2014 ASSETS Current assets: Cash and cash equivalents $ 9,033 $ 6,780 Restricted cash 9,132 8,032 Accounts and notes receivable, net of reserves of $1,502 and $1,423, respectively 14,608 9,472 Refundable income taxes — 2,958 Deferred income taxes 3,180 3,056 Other current assets 6,052 6,367 Total current assets 42,005 36,665 Property and equipment: Land and improvements 100,222 97,611 Buildings and improvements 615,675 613,873 Leasehold improvements 67,301 62,379 Furniture, fixtures and equipment 272,499 270,993 Construction in progress 8,924 5,843 Total property and equipment 1,064,621 1,050,699 Less accumulated depreciation and amortization 411,341 399,119 Net property and equipment 653,280 651,580 Other assets: Investments in joint ventures 3,790 2,025 Goodwill 43,789 43,858 Other 35,995 34,795 Total other assets 83,574 80,678 TOTAL ASSETS $ 778,859 $ 768,923 See accompanying condensed notes to consolidated financial statements. 3 THE MARCUS CORPORATION Consolidated Balance Sheets (in thousands, except share and per share data) November 27,2014 May 29,2014 LIABILITIES AND SHAREHOLDERS' EQUITY Current liabilities: Accounts payable $ 23,320 $ 30,954 Income taxes 2,687 — Taxes other than income taxes 15,953 14,333 Accrued compensation 11,340 12,914 Other accrued liabilities 29,351 31,912 Current portion of capital lease obligation 4,999 4,871 Current maturities of long-term debt 8,605 7,030 Total current liabilities 96,255 102,014 Capital lease obligation 20,861 23,370 Long-term debt 234,740 233,557 Deferred income taxes 42,148 42,561 Deferred compensation and other 41,217 37,442 Equity: Shareholders’ equity attributable to The Marcus Corporation Preferred Stock, $1 par; authorized 1,000,000 shares; none issued — — Common Stock, $1 par; authorized 50,000,000 shares; issued 22,457,727 shares at November 27, 2014 and M" 53b00941-d5d1-45d1-a35a-35d279028f0c,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|technology-type,10.1,0001462056-24-000053,10-Q,controls_and_procedures,0001462056,BLZE,BACKBLAZE INC CLASS A,2024-11-07,october,1336,9341,True,0.3893,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures Our disclosure controls and procedures are designed to ensure that information we are required to disclose in reports that we file or submit under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) is recorded, processed, summarized, and reported within the time periods specified in Securities and Exchange Commission (“SEC”) rules and 40 Table of Contents forms, and that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure. Our management, with the participation and supervision of our Chief Executive Officer and our Chief Financial Officer, has evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act) as of the end of the period covered by this Quarterly Report on Form 10-Q. Based on such evaluation, our Chief Executive Officer and Chief Financial Officer have concluded that as of such date, our disclosure controls and procedures were not effective over certain financial reporting areas due to the material weaknesses in our internal control over financial reporting described below. In light of this fact, our management has performed additional analyses, reconciliations, and other post-closing procedures and has concluded that, notwithstanding the material weaknesses in our internal control over financial reporting, the condensed consolidated financial statements for the periods covered by and included in this Quarterly Report on Form 10-Q fairly present, in all material respects, our financial position, results of operations and cash flows for the periods presented in conformity with GAAP. Material Weaknesses As disclosed in the section titled “Risk Factors” in Part II, Item 1A of this Quarterly Report on Form 10-Q, we previously identified control defici" ceb19d91-25d5-4459-9760-cc0afb3efd68,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|technology-type,10.1,0001104659-15-032631,10-Q,quantitative_disclosures,0001001838,SCCO,SOUTHERN COPPER CORP,2015-04-30,october,1949,12834,True,0.3529,"and Qualitative Disclosure about Market Risk Commodity price risk: We are subject to market risks arising from the volatility of copper and other metal prices. For the remaining nine months of 2015, assuming that expected metal production and sales are achieved, that tax rates are unchanged, and giving no effects to potential hedging programs, metal price sensitivity factors would indicate the following change in estimated net income attributable to SCC resulting from metal price changes: Copper Zinc Molybdenum Silver Change in metal prices (per pound except silver — per ounce) $ 0.10 $ 0.10 $ 1.00 $ 1.00 Change in net earnings (in millions) $ 76.6 $ 9.6 $ 21.5 $ 5.6 Foreign currency exchange rate risk: Our functional currency is the U.S. dollar. Portions of our operating costs are denominated in Peruvian nuevos soles and Mexican pesos. Since our revenues are primarily denominated in U.S. dollars, when inflation or deflation in our Mexican or Peruvian operations is not offset by a change in the exchange rate of the nuevo sol or the peso to the dollar, our financial position, results of operations and cash flows could be affected by local cost conversion when expressed in U.S. dollars. In addition, the dollar value of our net monetary assets denominated in nuevos soles or pesos can be affected by exchange rate variances of the nuevo sol or the peso, resulting in a re-measurement gain or loss in our financial statements. Recent inflation and exchange rate variances are provided in the table below for the three months ended March 31, 2015 and 2014: 2015 2014 Peru: Peruvian inflation rate 1.2 % 1.4 % Initial exchange rate 2.989 2.796 Closing exchange rate 3.097 2.809 Appreciation/(devaluation) (3.6 )% (0.5 )% Mexico: Mexican inflation rate 0.5 % 1.4 % Initial exchange rate 14.718 13.077 Closing exchange rate 15.154 13.084 Appreciation/(devaluation) (3.0 )% (0.1 )% Change in monetary position: Assuming an exchange rate variance of 10% at March 31, 2015 we estimat" e4d0e062-2998-40e9-8739-37e146c1e4dc,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|technology-type,10.1,0001628280-23-029397,10-Q,controls_and_procedures,0001824502,ACHR,ARCHER AVIATION CLASS A,2023-08-14,october,1359,9417,True,0.4783,"and Procedures Limitations on Effectiveness of Controls and Procedures In designing and evaluating our disclosure controls and procedures, management recognizes that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives. In addition, the design of disclosure controls and procedures must reflect the fact that there are resource constraints and that management is required to apply judgment in evaluating the benefits of possible controls and procedures relative to their costs. Evaluation of Disclosure Controls and Procedures Our management is responsible for establishing and maintaining adequate internal control over financial reporting (as defined in Rule 13a-15(f) under the Exchange Act). Our management, with the participation of our Chief Executive Officer and Chief Financial Officer, evaluated, as of the end of the period covered by this Quarterly Report, the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as 33 Table of Contents amended (the “Exchange Act”)) as required by Rules 13a-15(b) and 15d-15(b) of the Exchange Act. Based on this evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of June 30, 2023, our disclosure controls and procedures were ineffective, due to the material weaknesses described below. However, after giving full consideration to these material weaknesses, and the additional analyses and other procedures that we performed to ensure that our consolidated condensed financial statements included in this Quarterly Report were prepared in accordance with U.S. GAAP, our management has concluded that our consolidated condensed financial statements included in this Quarterly Report fairly present, in all material respects, our financial position, results of operations, and cash flows for the periods presented. Material Weakn" ef7c720a-8bb7-4caf-847d-cf044e0187e3,holdout,False,productive,10-Q other|october|shown0.25-0.9|conf>0.7|technology-type,10.1,0001628280-20-010911,10-Q,controls_and_procedures,0000010456,BAX,Baxter International,2020-07-30,october,1687,11334,True,0.3422,"and Procedures Evaluation of Disclosure Controls and Procedures Our management, with the participation of our Chief Executive Officer and our Chief Financial Officer, has evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (the Exchange Act)) as of June 30, 2020. Based on that evaluation, our Chief Executive Officer and our Chief Financial Officer, concluded that, as of June 30, 2020, due to the material weakness in our internal control over financial reporting described below, our disclosure controls and procedures were not effective to provide reasonable assurance that the information we are required to disclose in the reports that we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of our annual or interim financial statements would not be prevented or detected on a timely basis. We did not maintain effective controls over the accounting for certain foreign exchange gains and losses. Specifically, we previously did not have controls in place to monitor and quantify the difference between the foreign exchange gains and losses that we reported and the foreign exchange gains and losses that we would have reported using exchange rates determined in accordance with U.S. GAAP. Additionally, our policies and controls related to approvals and monitoring of intra-company transactions were insufficient to prevent or detect intra-company transactions undertake" 295c9813-dfc4-4f4e-aff3-6c9fab81b7b3,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|capex-type,1.8,0000784977-13-000074,10-Q,financial_statements,0000784977,POR,PORTLAND GENERAL ELECTRIC,2013-11-01,october,13200,83721,True,0.0766,"Statements. PORTLAND GENERAL ELECTRIC COMPANY AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF INCOME AND COMPREHENSIVE INCOME (Dollars in millions, except per share amounts) (Unaudited) Three Months EndedSeptember 30, Nine Months EndedSeptember 30, 2013 2012 2013 2012 Revenues, net $ 435 $ 450 $ 1,311 $ 1,342 Operating expenses: Purchased power and fuel 190 182 538 533 Production and distribution 54 49 169 153 Cascade Crossing transmission project — — 52 — Administrative and other 49 50 158 160 Depreciation and amortization 62 63 186 188 Taxes other than income taxes 27 24 79 77 Total operating expenses 382 368 1,182 1,111 Income from operations 53 82 129 231 Interest expense 25 27 75 82 Other income, net 7 1 13 6 Income before income tax expense 35 56 67 155 Income tax expense 4 19 10 43 Net income and Comprehensive income 31 37 57 112 Less: net loss attributable to noncontrolling interests — (1 ) (1 ) (1 ) Net income and Comprehensive income attributable to Portland General Electric Company $ 31 $ 38 $ 58 $ 113 Weighted-average shares outstanding (in thousands): Basic 77,637 75,528 76,401 75,486 Diluted 78,330 75,541 76,703 75,500 Earnings per share—basic and diluted $ 0.40 $ 0.50 $ 0.76 $ 1.49 Dividends declared per common share $ 0.275 $ 0.270 $ 0.820 $ 0.805 See accompanying notes to condensed consolidated financial statements. 4 Table of Contents PORTLAND GENERAL ELECTRIC COMPANY AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (In millions) (Unaudited) September 30,2013 December 31,2012 ASSETS Current assets: Cash and cash equivalents $ 91 $ 12 Accounts receivable, net 137 152 Unbilled revenues 67 97 Inventories 72 78 Margin deposits 36 46 Regulatory assets—current 99 144 Other current assets 63 93 Total current assets 565 622 Electric utility plant, net 4,659 4,392 Regulatory assets—noncurrent 504 524 Nuclear decommissioning trust 82 38 Non-qualified benefit plan trust 34 32 Other noncurrent assets 47 62 Total assets $ 5,891 $ 5,670 See accompa" 66e606e8-51c3-49ae-9035-f8246c53b7fc,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|capex-type,1.8,0001002910-15-000140,10-Q,financial_statements,0001002910,AEE,Ameren,2015-11-06,october,23719,148793,True,0.048,"STATEMENTS. AMEREN CORPORATION CONSOLIDATED STATEMENT OF INCOME (Unaudited) (In millions, except per share amounts) Three Months Ended September 30, Nine Months Ended September 30, 2015 2014 2015 2014 Operating Revenues: Electric $ 1,700 $ 1,523 $ 4,093 $ 3,864 Gas 133 147 697 819 Total operating revenues 1,833 1,670 4,790 4,683 Operating Expenses: Fuel 259 236 670 638 Purchased power 153 114 393 340 Gas purchased for resale 38 49 320 432 Other operations and maintenance 428 402 1,256 1,231 Provision for Callaway construction and operating license (Note 2) — — 69 — Depreciation and amortization 201 187 594 551 Taxes other than income taxes 128 121 369 362 Total operating expenses 1,207 1,109 3,671 3,554 Operating Income 626 561 1,119 1,129 Other Income and Expense: Miscellaneous income 19 21 54 60 Miscellaneous expense 5 7 22 20 Total other income 14 14 32 40 Interest Charges 87 85 264 266 Income Before Income Taxes 553 490 887 903 Income Taxes 208 194 333 357 Income from Continuing Operations 345 296 554 546 Income (Loss) from Discontinued Operations, Net of Taxes (Note 12) — (1 ) 52 (3 ) Net Income 345 295 606 543 Less: Net Income from Continuing Operations Attributable to Noncontrolling Interests 2 2 5 5 Net Income (Loss) Attributable to Ameren Common Stockholders: Continuing Operations 343 294 549 541 Discontinued Operations — (1 ) 52 (3 ) Net Income Attributable to Ameren Common Stockholders $ 343 $ 293 $ 601 $ 538 Earnings (Loss) per Common Share – Basic: Continuing Operations $ 1.42 $ 1.21 $ 2.27 $ 2.23 Discontinued Operations — — 0.21 (0.01 ) Earnings per Common Share – Basic $ 1.42 $ 1.21 $ 2.48 $ 2.22 Earnings (Loss) per Common Share – Diluted: Continuing Operations $ 1.41 $ 1.20 $ 2.26 $ 2.21 Discontinued Operations — — 0.21 (0.01 ) Earnings per Common Share – Diluted $ 1.41 $ 1.20 $ 2.47 $ 2.20 Dividends per Common Share $ 0.41 $ 0.40 $ 1.23 $ 1.20 Average Common Shares Outstanding – Basic 242.6 242.6 242.6 242.6 Average Common Shares Outstanding – Dilu" 671d8a95-0be5-49f9-9a44-7ac4d3429eac,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|capex-type,1.8,0001041803-17-000003,10-Q,full_document,0001041803,PSMT,PRICESMART,2017-01-05,october,34925,223827,True,0.0323,"PSMT-10Q Q1 FY2017  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 10-Q  ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  For the quarterly period ended November 30, 2016 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  For the transition period from to  COMMISSION FILE NUMBER 0-22793 PriceSmart, Inc. (Exact name of registrant as specified in its charter) Delaware 33-0628530 (State or other jurisdiction ofincorporation or organization) (I.R.S. EmployerIdentification No.)  9740 Scranton Road, San Diego, CA 92121 (Address of principal executive offices)  (858) 404-8800 (Registrant’s telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports); and (2) has been subject to such filing requirements for the past 90 days.   Yes☒ No☐   Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).   Yes☒ No☐   Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):   Large accelerated filer☒ Accelerated filer☐ Non-accelerated filer☐ Smaller Reporting Company☐   Indicate by check mark whether the reg" 9f7929e1-0eab-466b-b2f7-478696c87067,holdout,True,productive,10-Q other|october|shown<0.25|conf0.45-0.7|capex-type,1.8,0001564590-17-007512,10-Q,financial_statements,0001043509,SAH,SONIC AUTOMOTIVE INC CLASS A,2017-04-27,october,8129,53013,True,0.1371,"Statements. SONIC AUTOMOTIVE, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) Three Months Ended March 31, 2017 2016 (Dollars and shares in thousands, except per share amounts) Revenues: New vehicles $ 1,171,932 $ 1,164,570 Used vehicles 634,474 598,355 Wholesale vehicles 46,310 44,374 Total vehicles 1,852,716 1,807,299 Parts, service and collision repair 352,043 346,054 Finance, insurance and other, net 83,063 81,273 Total revenues 2,287,822 2,234,626 Cost of Sales: New vehicles (1,113,654 ) (1,106,146 ) Used vehicles (593,641 ) (557,824 ) Wholesale vehicles (47,482 ) (45,452 ) Total vehicles (1,754,777 ) (1,709,422 ) Parts, service and collision repair (182,699 ) (180,054 ) Total cost of sales (1,937,476 ) (1,889,476 ) Gross profit 350,346 345,150 Selling, general and administrative expenses (292,234 ) (284,375 ) Impairment charges (510 ) - Depreciation and amortization (21,153 ) (18,470 ) Operating income (loss) 36,449 42,305 Other income (expense): Interest expense, floor plan (8,387 ) (6,436 ) Interest expense, other, net (13,409 ) (12,339 ) Other income (expense), net (14,501 ) 104 Total other income (expense) (36,297 ) (18,671 ) Income (loss) from continuing operations before taxes 152 23,634 Provision for income taxes for continuing operations - benefit (expense) (172 ) (9,170 ) Income (loss) from continuing operations (20 ) 14,464 Discontinued operations: Income (loss) from discontinued operations before taxes (868 ) 261 Provision for income taxes for discontinued operations - benefit (expense) 347 (101 ) Income (loss) from discontinued operations (521 ) 160 Net income (loss) $ (541 ) $ 14,624 Basic earnings (loss) per common share: Earnings (loss) per share from continuing operations $ - $ 0.31 Earnings (loss) per share from discontinued operations (0.01 ) - Earnings (loss) per common share $ (0.01 ) $ 0.31 Weighted average common shares outstanding 44,791 46,950 Diluted earnings (loss) per common share: Earnings (loss) per share from cont" fd92a590-197e-404c-98cb-bf8d56f81b03,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|capex-type,1.8,0001213900-24-043619,10-Q,unregistered_sales,0001920406,ASST,STRIVE INC CLASS A,2024-05-15,october,2992,22611,True,0.2367,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS . Use of Proceeds from Registered Securities On February 2, 2023, the Company entered into the Underwriting Agreement with Boustead, as representative of the underwriters named on Schedule 1 thereto, relating to the Company’s initial public offering of the IPO Shares. Pursuant to the Underwriting Agreement, in exchange for Boustead’s firm commitment to purchase the IPO Shares, the Company agreed to sell the IPO Shares to Boustead at the IPO Price as reduced by a 0.75% non-accountable expense allowance, and the Representative’s Warrant. On February 3, 2023, the IPO Shares and 1,500,000 outstanding shares of Class B Common Stock that were registered for resale as described below were listed and commenced trading on the Nasdaq Capital Market tier of Nasdaq. The closing of the initial public offering took place on February 7, 2023. At the closing, the Company sold the IPO Shares for total gross proceeds of $7,500,000. After deducting the underwriting discounts, commissions, non-accountable expense allowance, and other expenses from the initial public offering, the Company received net proceeds of approximately $6.6 million. The Company also issued Boustead the Representative’s Warrant exercisable for the purchase of 105,000 shares of Class B Common Stock at an exercise price of $6.25 per share, subject to adjustment. The Representative’s Warrant may be exercised by payment of cash or by a cashless exercise provision, and may be exercised at any time for five years following the date of issuance. The IPO Shares were offered and sold, and the Representative’s Warrant was issued, pursuant to the IPO Registration Statement (File No. 333-267258), initially filed with the SEC on September 2, 2022, and declared effective by the SEC on February 2, 2023, and the Final IPO Prospectus filed with the SEC on February 6, 2023 pursuant to Rule 424(b)(4) of the Securities Act. In addition, a total of 1,500,000 shares of Class B Common" 09a8717c-d274-4a51-ab23-cb219b50451b,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001062993-14-004769,10-Q,financial_statements,0001314052,AVXL,ANAVEX LIFE SCIENCES CORP,2014-08-13,october,5685,35843,True,0.1681,"STATEMENTS. ANAVEX LIFE SCIENCES CORP. INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS June 30, 2014 (Unaudited) ANAVEX LIFE SCIENCES CORP. INTERIM CONDENSED CONSOLIDATED BALANCESHEETS June 30, 2014 and September 30, 2013 (Unaudited) June 30, September 30, 2014 2013 ASSETS Current Cash $ 8,179,681 $ 345,074 Prepaid expenses 18,919 48,375 8,198,600 - 393,449 Deferred financing charges 1,113,565 - Equipment 1,751 - $ 9,313,916 $ 393,449 LIABILITIES Current Accounts payable and accrued liabilities $ 1,703,307 $ 1,741,797 Promissory notes payable 200,835 210,863 1,904,142 1,952,660 Derivative financial instruments - warrants - 904,000 Convertible debentures, net of debt discounts 1,091 - 1,905,233 2,856,660 STOCKHOLDERS'EQUITY(CAPITALDEFICIT) Capital stock Authorized:150,000,000 common shares, par value $0.001 per shareIssued and outstanding:38,260,098 common shares (September 30, 2013 - 37,237,588) 38,261 37,238 Additional paid-inc apital 49,604,707 38,644,523 Common stock to be issued 640,000 60,000 Accumulated deficit (42,874,285 ) (41,204,972 ) 7,408,683 (2,463,211 ) $ 9,313,916 $ 393,449 SEE ACCOMPANYING NOTES ANAVEX LIFE SCIENCES CORP. INTERIM CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS for the three and nine months ended June 30, 2014 and 2013 (Unaudited) Three months ended June 30, Nine months ended June 30, 2014 2013 2014 2013 Operating expenses General and administrative - Notes 9 and 10 $ 733,818 $ 86,961 $ 1,941,261 $ 502,376 Research and development 265,015 39,021 388,347 166,584 Total operating expenses (998,833 ) (125,982 ) (2,329,608 ) (668,960 ) Other income (expenses) Interest and finance expenses, net (8,492 ) (14,855 ) (16,858 ) (41,638 ) Accretion of debt discounts (80 ) - (1,091 ) - Change in fair value of derivative financial instruments - - 683,000 - Gain on settlement of accounts payable 5,500 - 5,500 - Foreign exchange loss (7,185 ) (11,087 ) (10,256 ) (943 ) Total other income (expenses), net (10,257 ) (25,942 ) 660,295 " 75050a32-9e36-411c-a80a-6569157f7c31,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001193125-13-432507,10-Q,financial_statements,0000885978,USPH,US PHYSICAL THERAPY INC,2013-11-07,october,7650,50136,True,0.0995,"STATEMENTS. U. S. PHYSICAL THERAPY, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (IN THOUSANDS, EXCEPT SHARE DATA) September 30, December 31, 2013 2012 (unaudited) ASSETS Current assets: Cash and cash equivalents $ 12,123 $ 11,671 Patient accounts receivable, less allowance for doubtful accounts of $1,427 and $1,595, respectively 27,289 25,973 Accounts receivable—other, less allowance for doubtful accounts of $198 and $514, respectively 1,263 1,703 Other current assets 4,482 5,975 Total current assets 45,157 45,322 Fixed assets: Furniture and equipment 37,496 36,316 Leasehold improvements 22,170 20,858 59,666 57,174 Less accumulated depreciation and amortization 46,150 44,158 13,516 13,016 Goodwill 105,234 100,188 Other intangible assets, net 14,672 12,146 Other assets 1,078 1,042 $ 179,657 $ 171,714 LIABILITIES AND SHAREHOLDERS’ EQUITY Current liabilities: Accounts payable—trade $ 1,301 $ 1,732 Accrued expenses 14,779 14,116 Current portion of notes payable 575 459 Total current liabilities 16,655 16,307 Notes payable 400 175 Revolving line of credit 14,150 17,400 Deferred rent 1,015 894 Other long-term liabilities 728 2,279 Total liabilities 32,948 37,055 Commitments and contingencies Shareholders’ equity: U. S. Physical Therapy, Inc. shareholders’ equity: Preferred stock, $.01 par value, 500,000 shares authorized, no shares issued and outstanding — — Common stock, $.01 par value, 20,000,000 shares authorized, 14,321,557 and 14,129,651 shares issued, respectively 143 141 Additional paid-in capital 39,225 37,489 Retained earnings 116,555 111,321 Treasury stock at cost, 2,214,737 shares (31,628 ) (31,628 ) Total U. S. Physical Therapy, Inc. shareholders’ equity 124,295 117,323 Non-controlling interests 22,414 17,336 Total equity 146,709 134,659 $ 179,657 $ 171,714 See notes to consolidated financial statements. 3 Table of Contents U. S. PHYSICAL THERAPY, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF NET INCOME (IN THOUSANDS, EXCEPT PER SHARE DATA) " 756a576a-d3c6-4c31-a2a0-1bae158ace2d,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0000950170-24-094676,10-Q,financial_statements,0000056047,KEX,KIRBY CORP,2024-08-09,october,5435,33673,True,0.2399,"Statements KIRBY CORPORATION AND CONSOLIDATED SUBSIDIARIES CONDENSED BALANCE SHEETS (Unaudited) June 30,2024 December 31,2023 ($ in thousands) ASSETS Current assets: Cash and cash equivalents $ 53,540 $ 32,577 Accounts receivable: Trade – less allowance for doubtful accounts 550,159 526,691 Other 47,666 52,025 Inventories – net 445,304 454,389 Prepaid expenses and other current assets 69,946 69,479 Total current assets 1,166,615 1,135,161 Property and equipment 5,990,523 5,824,038 Accumulated depreciation (2,015,776 ) (1,962,933 ) Property and equipment – net 3,974,747 3,861,105 Operating lease right-of-use assets 157,950 152,216 Goodwill 438,748 438,748 Other intangibles, net 38,667 42,927 Other assets 89,171 92,040 Total assets $ 5,865,898 $ 5,722,197 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Bank notes payable $ 8,970 $ 8,068 Income taxes payable 10,194 1,486 Accounts payable 266,820 269,378 Accrued liabilities 211,276 228,946 Current portion of operating lease liabilities 33,399 33,340 Deferred revenues 153,964 134,577 Total current liabilities 684,623 675,795 Long-term debt, net – less current portion 1,039,120 1,008,527 Deferred income taxes 720,679 696,557 Operating lease liabilities – less current portion 144,250 138,811 Other long-term liabilities 14,548 15,830 Total long-term liabilities 1,918,597 1,859,725 Contingencies and commitments — — Equity: Kirby stockholders’ equity: Common stock, $0.10par value per share. Authorized120million shares, issued65.5million shares 6,547 6,547 Additional paid-in capital 862,258 863,963 Accumulated other comprehensive income – net 35,124 35,006 Retained earnings 2,845,587 2,691,665 Treasury stock – at cost,7.5million shares at June 30, 2024 and6.8million at December 31, 2023 (488,059 ) (411,750 ) Total Kirby stockholders’ equity 3,261,457 3,185,431 Noncontrolling interests 1,221 1,246 Total equity 3,262,678 3,186,677 Total liabilities and equity $ 5,865,898 $ 5,722,197 See accompanying notes to conde" 8380b6a4-53d6-4aae-a5fa-db1054b70669,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001193125-16-679283,10-Q,financial_statements,0001372299,OCGN,OCUGEN,2016-08-11,october,7561,48926,True,0.1246,"Statements. HISTOGENICS CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS (unaudited) (in thousands, except share and per share data) June 30,2016 December 31,2015 ASSETS Current assets: Cash and cash equivalents $ 15,926 $ 30,915 Prepaid expenses and other current assets 350 321 Total current assets 16,276 31,236 Property and equipment, net 4,665 5,213 Intangible asset, net 200 200 Restricted cash 137 137 Total assets $ 21,278 $ 36,786 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts payable $ 1,769 $ 2,024 Accounts payable due to Intrexon Corporation 269 229 Accrued expenses 1,274 1,444 Accrued expenses due to Intrexon Corporation 2,288 1,546 Current portion of deferred rent 131 126 Current portion of deferred lease incentive 407 407 Current portion of equipment loan 583 583 Total current liabilities 6,721 6,359 Deferred rent, long-term 384 451 Deferred lease incentive, long-term 814 1,017 Equipment loan, long-term 470 761 Total liabilities 8,389 8,588 Commitments and contingencies (Note 5) Stockholders’ equity: Common stock, $0.01 par value; authorized shares—100,000,000 at June 30, 2016 and December 31, 2015; 13,274,407 shares issued and outstanding at June 30, 2016 and 13,273,470 shares issued and outstanding at December 31, 2015 133 132 Additional paid-in capital 194,277 193,631 Accumulated deficit (181,521 ) (165,565 ) Total stockholders’ equity 12,889 28,198 Total liabilities and stockholders’ equity $ 21,278 $ 36,786 See accompanying notes to unaudited condensed consolidated financial statements. 5 Table of Contents HISTOGENICS CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (unaudited) (in thousands, except share and per share data) Three Months Ended June 30, Six Months Ended June 30, 2016 2015 2016 2015 Revenue $ — $ — $ — $ — Operating expenses: Research and development 5,794 5,858 11,380 11,622 General and administrative 2,161 1,735 4,373 3,844 Total operating expenses 7,955 7,593 15,753 15,466 Loss from opera" d3ca936a-c31b-42f8-8208-ab50c6c5c1bd,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|ma_integration,1.4,0001396814-24-000098,10-Q,financial_statements,0001396814,PCRX,PACIRA BIOSCIENCES,2024-07-30,october,14641,93406,True,0.0703,"STATEMENTS (Unaudited) PACIRA BIOSCIENCES, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) (Unaudited) June 30,2024 December 31,2023 ASSETS Current assets: Cash and cash equivalents $ 247,053 $ 153,298 Short-term available-for-sale investments 157,173 125,283 Accounts receivable, net 104,779 105,556 Inventories, net 103,438 104,353 Prepaid expenses and other current assets 19,771 21,504 Total current assets 632,214 509,994 Noncurrent available-for-sale investments — 2,410 Fixed assets, net 168,850 173,927 Right-of-use assets, net 56,264 61,020 Goodwill 163,243 163,243 Intangible assets, net 454,614 483,258 Deferred tax assets 135,136 144,485 Investments and other assets 36,499 36,049 Total assets $ 1,646,820 $ 1,574,386 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts payable $ 18,730 $ 15,698 Accrued expenses 64,811 64,243 Lease liabilities 9,149 8,801 Current portion of convertible senior notes, net — 8,641 Total current liabilities 92,690 97,383 Convertible senior notes, net 479,549 398,594 Long-term debt, net 109,751 115,202 Lease liabilities 50,146 54,806 Contingent consideration 22,401 24,698 Other liabilities 13,005 13,573 Total liabilities 767,542 704,256 Commitments and contingencies (Note 15) Stockholders’ equity: Preferred stock, par value $0.001;5,000,000shares authorized;noneissued and outstanding at June 30, 2024 and December 31, 2023 — — Common stock, par value $0.001;250,000,000shares authorized;46,954,599shares issued and46,117,359shares outstanding at June 30, 2024 and46,481,174shares issued and outstanding at December 31, 2023 47 46 Treasury stock, at cost,837,240andzeroshares at June 30, 2024 and December 31, 2023, respectively, inclusive of excise tax (25,121) — Additional paid-in capital 983,178 976,633 Accumulated deficit (78,931) (106,796) Accumulated other comprehensive income 105 247 Total stockholders’ equity 879,278 870,130 Total liabilities and stockholders’ equity $ 1,646" 2ba7e190-8ad3-4318-bf19-9ccc9ac0d489,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|other,3.6,0001879016-23-000013,10-Q,financial_statements,0001879016,IE,IVANHOE ELECTRIC,2023-11-08,october,6482,40997,True,0.1602,"Statements. IVANHOE ELECTRIC INC. Condensed Interim Consolidated Balance Sheets (Unaudited) (Expressed in thousands of U.S. dollars) September 30,2023 December 31,2022 Assets Current assets: Cash and cash equivalents $ 249,045 $ 139,660 Accounts receivable 2,408 1,497 Inventory 4,756 5,648 Prepaid expenses and deposits 4,578 4,226 260,787 151,031 Non-current assets: Investments subject to significant influence 41,184 5,998 Other investments 1,641 2,220 Exploration properties 216,295 86,758 Property, plant and equipment 4,678 3,934 Intangible assets 171 1,249 Other non-current assets 8,150 9,296 Total assets $ 532,906 $ 260,486 Liabilities and Equity Current liabilities: Accounts payable and accrued liabilities $ 22,022 $ 13,943 Note payable 37,044 — Lease liabilities, current 623 706 Contract liability 2,795 2,783 62,484 17,432 Non-current liabilities: Note payable 48,325 — Convertible debt 27,460 25,918 Deferred income taxes 4,404 3,888 Due to related party — 10,010 Lease liabilities, net of current portion 641 403 Other non-current liabilities 800 388 Total liabilities 144,114 58,039 Commitments and contingencies (Note 15) Equity: Common stock, par value $0.0001;700,000,000shares authorized;117.5million shares issued and outstanding as of September 30, 2023 (December 31, 2022 -700,000,000authorized;93.0million issued and outstanding) 12 9 Additional paid-in capital 744,478 409,683 Accumulated deficit (354,345) (202,128) Accumulated other comprehensive income (1,944) (1,189) Equity attributable to common stockholders 388,201 206,375 Non-controlling interests 591 (3,928) Total equity 388,792 202,447 Total liabilities and equity $ 532,906 $ 260,486 3 Table of Contents IVANHOE ELECTRIC INC. Condensed Interim Consolidated Statements of Loss and Comprehensive Loss (Unaudited) (Expressed in thousands of U.S. dollars, except for share and per share amounts) Three Months EndedSeptember 30, Nine Months EndedSeptember 30, 2023 2022 2023 2022 Revenue $ 239 $ 1,181 $ 2,232 $ 8" 684a1922-eb12-4310-a5da-dd7cdaac71f3,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|other,3.6,0001558370-25-011301,10-Q,financial_statements,0001400118,SGMT,SAGIMET BIOSCIENCES SERIES A,2025-08-13,october,8063,45257,True,0.2043,"Financial Statements SAGIMET BIOSCIENCES INC. CONDENSED BALANCE SHEETS (unaudited) (in thousands, except for share and per share amounts) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ As of ​ ​ June 30, ​ December 31, ​ 2025 2024 Assets ​ ​ ​ ​ ​ ​ Current assets: ​ ​ Cash and cash equivalents ​ $ 42,327 ​ $ 75,840 Short-term marketable securities ​ 83,080 ​ 75,410 Prepaid expenses and other current assets ​ ​ 1,789 ​ ​ 1,524 Total current assets ​ ​ 127,196 ​ ​ 152,774 Long-term marketable securities ​ ​ 10,059 ​ ​ 7,408 Operating lease right-of-use assets ​ ​ 152 ​ ​ 77 Total assets ​ $ 137,407 ​ $ 160,259 Liabilities and stockholders’ equity ​ ​ Current liabilities: ​ ​ Accounts payable ​ $ 1,921 ​ $ 1,425 Accrued expenses and other current liabilities ​ 5,174 ​ 2,951 Operating lease liabilities ​ 152 ​ 78 Total current liabilities ​ 7,247 ​ 4,454 Commitments and contingencies (Note 6) ​ ​ Stockholders’ equity: ​ ​ Undesignated preferred stock, $0.0001per share:10,000,000shares authorized;noshares issued and outstanding at June 30, 2025 and December 31, 2024 ​ ​ — ​ ​ — Series A common stock,$0.0001per share:500,000,000shares authorized;30,674,954shares issued andoutstandingat June 30, 2025;30,674,855shares issued andoutstandingat December 31, 2024 ​ ​ 3 ​ ​ 3 Series B common stock, $0.0001per share:15,000,000shares authorized;1,520,490shares issued and outstanding at June 30, 2025 and December 31, 2024 ​ ​ — ​ ​ — Additional paid-in capital ​ 453,954 ​ 450,883 Accumulated deficit ​ (323,873) ​ (295,311) Accumulated other comprehensive income ​ 76 ​ 230 Total stockholders’ equity ​ ​ 130,160 ​ 155,805 Total liabilities and stockholders’ equity ​ $ 137,407 ​ $ 160,259 ​ The accompanying notes are an integral part of these unaudited condensed financial statements. 5 Table of Contents SAGIMET BIOSCIENCES INC. CONDENSED STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS (unaudited) (in thousands, except for share and per share amounts) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Three Months Ended June 30, ​" 736a7ac2-38e9-4d03-b9b6-178873a2af24,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|other,3.6,0001493152-24-031694,10-Q,financial_statements,0001947244,USGO,US GOLDMINING INC,2024-08-13,october,6611,41999,True,0.1492,"Statements U.S. GOLDMINING INC. CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited – Expressed in U.S. Dollars) Notes June 30, 2024 December 31, 2023 Current assets Cash and cash equivalents 3 $ 8,220,444 $ 11,203,893 Restricted cash 3 86,552 87,756 Other receivables 100,945 152,716 Inventories 33,916 27,249 Prepaid expenses 4 943,705 297,207 Total current assets 9,385,562 11,768,821 Exploration and evaluation assets 31,392 31,392 Operating lease right-of-use assets, net 122,978 133,956 Property and equipment, net 5 958,959 841,844 Total assets $ 10,498,891 $ 12,776,013 Current liabilities Accounts payable $ 231,540 $ 118,610 Accrued liabilities 70,775 149,812 Current portion of lease liabilities 6 24,792 21,057 Withholdings taxes payable 180,863 180,863 Income tax payable - 5,036 Total current liabilities 507,970 475,378 Lease liabilities 6 102,252 118,819 Asset retirement obligations 190,203 181,320 Total liabilities 800,425 775,517 Stockholders’ equity Capital stock Common stock $0.001par value:300,000,000shares authorized as at June 30, 2024, December 31, 2023;12,398,709shares issued and outstanding as at June 30, 2024, and December 31, 2023 8 12,399 12,399 Additional paid-in capital 26,846,656 26,699,034 Accumulated deficit (17,160,589 ) (14,710,937 ) Total stockholders’ equity 9,698,466 12,000,496 Total liabilities and stockholders’ equity $ 10,498,891 $ 12,776,013 The accompanying notes are an integral part of these condensed consolidated financial statements. 3 U.S. GOLDMINING INC. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS (Unaudited – Expressed in U.S. Dollars) Notes 2024 2023 2024 2023 Three Months Ended June 30 Six Months Ended June 30 Notes 2024 2023 2024 2023 Operating expenses Exploration expenses $ 923,403 $ 621,320 $ 1,337,900 $ 746,525 General and administrative expenses 7 653,110 2,426,591 1,316,011 3,317,871 Accretion 4,495 5,241 8,883 10,367 Depreciation 5 29,752 - 54,721 - Total operating expenses 1,610,760 3" adf2f24b-338a-43b3-9419-93a540066a48,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|other,3.6,0001437749-24-019731,10-Q,risk_factors,0001334933,UEC,URANIUM ENERGY,2024-06-10,october,9213,60370,True,0.0991,"Factors In addition to the information contained in our Annual Report on Form 10-K for Fiscal 2023, and this Quarterly Report on Form 10-Q, we have identified the following material risks and uncertainties which reflect our outlook and conditions known to us as of the date of this Quarterly Report. These material risks and uncertainties should be carefully reviewed by our stockholders and any potential investors in evaluating the Company, our business and the market value of our common stock. Furthermore, any one of these material risks and uncertainties has the potential to cause actual results, performance, achievements or events to be materially different from any future results, performance, achievements or events implied, suggested or expressed by any forward-looking statements made by us or by persons acting on our behalf. Refer to “ Cautionary Note Regarding Forward-looking Statements ” as disclosed in our Annual Report on Form 10-K for Fiscal 2023. 37 Table of Contents There is no assurance that we will be successful in preventing the material adverse effects that any one or more of the following material risks and uncertainties may cause on our business, prospects, financial condition and operating results, which may result in a significant decrease in the market price of our common stock. Furthermore, there is no assurance that these material risks and uncertainties represent a complete list of the material risks and uncertainties facing us. There may be additional risks and uncertainties of a material nature that, as of the date of this Quarterly Report, we are unaware of or that we consider immaterial that may become material in the future, any one or more of which may result in a material adverse effect on us. You could lose all or a significant portion of your investment due to any one of these material risks and uncertainties. Risks Related to Our Company and Business Evaluating our future performance may be difficult since we have a limited fi" fc297942-1d9e-4b3a-9919-819417391f81,holdout,False,productive,10-Q other|october|shown<0.25|conf0.45-0.7|other,3.6,0001447028-23-000082,10-Q,financial_statements,0001447028,ABUS,ARBUTUS BIOPHARMA CORP,2023-08-03,october,8349,53854,True,0.1337,"STATEMENTS (UNAUDITED) ARBUTUS BIOPHARMA CORPORATION Condensed Consolidated Balance Sheets (Unaudited) (In thousands of U.S. Dollars, except share and per share amounts) June 30, 2023 December 31, 2022 Assets Current assets: Cash and cash equivalents $ 27,197 $ 30,776 Investments in marketable securities, current 125,287 116,137 Accounts receivable 2,614 1,352 Prepaid expenses and other current assets 3,702 2,874 Total current assets 158,800 151,139 Property and equipment, net of accumulated depreciation of $11,477(December 31, 2022: $10,801) 5,370 5,070 Investments in marketable securities, non-current 11,057 37,363 Right of use asset 1,585 1,744 Other non-current assets 11 103 Total assets $ 176,823 $ 195,419 Liabilities and stockholders’ equity Current liabilities: Accounts payable and accrued liabilities $ 8,805 $ 16,029 Deferred license revenue, current 15,327 16,456 Lease liability, current 397 372 Total current liabilities 24,529 32,857 Liability related to sale of future royalties 8,787 10,365 Deferred license revenue, non-current — 5,999 Contingent consideration 7,168 7,531 Lease liability, non-current 1,646 1,815 Total liabilities 42,130 58,567 Stockholders’ equity Common shares Authorized: unlimited number without par value Issued and outstanding:166,922,739(December 31, 2022:157,455,363) 1,344,195 1,318,737 Additional paid-in capital 77,202 72,406 Deficit (1,237,236) (1,203,803) Accumulated other comprehensive loss (49,468) (50,488) Total stockholders’ equity 134,693 136,852 Total liabilities and stockholders’ equity $ 176,823 $ 195,419 See accompanying notes to the condensed consolidated financial statements. 1 ARBUTUS BIOPHARMA CORPORATION Condensed Consolidated Statements of Operations and Comprehensive Loss (Unaudited) (In thousands of U.S. Dollars, except share and per share amounts) Three Months Ended June 30, Six Months Ended June 30, 2023 2023 2022 2023 2022 Revenue Collaborations and licenses $ 3,885 $ 12,556 9,394 23,774 Non-cash royalty revenu" 17fef247-7117-4f35-bc96-b835a259059a,holdout,True,productive,10-Q other|october|shown<0.25|conf0.45-0.7|technology-type,1.0,0001558370-23-017842,10-Q,financial_statements,0001819576,LQDA,LIQUIDIA,2023-11-07,october,15183,91082,True,0.0829,"Financial Statements Liquidia Corporation Condensed Consolidated Balance Sheets (unaudited) (in thousands, except share and per share data) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ September 30, ​ December 31, ​ ​ 2023 2022 ​ Assets ​ ​ ​ Current assets: ​ ​ ​ Cash and cash equivalents ​ $ 76,225 ​ $ 93,283 ​ Accounts receivable, net ​ ​ 3,338 ​ ​ 5,017 ​ Prepaid expenses and other current assets ​ 3,417 ​ 1,511 ​ Total current assets ​ 82,980 ​ 99,811 ​ Property, plant and equipment, net ​ 4,400 ​ 4,151 ​ Operating lease right-of-use assets, net ​ 1,812 ​ 2,101 ​ Indemnification asset, related party ​ ​ 6,706 ​ ​ 6,595 ​ Contract acquisition costs, net ​ ​ 8,062 ​ ​ 8,604 ​ Intangible asset, net ​ ​ 3,491 ​ ​ 3,726 ​ Goodwill ​ ​ 3,903 ​ ​ 3,903 ​ Other assets ​ 287 ​ 307 ​ Total assets ​ $ 111,641 ​ $ 129,198 ​ Liabilities and stockholders’ equity ​ ​ ​ ​ Current liabilities: ​ ​ ​ ​ Accounts payable ​ $ 1,812 ​ $ 2,197 ​ Accrued expenses and other current liabilities ​ ​ 6,624 ​ ​ 5,522 ​ Revenue interest financing payable, current ​ ​ 2,615 ​ ​ — ​ Operating lease liabilities, current ​ 999 ​ 900 ​ Finance lease liabilities, current ​ 106 ​ 181 ​ Total current liabilities ​ 12,156 ​ 8,800 ​ Litigation finance payable ​ ​ 6,703 ​ ​ 6,594 ​ Revenue interest financing payable, noncurrent ​ ​ 42,112 ​ ​ — ​ Operating lease liabilities, noncurrent ​ 2,573 ​ 3,332 ​ Finance lease liabilities, noncurrent ​ 91 ​ 171 ​ Long-term debt ​ — ​ 19,879 ​ Total liabilities ​ 63,635 ​ 38,776 ​ Commitments and contingencies (Note 13) ​ ​ ​ ​ Stockholders’ equity: ​ ​ ​ ​ Preferred stock —10,000,000shares authorized,noneoutstanding ​ — ​ — ​ Common stock — $0.001par value,100,000,000and80,000,000shares authorized as of September 30, 2023 and December 31, 2022, respectively,64,899,295and64,517,912sharesissuedandoutstandingas of September 30, 2023 and December 31, 2022, respectively ​ 65 ​ 64 ​ Additional paid-in capital ​ 449,589 ​ 440,954 ​ Accumulated deficit ​ (401,648) ​ (350,596) ​ Total stockho" 45201383-dcdb-46f8-8470-ddce0a21095e,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|capex-type,162.8,0001558370-22-007382,10-Q,financial_statements,0001368265,CLNE,CLEAN ENERGY FUELS,2022-05-05,october,14359,84663,True,0.0867,"(Unaudited) Clean Energy Fuels Corp. and Subsidiaries Condensed Consolidated Balance Sheets (In thousands, except share and per share data; Unaudited) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ December 31, ​ March 31, ​ ​ 2021 ​ 2022 Assets ​ ​ ​ ​ ​ ​ Current assets: ​ ​ Cash and cash equivalents ​ $ 99,448 ​ $ 107,970 Short-term investments ​ 129,722 ​ 120,565 Accounts receivable, net of allowance of $1,205and $1,189as of December 31, 2021 and March 31, 2022, respectively ​ 87,433 ​ 83,024 Other receivables ​ 24,447 ​ 11,447 Inventory ​ 31,302 ​ 32,322 Prepaid expenses and other current assets ​ 37,584 ​ 57,247 Total current assets ​ 409,936 ​ 412,575 Operating lease right-of-use assets ​ ​ 42,537 ​ ​ 42,604 Land, property and equipment, net ​ 261,761 ​ 256,509 Restricted cash ​ 7,008 ​ — Notes receivable and other long-term assets, net ​ 56,189 ​ 42,941 Investments in other entities ​ 109,811 ​ 108,274 Goodwill ​ 64,328 ​ 64,328 Intangible assets, net ​ 5,500 ​ 5,500 Total assets ​ $ 957,070 ​ $ 932,731 Liabilities and Stockholders' Equity ​ ​ Current liabilities: ​ ​ Current portion of debt ​ $ 12,845 ​ $ 10,033 Current portion of finance lease obligations ​ ​ 846 ​ ​ 859 Current portion of operating lease obligations ​ ​ 3,551 ​ ​ 3,606 Accounts payable ​ 24,352 ​ 25,603 Accrued liabilities ​ 75,159 ​ 62,352 Deferred revenue ​ 7,251 ​ 8,052 Derivative liabilities, related party ​ ​ 1,900 ​ ​ 4,379 Total current liabilities ​ 125,904 ​ 114,884 Long-term portion of debt ​ ​ 23,215 ​ ​ 25,615 Long-term portion of finance lease obligations ​ ​ 2,427 ​ ​ 2,278 Long-term portion of operating lease obligations ​ ​ 39,431 ​ ​ 39,299 Long-term portion of derivative liabilities, related party ​ ​ 2,483 ​ ​ 4,187 Other long-term liabilities ​ 8,199 ​ 8,138 Total liabilities ​ 201,659 ​ 194,401 Commitments and contingencies (Note 17) ​ ​ Stockholders’ equity: ​ ​ Preferred stock, $0.0001par value.1,000,000shares authorized;noshares issued and outstanding ​ — ​ — Common stock,$0.0001par value.45" 5665181c-efcd-4b18-8c6f-1d77cbe87bdf,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|capex-type,162.8,0001065280-15-000038,10-Q,financial_statements,0001065280,NFLX,Netflix,2015-10-16,october,7690,50729,True,0.1516,"Proceedings 34 Item 1A. Risk Factors 34 Item 6. Exhibits 34 Signatures 35 Exhibit Index 36 2 Table of Contents NETFLIX, INC. Consolidated Statements of Operations (unaudited) (in thousands, except per share data) Three Months Ended Nine Months Ended September 30,2015 September 30,2014 September 30,2015 September 30,2014 Revenues $ 1,738,355 $ 1,409,432 $ 4,956,178 $ 4,019,928 Cost of revenues 1,173,958 954,394 3,342,111 2,738,428 Marketing 208,102 145,654 599,919 403,515 Technology and development 171,762 120,953 469,929 346,445 General and administrative 110,892 78,024 298,287 193,938 Operating income 73,641 110,407 245,932 337,602 Other income (expense): Interest expense (35,333 ) (13,486 ) (97,287 ) (36,866 ) Interest and other income (expense) 3,930 616 (27,491 ) 3,117 Income before income taxes 42,238 97,537 121,154 303,853 Provision for income taxes 12,806 38,242 41,691 120,425 Net income $ 29,432 $ 59,295 $ 79,463 $ 183,428 Earnings per share: Basic $ 0.07 $ 0.14 $ 0.19 $ 0.44 Diluted $ 0.07 $ 0.14 $ 0.18 $ 0.42 Weighted-average common shares outstanding: Basic 426,869 421,194 425,289 419,972 Diluted 437,606 432,742 435,849 431,683 See accompanying notes to the consolidated financial statements. 3 Table of Contents NETFLIX, INC. Consolidated Statements of Comprehensive Income (unaudited) (in thousands) Three Months Ended Nine Months Ended September 30,2015 September 30,2014 September 30,2015 September 30,2014 Net income $ 29,432 $ 59,295 $ 79,463 $ 183,428 Other comprehensive income (loss): Foreign currency translation adjustments 302 (4,354 ) (33,628 ) (1,975 ) Change in unrealized gains on available-for-sale securities, net of tax of $(45), $(313), $113 and $28, respectively (72 ) (503 ) 184 45 Total other comprehensive income (loss) 230 (4,857 ) (33,444 ) (1,930 ) Comprehensive income $ 29,662 $ 54,438 $ 46,019 $ 181,498 See accompanying notes to the consolidated financial statements. 4 Table of Contents NETFLIX, INC. Consolidated Statements of Cash Flows " 6ba42e33-32b5-41ca-97f1-88917d325a4f,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|capex-type,162.8,0001300514-24-000070,10-Q,financial_statements,0001300514,LVS,Las Vegas Sands,2024-04-19,october,9276,58415,True,0.1016,"STATEMENTS LAS VEGAS SANDS CORP. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS March 31,2024 December 31,2023 (In millions, except par value)(Unaudited) ASSETS Current assets: Cash and cash equivalents $ 4,956 $ 5,105 Accounts receivable, net of provision for credit losses of $206and $201 420 484 Inventories 39 38 Prepaid expenses and other 141 150 Total current assets 5,556 5,777 Loan receivable 1,211 1,194 Property and equipment, net 11,266 11,439 Restricted cash 124 124 Deferred income taxes, net 121 121 Leasehold interests in land, net 2,120 2,249 Goodwill and intangible assets, net 584 598 Other assets, net 263 276 Total assets $ 21,245 $ 21,778 LIABILITIES AND EQUITY Current liabilities: Accounts payable $ 156 $ 167 Construction payables 151 146 Other accrued liabilities 1,661 1,948 Income taxes payable 256 261 Current maturities of long-term debt 2,043 1,900 Total current liabilities 4,267 4,422 Other long-term liabilities 864 936 Deferred income taxes 175 187 Long-term debt 11,914 12,129 Total liabilities 17,220 17,674 Commitments and contingencies (Note 9) Equity: Preferred stock, $0.001par value,50shares authorized,zeroshares issued and outstanding — — Common stock, $0.001par value,1,000shares authorized,834and833shares issued,745and753shares outstanding 1 1 Treasury stock, at cost,89and80shares (5,446) (4,991) Capital in excess of par value 6,493 6,481 Accumulated other comprehensive income (loss) (38) 27 Retained earnings 2,943 2,600 Total Las Vegas Sands Corp. stockholders’ equity 3,953 4,118 Noncontrolling interests 72 (14) Total equity 4,025 4,104 Total liabilities and equity $ 21,245 $ 21,778 The accompanying notes are an integral part of these condensed consolidated financial statements. 3 Table of Contents LAS VEGAS SANDS CORP. AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS Three Months EndedMarch 31, 2024 2023 (In millions, except per share data)(Unaudited) Revenues: Casino $ 2,228 $ 1,541 Rooms 330 243 Food and beverage" d820db6f-c28e-463d-a92f-b3a425bf2a61,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|capex-type,162.8,0000950123-10-074068,10-Q,financial_statements,0000070145,NFG,NATIONAL FUEL GAS,2010-08-06,october,16952,109634,True,0.0341,"Statements (Cont.) Employer Contributions. During the nine months ended June 30, 2010, the Company contributed $20.2 million to its tax-qualified, noncontributory defined-benefit retirement plan (Retirement Plan) and $21.4 million to its VEBA trusts and 401 (h) accounts for its other post-retirement benefits. In the remainder of 2010, the Company does not expect to contribute to the Retirement Plan. It is likely that the Company will have to fund larger amounts to the Retirement Plan subsequent to fiscal 2010 in order to be in compliance with the Pension Protection Act of 2006. In the remainder of 2010, the Company expects to contribute approximately $4.1 million to its VEBA trusts and 401(h) accounts. -31- Table of Contents Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations OVERVIEW [Please note that this overview is primarily a high-level summary of items that are discussed in greater detail in subsequent sections of this report.] The Company is a diversified energy holding company that owns a number of subsidiary operating companies, and reports financial results in four reportable business segments. For the quarter ended June 30, 2010 compared to the quarter ended June 30, 2009, the Company experienced a decrease in earnings of $0.3 million, primarily due to lower earnings in the Pipeline and Storage segment. For the nine months ended June 30, 2010 compared to the nine months ended June 30, 2009, the Company experienced an increase in earnings of $113.8 million. The earnings increase for the nine-month period was driven largely by an impairment charge of $182.8 million ($108.2 million after tax) recorded in the Exploration and Production segment during the nine months ended June 30, 2009 that did not recur during the nine months ended June 30, 2010. In the Company’s Exploration and Production segment, oil and gas property acquisitions, and exploration and development costs are capitalized under the full cost met" ee8a6864-7da5-47dd-a9e5-23bc777b71ed,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|capex-type,162.8,0000950170-25-106912,10-Q,risk_factors,0001703647,KRRO,KORRO BIO,2025-08-12,october,41586,273541,True,0.0134,"k Factors. You should consider carefully the risks and uncertainties described below, together with all of the other information in this Quarterly Report and in our other filings with the Securities and Exchange Commission, or SEC. We operate in a dynamic and rapidly changing industry that involves numerous risks and uncertainties. The risks and uncertainties described below are not the only ones we face. Other risks and uncertainties, including those that we do not currently consider material, may impair our business. If any of the risks discussed below actually occur, our business, financial condition, operating results or cash flows could be materially adversely affected. This Quarterly Report also contains forward-looking statements that involve risks and uncertainties. Our actual results could differ materially from those anticipated in these forward-looking statements as a result of certain factors, including the risks we face as described below and elsewhere in this Quarterly Report. See “Cautionary Statement Regarding Forward Looking Statements.”. Risks Related to Our Business We have incurred significant losses since inception. We expect to incur losses for the foreseeable future and may never achieve or maintain profitability. Since inception, we have incurred significant operating losses. Our net loss was $49.2 million and $41.4 million for the six months ended June 30, 2025 and 2024, respectively. As of June 30, 2025, we had an accumulated deficit of $315.7 million. We have financed our operations primarily through private placements of our convertible preferred stock and more recently, common stock in our November 2023 and April 2024 private placements. Substantially all of our losses have resulted from expenses incurred in connection with our research and development and from general and administrative costs associated with our operations. We expect to continue to incur significant expenses, increasing operating losses, and negative operating cash f" 19ae9998-ee4d-4a23-bcc2-3e6730063827,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001193125-13-201698,10-Q,financial_statements,0001046568,PRDO,PERDOCEO EDUCATION,2013-05-06,october,18520,119951,True,0.0703,"Proceedings 46 Item 1A. Risk Factors 46 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 46 Item 6. Exhibits 46 SIGNATURES 47 Table of Contents CAREER EDUCATION CORPORATION AND SUBSIDIARIES UNAUDITED CONSOLIDATED BALANCE SHEETS (In thousands, except share and per share amounts) March 31,2013 December 31,2012 ASSETS CURRENT ASSETS: Cash and cash equivalents, unrestricted $ 223,816 $ 240,559 Restricted cash 11,408 97,878 Short-term investments 63,951 63,876 Total cash and cash equivalents and short-term investments 299,175 402,313 Student receivables, net of allowance for doubtful accounts of $31,691 and $35,176 as of March 31, 2013 and December 31, 2012, respectively 50,420 68,885 Receivables, other, net 4,413 3,845 Prepaid expenses 57,710 44,386 Inventories 7,500 8,514 Deferred income tax assets, net 7,125 7,092 Other current assets 6,845 4,422 Assets of discontinued operations 3,716 4,104 Total current assets 436,904 543,561 NON-CURRENT ASSETS: Property and equipment, net 259,121 277,416 Goodwill 131,725 133,025 Intangible assets, net 61,127 61,670 Student receivables, net of allowance for doubtful accounts of $10,115 and $11,982 as of March 31, 2013 and December 31, 2012, respectively 6,652 6,832 Deferred income tax assets, net 48,128 47,900 Other assets, net 32,324 33,331 Assets of discontinued operations 18,643 18,968 TOTAL ASSETS $ 994,624 $ 1,122,703 LIABILITIES AND STOCKHOLDERS’ EQUITY CURRENT LIABILITIES: Short-term borrowings and current maturities of capital lease obligations $ 103 $ 80,211 Accounts payable 42,601 38,419 Accrued expenses: Payroll and related benefits 46,124 46,586 Advertising and production costs 20,634 20,963 Other 41,171 44,630 Deferred tuition revenue 83,718 112,018 Liabilities of discontinued operations 12,306 9,888 Total current liabilities 246,657 352,715 NON-CURRENT LIABILITIES: Deferred rent obligations 93,260 95,146 Other liabilities 30,057 29,853 Liabilities of discontinued operations 28,178 33,199 Total n" 32a0521a-61ef-4541-b2d9-6d7a88c5279f,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001365135-14-000034,10-Q,financial_statements,0001365135,WU,WESTERN UNION,2014-07-31,october,14229,93294,True,0.0749,"Statements THE WESTERN UNION COMPANY CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) (in millions, except per share amounts) Three Months EndedJune 30, Six Months EndedJune 30, 2014 2013 2014 2013 Revenues: Transaction fees $ 1,029.0 $ 1,016.3 $ 2,016.9 $ 1,994.3 Foreign exchange revenues 344.3 338.0 673.6 650.4 Other revenues 32.3 31.6 65.9 66.6 Total revenues 1,405.6 1,385.9 2,756.4 2,711.3 Expenses: Cost of services 827.8 811.7 1,625.0 1,571.1 Selling, general and administrative 299.5 297.4 581.1 566.5 Total expenses 1,127.3 1,109.1 2,206.1 2,137.6 Operating income 278.3 276.8 550.3 573.7 Other income/(expense): Interest income 2.9 0.7 7.6 1.1 Interest expense (43.4 ) (48.0 ) (91.0 ) (96.9 ) Derivative gains/(losses), net (2.0 ) (0.2 ) (2.6 ) 0.3 Other income/(expense), net (3.7 ) 2.9 (4.8 ) 4.2 Total other expense, net (46.2 ) (44.6 ) (90.8 ) (91.3 ) Income before income taxes 232.1 232.2 459.5 482.4 Provision for income taxes 38.3 33.6 62.7 71.8 Net income $ 193.8 $ 198.6 $ 396.8 $ 410.6 Earnings per share: Basic $ 0.36 $ 0.36 $ 0.73 $ 0.73 Diluted $ 0.36 $ 0.36 $ 0.73 $ 0.73 Weighted-average shares outstanding: Basic 537.1 555.7 541.5 561.7 Diluted 539.9 558.3 544.6 564.0 Cash dividends declared per common share $ 0.125 $ 0.125 $ 0.25 $ 0.25 See Notes to Condensed Consolidated Financial Statements. 3 Table of Contents THE WESTERN UNION COMPANY CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (Unaudited) (in millions) Three Months EndedJune 30, Six Months EndedJune 30, 2014 2013 2014 2013 Net income $ 193.8 $ 198.6 $ 396.8 $ 410.6 Other comprehensive income/(loss), net of tax (Note 9): Unrealized gains/(losses) on investment securities 3.9 (2.6 ) 6.7 (3.5 ) Unrealized gains/(losses) on hedging activities 2.2 (1.4 ) 3.8 19.0 Foreign currency translation adjustments (0.2 ) (2.6 ) (7.2 ) (5.7 ) Defined benefit pension plan adjustments 1.6 2.0 3.2 4.5 Total other comprehensive income/(loss) 7.5 (4.6 ) 6.5 14.3 Comprehensive income $ 201.3 $ 194.0 " 459e8e0e-f9a0-4915-8c76-56c9d267fa07,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001467373-14-000303,10-Q,financial_statements,0001467373,ACN,Accenture,2014-06-26,october,4927,33189,True,0.1746,"STATEMENTS ACCENTURE PLC CONSOLIDATED BALANCE SHEETS May 31, 2014 and August 31, 2013 (In thousands of U.S. dollars, except share and per share amounts) May 31,2014 August 31,2013 (Unaudited) ASSETS CURRENT ASSETS: Cash and cash equivalents $ 4,048,859 $ 5,631,885 Short-term investments 2,687 2,525 Receivables from clients, net 3,804,826 3,333,126 Unbilled services, net 1,765,235 1,513,448 Deferred income taxes, net 818,747 794,917 Other current assets 694,339 568,277 Total current assets 11,134,693 11,844,178 NON-CURRENT ASSETS: Unbilled services, net 27,593 18,447 Investments 70,405 43,631 Property and equipment, net 786,599 779,675 Goodwill 2,354,811 1,818,586 Deferred contract costs 617,447 554,747 Deferred income taxes, net 1,096,287 1,018,567 Other non-current assets 914,549 789,218 Total non-current assets 5,867,691 5,022,871 TOTAL ASSETS $ 17,002,384 $ 16,867,049 LIABILITIES AND SHAREHOLDERS’ EQUITY CURRENT LIABILITIES: Current portion of long-term debt and bank borrowings $ 139 $ — Accounts payable 957,633 961,851 Deferred revenues 2,308,594 2,230,615 Accrued payroll and related benefits 3,015,460 3,460,393 Accrued consumption taxes 358,120 308,655 Income taxes payable 404,306 266,593 Deferred income taxes, net 19,511 24,031 Other accrued liabilities 552,405 908,852 Total current liabilities 7,616,168 8,160,990 NON-CURRENT LIABILITIES: Long-term debt 26,534 25,600 Deferred revenues relating to contract costs 517,221 517,397 Retirement obligation 922,413 872,761 Deferred income taxes, net 158,404 174,818 Income taxes payable 1,299,129 1,224,251 Other non-current liabilities 317,217 463,403 Total non-current liabilities 3,240,918 3,278,230 COMMITMENTS AND CONTINGENCIES SHAREHOLDERS’ EQUITY: Ordinary shares, par value 1.00 euro per share, 40,000 shares authorized and issued as of May 31, 2014 and August 31, 2013 57 57 Class A ordinary shares, par value $0.0000225 per share, 20,000,000,000 shares authorized, 783,365,958 and 771,301,885 shares issued as of May 3" 5d7cddf4-0352-4937-8ed4-377ff4f148cc,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0000802481-21-000077,10-Q,financial_statements,0000802481,PPC,PILGRIMS PRIDE CORP,2021-07-29,october,20004,127887,True,0.0624,"CONSOLIDATED FINANCIAL STATEMENTS PILGRIM’S PRIDE CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) June 27, 2021 December 27, 2020 (In thousands) Cash and cash equivalents $ 391,805 $ 547,624 Restricted cash and cash equivalents 98,212 782 Trade accounts and other receivables, less allowance for doubtful accounts 866,476 741,992 Accounts receivable from related parties 868 1,084 Inventories 1,530,014 1,358,793 Income taxes receivable 51,351 69,397 Prepaid expenses and other current assets 190,574 183,039 Total current assets 3,129,300 2,902,711 Deferred tax assets 5,494 5,471 Other long-lived assets 26,837 24,780 Operating lease assets, net 295,391 288,886 Identified intangible assets, net 589,536 589,913 Goodwill 1,024,900 1,005,245 Property, plant and equipment, net 2,677,387 2,657,491 Total assets $ 7,748,845 $ 7,474,497 Accounts payable $ 1,092,164 $ 1,028,710 Accounts payable to related parties 8,595 9,650 Revenue contract liabilities 36,275 65,918 Accrued expenses and other current liabilities 1,051,546 807,847 Income taxes payable 30,681 — Current maturities of long-term debt 25,453 25,455 Total current liabilities 2,244,714 1,937,580 Noncurrent operating lease liability, less current maturities 221,345 217,432 Long-term debt, less current maturities 2,270,298 2,255,546 Deferred tax liabilities 318,159 339,831 Other long-term liabilities 99,817 148,761 Total liabilities 5,154,333 4,899,150 Common stock 2,614 2,612 Treasury stock (345,134) (345,134) Additional paid-in capital 1,959,558 1,954,334 Retained earnings 906,090 972,569 Accumulated other comprehensive income (loss) 59,354 (20,620) Total Pilgrim’s Pride Corporation stockholders’ equity 2,582,482 2,563,761 Noncontrolling interest 12,030 11,586 Total stockholders’ equity 2,594,512 2,575,347 Total liabilities and stockholders’ equity $ 7,748,845 $ 7,474,497 The accompanying notes are an integral part of these Condensed Consolidated Financial Statements. 2 PILGRIM’S PRIDE CORPORATION CONDENS" 73707954-38a9-4739-b3ca-4e4a7a408d60,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001632790-21-000067,10-Q,financial_statements,0001632790,ENR,ENERGIZER HOLDINGS,2021-05-10,october,12983,81835,True,0.0766,"Proceedings 50 Item 1A. Risk Factors 50 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 50 Item 6. Exhibits 50 EXHIBIT INDEX 51 SIGNATURES 54 3 ENERGIZER HOLDINGS, INC. CONSOLIDATED STATEMENTS OF EARNINGS AND COMPREHENSIVE INCOME (Condensed) (In millions, except per share data - Unaudited) For the Quarter Ended March 31, For the Six Months Ended March 31, 2021 2020 2021 2020 Net sales $ 685.1 $ 587.0 $ 1,533.7 $ 1,323.8 Cost of products sold 414.6 351.4 925.3 786.9 Gross profit 270.5 235.6 608.4 536.9 Selling, general and administrative expense 123.8 116.1 247.9 238.2 Advertising and sales promotion expense 27.1 22.8 76.7 69.6 Research and development expense 9.0 8.3 16.6 17.2 Amortization of intangible assets 15.3 14.2 30.8 28.0 Interest expense 39.1 47.2 86.4 94.0 Loss on extinguishment of debt 70.0 — 75.7 4.2 Other items, net (0.1) 5.1 0.7 5.1 (Loss)/earnings before income taxes (13.7) 21.9 73.6 80.6 Income tax (benefit)/provision (3.5) 8.2 16.7 21.1 Net (loss)/earnings from continuing operations (10.2) 13.7 56.9 59.5 Net loss from discontinued operations, net of income tax benefit of $13.7 and $6.2 for the quarter and six months ended March 31, 2020 — (131.4) — (131.1) Net (loss)/earnings (10.2) (117.7) 56.9 (71.6) Mandatory preferred stock dividends (4.1) (4.1) (8.1) (8.1) Net (loss)/earnings attributable to common shareholders $ (14.3) $ (121.8) $ 48.8 $ (79.7) Basic net (loss)/earnings per common share - continuing operations $ (0.21) $ 0.14 $ 0.71 $ 0.74 Basic net loss per common share - discontinued operations — (1.90) — (1.89) Basic net (loss)/earnings per common share $ (0.21) $ (1.76) $ 0.71 $ (1.15) Diluted net (loss)/earnings per common share - continuing operations $ (0.21) $ 0.14 $ 0.71 $ 0.74 Diluted net loss per common share - discontinued operations — (1.89) — (1.88) Diluted net (loss)/earnings per common share $ (0.21) $ (1.75) $ 0.71 $ (1.14) Weighted average shares of common stock - Basic 68.4 69.1 68.5 69.1 Weighted average" 74ca6fbe-2315-4757-9814-1225d88626df,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0000950123-11-005200,10-Q,financial_statements,0000880117,JBSS,JOHN B SANFILIPPO AND SON,2011-01-25,october,6066,38550,True,0.1353,"Statements JOHN B. SANFILIPPO & SON, INC. CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited) (Dollars in thousands, except earnings per share) For the Quarter Ended For the Twenty-six Weeks Ended December 23, December 24, December 23, December 24, 2010 2009 2010 2009 Net sales $ 223,600 $ 180,070 $ 370,388 $ 306,882 Cost of sales 196,364 147,334 322,611 250,272 Gross profit 27,236 32,736 47,777 56,610 Operating expenses: Selling expenses 11,781 11,824 21,987 20,547 Administrative expenses 5,566 5,530 12,417 10,971 Total operating expenses 17,347 17,354 34,404 31,518 Income from operations 9,889 15,382 13,373 25,092 Other expense: Interest expense ($264, $270, $530 and $540 to related parties) (1,643 ) (1,339 ) (3,090 ) (2,786 ) Rental and miscellaneous expense, net (202 ) (225 ) (507 ) (641 ) Total other expense, net (1,845 ) (1,564 ) (3,597 ) (3,427 ) Income before income taxes 8,044 13,818 9,776 21,665 Income tax expense 2,872 4,998 3,525 8,079 Net income $ 5,172 $ 8,820 $ 6,251 $ 13,586 Other comprehensive income, net of tax: Adjustment for prior service cost and actuarial gain amortization related to retirement plan 121 102 241 204 Net comprehensive income $ 5,293 $ 8,922 $ 6,492 $ 13,790 Basic earnings per common share $ 0.48 $ 0.83 $ 0.59 $ 1.28 Diluted earnings per common share $ 0.48 $ 0.82 $ 0.58 $ 1.27 The accompanying notes are an integral part of these consolidated financial statements. 3 Table of Contents JOHN B. SANFILIPPO & SON, INC. CONSOLIDATED BALANCE SHEETS (Unaudited) (Dollars in thousands, except per share amounts) December 23, June 24, December 24, 2010 2010 2009 ASSETS CURRENT ASSETS: Cash $ 3,701 $ 1,437 $ 4,501 Accounts receivable, less allowances of $5,642, $2,071 and $3,744 45,952 39,894 37,156 Inventories 160,794 114,360 121,695 Income taxes receivable — 104 — Deferred income taxes 4,813 4,486 4,530 Prepaid expenses and other current assets 5,427 4,499 4,841 TOTAL CURRENT ASSETS 220,687 164,780 172,723 PROPERTY, PLANT AND EQUI" 7580980f-dc57-43f1-94d5-03d082525285,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001401521-17-000090,10-Q,financial_statements,0001401521,ACIC,AMERICAN COASTAL INSURANCE CORP,2017-05-10,october,11135,71620,True,0.0747,"Statements Consolidated Balance Sheets March 31,2017 December 31, 2016 ASSETS (Unaudited) Investments available for sale, at fair value: Fixed maturities (amortized cost of $496,869 and $497,616, respectively) $ 496,124 $ 494,516 Equity securities (adjusted cost of $24,073 and $24,074, respectively) 30,039 28,398 Other investments (amortized cost of $14,618 and $5,493, respectively) 14,943 5,733 Total investments $ 541,106 $ 528,647 Cash and cash equivalents 124,219 150,688 Accrued investment income 3,645 3,735 Property and equipment, net 17,453 17,860 Premiums receivable, net 37,674 38,883 Reinsurance recoverable on paid and unpaid losses 35,788 24,028 Prepaid reinsurance premiums 92,745 132,564 Goodwill 14,254 14,254 Deferred policy acquisition costs 63,806 65,473 Other assets 20,195 23,554 Total Assets $ 950,885 $ 999,686 LIABILITIES AND STOCKHOLDERS' EQUITY Liabilities: Unpaid losses and loss adjustment expenses $ 141,102 $ 140,855 Unearned premiums 359,000 372,223 Reinsurance payable 56,960 99,891 Other liabilities 92,894 91,215 Notes payable 53,822 54,175 Total Liabilities $ 703,778 $ 758,359 Commitments and contingencies (Note 9) Stockholders' Equity: Preferred stock, $0.0001 par value; 1,000,000 shares authorized; none issued or outstanding — — Common stock, $0.0001 par value; 50,000,000 shares authorized; 21,938,691 and 21,858,697 issued; 21,726,608 and 21,646,614 outstanding for 2017 and 2016, respectively 2 2 Additional paid-in capital 99,995 99,353 Treasury shares, at cost; 212,083 shares (431 ) (431 ) Accumulated other comprehensive income 3,362 822 Retained earnings 144,179 141,581 Total Stockholders' Equity $ 247,107 $ 241,327 Total Liabilities and Stockholders' Equity $ 950,885 $ 999,686 See accompanying Notes to Unaudited Consolidated Financial Statements. 4 UNITED INSURANCE HOLDINGS CORP. Consolidated Statements of Comprehensive Income (Unaudited) Three Months Ended March 31, 2017 2016 REVENUE: Gross premiums written $ 168,842 $ 135,956 Decrease in" 853c0ff8-19de-48e7-bd9d-b02237424314,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001104659-12-006132,10-Q,financial_statements,0000085535,RGLD,ROYAL GOLD,2012-02-02,october,6127,39659,True,0.1519,"Proceedings 33 Item 1A. Risk Factors 33 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 33 Item 3. Defaults Upon Senior Securities 33 Item 4. Removed and Reserved 33 Item 5. Other Information 33 Item 6. Exhibits 34 SIGNATURES 34 2 Table of Contents ROYAL GOLD, INC. Consolidated Balance Sheets (Unaudited, in thousands except share data) December 31, June 30, 2011 2011 ASSETS Cash and equivalents $ 95,802 $ 114,155 Royalty receivables 64,521 48,828 Income tax receivable 463 — Prepaid expenses and other current assets 5,342 6,290 Total current assets 166,128 169,273 Royalty interests in mineral properties, net (Note 3) 1,798,993 1,690,439 Available for sale securities (Note 4) 16,570 28,876 Other assets 12,688 14,114 Total assets $ 1,994,379 $ 1,902,702 LIABILITIES Current portion of long-term debt (Note 5) $ 15,600 $ 15,600 Accounts payable 2,740 2,499 Dividends payable 8,343 6,093 Income tax payable — 676 Other current liabilities 3,518 3,993 Total current liabilities 30,201 28,861 Long-term debt (Note 5) 272,700 210,500 Net deferred tax liabilities 151,673 152,564 Uncertain tax positions 20,576 18,836 Other long-term liabilities 3,766 4,246 Total liabilities 478,916 415,007 Commitments and contingencies (Note 12) EQUITY Preferred stock, $.01 par value, 10,000,000 shares authorized; and 0 shares issued — — Common stock, $.01 par value, 100,000,000 shares authorized; and 54,558,253 and 54,231,787 shares outstanding, respectively 546 543 Exchangeable shares, no par value, 1,806,649 shares issued, less 992,094 and 900,854 redeemed shares, respectively 35,848 39,864 Additional paid-in capital 1,334,192 1,319,697 Accumulated other comprehensive (loss) income (12,208 ) 54 Accumulated earnings 131,451 100,004 Total Royal Gold stockholders’ equity 1,489,829 1,460,162 Non-controlling interests 25,634 27,533 Total equity 1,515,463 1,487,695 Total liabilities and equity $ 1,994,379 $ 1,902,702 The accompanying notes are an integral part of these conso" 97da0180-7dec-4fa9-97e7-ee6b1e7ebdd1,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001193125-14-069692,10-Q,financial_statements,0001002047,NTAP,NetApp,2014-02-26,october,9064,58190,True,0.081,"Consolidated Financial Statements (Unaudited) NETAPP, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (In millions, except par value) (Unaudited) January 24,2014 April 26,2013 ASSETS Current assets: Cash and cash equivalents $ 2,152.7 $ 3,277.1 Short-term investments 2,916.6 3,675.5 Accounts receivable, net of allowances of $2.2 million and $4.2 million as of January 24, 2014 and April 26, 2013, respectively 584.3 800.9 Inventories 118.2 139.5 Other current assets 457.6 525.2 Total current assets 6,229.4 8,418.2 Property and equipment, net 1,128.6 1,170.9 Goodwill 988.1 988.1 Purchased intangible assets, net 136.1 180.6 Other non-current assets 518.4 484.6 Total assets $ 9,000.6 $ 11,242.4 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts payable $ 186.6 $ 259.7 Accrued compensation and related benefits 296.9 348.0 Other current liabilities 374.0 401.8 Current portion of long-term debt 0.0 1,257.8 Short-term deferred revenue 1,566.3 1,563.3 Total current liabilities 2,423.8 3,830.6 Long-term debt 995.2 994.6 Other long-term liabilities 272.7 253.5 Long-term deferred revenue 1,393.0 1,446.2 Total liabilities 5,084.7 6,524.9 Commitments and contingencies (Note 16) Stockholders’ equity: Common stock, $0.001 par value, (333.2 and 460.9 shares issued as of January 24, 2014 and April 26, 2013, respectively) 0.3 0.5 Additional paid-in capital 3,908.9 4,738.9 Treasury stock, at cost (no shares and 104.3 shares as of January 24, 2014 and April 26, 2013, respectively) 0.0 (2,927.4 ) Retained earnings 0.0 2,896.8 Accumulated other comprehensive income 6.7 8.7 Total stockholders’ equity 3,915.9 4,717.5 Total liabilities and stockholders’ equity $ 9,000.6 $ 11,242.4 See accompanying notes to condensed consolidated financial statements. 3 Table of Contents NETAPP, INC. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In millions, except per share amounts) (Unaudited) Three Months Ended Nine Months Ended January 24,2014 January 25,2013 January 24,2014 Janu" cc7b9c88-d78e-4302-bba7-36501d7e5a67,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001558370-23-017112,10-Q,financial_statements,0000927003,AEIS,ADVANCED ENERGY INDUSTRIES,2023-10-31,october,10196,54530,True,0.1281,"CONSOLIDATED FINANCIAL STATEMENTS ADVANCED ENERGY INDUSTRIES, INC. Unaudited Consolidated Balance Sheets (In thousands, except per share amounts) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ September 30, ​ December 31, ​ 2023 2022 ASSETS ​ ​ Current assets: ​ ​ Cash and cash equivalents ​ $ 985,931 ​ $ 458,818 Accounts and other receivables, net ​ 270,348 ​ 300,683 Inventories ​ 364,003 ​ 376,012 Other current assets ​ ​ 53,191 ​ ​ 53,001 Total current assets ​ 1,673,473 ​ 1,188,514 Property and equipment, net ​ 161,671 ​ 148,462 Operating lease right-of-use assets ​ ​ 98,591 ​ ​ 100,177 Other assets ​ 110,027 ​ 84,056 Intangible assets, net ​ 168,211 ​ 189,526 Goodwill ​ 281,713 ​ 281,433 TOTAL ASSETS ​ $ 2,493,686 ​ $ 1,992,168 ​ ​ ​ ​ ​ ​ ​ LIABILITIES AND STOCKHOLDERS’ EQUITY ​ ​ ​ ​ Current liabilities: ​ ​ ​ ​ Accounts payable ​ $ 140,320 ​ $ 170,467 Accrued payroll and employee benefits ​ 68,937 ​ 82,733 Other accrued expenses ​ 50,937 ​ 76,750 Customer deposits and other ​ 17,141 ​ 26,322 Current portion of long-term debt ​ ​ 20,000 ​ ​ 20,000 Current portion of operating lease liabilities ​ ​ 17,477 ​ ​ 16,771 Total current liabilities ​ 314,812 ​ 393,043 Long-term debt, net ​ ​ 899,848 ​ ​ 353,262 Operating lease liabilities ​ ​ 89,789 ​ ​ 94,460 Pension benefits ​ ​ 44,289 ​ ​ 44,031 Other long-term liabilities ​ ​ 44,077 ​ ​ 41,105 Total liabilities ​ 1,392,815 ​ 925,901 ​ ​ ​ ​ ​ ​ ​ Commitments and contingencies (Note 17) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Stockholders' equity: ​ ​ ​ ​ Preferred stock,$0.001par value,1,000shares authorized,noneissuedand outstanding ​ — ​ — Common stock,$0.001par value,70,000shares authorized;37,280and37,429issued andoutstandingatSeptember 30, 2023and December 31, 2022, respectively ​ 37 ​ 37 Additional paid-in capital ​ 139,283 ​ 134,640 Accumulated other comprehensive income ​ 5,390 ​ 16,320 Retained earnings ​ 956,161 ​ 915,270 Total stockholders' equity ​ 1,100,871 ​ 1,066,267 TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY ​ $ 2,493,686 ​ $ 1,992,168 ​ ​ ​" db3544a3-fc60-4490-bece-a01538023512,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001193125-13-300634,10-Q,unregistered_sales,0000002969,APD,Air Products,2013-07-24,october,9067,56940,True,0.1142,"Discussion and Analysis of Financial Condition and Results of Operations (Millions of dollars, except for share data) The disclosures in this quarterly report are complementary to those made in our 2012 Form 10-K. An analysis of results for the third quarter and first nine months of 2013 is provided in the Management’s Discussion and Analysis to follow. All comparisons in the discussion are to the corresponding prior year unless otherwise stated. All amounts presented are in accordance with U.S. generally accepted accounting principles (GAAP), except as noted. Captions such as income from continuing operations attributable to Air Products, net income attributable to Air Products, and diluted earnings per share attributable to Air Products are simply referred to as “income from continuing operations,” “net income,” and “diluted earnings per share” throughout this Management’s Discussion and Analysis, unless otherwise stated. The discussion of third quarter and year to date results that follows includes comparisons to non-GAAP financial measures. These non-GAAP measures exclude the gain on the previously held equity interest in DA NanoMaterials, the cost reduction plan charge, the Spanish tax settlement, and the Spanish tax ruling, all which occurred in 2012. The presentation of non-GAAP measures is intended to enhance the usefulness of financial information by providing measures that our management uses internally to evaluate our baseline performance on a comparable basis. The reconciliation of reported GAAP results to non-GAAP measures is presented on page 39. THIRD QUARTER 2013 VS. THIRD QUARTER 2012 THIRD QUARTER 2013 IN SUMMARY — Sales of $2,547.3 increased 9%, or $207.2. Underlying sales decreased 2%, with volumes down 2% and pricing flat. Sales decreased as a result of our previous decision to exit the PUI business and lower Electronics volumes partially offset by higher volumes in the Merchant Gases, Performance Materials, and Equipment businesses. The" e1788e56-d003-4394-b9c5-e579d023023c,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0000950123-11-047877,10-Q,financial_statements,0000067887,MOG-A,MOOG INC CLASS A,2011-05-10,october,4947,31267,True,0.1538,"Statements. Moog Inc. Consolidated Condensed Balance Sheets (Unaudited) April 2, October 2, (dollars in thousands) 2011 2010 ASSETS CURRENT ASSETS Cash and cash equivalents $ 100,020 $ 112,421 Receivables 643,654 619,861 Inventories 487,443 460,857 Other current assets 105,901 99,140 TOTAL CURRENT ASSETS 1,337,018 1,292,279 PROPERTY, PLANT AND EQUIPMENT, net of accumulated depreciation of $491,302 and $457,916, respectively 492,518 486,944 GOODWILL 709,353 704,816 INTANGIBLE ASSETS, net 195,644 205,874 OTHER ASSETS 24,304 22,221 TOTAL ASSETS $ 2,758,837 $ 2,712,134 LIABILITIES AND SHAREHOLDERS’ EQUITY CURRENT LIABILITIES Notes payable $ 1,554 $ 1,991 Current installments of long-term debt 2,300 5,405 Accounts payable 152,083 154,321 Customer advances 79,974 74,703 Contract loss reserves 40,973 40,810 Other accrued liabilities 208,179 202,244 TOTAL CURRENT LIABILITIES 485,063 479,474 LONG-TERM DEBT, excluding current installments Senior debt 335,978 378,707 Senior subordinated notes 378,605 378,613 LONG-TERM PENSION AND RETIREMENT OBLIGATIONS 272,884 281,830 DEFERRED INCOME TAXES 76,381 69,541 OTHER LONG-TERM LIABILITIES 2,974 3,013 TOTAL LIABILITIES 1,551,885 1,591,178 SHAREHOLDERS’ EQUITY Common stock 51,280 51,280 Other shareholders’ equity 1,155,672 1,069,676 TOTAL SHAREHOLDERS’ EQUITY 1,206,952 1,120,956 TOTAL LIABILITIES AND SHAREHOLDERS’ EQUITY $ 2,758,837 $ 2,712,134 See accompanying Notes to Consolidated Condensed Financial Statements. 3 Table of Contents Moog Inc. Consolidated Condensed Statements of Earnings (Unaudited) Three Months Ended Six Months Ended April 2, April 3, April 2, April 3, (dollars in thousands, except per share data) 2011 2010 2011 2010 NET SALES $ 574,226 $ 510,488 $ 1,128,660 $ 1,005,666 COST OF SALES 406,978 362,587 796,859 713,363 GROSS PROFIT 167,248 147,901 331,801 292,303 Research and development 28,154 25,504 51,629 49,386 Selling, general and administrative 86,974 76,098 172,757 154,225 Restructuring 518 1,320 576 3,1" e1edea0a-2494-445a-b505-20270259498c,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001628280-22-010922,10-Q,financial_statements,0000010456,BAX,Baxter International,2022-04-28,october,11424,72965,True,0.0951,"Statements Baxter International Inc. Condensed Consolidated Balance Sheets (unaudited) (in millions, except share information) March 31,2022 December 31,2021 Current assets: Cash and cash equivalents $ 2,294 $ 2,951 Accounts receivable, net of allowances of $129in 2022 and $122in 2021 2,471 2,629 Inventories 2,548 2,453 Prepaid expenses and other current assets 860 839 Total current assets 8,173 8,872 Property, plant and equipment, net 5,114 5,178 Goodwill 9,816 9,836 Other intangible assets, net 7,693 7,792 Operating lease right-of-use assets 609 630 Other non-current assets 1,311 1,213 Total assets $ 32,716 $ 33,521 Current liabilities: Short-term debt $ 200 $ 301 Current maturities of long-term debt and finance lease obligations 209 210 Accounts payable 1,223 1,246 Accrued expenses and other current liabilities 2,258 2,479 Total current liabilities 3,890 4,236 Long-term debt and finance lease obligations, less current portion 16,765 17,149 Operating lease liabilities 508 522 Other non-current liabilities 2,434 2,493 Total liabilities 23,597 24,400 Commitments and contingencies Equity: Common stock, $1par value, authorized2,000,000,000shares, issued683,494,944shares in 2022 and 2021 683 683 Common stock in treasury, at cost,180,058,105shares in 2022 and181,879,516shares in 2021 (11,422) (11,488) Additional contributed capital 6,207 6,197 Retained earnings 16,994 17,065 Accumulated other comprehensive (loss) income (3,387) (3,380) Total Baxter stockholders’ equity 9,075 9,077 Noncontrolling interests 44 44 Total equity 9,119 9,121 Total liabilities and equity $ 32,716 $ 33,521 The accompanying notes are an integral part of these condensed consolidated financial statements. 2 Baxter International Inc. Condensed Consolidated Statements of Income (unaudited) (in millions, except per share data) Three months endedMarch 31, 2022 2021 Net sales $ 3,707 $ 2,946 Cost of sales 2,359 1,801 Gross margin 1,348 1,145 Selling, general and administrative expenses 1,052 627 Resear" e77fee28-08a3-45e3-86d9-93a60f362f55,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0001564590-22-028032,10-Q,financial_statements,0001743759,CRSR,CORSAIR GAMING INC,2022-08-04,october,10190,65111,True,0.1265,"Statements (Unaudited). Corsair Gaming, Inc. Condensed Consolidated Statements of Operations (Unaudited, in thousands, except per share amounts) Three Months EndedJune 30, Six Months EndedJune 30, 2022 2021 2022 2021 Net revenue $ 283,908 $ 472,903 $ 664,599 $ 1,002,317 Cost of revenue 247,449 342,552 537,384 711,638 Gross profit 36,459 130,351 127,215 290,679 Operating expenses: Sales, general and administrative 73,393 80,169 149,524 158,022 Product development 18,026 15,469 35,136 30,655 Total operating expenses 91,419 95,638 184,660 188,677 Operating income (loss) (54,960 ) 34,713 (57,445 ) 102,002 Other (expense) income: Interest expense (1,676 ) (4,508 ) (2,955 ) (9,454 ) Other income (expense), net 633 (175 ) 134 (2,600 ) Total other expense, net (1,043 ) (4,683 ) (2,821 ) (12,054 ) Income (loss) before income taxes (56,003 ) 30,030 (60,266 ) 89,948 Income tax benefit (expense) 4,164 (2,285 ) 5,147 (15,480 ) Net income (loss) (51,839 ) 27,745 (55,119 ) 74,468 Less: Net income (loss) attributable to noncontrolling interests 174 — (233 ) — Net income (loss) attributable to Corsair Gaming, Inc. $ (52,013 ) $ 27,745 $ (54,886 ) $ 74,468 Calculation of net income (loss) per share attributable to common stockholders of Corsair Gaming, Inc.: Net income (loss) attributable to Corsair Gaming, Inc. $ (52,013 ) $ 27,745 (54,886 ) 74,468 Change in redemption value of redeemable noncontrolling interests (7,379 ) — (9,640 ) — Net income (loss) attributable to common stockholders of Corsair Gaming, Inc. $ (59,392 ) $ 27,745 $ (64,526 ) $ 74,468 Net income (loss) per share attributable to common stockholders of Corsair Gaming, Inc.: Basic $ (0.62 ) $ 0.30 $ (0.68 ) $ 0.81 Diluted $ (0.62 ) $ 0.28 $ (0.68 ) $ 0.74 Weighted-average common shares outstanding: Basic 95,467 92,792 95,372 92,374 Diluted 95,467 100,074 95,372 100,145 The accompanying notes are an integral part of these condensed consolidated financial statements 2 Table of Contents Corsair Gaming, Inc. Cond" f9741c3a-56b2-473c-b3d0-49f925cd6b16,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|ma_integration,443.2258,0000950123-10-023604,10-Q,financial_statements,0000091419,SJM,J.M. Smucker Company (The),2010-03-11,october,5731,38032,True,0.1396,"Statements. THE J. M. SMUCKER COMPANY CONDENSED STATEMENTS OF CONSOLIDATED INCOME (Unaudited) Three Months Ended Nine Months Ended January 31, January 31, 2010 2009 2010 2009 (Dollars in thousands, except per share data) Net sales $ 1,205,939 $ 1,182,594 $ 3,536,210 $ 2,689,393 Cost of products sold 747,635 781,553 2,179,627 1,837,154 Gross Profit 458,304 401,041 1,356,583 852,239 Selling, distribution, and administrative expenses 214,411 211,633 648,573 491,856 Amortization 18,570 19,810 55,259 22,763 Impairment charges 9,807 748 9,807 748 Merger and integration costs 4,672 32,809 29,296 42,419 Restructuring costs — 257 — 903 Other operating expense (income) — net 1,203 325 4,482 (34 ) Operating Income 209,641 135,459 609,166 293,584 Interest income 310 1,822 2,367 5,061 Interest expense (14,236 ) (21,959 ) (50,660 ) (44,017 ) Other income (expense) — net 1,446 (966 ) 2,524 400 Income Before Income Taxes 197,161 114,356 563,397 255,028 Income taxes 61,682 36,415 189,865 83,343 Net Income $ 135,479 $ 77,941 $ 373,532 $ 171,685 Earnings per common share: Net Income $ 1.14 $ 0.68 $ 3.14 $ 2.29 Net Income — Assuming Dilution $ 1.14 $ 0.68 $ 3.14 $ 2.29 Dividends declared per common share $ 0.35 $ 0.32 $ 1.05 $ 5.96 See notes to unaudited condensed consolidated financial statements. 2 Table of Contents THE J. M. SMUCKER COMPANY CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) January 31, 2010 April 30, 2009 (Dollars in thousands) ASSETS CURRENT ASSETS Cash and cash equivalents $ 125,561 $ 456,693 Trade receivables, less allowances 281,678 266,037 Inventories: Finished products 409,896 409,592 Raw materials 253,540 194,334 663,436 603,926 Other current assets 52,151 72,235 Total Current Assets 1,122,826 1,398,891 PROPERTY, PLANT, AND EQUIPMENT Land and land improvements 60,012 51,131 Buildings and fixtures 300,630 273,343 Machinery and equipment 987,556 901,614 Construction in progress 34,867 48,593 1,383,065 1,274,681 Accumulated depreciation (515,443 ) (436" 41b41947-bf18-4726-8943-9bc0f1933302,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|other,298.0,0000723254-15-000006,10-Q,financial_statements,0000723254,CTAS,Cintas,2015-04-02,october,9765,61696,True,0.0831,"STATEMENTS. CONSOLIDATED CONDENSED STATEMENTS OF INCOME (Unaudited) (In thousands except per share data) Three Months Ended Nine Months Ended February 28,2015 February 28,2014 February 28,2015 February 28,2014 Revenue: Rental uniforms and ancillary products $ 859,520 $ 801,702 $ 2,581,820 $ 2,398,884 Other services 249,327 309,271 752,483 936,266 1,108,847 1,110,973 3,334,303 3,335,150 Costs and expenses: Cost of rental uniforms and ancillary products 476,092 450,086 1,424,661 1,363,929 Cost of other services 157,448 191,253 474,965 578,413 Selling and administrative expenses 301,690 317,873 915,989 949,224 Shredding transaction costs — 2,158 — 2,158 Operating income 173,617 149,603 518,688 441,426 Gain on deconsolidation of Shredding business — — 6,619 — Gain on sale of stock of an equity method investment — — 21,739 — Interest income (96 ) (44 ) (168 ) (196 ) Interest expense 16,254 16,418 48,766 49,426 Income before income taxes 157,459 133,229 498,448 392,196 Income taxes 57,052 48,903 184,548 146,016 Loss on investment in Shred-it, net of tax benefitof $4,010 and $4,162, respectively (6,771 ) — (7,027 ) — Income from continuing operations 93,636 84,326 306,873 246,180 Income from discontinued operations, net of tax of $53, $284, $12,204 and $740, respectively 1,247 276 18,530 1,038 Net income $ 94,883 $ 84,602 $ 325,403 $ 247,218 Basic earnings per share: Continuing operations $ 0.80 $ 0.70 $ 2.61 $ 2.03 Discontinued operations 0.01 0.00 0.16 0.01 Basic earnings per share $ 0.81 $ 0.70 $ 2.77 $ 2.04 Diluted earnings per share: Continuing operations $ 0.79 $ 0.69 $ 2.58 $ 2.01 Discontinued operations 0.01 0.00 0.15 0.01 Diluted earnings per share $ 0.80 $ 0.69 $ 2.73 $ 2.02 Dividends declared per share $ — $ — $ 1.70 $ 0.77 See accompanying notes. 3 CINTAS CORPORATION CONSOLIDATED CONDENSED STATEMENTS OF COMPREHENSIVE INCOME (Unaudited) (In thousands) Three Months Ended Nine Months Ended February 28, 2015 February 28, 2014 February 28, 2015 February 28, 2014 Ne" 4e529d64-37f1-41a0-88bb-5aeb7a8b990f,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|other,298.0,0001606366-25-000038,10-Q,financial_statements,0001606366,LOCO,EL POLLO LOCO INC,2025-08-01,october,13160,76057,True,0.1178,"Statements. EL POLLO LOCO HOLDINGS, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Amounts in thousands, except share and per share data) ​ ​ ​ ​ ​ ​ ​ ​ ​ June 25, December 25, ​ 2025 2024 Assets ​ ​ ​ ​ ​ Current assets: ​ ​ ​ ​ Cash and cash equivalents ​ $ 8,989 ​ $ 2,484 Accounts and other receivables, net ​ 11,994 ​ 9,471 Inventories ​ 1,728 ​ 1,938 Prepaid expenses and other current assets ​ 3,669 ​ 5,509 Income tax receivable ​ 439 ​ 493 Total current assets ​ 26,819 ​ 19,895 Property and equipment, net ​ 86,826 ​ 86,149 Property and equipment held under finance lease, net ​ 1,402 ​ 1,499 Property and equipment held under operating leases, net (""ROU asset"") ​ 167,928 ​ 170,494 Goodwill ​ 248,674 ​ 248,674 Trademarks ​ 61,888 ​ 61,888 Deferred tax assets ​ — ​ 336 Other assets ​ 3,240 ​ 3,079 Total assets ​ $ 596,777 ​ $ 592,014 Liabilities and Stockholders’ Equity ​ ​ Current liabilities: ​ ​ Current portion of obligations under finance leases ​ $ 174 ​ $ 170 Current portion of obligations under operating leases ​ 22,427 ​ 19,738 Accounts payable ​ 15,330 ​ 12,087 Accrued salaries and vacation ​ 12,319 ​ 13,926 Accrued insurance ​ 11,331 ​ 11,417 Accrued income taxes payable ​ — ​ 2,105 Accrued interest ​ 302 ​ 319 Other accrued expenses and current liabilities ​ 14,893 ​ 15,896 Total current liabilities ​ 76,776 ​ 75,658 Revolver loan ​ 69,000 ​ 71,000 Obligations under finance leases, net of current portion ​ 1,493 ​ 1,583 Obligations under operating leases, net of current portion ​ 165,222 ​ 170,529 Deferred tax liabilities, net ​ 3,949 ​ 6,357 Other noncurrent liabilities ​ 6,159 ​ 6,218 Total liabilities ​ 322,599 ​ 331,345 Commitments and contingencies (Note 8) ​ ​ Stockholders’ equity ​ ​ Preferred stock, $0.01par value,100,000,000shares authorized;100,000shares designated as Series A Preferred Stock;noneissued or outstanding ​ — ​ — Common stock,$0.01par value,200,000,000shares authorized;30,008,692and29,839,721sharesissuedandoutstandingas o" 4f48a78f-18b4-4829-8c04-4de357ba6f53,holdout,True,productive,10-Q other|october|shown<0.25|conf>0.7|other,298.0,0001564590-21-041673,10-Q,financial_statements,0001652130,NTLA,INTELLIA THERAPEUTICS,2021-08-05,october,7396,47769,True,0.1954,"Statements INTELLIA THERAPEUTICS, INC. Condensed Consolidated Balance Sheets (unaudited) (Amounts in thousands except share and per share data) June 30,2021 December 31,2020 ASSETS Current Assets: Cash and cash equivalents $ 129,879 $ 160,020 Marketable securities 399,140 437,351 Accounts receivable 1,993 2,130 Prepaid expenses and other current assets 18,392 17,016 Total current assets 549,404 616,517 Marketable securities - noncurrent 22,262 - Property and equipment, net 18,530 15,943 Operating lease right-of-use assets 77,070 39,114 Other assets 4,977 4,748 Total Assets $ 672,243 $ 676,322 LIABILITIES AND STOCKHOLDERS’ EQUITY Current Liabilities: Accounts payable $ 6,854 $ 10,460 Accrued expenses 37,150 25,554 Current portion of operating lease liability 7,415 5,696 Current portion of deferred revenue 22,544 22,544 Total current liabilities 73,963 64,254 Deferred revenue, net of current portion 40,208 51,387 Long-term operating lease liability 63,259 33,609 Commitments and contingencies (Note 6) Stockholders’ Equity: Common stock, $0.0001par value;120,000,000shares authorized;68,331,780and66,234,056shares issued and outstanding atJune 30, 2021 and December 31, 2020, respectively 7 7 Additional paid-in capital 1,044,939 962,173 Accumulated other comprehensive (loss) income (13 ) 1 Accumulated deficit (550,120 ) (435,109 ) Total stockholders’ equity 494,813 527,072 Total Liabilities and Stockholders’ Equity $ 672,243 $ 676,322 See notes to condensed consolidated financial statements. 3 INTELLIA THERAPEUTICS, INC. Condensed Consolidated Statements of Operations and Comprehensive Loss (unaudited) (Amounts in thousands except per share data) Three Months Ended June 30, Six Months Ended June 30, 2021 2020 2021 2020 Collaboration revenue $ 6,550 $ 16,263 $ 12,995 $ 29,179 Operating expenses: Research and development 58,884 37,771 98,160 72,421 General and administrative 16,683 11,526 30,277 22,840 Total operating expenses 75,567 49,297 128,437 95,261 Operating" c5158334-c136-496b-a989-e1d9e49fc649,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|other,298.0,0001326801-23-000103,10-Q,financial_statements,0001326801,META,Meta Platforms,2023-10-26,october,11198,70770,True,0.1041,"Statements META PLATFORMS, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (In millions, except for number of shares and par value) (Unaudited) September 30,2023 December 31,2022 Assets Current assets: Cash and cash equivalents $ 36,890 $ 14,681 Marketable securities 24,233 26,057 Accounts receivable, net 12,944 13,466 Prepaid expenses and other current assets 4,311 5,345 Total current assets 78,378 59,549 Non-marketable equity securities 6,142 6,201 Property and equipment, net 91,772 79,518 Operating lease right-of-use assets 13,033 12,673 Intangible assets, net 813 897 Goodwill 20,668 20,306 Other assets 5,468 6,583 Total assets $ 216,274 $ 185,727 Liabilities and stockholders' equity Current liabilities: Accounts payable $ 4,372 $ 4,990 Partners payable 770 1,117 Operating lease liabilities, current 1,460 1,367 Accrued expenses and other current liabilities 23,929 19,552 Total current liabilities 30,531 27,026 Operating lease liabilities, non-current 16,374 15,301 Long-term debt 18,383 9,923 Other liabilities 8,113 7,764 Total liabilities 73,401 60,014 Commitments and contingencies Stockholders' equity: Common stock, $0.000006par value;5,000million Class A shares authorized,2,221million and2,247million shares issued and outstanding, as of September 30, 2023 and December 31, 2022, respectively;4,141million Class B shares authorized,350million and367million shares issued and outstanding, as of September 30, 2023 and December 31, 2022, respectively — — Additional paid-in capital 71,224 64,444 Accumulated other comprehensive loss (3,556) (3,530) Retained earnings 75,205 64,799 Total stockholders' equity 142,873 125,713 Total liabilities and stockholders' equity $ 216,274 $ 185,727 See Accompanying Notes to Condensed Consolidated Financial Statements. 7 Table of Contents META PLATFORMS, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In millions, except per share amounts) (Unaudited) Three Months Ended September 30, Nine Months Ended September 30, 2023 2022 2023 2022 Re" cb1aad4d-4b43-4353-91a0-dd6c907d8500,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|other,298.0,0001564590-16-019116,10-Q,controls_and_procedures,0000907654,ORKA,ORUKA THERAPEUTICS,2016-05-11,october,9811,63333,True,0.1027,"and Procedures 21 Part II Other Information Item 1. Legal Proceedings 22 Item 1A. Risk Factors 22 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 42 Item 3. Defaults Upon Senior Securities 42 Item 4. Mine Safety Disclosures 42 Item 5. Other Information 42 Item 6. Exhibits 43 Signature 44 2 P ART I. FINANCIAL INFORMATION ITEM 1. FINANCIAL STATEMENTS ARCA BIOPHARMA, INC. BALANCE SHEETS (Unaudited) March 31, December 31, 2016 2015 (in thousands, except shareand per share amounts) ASSETS Current assets: Cash and cash equivalents $ 29,717 $ 38,802 Marketable securities 910 — Other current assets 391 114 Total current assets 31,018 38,916 Marketable securities 5,306 — Property and equipment, net 24 28 Other assets 580 630 Total assets $ 36,928 $ 39,574 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts payable $ 744 $ 364 Payable for purchases of marketable securities 1,009 — Accrued compensation and employee benefits 152 669 Accrued expenses and other liabilities 439 471 Total current liabilities 2,344 1,504 Commitments and contingencies Stockholders’ equity: Common stock, $0.001 par value; 100 million shares authorizedat March 31, 2016 and December 31, 2015; 9,056,647and 9,051,217 shares issued and outstanding atMarch 31, 2016 and December 31, 2015, respectively 9 9 Additional paid-in capital 134,283 134,128 Accumulated other comprehensive income 6 — Accumulated deficit (99,714 ) (96,067 ) Total stockholders’ equity 34,584 38,070 Total liabilities and stockholders’ equity $ 36,928 $ 39,574 See accompanying Notes to Financial Statements 3 ARCA BIOPHARMA, INC. STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS (unaudited) Three Months Ended March 31, 2016 2015 (in thousands, except shareand per share amounts) Costs and expenses: Research and development $ 2,594 $ 1,707 General and administrative 1,074 1,037 Total costs and expenses 3,668 2,744 Loss from operations (3,668 ) (2,744 ) Interest and other income 21 1 Interest expen" 44c77925-79ef-4a5e-a5d0-c67d529aeab3,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|technology-type,30.2,0001734342-23-000032,10-Q,financial_statements,0001734342,AMTB,AMERANT BANCORP CLASS A,2023-05-02,october,21347,133187,True,0.0577,"section included in the 2022 Form 10-K. Progress on our Strategic Initiatives The Company is dedicated to finding new ways to increase efficiencies and profitable growth across the Company while simultaneously providing an enhanced banking experience for customers. Below is a summary of actions taken by the Company in the first three months of 2023: Growing our core deposits. The loan to deposit ratio at March 31, 2023 was 97.64% compared to 98.23% at December 31, 2022. The ratio of non-interest bearing deposits to total deposits ratio was 18.67% at March 31, 2023 compared to 19.42% at December 31, 2022, which reflects growing consumer and business awareness of the rising interest rates and seeking better returns. Provide a superior customer experience . During the first quarter of 2023, we launched a new Amerant website which provides improved user experience with enhanced navigation and ease of access to information across all device types. In addition, the FIS conversion date has been moved from mid-May 2023 to mid-July 2023 to provide greater digital experience for consumers. Improving Amerant's brand awareness . Our campaign ""Imagine a Bank"", which we launched in the fourth quarter of 2021, continues in 2023 with greater emphasis on our partnerships with sports teams across South Florida, which includes the Miami Heat, the Florida Panthers and the University of Miami Hurricanes. We also continued to focus on raising brand awareness through impactful campaigns, such as out-of-home advertising and various campaigns via social media and public relations. 56 Lines of business and geographies . During the first quarter of 2023, we signed a five-year lease for our first banking center in Tampa with an estimated opening in the fourth quarter of 2023. The opening of the branch will transition our Tampa operations from an LPO to a full-service bank. A full-service branch in Key Biscayne, which received regulatory approval in September 2022, is scheduled to open in the s" 4d95476d-3183-43f8-846a-9f3720ca5130,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|technology-type,30.2,0000012208-18-000034,10-Q,risk_factors,0000012208,BIO,BIO RAD LABORATORIES CLASS A,2018-05-10,october,9141,60841,True,0.0988,"Factors Our settlement with government agencies in connection with violations by us of the U.S. Foreign Corrupt Practices Act could have a material adverse effect on our business, results of operations and financial condition. As previously disclosed, we entered into a non-prosecution agreement (NPA) with the U.S. Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and consented to the entry of an Order by the SEC (SEC Order), effective November 3, 2014, which actions resolved both the DOJ and the SEC investigations into our violations of the U.S. Foreign Corrupt Practices Act (FCPA). Under the terms of the NPA and the SEC Order, we agreed to pay a financial penalty and certain amounts in disgorgement and interest as well as to compliance, reporting and cooperation obligations to be performed for two years. On October 28, 2016, the DOJ and SEC informed Bio-Rad that they did not intend to extend the NPA after it expired November 2, 2016. Whether by virtue of disclosure of the NPA and the SEC Order or otherwise, we may be subject to investigations by foreign governments or further claims by third parties arising from conduct subject to the investigation or our other international operations. Many of our customers in our significant international operations are government agencies 36 or state-owned or state-controlled universities, hospitals and laboratories. The disclosure of the NPA and the SEC Order and any further violations of the FCPA could harm our reputation with these customers, which could materially adversely affect our business, results of operations and financial condition. Any further violations of the FCPA also could result in more punitive actions by the SEC and DOJ, which also could materially adversely affect our business, results of operations and financial condition. Our international operations expose us to additional costs and legal and regulatory risks, which could have a material adverse effect on our business, results o" 8fd3e56b-400d-4f54-b317-168ba3a8c002,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|technology-type,30.2,0000950170-25-106627,10-Q,financial_statements,0001780312,ASTS,AST SPACEMOBILE CLASS A,2025-08-11,october,16259,100821,True,0.0803,"Statements. AST SPACEMOBILE, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Dollars in thousands, except share data) As of June 30, 2025 December 31, 2024 ASSETS Current assets: Cash and cash equivalents $ 923,647 $ 564,988 Restricted cash 15,753 2,546 Prepaid expenses 10,233 7,887 Other current assets 23,591 24,825 Total current assets 973,224 600,246 Non-current assets: Property and equipment, net 761,606 337,669 Operating lease right-of-use assets, net 15,037 14,014 Other non-current assets 131,495 2,632 TOTAL ASSETS $ 1,881,362 $ 954,561 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities: Accounts payable $ 22,703 $ 17,004 Accrued expenses and other current liabilities 42,735 12,195 Contract liabilities 43,054 41,968 Current operating lease liabilities 2,208 1,856 Current portion of long-term debt 7,616 2,919 Total current liabilities 118,316 75,942 Non-current liabilities: Warrant liabilities 109,485 41,248 Non-current operating lease liabilities 13,277 12,652 Long-term debt, net 482,534 155,573 Total liabilities 723,612 285,415 Commitments and contingencies(Note 8) Stockholders' Equity: Class A Common Stock, $.0001par value;800,000,000shares authorized;250,511,819and208,173,198shares issued and outstanding as of June 30, 2025 and December 31, 2024, respectively. 24 20 Class B Common Stock, $.0001par value;200,000,000shares authorized;11,227,292shares issued and outstanding as of June 30, 2025 and December 31, 2024, respectively. 4 4 Class C Common Stock, $.0001par value;125,000,000shares authorized;78,163,078shares issued and outstanding as of June 30, 2025 and December 31, 2024, respectively. 8 8 Additional paid-in capital 1,501,070 969,004 Accumulated other comprehensive income (loss) 1,108 (176 ) Accumulated deficit (634,845 ) (489,745 ) Noncontrolling interest 290,381 190,031 Total stockholders' equity 1,157,750 669,146 TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 1,881,362 $ 954,561 See accompanying notes to the unaudited condensed cons" 9c2d80d5-a7b8-49d1-a073-a094696649e2,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|technology-type,30.2,0001193125-17-338756,10-Q,legal_proceedings,0001372299,OCGN,OCUGEN,2017-11-09,october,25782,170420,True,0.0315,"Statements” and Part I, Item 2, “Management’s, Discussion and Analysis of Financial Condition and Results of Operations.” Because of the following factors, as well as other factors affecting our financial condition and operating results, past financial performance should not be considered to be a reliable indicator of future performance, and investors should not use historical trends to anticipate results or trends in future periods. Risks Related to Our Business and Commercialization of Our Product Candidates We are a clinical-stage cell therapy company with a limited operating history of developing late-stage product candidates. There is a limited amount of information about us upon which to evaluate our product candidates and business prospects, making an investment in our common stock unsuitable for many investors. We are a clinical-stage cell therapy company, formed in 2000, with a limited operating history. Since inception we have devoted substantially all of our resources to the development of our cell therapy technology platform, the clinical and preclinical advancement of our product candidates, the creation, licensing and protection of related intellectual property rights and the provision of general and administrative support for these operations. We have not yet obtained regulatory approval for any product candidates in any jurisdiction or generated any significant revenues from product sales. If NeoCart or any of our future product candidates fails in clinical trials or preclinical development, or does not gain regulatory approval, or if our product candidates following regulatory approval, if any, do not achieve market acceptance, we may never become profitable or sustain profitability. We commenced our first clinical trial in 2005, and we have a limited operating history developing clinical-stage cell therapies upon which you can evaluate our business and prospects. In addition, besides our current ongoing Phase 3 clinical trial we have never con" dff65cea-d821-4d8a-abdc-ccd7b2a911cc,holdout,False,productive,10-Q other|october|shown<0.25|conf>0.7|technology-type,30.2,0001065059-11-000063,10-Q,financial_statements,0001065059,LEU,CENTRUS ENERGY CLASS A,2011-11-04,october,9958,62532,True,0.0507,"Proceedings 59 Item 1A. Risk Factors 59 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 72 Item 6. Exhibits 72 Signatures 73 Exhibit Index 74 This quarterly report on Form 10-Q, including “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in Part I, Item 2, contains “forward-looking statements” – that is, statements related to future events. In this context, forward-looking statements may address our expected future business and financial performance, and often contain words such as “expects”, “anticipates”, “intends”, “plans”, “believes”, “will” and other words of similar meaning. Forward-looking statements by their nature address matters that are, to different degrees, uncertain. For USEC, particular risks and uncertainties that could cause our actual future results to differ materially from those expressed in our forward-looking statements include, but are not limited to: risks related to the deployment of the American Centrifuge technology, including risks related to performance, cost, schedule and financing; the outcome of ongoing discussions with the U.S. Department of Energy (“DOE”) regarding the research, development and demonstration (“RD&D”) program, including uncertainty regarding the timing, amount and availability of funding for such RD&D program and the dependency of government funding on Congressional appropriations and the potential for us to make a decision at any time to further reduce spending and demobilize the project based on the timing and likelihood of an agreement with DOE and any government funding; the impact of any conditions that are placed on us or on the American Centrifuge project in connection with or as a condition to the RD&D program or other funding, including a restructuring of our role and investment in the project; the potential for a decision to demobilize the project in the near term and the impact of such a decision on our business and prospects; limitations on our ab" 10237cd5-9852-4f78-8b02-2ce857f214bf,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|capex-type,2.2,0001108426-26-000048,10-Q,legal_proceedings,0001108426,TXNM,TXNM ENERGY INC,2026-07-31,october,74,449,True,1.0,"PROCEEDINGS See Notes 11 and 12 for information related to the following matters, for TXNM, PNM, and TNMP, incorporated in this item by reference. Note 11 • TXNM – Merger Related Litigation Note 12 • TXNM – Merger Related Regulatory Applications • PNM – Integrated Resource Plans • PNM – Grid Modernization Plan • PNM - Transportation Electrification Program • TNMP – Transmission Cost of Service Rates • TNMP – Periodic Distribution Rate Adjustment" 4b6e3e69-7d62-4b6d-a482-be4b841b494b,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|capex-type,2.2,0001193125-12-339362,10-Q,legal_proceedings,0001045609,PLD,Prologis,2012-08-07,october,265,1715,True,1.0,"Proceedings From time to time, we and our unconsolidated entities are party to a variety of legal proceedings arising in the ordinary course of business. We believe that, with respect to any such matters that we are currently a party to, the ultimate disposition of any such matters will not result in a material adverse effect on our business, financial position or results of operations. In December 2011, arbitration hearings began in connection with a dispute related to a real estate development project known as Pacific Commons. The plaintiff, Cisco Technology, Inc. (“Cisco”), is seeking rescission of a 2007 Restructuring and Settlement Agreement (the “Contract”) and other agreements, and declaratory relief, and damages for breach of the Contract. Specifically, Cisco seeks (1) declaratory relief that Prologis owes certain Community Facilities District taxes that have been assessed against Cisco’s land, following Cisco’s purchase of the land from Prologis through the exercise of option agreements; (2) declaratory relief that Prologis’ partial transfers of rights and obligations under the Contract to third parties are void; and (3) damages for alleged breaches of the Contract relating to the plans to build a baseball stadium at Pacific Commons. Although the total damages alleged by Cisco are approximately $200 million, we believe these claims are without merit and are defending these matters vigorously. Based on the facts and circumstances surrounding this dispute, we believe the low end of our range of loss is zero and therefore, in accordance with U.S. Generally Accepted Accounting Principles (“GAAP”), we have not recorded any liability with respect to this matter as of June 30, 2012." 715f905f-41a6-41df-b46e-f1135d1107a3,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|capex-type,2.2,0001108426-19-000053,10-Q,legal_proceedings,0001108426,TXNM,TXNM ENERGY INC,2019-08-02,october,155,878,True,1.0,"PROCEEDINGS See Notes 11 and 12 for information related to the following matters, for PNMR, PNM, and TNMP, incorporated in this item by reference. Note 11 • The Clean Air Act – Regional Haze – NEE Complaint • The Clean Air Act – Regional Haze – Four Corners – Four Corners Federal Agency Lawsuit • Navajo Nation Environmental Issues • Santa Fe Generating Station • Continuous Highwall Mining Royalty Rate • PVNGS Water Supply Litigation • San Juan River Adjudication • Rights-of-Way Matter • Navajo Nations Allottee Matters Note 12 • PNM – New Mexico General Rate Cases • PNM – Renewable Portfolio Standard • PNM – Integrated Resource Plans • PNM – SJGS Abandonment Application • PNM – Facebook, Inc. Data Center Project • PNM – Application For a New 345 kV Transmission Line • PNM – Western Spirit Line • TNMP – Transmission Cost of Service Rates • TNMP – Energy Efficiency 120" 73518368-579f-4e07-97ef-286de6a35a28,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|capex-type,2.2,0001108426-16-000210,10-Q,legal_proceedings,0001108426,TXNM,TXNM ENERGY INC,2016-10-28,october,242,1424,True,1.0,"PROCEEDINGS See Notes 11 and 12 for information related to the following matters, for PNMR, PNM, and TNMP, incorporated in this item by reference. Note 11 • The Clean Air Act – Regional Haze – SJGS • The Clean Air Act – Regional Haze – Four Corners – Four Corners Federal Agency Lawsuit • Four Corners Coal Mine • WEG v. OSM NEPA Lawsuit • Navajo Nation Environmental Issues • Santa Fe Generating Station • Continuous Highwall Mining Royalty Rate • Four Corners Severance Tax Assessment • PVNGS Water Supply Litigation • San Juan River Adjudication • Rights-of-Way Matter • Navajo Nation Allottee Matters Note 12 • PNM – New Mexico General Rate Case • PNM – Renewable Portfolio Standard • PNM – Renewable Energy Rider • PNM – Energy Efficiency and Load Management • PNM – Integrated Resource Plan • PNM – San Juan Generating Station Units 2 and 3 Retirement • PNM – Application for Certificate of Convenience and Necessity • PNM – Advanced Metering Infrastructure Application • PNM – Facebook Data Center Project • PNM – Formula Transmission Rate Case • PNM – Firm-Requirements Wholesale Customers – Navopache Electric Cooperative, Inc. • TNMP – Advanced Meter System Deployment • TNMP – Transmission Cost of Service Rates • TNMP – Energy Efficiency See also Climate Change Issues under Other Issues Facing the Company in MD&A. The third paragraph under State and Regional Activity is incorporated in this item by reference." ca844c0f-6571-406d-a233-e246f51bd27a,holdout,True,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|capex-type,2.2,0001681459-18-000092,10-Q,unregistered_sales,0001681459,FTI,TECHNIPFMC PLC,2018-08-06,october,652,4231,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS We had no unregistered sales of equity securities during the three months ended June 30, 2018 . The following table summarizes repurchases of our ordinary shares during the three months ended June 30, 2018 . Issuer Purchases of Equity Securities Period Total Numberof Shares Purchased(a) Average PricePaid perShare Total Number ofShares Purchased asPart of PubliclyAnnounced Plans orPrograms Maximum Numberof Shares That MayYet Be PurchasedUnder the Plans orPrograms(b) April 1, 2018 - April 30, 2018 519,027 $ 30.59 518,507 12,869,396 May 1, 2018 - May 31, 2018 333,430 $ 32.61 333,300 12,536,096 June 1, 2018 - June 30, 2018 3,849,669 $ 31.76 3,849,199 8,686,897 Total 4,702,126 4,701,006 8,686,897 a. Represents4,701,006ordinary shares repurchased and canceled and1,120ordinary shares purchased and held in an employee benefit trust established for the FMC Technologies, Inc. Non-Qualified Savings and Investment Plan. In addition to these shares purchased on the open market, we sold4,650ordinary shares held in this trust, as directed by the beneficiaries during the three months endedJune 30, 2018. b. In April 2017, we announced a repurchase program approved by our Board of Directors authorizing up to $500 million to repurchase our issued and outstanding ordinary shares through open market purchases. Following a court-approved reduction of our capital, we implemented our share repurchase program on September 25, 2017. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES None. 58 ITEM 5. OTHER INFORMATION Within the quarter management decided to wind down all business related to Iran, with the exception of seeking to collect outstanding receivables for work previously completed in Iran, and the Company will not accept any new work related to Iran. Pursuant to section 13(r) of the Exchange Act, two of our non-U.S. subsidiaries have contracts with entities in Iran. We have prepared a feasibility study related" 6c331c23-87c3-45af-baa3-e92dab290ca7,holdout,True,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.7,0000215466-13-000076,10-Q,risk_factors,0000215466,CDE,COEUR MINING,2013-05-09,october,525,3509,True,1.0,"Factors) of the Company's Annual Report on Form 10-K for the year ended December 31, 2012 sets forth information relating to important risks and uncertainties that could materially adversely affect the Company's business, financial condition or operating results. Those risk factors continue to be relevant to an understanding of the Company's business, financial condition and operating results. In addition, those risk factors have been supplemented and updated in this Form 10-Q. Additional risks and uncertainties that we do not presently know or that we currently deem immaterial also may impair our business operations. The Company's acquisition of Orko Silver Corp. and the La Preciosa primary silver project introduces significant risks as to development, operation and regulation. As a development phase project, La Preciosa is subject to numerous risks. These risks include uncertainty as to the ultimate extent, quality, grade and mineability of silver mineralization. Further, the Company may be unable to complete project and environmental permitting within an economically acceptable time frame. We cannot assure that the development of the La Preciosa project will continue in accordance with current expectations or at all. The preliminary economic assessment (“PEA”) for the La Preciosa project does not have sufficient certainty to constitute a pre-feasibility study or a feasibility study. The PEA includes mineralized material that is considered too speculative geologically to have economic considerations applied to it that would enable it to be categorized as proven and probable reserves. We cannot assure that the PEA will be realized or that the Company will ever be in a position to identify proven and probable reserves at the La Preciosa project. In particular, the PEA uses estimated capital costs and operating costs which are based on factors including tonnage and grades of metal expected to be mined and processed and expected recovery rates, none of which has been" a91b1648-4f9c-4c30-9fa5-06f9ef49af8b,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.7,0000046080-19-000112,10-Q,unregistered_sales,0000046080,HAS,Hasbro,2019-10-22,october,1373,8636,True,1.0,"Sales of Equity Securities and Use of Proceeds. Repurchases Made in the Quarter (in whole dollars and number of shares) Period (a) TotalNumber ofShares (orUnits)Purchased (b)AveragePrice Paidper Share(or Unit) (c) TotalNumber ofShares (orUnits)Purchasedas Part ofPubliclyAnnouncedPlans orPrograms (d)MaximumNumber (orApproximateDollarValue) ofShares (orUnits) thatMay Yet BePurchasedUnder thePlans orPrograms July 2019 7/1/19 – 7/28/19 9,500 $ 104.85 9,500 $ 368,350,052 August 2019 7/29/19 – 9/1/19 4,845 $ 104.76 4,845 $ 367,842,467 September 2019 9/2/19 – 9/29/19 — $ — — $ 367,842,467 Total 14,345 $ 104.82 14,345 $ 367,842,467 In May 2018, the Company announced that its Board of Directors authorized the repurchase of an additional $500 million of common stock. Purchases of the Company's common stock may be made from time to time, subject to market conditions. These shares may be repurchased in the open market or through privately negotiated transactions. The Company has no obligation to repurchase shares under this authorization and there is no expiration date. The timing, actual number, and value of shares that are repurchased will depend on a number of factors, including the price of the Company's stock and the Company’s generation of, and uses for, cash. As a result of the Company's equity financing plan related to its proposed acquisition of eOne, the Company plans to suspend its share repurchase program for the time being. See Footnote 1, “Basis of Presentation,” to the Consolidated Financial Statements for further discussion. Item 3. Defaults Upon Senior Securities. None. Item 4. Mine Safety Disclosures. Not applicable. Item 5. Other Information. None. Item 6. Exhibits 2.1 Arrangement Agreement by and among Hasbro, Inc., 11573390 Canada Inc. and eOne, dated as of August 22, 2019. (Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on August 23, 2019, File No. 1-6682). 2.2 Form of Voting Agreement by and among Hasbro, Inc., " ad48363c-aa4c-4897-95a9-9974abf3b14e,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.7,0000950170-24-059995,10-Q,unregistered_sales,0001768446,CLYM,CLIMB BIO INC,2024-05-15,october,601,4009,True,1.0,"Sales of Equity Securities and Use of Proceeds. Recent Sales of Unregistered Securities None. Use of Proceeds On August 9, 2021, our Registration Statement on Form S-1, as amended (File No. 333-257980), was declared effective in connection with our initial public offering (IPO). The aggregate net proceeds from our IPO were $83.1 million. We intend to use the proceeds from our IPO to fund working capital and other general corporate activities, although the specific use of proceeds will depend in part on the closing of the Acquisition and Private Placement. Item 3 . Defaults Upon Senior Securities. Not applicable. Item 4 . Mine Safety Disclosures. Not applicable. Item 5 . Other Information. None of our directors or officers adopted or terminated a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a Rule 10b5-1 trading arrangement) or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K) during the quarterly period ended March 31, 2024. 63 Item 6 . Exhibits. Incorporated by Reference Exhibit Number Description of Exhibit Form File No. Exhibit Filing Date 2.1 Agreement and Plan of Merger and Reorganization, dated as of April 10, 2024, by and among Eliem Therapeutics, Inc., Tango Merger Sub, Inc., Tenet Medicines, Inc. and, solely in his capacity as the Company Equityholder Representative, Stephen Thomas. 8-K 001-40708 2.1 4/11/2024 3.1 Amended and Restated Certificate of Incorporation of the Registrant 8-K 001-40708 3.1 8/12/2021 3.2 Amended and Restated Bylaws of the Registrant S-1 333-257980 3.4 8/2/2021 4.1 Reference is made to Exhibits3.1and3.2 4.2 Form of common stock certificate of the Registrant S-1 333-257980 4.1 8/2/2021 4.3 Amended and Restated Investors Rights Agreement, dated May 21, 2021, by and among the Registrant and the investors listed on Schedule A thereto. S-1 333-257980 10.1 7/16/2021 10.1 Form of Company Support Agreement. 8-K 001-40708 10" b80f4da2-8ee1-417f-885b-e64a896a2b08,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.7,0001193125-10-099289,10-Q,unregistered_sales,0000715957,D,Dominion Energy,2010-04-29,october,1247,8070,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Dominion There were no unregistered sales of Dominion’s equity securities during the first quarter of 2010. ISSUER PURCHASES OF EQUITY SECURITIES Period (a) TotalNumber ofShares(or Units)Purchased(1) (b) AveragePrice Paidper Share(or Unit) (c) Total Numberof Shares (or Units)Purchased as Partof PubliclyAnnounced Plans orPrograms (d) Maximum Number (orApproximate DollarValue) of Shares (or Units)that May Yet BePurchased under the Plansor Programs(2) 1/1/10-1/31/10 886 $ 38.16 N/A $ 53,971,148 shares/2.68 billion 2/1/10-2/28/10 5,764 36.57 N/A $ 53,971,148 shares/2.68 billion 3/1/10-3/31/10 4,740,272 40.36 4,734,000 $ 49,237,148 shares/2.49 billion Total 4,746,922 $ 40.35 (3) 4,734,000 $ 49,237,148 shares/2.49 billion (1) Amount includes registered shares tendered by employees to satisfy tax withholding obligations on vested restricted and goal-based stock. (2) The remaining repurchase authorization is pursuant to repurchase authority granted by the Dominion Board of Directors in February 2005, as modified in June 2007. The aggregate authorization granted by the Dominion Board of Directors was 86 million shares (as adjusted to reflect a two-for-one stock split distributed in November 2007) not to exceed $4 billion. (3) Represents the weighted-average price paid per share during the first quarter of 2010. PAGE 59 Table of Contents ITEM 6. EXHIBITS (a) Exhibits: ExhibitNumber Description Dominion Virginia Power 2 Purchase and Sale Agreement by and among Dominion Resources, Inc., Dominion Transmission, Inc., Dominion Energy, Inc. and CONSOL Energy Holdings LLC VI, dated as of March 14, 2010 (Exhibit 99.1, Form 8-K filed March 15, 2010, File No. 1-8489). X 3.1.a Dominion Resources, Inc. Articles of Incorporation as in effect August 9, 1999, as amended effective March 12, 2001 (Exhibit 3.1, Form 10-K for the fiscal year ended December 31, 2002 filed March 20, 2003, File No. 1-8489), as amended November 9, 2007 (Exh" bb92d5c3-3e55-42ee-975e-757288ba711b,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|ma_integration,1.7,0001084048-20-000050,10-Q,unregistered_sales,0001084048,ZD,ZIFF DAVIS INC,2020-11-09,october,1229,7920,True,1.0,"Sales of Equity Securities and Use of Proceeds (a) Unregistered Sales of Equity Securities None. (b) Issuer Purchases of Equity Securities Effective February 15, 2012, the Company’s Board of Directors approved a program authorizing the repurchase of up to five million shares of our common stock through February 20, 2013 (the “2012 Program”) which was subsequently extended through February 20, 2021. Cumulatively at September 30, 2020, 4.1 million shares were repurchased under the 2012 Program at an aggregate cost of $204.6 million (including an immaterial amount of commission fees). In July 2020, the Company repurchased 140,819 shares under its share repurchase program at an aggregate cost of $8.4 million, which were subsequently retired. In March and April 2020, the Company acquired 680,016 shares and 319,984 shares respectively, of J2 Global common stock in connection with the 2012 Program. In addition, in August 2019, the Company acquired 197,870 shares of J2 Global common stock in connection with the 2012 Program. In each case, the Company subsequently retired the shares within the same month. In December 2018, the Company acquired 600,000 shares of J2 Global common stock in connection with the 2012 Program and subsequently retired the shares in March 2019 (see Note 13 - Stockholders’ Equity of the Notes to the Condensed Consolidated Financial Statements). In July 2016, the Company acquired and subsequently retired 935,231 shares of J2 Global common stock in connection with the acquisitions of Integrated Global Concepts, Inc. As a result of the purchase of J2 Global common stock, the Company’s Board of Directors approved a reduction in the number of shares available for purchase under the 2012 Program by the same amount. As a result of the acquired shares through acquisition and the purchase of J2 Global common stock through the Company’s share repurchase program, no shares remain available for purchase under the 2012 Program. On August 6, 2020, the Company’s" 30c48e6d-e789-4f2b-af0f-820b75fdd495,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|other,1.6,0001493152-21-018732,10-Q,risk_factors,0000935419,RICK,RCI HOSPITALITY HOLDINGS INC,2021-08-05,october,258,1683,True,1.0,"Factors. There were no material changes to the risk factors disclosed in the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2020, except for such risks and uncertainties that may result from the additional disclosure in the “Legal Matters” section within Note 10 of the unaudited condensed consolidated financial statements within this Quarterly Report on Form 10-Q, which information is incorporated herein by reference, as well as such risks and uncertainties associated with franchising operations, as disclosed below. The risks described in the Annual Report on Form 10-K and in this Form 10-Q are not the only risks the Company faces. Additional risks and uncertainties not currently known to the Company, or that the Company deems to be immaterial, also may have a material adverse impact on the Company’s business, financial condition or results of operations. We face a variety of risks associated with doing business with franchisees and licensees . We have started franchising Bombshells. We believe that we have selected highly competent operating partners and franchisees with significant experience in restaurant operations, and we are providing them training and support on the Bombshells brand. However, the probability of opening, ultimate success and quality of any franchise or licensed restaurant rests principally with the franchisee. If the franchisee does not successfully open and operate its restaurants in a manner consistent with our standards, or if guests have negative experiences due to issues with food quality or operational execution, our brand values could suffer, which could have an adverse impact on our business." a68dbfe0-47fb-4188-a3d0-ee6ff3d1600c,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|other,1.6,0001493152-21-010880,10-Q,risk_factors,0000935419,RICK,RCI HOSPITALITY HOLDINGS INC,2021-05-10,october,258,1683,True,1.0,"Factors. There were no material changes to the risk factors disclosed in the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2020, except for such risks and uncertainties that may result from the additional disclosure in the “Legal Matters” section within Note 10 of the unaudited condensed consolidated financial statements within this Quarterly Report on Form 10-Q, which information is incorporated herein by reference, as well as such risks and uncertainties associated with franchising operations, as disclosed below. The risks described in the Annual Report on Form 10-K and in this Form 10-Q are not the only risks the Company faces. Additional risks and uncertainties not currently known to the Company, or that the Company deems to be immaterial, also may have a material adverse impact on the Company’s business, financial condition or results of operations. We face a variety of risks associated with doing business with franchisees and licensees . We have started franchising Bombshells. We believe that we have selected highly competent operating partners and franchisees with significant experience in restaurant operations, and we are providing them training and support on the Bombshells brand. However, the probability of opening, ultimate success and quality of any franchise or licensed restaurant rests principally with the franchisee. If the franchisee does not successfully open and operate its restaurants in a manner consistent with our standards, or if guests have negative experiences due to issues with food quality or operational execution, our brand values could suffer, which could have an adverse impact on our business." af97f398-1072-442a-ad58-429a4df82889,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|other,1.6,0001200375-20-000020,10-Q,unregistered_sales,0001200375,CDXS,CODEXIS,2020-05-08,october,583,3831,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS None. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION Not applicable. 52 ITEM 6. EXHIBITS 3.1 Amended and Restated Certificate of Incorporation of Codexis, Inc. filed with the Secretary of the State of the State of Delaware on April 27, 2010 and effective as of April 27, 2010 (incorporated by reference to Exhibit 3.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2010, filed on May 28, 2010). 3.2 Certificate of Designations of Series A Junior Participating Preferred Stock of Codexis, Inc., filed with the Secretary of State of the State of Delaware on September 4, 2012 (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed on September 4, 2012). 3.3 Amended and Restated Bylaws of Codexis, Inc. effective as of April 27, 2010 (incorporated by reference to Exhibit 3.2 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2010, filed on May 28, 2010). 4.1 Reference is made to Exhibits 3.1 through 3.3. 10.1 * Strategic Collaboration and License Agreement, effective as of March 23,202, by and between Codexis, Inc. and Shire Human Genetic Therapies, Inc., a wholly-owned subsidiary of Takeda Pharmaceutical Co. Ltd. 10.2 * Letter Agreement, effective as of February 21, 2020, by and between Codexis, Inc. and GlaxoSmithKline Intellectual Property Development Limited. 31.1 Certification of Principal Executive Officer Required Under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended. 31.2 Certification of Principal Financial Officer Required Under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended. 32.1 Certification of Principal Executive Officer and Principal Financial Officer Required Under Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, and 18 U.S.C. §1350. 101 The following materials from " bbf9e2d6-64ac-4383-9eea-b67da6a1fd71,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|other,1.6,0001084048-20-000039,10-Q,unregistered_sales,0001084048,ZD,ZIFF DAVIS INC,2020-08-10,october,1268,8035,True,1.0,"Sales of Equity Securities and Use of Proceeds (a) Unregistered Sales of Equity Securities None. (b) Issuer Purchases of Equity Securities Effective February 15, 2012, the Company’s Board of Directors approved a program authorizing the repurchase of up to five million shares of our common stock through February 20, 2013 (the “2012 Program”) which was subsequently extended through February 20, 2021. Cumulatively at June 30, 2020, 3.9 million shares were repurchased under the 2012 Program at an aggregate cost of $196.2 million (including an immaterial amount of commission fees). In July 2020, the Company repurchased 140,819 shares under its share repurchase program at an aggregate cost of $8.4 million, which were subsequently retired. The July repurchase of shares completes the Company’s 2012 Program (see Note 18 - Subsequent Events of the Notes to the Condensed Consolidated Financial Statements). In March and April 2020, the Company acquired 680,016 shares and 319,984 shares respectively, of J2 Global common stock in connection with the 2012 Program. In addition, in August 2019, the Company acquired 197,870 shares of J2 Global common stock in connection with the 2012 Program. In each case, the Company subsequently retired the shares within the same month. In December 2018, the Company acquired 600,000 shares of J2 Global common stock in connection with the 2012 Program and subsequently retired the shares in March 2019 (see Note 13 - Stockholders’ Equity of the Notes to the Condensed Consolidated Financial Statements). In July 2016, the Company acquired and subsequently retired 935,231 shares of J2 Global common stock in connection with the acquisitions of Integrated Global Concepts, Inc. As a result of the purchase of J2 Global common stock, the Company’s Board of Directors approved a reduction in the number of shares available for purchase under the 2012 Program by the same amount. As a result of the acquired shares through acquisition and the purchase of J2 Glo" caf49512-8b56-490f-9174-11f1c234fbe9,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|other,1.6,0001188112-13-002348,10-Q,unregistered_sales,0001466593,OTTR,OTTER TAIL,2013-08-09,october,433,2975,True,1.0,"Sales of Equity Securities and Use of Proceeds The Company does not have a publicly announced stock repurchase program. The following table shows common shares that were surrendered to the Company by employees to pay taxes in connection with shares issued for incentive awards in April 2013 under the Company’s 1999 Stock Incentive Plan: Calendar Month Total Number ofShares Purchased Average Price Paid per Share April 2013 7,126 $ 31.030 May 2013 58 $ 31.034 June 2013 -- -- Total 7,184 56 I tem 6. Exhibits 10.1 Wind Energy Purchase Agreement dated May 9, 2013 between Otter Tail Power Company and Ashtabula Wind III, LLC.* 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS XBRL Instance Document. 101.SCH XBRL Taxonomy Extension Schema Document. 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document. 101.LAB XBRL Taxonomy Extension Label Linkbase Document. 101.PRE101.DEF XBRL Taxonomy Extension Presentation Linkbase Document.XBRL Taxonomy Extension Definition Linkbase Document. * Confidential information has been omitted from this Exhibit and filed separately with the Commission pursuant to a confidential treatment request under Rule 24b-2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. OTTER TAIL CORPORATION By: /s/ Kevin G. Moug Kevin G. Moug Chief Financial Officer (Chief Financial Officer/Authorized Officer) Dated: August 9, 2013 57 EXHIBIT INDEX Exhibit Number Description 10.1 Wind Energy Purchase Agreement dated May 9, 2013 betwe" 3115883d-9bbc-4b2b-83b9-bb13bff067f5,holdout,False,productive,10-Q other|october|shown>=0.9|conf0.45-0.7|technology-type,1.0,0001104659-25-104466,10-Q,risk_factors,0001167419,RIOT,RIOT PLATFORMS,2025-10-30,october,621,4133,True,1.0,"Factors Investors should carefully review and consider the information regarding certain factors that could materially affect our business, results of operations, financial condition, cash flows and equity as set forth herein and in Part I, Item 1A. Risk Factors of our 2024 Annual Report. We may disclose changes to our risk factors or disclose additional risk factors from time to time in our future filings with the SEC. Additional risks and uncertainties not presently known to us or that we currently believe not to be material may also adversely impact our business, financial condition, results of operations, cash flow and equity. 56 Table of Contents The following risk factors are in addition to those presented in our 2024 Annual Report: Risks Related to Our Business We have only recently begun to explore the development of AI/HPC infrastructure at the Corsicana Facility, and there can be no assurance that this initiative will be successful. We have commenced initial development activities to evaluate and potentially build out a portion of the Corsicana Facility for AI/HPC applications. This initiative is in its early stages, and we may encounter unforeseen technical, operational, or financial challenges. There can be no assurance that we will complete the buildout at the Corsicana Facility as planned, on schedule, or within budget, or that the facility will operate as intended once completed. Changes in U.S. trade policy, including the imposition of tariffs and the resulting consequences, may have a material adverse impact on our business, financial condition and results of operations. To maintain and further develop our Bitcoin Mining operations, we must procure mining hardware and other Bitcoin Mining technology. Additionally, the development and potential expansion of our Facilities requires large quantities of construction materials, specialized electricity distribution equipment and other critical components, all of which are in high demand and may be diffic" 2d01ea01-b057-4518-878d-e0be3f74618c,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|capex-type,189.0,0000049826-12-000037,10-Q,unregistered_sales,0000049826,ITW,Illinois Tool Works,2012-05-04,october,369,2354,True,1.0,"Sales of Equity Securities and Use of Proceeds On May 6, 2011, the Company’s Board of Directors authorized a new stock repurchase program which provides for the buyback of up to $4.0 billion of the Company’s common stock over an open-ended period of time (the “2011 Program”). Initial buybacks under that program of $79 million were made in the third quarter of 2011 and buybacks resumed in the first quarter of 2012 with an additional $474 million as summarized in the table below. As of March 31, 2012, there was approximately $3.4 billion of authorized repurchases remaining under the 2011 Program. Share repurchase activity under this program for the first quarter of 2012 was as follows: Period Total Number of Shares Purchased Average Price Paid Per Share Total Number of Shares Purchased as part of Publicly Announced Program Maximum Value of Shares that may yet be Purchased Under Programs February 2012 3,628,424 $ 55.98 3,628,424 $ 3,717,923,816 March 2012 4,827,969 $ 56.06 4,827,969 3,447,270,559 Total 8,456,393 8,456,393 Item 6 – Exhibits Exhibit Index Exhibit Number Exhibit Description 31 Rule 13a-14(a) Certification. 32 Section 1350 Certification. 101* The following financial and related information from the Illinois Tool Works Inc. Quarterly Report on Form 10-Q for the quarter ended March 31, 2012 is formatted in Extensible Business Reporting Language (XBRL) and submitted electronically herewith: (i) Statement of Income, (ii) Statement of Comprehensive Income, (iii) Statement of Financial Position, (iv) Statement of Cash Flows and (v) related Notes to Financial Statements. * As provided in Rule 406T of Regulation S-T, this information is deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, and is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, and is otherwise not subject to liability under these sections. SIGNATURES Pursuant to the requiremen" 4cfab059-9ba0-43b1-87e3-f1cd5590078a,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|capex-type,189.0,0001099800-24-000078,10-Q,unregistered_sales,0001099800,EW,Edwards Lifesciences,2024-07-31,october,987,6492,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities Period Total Numberof SharesPurchased AveragePrice Paidper Share Total Number ofSharesPurchased as Part of Publicly Announced Plans or Programs ApproximateDollar Value ofShares thatMay Yet BePurchasedUnder the Plansor Programs(in millions) (a) (b) April 1, 2024 through April 30, 2024 1,396,161 $ 86.72 1,396,161 $ 927.4 May 1, 2024 through May 31, 2024 333,496 86.72 333,496 898.5 June 1, 2024 through June 30, 2024 — — — 898.5 Total 1,729,657 86.72 1,729,657 (a) In July 2022, the Board of Directors approved a stock repurchase program providing for up to $1.5 billion of repurchases of our common stock, effective July 28, 2022. In December 2023, the Board of Directors approved an additional $1.0 billion of repurchases under this program. Repurchases under the program may be made on the open market, including pursuant to a Rule 10b5-1 plan, and in privately negotiated transactions. The repurchase program does not have an expiration date. (b) In April 2024, we entered into a $150.0 million accelerated share repurchase (""ASR"") agreement and received, on April 30, 2024, an initial delivery of 1.4 million shares of our common stock, representing approximately 80 percent of the total contract value. The ASR concluded and on May 29, 2024 we received an additional 0.3 million shares. Shares purchased pursuant to the ASR agreement are presented in the table above in the periods in which they were received. 41 Item 5. Other Information Rule 10b5-1 Trading Plans During the second quarter of 2024, any executive officer or director who entered into a 10b5-1 trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act (each, a ""Plan"") is listed as follows: On May 1, 2024 , Larry Wood , Corporate Vice President and Group President , Transcatheter Aortic Valve Replacement and Surgical Structural Heart, entered into a Plan providing for the potential sale of 25,000 s" bb80e2c1-1cbc-419d-914e-a05b5bd440a3,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|capex-type,189.0,0000950123-10-046015,10-Q,legal_proceedings,0000789570,MGM,MGM Resorts,2010-05-07,october,462,3102,True,1.0,"Proceedings For a complete description of the facts and circumstances surrounding material litigation we are a party to, see our Annual Report on Form 10-K for the year ended December 31, 2009. There have been no significant developments in any of the cases disclosed in our Form 10-K in the three months ended March 31, 2010, except as follows: CityCenter construction litigation. On or about March 24, 2010, Perini Building Company, Inc., general contractor for the CityCenter development project (the “Project”), filed a lawsuit in the Eighth Judicial District Court for Clark County, State of Nevada, Case No. A-10-612676, against MGM MIRAGE Design Group (a wholly-owned subsidiary of MGM MIRAGE which was the original party to the Perini construction agreement) and certain direct or indirect subsidiaries of CityCenter Holdings, LLC (the “CityCenter Owners”). Perini asserts that the Project was substantially completed, but the defendants failed to pay Perini approximately $490 million allegedly due and owing under the construction agreement for labor, equipment and materials expended on the Project. The complaint further charges the defendants with failure to provide timely and complete design documents, late delivery to Perini of design changes, mismanagement of the change order process, obstruction of Perini’s ability to complete the Harmon Hotel & Spa component, and fraudulent inducement of Perini to compromise significantly amounts due for its general conditions. The complaint advances claims for breach of contract, breach of the implied covenant of good faith and fair dealing, tortious breach of the implied covenant of good faith and fair dealing, unjust enrichment and promissory estoppel, and fraud and intentional misrepresentation. Perini seeks compensatory damages, punitive damages, attorney’s fees and costs. On or about April 29, 2010, Perini served an amended complaint in this case which joins as defendants many owners of CityCenter residential condominium un" c07bd46b-4e8f-494b-b375-3471a20675b4,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|capex-type,189.0,0001497645-25-000101,10-Q,unregistered_sales,0001497645,INN,SUMMIT HOTEL PROPERTIES REIT,2025-11-04,october,729,4717,True,1.0,"Sales of Equity Securities and Use of Proceeds. (a) None. (b) Not applicable. (c) On April 29, 2025, the Board of Directors authorized a share repurchase program. Our common stock may be repurchased from time to time depending upon market conditions, and repurchases may be made in the open market or through private transactions or by other means, including principal transactions with various financial institutions, accelerated share repurchases, forwards, options and similar transactions, and through one or more trading plans designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The program does not obligate us to repurchase any specific number of shares or any specific dollar amount and may be suspended at any time at our discretion. As of September 30, 2025, the maximum dollar value of shares that may yet be purchased under the plans or programs was $34.6 million. The following table represents shares repurchased from employees for payment of tax withholding obligations in connection with the vesting of restricted stock: Period Total Shares Purchased Average Price Paid Per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Maximum Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs(in thousands) July 1, 2025 - July 31, 2025 — $ — — August 1, 2025 - August 31, 2025 — $ — — September 1, 2025 - September 30, 2025 5,369 $ 5.80 — Total 5,369 — Item 3. Defaults Upon Senior Securities. None. 56 Item 4. Mine Safety Disclosures. Not applicable. Item 5. Other Information. During the quarter ended September 30, 2025, there were no adoptions , modifications, or terminations by directors or officers of Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements, each as defined in Item 408 of Regulation S-K. 57 Item 6. Exhibits. The following exhibits are filed as part of this report: Exhibit Number Description of Exhibit 10.1 $400 Million Credit Agreement" d73402ff-b689-4a6f-a1a1-99d42dc9982d,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|capex-type,189.0,0000933036-20-000100,10-Q,unregistered_sales,0000933036,UPBD,UPBOUND GROUP,2020-10-30,october,549,3518,True,1.0,"Sales of Equity Securities and Use of Proceeds The following table presents information with respect to purchases of our common stock the Company made during the three months ended September 30, 2020: Period Total Number of Shares Purchased Average Price Paid per Share Total number of shares purchased as part of publicly announced plans or programs Maximum dollar value of shares that may yet be purchased under publiclyannounced plans orprograms (in millions) July 1, 2020 - September 30, 2020 2,200 $ 27.89 2,200 (1) $ 58.4 (1) (1) Shares repurchased pursuant to the share repurchase program publicly announced on May 11, 2020 that allows for the repurchase of an aggregate of up to $75.0 million of shares of our common stock through open market and privately negotiated transactions from time to time. Item 3. Defaults Upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable. 33 Item 5. Other Information None. 34 Item 6. Exhibits. Exhibit No. Description 3.1 Certificate of Incorporation of Rent-A-Center, Inc., as amended (incorporated herein by reference to Exhibit 3.1 to the registrant's Current Report on Form 8-K dated as of December 31, 2002) 3.2 Certificate of Amendment to the Certificate of Incorporation of Rent-A-Center, Inc., dated May 19, 2004 (incorporated herein by reference to Exhibit 3.2 to the registrant's Quarterly Report on Form 10-Q for the quarter ended June 30, 2004) 3.3 Amended and Restated Bylaws of Rent-A-Center, Inc. (incorporated herein by reference to Exhibit 3.1 to the registrant's Current Report on Form 8-K dated as of September 28, 2011) 3.4 Certificate of Designations of Series D Preferred Stock of Rent-A-Center, Inc. (incorporated herein by reference to Exhibit 3.1 to the registrant's Current Report on Form 8-K dated as of March 29, 2017) 4.1 Form of Certificate evidencing Common Stock (incorporated herein by reference to Exhibit 4.1 to the registrant's Current Report on Form 10-Q for the quarter ended March 31, 2017) 31.1*" 193b5e0f-f04e-4bb9-b351-71622d507777,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0000814453-22-000129,10-Q,unregistered_sales,0000814453,NWL,NEWELL BRANDS INC,2022-10-28,october,698,4599,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities The following table provides information about the Company’s purchases of equity securities during the three months ended September 30, 2022: Calendar Month Total Numberof SharesPurchased (2) AveragePrice PaidPer Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs MaximumApproximate Dollar Value ofShares that May Yet Be PurchasedUnder the Plans or Programs(1) July — $ — — $ 50,000,231 August — — — 50,000,231 September 2,014 18.60 — 50,000,231 Total 2,014 $ 18.60 — (1) On February 6, 2022, the Company's Board of Directors authorized a $375 million Share Repurchase Program (“SRP”), effective immediately through the end of 2022. The Company’s common shares may be purchased by the Company in the open market, in negotiated transactions or in other manners, as permitted by federal securities laws and other legal requirements See Footnote 14 of the Notes to the Unaudited Condensed Consolidated Financial Statements for further information on shares repurchased during the three and nine months ended September 30, 2022. (2) Shares purchased during the three months ended September 30, 2022 were acquired to satisfy employees’ tax withholding and payment obligations in connection with the vesting of awards of restricted stock units and were purchased by the Company based on their fair market value on the vesting date. 45 Table of Contents Item 6. Exhibits Exhibit Number Description of Exhibit 10.1 Third Amended and Restated Credit Agreement, dated as of August 31, 2022, among Newell Brands Inc., the Subsidiary Borrowers party there, the Guarantors from time to time party thereto, the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated September 6, 2022, File No. 001-09608). 10.2 Form of 6.375% note due 2027 issued pursuant to the Indenture, dat" 48f7ed19-d5e8-4840-8f21-b9b49d66e6e2,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0001534504-15-000064,10-Q,risk_factors,0001534504,PBF,PBF ENERGY CLASS A,2015-08-06,october,809,5102,True,1.0,"Factors The following risk factors supplement and/or update the risk factors previously disclosed in our Annual Report on Form 10-K for the year ended December 31, 2014: Risks Relating to Our Business and Industry Our announced Chalmette Acquisition may not close when we expect, or at all, and may pose unforeseen risks and/or not have the benefits we expect. On June 17, 2015, we entered into an agreement to purchase the ownership interests of Chalmette Refining, which owns the Chalmette refinery and related logistics assets. The aggregate purchase price for the Chalmette Acquisition is $322.0 million in cash, plus inventory and working capital to be determined at closing. The purchase price is also subject to other customary purchase price adjustments. The Chalmette Acquisition is expected to close prior to year-end 2015, subject to satisfaction of customary closing conditions. There can be no assurance that we will complete the Chalmette Acquisition under the terms set forth in the purchase agreement, or at all. We expect to finance the transaction through a combination of cash on hand and borrowings under our revolving credit facility, as well as potentially utilizing inventory intermediation arrangements with third parties. The Chalmette refinery acquisition is subject to numerous risks and uncertainties, including (i) the possibility that the announced acquisition will be delayed or will not close due to the failure of either party to satisfy the closing conditions, or for other reasons, (ii) the risk that the Chalmette refinery will not be integrated into our company successfully or that expected benefits will not be realized and (iii) unforeseen liabilities associated with the Chalmette Acquisition. In addition, 57 we currently have no operations in the Gulf Coast and this may add complexity to effectively overseeing, integrating and operating this refinery and related assets. Changes in laws or standards affecting the transportation of North American crude o" 78f7dbc2-c99f-42ee-b0d2-b46dee98e751,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0000051434-13-000014,10-Q,controls_and_procedures,0000051434,IP,International Paper,2013-11-06,october,339,2338,True,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures: Disclosure controls and procedures are controls and other procedures that are designed to ensure that information required to be disclosed in our reports filed or submitted under the Securities Exchange Act of 1934, as amended (Exchange Act), is recorded, processed, summarized and reported (and accumulated and communicated to management, including our Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding required disclosure) within the time periods specified in the Securities and Exchange Commission’s rules and forms. As of the end of the period covered by this report, we conducted an evaluation, under the supervision and with the participation of our management, including the Chief Executive Officer and Chief Financial Officer, of the effectiveness of our disclosure controls and procedures pursuant to Rules 13a-15 and 15d-15 of the Exchange Act. Based upon that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that the Company’s disclosure controls and procedures were effective as of September 30, 2013 (the end of the period covered by this report). Changes in Internal Control over Financial Reporting: There have been no changes in our internal control over financial reporting during the quarter ended September 30, 2013 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. During the first quarter of 2012, the Company completed the acquisition of Temple-Inland, Inc. (Temple-Inland). Integration activities, including a preliminary assessment of internal controls over financial reporting, are currently in process. The initial annual assessment of internal controls over financial reporting for Temple-Inland will be conducted over the course of our 2013 assessment cycle. During the first quarter of 2013, the Company completed the acquisitions of Olmuksan and Orsa IP. Integr" ba559714-fe16-4f86-922c-4c2c04ff9bc0,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0000945114-23-000072,10-Q,controls_and_procedures,0000945114,GIC,GLOBAL INDUSTRIAL,2023-08-01,october,585,4020,True,1.0,"and Procedures Evaluation of Disclosure Controls and Procedures Under the supervision and with the participation of the Company’s management, including the Company’s Chief Executive Officer and Chief Financial Officer, the Company carried out an evaluation of the effectiveness of the design and operation of the Company’s disclosure controls and procedures as of June 30, 2023. Consistent with guidance issued by the Securities and Exchange Commission that an assessment of internal controls over financial reporting of a recently acquired business may be omitted from management's evaluation of disclosure controls and procedures, management is excluding an assessment of such internal controls of Indoff LLC (Indoff) from its evaluation of the effectiveness of the Company's disclosure controls and procedures. The Company acquired all outstanding stock of Indoff on May 19, 2023. Indoff represented approxima tely 5% and 4% of th e Company's consolidated total assets and net sales at June 30, 2023, respectively. Based upon this evaluation, the Company’s Chief Executive Officer and Chief Financial Officer have concluded that the Company’s disclosure controls and procedures are effective. The Company’s internal control over financial reporting is designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. The Company’s internal control over financial reporting includes those policies and procedures that: (i) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the Company’s assets; (ii) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that the Company’s receipts and expenditures are being made only in accordance " e4a88b73-ef78-4c86-801e-31c633fd6add,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0000896159-16-000030,10-Q,controls_and_procedures,0000896159,CB,Chubb Limited,2016-05-10,october,276,1876,True,1.0,"and Procedures Chubb’s management, with the participation of Chubb’s Chief Executive Officer and Chief Financial Officer, evaluated the effectiveness of Chubb’s disclosure controls and procedures as defined in Rule 13a-15(e) and Rule 15d-15(e) under the Securities Exchange Act of 1934 as of March 31, 2016. Based upon that evaluation, which excluded the impact of the acquisition of The Chubb Corporation discussed below, Chubb’s Chief Executive Officer and Chief Financial Officer concluded that Chubb’s disclosure controls and procedures are effective in allowing information required to be disclosed in reports filed under the Securities and Exchange Act of 1934 to be recorded, processed, summarized, and reported within time periods specified in the rules and forms of the SEC, and that such information is accumulated and communicated to Chubb’s management, including its Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure. 92 Table of Contents During the first quarter 2016, we acquired all of the outstanding shares of The Chubb Corporation (Legacy Chubb). As of and for the three months ended March 31, 2016, Legacy Chubb represented approximately 36 percent of consolidated revenues, approximately 60 percent of pre-tax income, and approximately 41 percent of total assets. We currently exclude, and are in the process of working to incorporate, Legacy Chubb in our evaluation of internal controls over financial reporting and related disclosure controls and procedures. Other than the acquisition mentioned above, there has been no change in Chubb’s internal controls over financial reporting during the three months ended March 31, 2016 that has materially affected, or is reasonably likely to materially affect, Chubb’s internal controls over financial reporting. PART II OTHER INFORMATION" f6f4b4c5-d90c-4a85-8b44-5788047c8e77,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0001288469-18-000036,10-Q,controls_and_procedures,0001288469,MXL,MAXLINEAR,2018-08-07,october,476,3163,True,1.0,"AND PROCEDURES Evaluation of Disclosure and Procedures We maintain disclosure controls and procedures that are designed to ensure that information required to be disclosed in our periodic reports filed with the SEC is recorded, processed, summarized and reported within the time periods specified in the rules and forms of the SEC and that such information is accumulated and communicated to our management, including our principal executive officer and principal financial officer, as appropriate, to allow for timely decisions regarding required disclosure. In designing and evaluating the disclosure controls and procedures, management recognizes that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and no evaluation of controls and procedures can provide absolute assurance that all control issues and instances of fraud, if any, within a company have been detected. Management is required to apply its judgment in evaluating the cost-benefit relationship of possible controls and procedures. As required by Rule 13a-15(b) of the Securities Exchange Act of 1934, as amended, or the Exchange Act, prior to filing this Quarterly Report, we carried out an evaluation, under the supervision and with the participation of our management, including our principal executive officer and principal financial officer of the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) of the Exchange Act) as of the end of the period covered by this Quarterly Report. Based on their evaluation, our principal executive officer and principal financial officer concluded that our disclosure controls and procedures were effective as of the end of the period covered by this Quarterly Report. Changes in Internal Control over Financial Reporting An evaluation was performed under the supervision and with the participation of our mana" f7c01fae-7f71-4454-9f3e-705f8a410d52,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0001193125-25-253579,10-Q,risk_factors,0001481582,RYZ,RYERSON HOLDING,2025-10-28,october,856,5647,True,1.0,"sk Factors There have been no material changes relating to this Item from those set forth in Item 1A on the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, other than as set forth below. The Olympic Steel, Inc. (""Olympic"") acquisition is subject to significant uncertainties and risks, including that the acquisition may not be completed on the terms or timeline currently contemplated, or at all, and the failure to complete the acquisition may adversely affect our stock price, future business, and financial results. The consummation of the Olympic acquisition is subject to certain customary closing conditions being satisfied or waived, including approval by the stockholders of both the Company and Olympic. There can be no assurance that the conditions to closing will be satisfied or waived or that other events will not intervene to delay or result in the termination of the proposed Olympic acquisition. If the Olympic acquisition is not completed for any reason, the trading price of our common stock may decline to the extent that the market price of the common stock reflects positive market assumptions that the Olympic acquisition will be completed and the related benefits will be realized. We do not currently control Olympic and will not control Olympic until completion of the Olympic acquisition. We do not currently control Olympic. We will not obtain control of Olympic until the completion of the Olympic acquisition. We cannot assure you that Olympic will operate its businesses during the interim period in the same way that we would. The business we acquire could be negatively impacted before or after the closing as a result of previously unknown events or conditions occurring or existing before the Olympic acquisition closes. Adverse changes in Olympic’s business or operations could occur or arise as a result of actions undertaken, legal or regulatory developments, deteriorating general business, market, industry, or economic conditions" fbd39e99-bad0-4d3d-a83f-5b80714943dc,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|ma_integration,427.7647,0000700564-26-000016,10-Q,unregistered_sales,0000700564,FULT,FULTON FINANCIAL,2026-05-08,october,771,5057,True,1.0,"Sales of Equity Securities and Use of Proceeds (a) None. (b) None. (c)Period Total Number of Shares Purchased Average Price Paid per Share(1) Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs(2) January 1, 2026 to January 31, 2026 — $ — — $ 150,000,000 February 1, 2026 to February 28, 2026 150,000 20.70 150,000 146,928,720 March 1, 2026 to March 31, 2026 1,062,650 20.14 1,062,650 125,758,455 (1) Includes commission and 1% excise tax (2) Excludes commission and 1% excise tax On December 16, 2025, the Corporation announced that its Board of Directors approved the 2026 Repurchase Program. The 2026 Repurchase Program will expire on January 31, 2027. Under the 2026 Repurchase Program the Corporation is authorized to repurchase up to $150.0 million of shares of its common stock. Under this authorization, up to $25.0 million of the $150.0 million authorization may be used to repurchase the Corporation's preferred stock and outstanding subordinated notes. The 2026 Repurchase Program may be discontinued at any time. As permitted by securities laws and other legal requirements and subject to market conditions and other factors, purchases may be made from time to time under the 2026 Repurchase Program in open market or privately negotiated transactions, including without limitation, through accelerated share repurchase transactions. During the three months ended March 31, 2026, 1,212,650 shares of the Corporation's common stock were repurchased under the 2026 Repurchase Program at a cost of $24.5 million or an average of $20.21 per share. Item 5. Other Information (c) None of the Corporation's directors or ""officers"" (as defined in Rule 16a-1(f) (17 C.F.R. § 240.16a-1(f))) adopted or terminated a ""Rule 10b5-1 trading arrangement"" or a ""non-Rule 10b5-1 trading arrangement"" (as those terms are defined in Item 408 of Regulation S-K (17 C.F.R. § 229.408)) dur" 1d0fc6b2-1024-4c33-90a3-d77582b8c90c,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|other,219.6,0001128361-20-000030,10-Q,quantitative_disclosures,0001128361,HOPE,HOPE BANCORP INC,2020-08-07,october,939,6155,True,1.0,"and Qualitative Disclosures About Market Risk The objective of our asset and liability management activities is to maximize our earnings while maintaining adequate liquidity and an exposure to interest rate risk deemed by management to be acceptable by adjusting the type and mix of assets and liabilities to seek to effectively address changing conditions and risks. Through overall management of our balance sheet and by seeking to manage various risks, we seek to optimize our financial returns within safe and sound parameters. Our operating strategies for attaining this objective include managing net interest margin through appropriate risk/return pricing of assets and liabilities and emphasizing growth in retail deposits, as a percentage of interest bearing liabilities, to reduce our cost of funds. We also seek to improve earnings by controlling noninterest expense and enhancing noninterest income. We also use various methods to protect against our exposure to interest rate fluctuations with the objective of reducing the effects fluctuations might have on associated cash flows or values. Finally, we perform internal analysis to measure, evaluate, and monitor risk. Interest Rate Risk Interest rate risk is the most significant market risk impacting us. Interest rate risk occurs when interest rate sensitive assets and liabilities do not reprice simultaneously and in equal volumes. A key objective of asset and liability management is to manage interest rate risk associated with changing asset and liability cash flows, values of our assets and liabilities, and market interest rate movements. The management of interest rate risk is governed by policies reviewed and approved annually by the Board of Directors. Our Board delegates responsibility for interest rate risk management to the Asset and Liability Board Committee (“ALCO”) and to the Asset and Liability Management Committee (“ALM”), which is composed of the Bank’s senior executives and other designated officers. The " 3eb0f929-a83a-4d3c-94a3-2b1275438039,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|other,219.6,0001564590-18-027773,10-Q,unregistered_sales,0001652535,ICHR,ICHOR HOLDINGS,2018-11-07,october,494,3307,True,1.0,"SALES OF EQUI TY SECURITIES AND USE OF PROCEEDS Share Repurchase Program Information related to repurchases of our ordinary shares during the nine months ended September 28, 2018 is as follows: Total Number of Shares Repurchased Average Price Paid per Share Total Number ofShares Purchasedas Part of PubliclyAnnounced Program Amount Available Under Repurchase Program (1) (dollars in thousands, except share and per share amounts) Amount available at February 15, 2018 $ 50,000 Quarter ended March 30, 2018 195,750 $ 25.51 195,750 $ 45,000 Quarter ended June 29, 2018 1,061,855 $ 23.52 1,061,855 $ 20,030 July 1, 2018 through July 31, 2018 936,092 $ 21.37 936,092 $ 29 Board authorization, $50 million increase, August 18, 2018 $ 50,029 September 1, 2018 through September 28, 2018 488,267 $ 21.19 488,267 $ 39,683 Quarter ended September 28, 2018 1,424,359 $ 21.31 1,424,359 $ 39,683 (1) The amounts presented in this column are the remaining total authorized value to be spent after each month’s repurchases. On February 15, 2018, we announced that our Board of Directors authorized a $50.0 million share repurchase program under which we may repurchase our ordinary shares in the open market or through privately negotiated transactions, depending on market conditions and other factors. Repurchases were funded with cash on-hand and cash flows from operations. On August 18, 2018, our Board of Directors increased the amount authorized under the share repurchase program by $50.0 million. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION None. 24 ITEM 6. EXHIBITS ExhibitNumber Description 31.1* Certification of Principal Executive Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002. 31.2* Certification of Principal Financial Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Ex" 61177deb-5207-474a-927c-110dc12a9c9d,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|other,219.6,0001856437-21-000011,10-Q,legal_proceedings,0001856437,VSXY,VICTORIA S SECRET,2021-09-10,october,349,2287,True,1.0,"PROCEEDINGS The Company is a defendant in a variety of lawsuits arising in the ordinary course of business. Actions filed against the Company from time to time include commercial, tort, intellectual property, customer, employment, data privacy, securities and other claims, including purported class action lawsuits. Although it is not possible to predict with certainty the eventual outcome of any litigation, in the opinion of management, our current legal proceedings are not expected to have a material adverse effect on our financial position or results of operations. As previously disclosed by L Brands, on May 19, 2020 and January 12, 2021, L Brands shareholders filed derivative lawsuits in the Court of Common Pleas for Franklin County, Ohio (subsequently removed to the United States District Court for the Southern District of Ohio) and the Delaware Court of Chancery, respectively, naming as defendants certain current and former directors and officers of L Brands and alleging, among other things, breaches of fiduciary duty through asserted violations of law and failures to monitor workplace conduct (the “Lawsuits”). In addition, L Brands also received litigation and books-and-records demands from other shareholders related to the same matters (together with the Lawsuits, the “Actions”). In July 2021, L Brands announced the global settlement resolving the Actions. The settlement resolves all derivative claims that have been or could have been asserted in the Actions or that involve in any way the allegations referred to in the Actions and releases all such claims against L Brands (and its subsidiaries, including the Company) and past and present employees, officers and directors, among others. As part of the settlement, L Brands (and its subsidiaries, including the Company) has agreed to implement certain management and governance measures, including the maintenance of a Diversity, Equity, and Inclusion Council. Following the Separation, the settlement terms will app" 643c98e6-b479-4192-b014-9ee0b67b0993,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|other,219.6,0001805284-23-000066,10-Q,unregistered_sales,0001805284,RKT,ROCKET COMPANIES INC CLASS A,2023-08-09,october,798,5210,True,1.0,"Sales of Equity Securities and Use of Proceeds Share Repurchase Authorization On November 10, 2020, our board of directors approved a share repurchase program of up to $1.0 billion of our Common Stock, including both Class A and Class D, which repurchases may be made, from time to time, in privately negotiated transactions or in the open market, in accordance with applicable securities laws (the “Share Repurchase Program”). The Share Repurchase Program was renewed on November 11, 2022 and will remain in effect for a two-year period. The Share Repurchase Program authorizes but does not obligate the Company to make any repurchases at any specific time. The timing and extent to which the Company repurchases its shares will depend upon, among other things, market conditions, share price, liquidity targets, regulatory requirements and other factors. As of June 30, 2023 approximately $590.7 million remain available under the Share Repurchase Program. There were no share repurchases during the three months ended June 30, 2023. As of August 2, 2023, Rocket Companies repurchased 32.1 million shares at a weighted average price of $12.73. We have returned $409.3 million to shareholders in aggregate under the $1.0 billion Share Repurchase Program which was renewed in November 2022. 56 Item 5. Other Information On July 7, 2023, Rocket Mortgage, LLC (“Borrower”), a subsidiary of the Company, entered into an increased commitment supplement (the “Supplement”) with Wells Fargo Bank, National Association as new lender (the “New Lender”) and JPMorgan Chase Bank, N.A. as agent (“Agent”). The Supplement modifies the Revolving Credit Agreement by and among the Borrower, the lending institutions and Agent (as amended, modified, or supplemented through the Supplement, the “Credit Agreement”). The Supplement joins the New Lender to the lending institutions party to the Credit Agreement. In connection with the foregoing, the New Lender is providing an increase in commitments under the Credit" ab2da550-d3b9-427b-b296-0caf19421f9b,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|other,219.6,0001437749-23-031250,10-Q,unregistered_sales,0001285819,OMER,OMEROS,2023-11-09,october,425,2698,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS On November 9. 2023, the Board of Directors approved an indefinite term share repurchase program under which we may repurchase from time to time up to $50.0 million of our common stock in the open market or through privately negotiated transactions. ITEM 3. DEFAULTS UPON SENIOR SECURITIES Not applicable. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION Not applicable. -30- Table of Contents ITEM 6. EXHIBITS ExhibitNumber ​ Description ​ ​ ​ 31.1 ​ Certification of Principal Executive Officer Pursuant to Rule 13-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 ​ Certification of Principal Financial Officer Pursuant to Rule 13-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 ​ Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 ​ Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS ​ Inline XBRL Instance Document 101.SCH ​ Inline XBRL Taxonomy Extension Schema Document 101.CAL ​ Inline XBRL Taxonomy Extension Calculation Link base Document 101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document 104.1 ​ Cover Page Interactive Data File, formatted in Inline XBRL (included in Exhibit 101) The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the SEC and are not to be incorporated by reference into any filing of Omeros Corporation under the Securities Act or the Exchange Act, whether ma" 3803050f-fe25-45b3-a2ab-0d6d75ebe241,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|technology-type,253.4,0000913760-22-000029,10-Q,controls_and_procedures,0000913760,SNEX,STONEX GROUP INC,2022-02-07,october,327,2132,True,1.0,"and Procedures In connection with the filing of this Form 10-Q, our management, including the Chief Executive Officer and Chief Financial Officer, evaluated the effectiveness of the design and operation of our disclosure controls and procedures (as such term is defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) as of December 31, 2021. Our Chief Executive Officer and Chief Financial Officer have concluded that our disclosure controls and procedures were effective to provide reasonable assurance that their objectives were met as of December 31, 2021. There are limitations inherent in any internal control, such as the possibility of human error and the circumvention or overriding of controls. A control system, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of the control system are met, and may not prevent or detect misstatements. As conditions change over time, so too may the effectiveness of internal controls. As a result, there can be no assurance that a control system will succeed in preventing all possible instances of error and fraud. Our disclosure controls and procedures are designed to provide reasonable assurance of achieving their objectives, and the conclusions our Chief Executive Officer and Chief Financial Officer are made at the “reasonable assurance” level. During the quarter ended December 31, 2021, we migrated substantially all of our remaining entities that had not previously migrated to our new accounting system, and we, for the first time, generated our internal and external reporting from the new system for the quarter ended December 31, 2021. Management has taken the necessary steps to monitor and maintain appropriate internal control over financial reporting during this period of system change. There were no other changes in our internal controls over financial reporting during the quarter ended December 31, 202" 671507aa-8599-4a23-817a-1958b0ca15db,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|technology-type,253.4,0001077428-19-000099,10-Q,controls_and_procedures,0001077428,TCBI,TEXAS CAPITAL BANCSHARES,2019-10-17,october,316,2072,True,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures Our management, with the supervision and participation of our Chief Executive Officer and Chief Financial Officer, has evaluated the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (the ""Exchange Act"")) as of the end of the period covered by this report. Based upon that evaluation, we have concluded that, as of the end of such period, our disclosure controls and procedures were effective in recording, processing, summarizing and reporting, on a timely basis, information required to be disclosed by us in the reports that we file or submit under the Exchange Act and were effective in ensuring that information required to be disclosed by us in the reports that we file or submit under the Exchange Act is accumulated and communicated to the Company's management, including our Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure. Changes in Internal Control over Financial Reporting There were no changes in our internal control over financial reporting (as defined in Rules 13a-15(e) and 15d-15(f) under the Exchange Act) during the period covered by this report that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting, except the following: During the three months ended March 31, 2019, we converted to a new loan servicing system to replace the existing platform that serviced our $17.1 billion loans held for investment portfolio, excluding mortgage finance loans. The new system was subject to various testing and review procedures before, during and after implementation. As a result of this implementation, we made changes to our processes and procedures which, in turn, resulted in changes to our internal control over financial reporting, includin" acdf4134-a541-4dbd-9b7d-35833043af23,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|technology-type,253.4,0000731802-13-000009,10-Q,controls_and_procedures,0000731802,ATO,Atmos Energy,2013-08-07,october,298,2069,True,1.0,"and Procedures Management’s Evaluation of Disclosure Controls and Procedures We carried out an evaluation, under the supervision and with the participation of our management, including our principal executive officer and principal financial officer, of the effectiveness of the Company’s disclosure controls and procedures, as such term is defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (Exchange Act). Based on this evaluation, the Company’s principal executive officer and principal financial officer have concluded that the 56 Company’s disclosure controls and procedures were effective as of June 30, 2013 to provide reasonable assurance that information required to be disclosed by us, including our consolidated entities, in the reports that we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified by the SEC’s rules and forms, including a reasonable level of assurance that such information is accumulated and communicated to our management, including our principal executive and principal financial officers, as appropriate to allow timely decisions regarding required disclosure. Changes in Internal Control over Financial Reporting During the quarter ended June 30, 2013 , we implemented a new customer information system, which required modifications to our existing system of internal control over financial reporting due to technical changes in the accounting software system. The implementation of our new customer information system is part of our continuing effort to enhance the design and documentation of our internal control processes to ensure that our internal control over financial reporting continues to function effectively. Other than such system implementation, there were no changes in our internal control over financial reporting during the third quarter of fiscal 2013 that have materially affected, or are reasonably likely to materially affect, our " dccfb4bc-5314-44b5-a77a-94f84bf64b35,holdout,True,productive,10-Q other|october|shown>=0.9|conf>0.7|technology-type,253.4,0001193125-12-329315,10-Q,controls_and_procedures,0000932696,NSIT,INSIGHT ENTERPRISES INC,2012-08-02,october,443,2924,True,1.0,"and Procedures. Evaluation of Disclosure Controls and Procedures Our Chief Executive Officer and Chief Financial Officer, as of the end of the period covered by this report, evaluated the effectiveness of our disclosure controls and procedures (as such term is defined under Rules 13a-15(e) and 15d-15(e) of the Exchange Act) and determined that as of June 30, 2012, our disclosure controls and procedures were effective to ensure that information required to be disclosed by us in reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding required disclosure. Change in Internal Control over Financial Reporting We currently have two significant IT systems projects that are in various phases of planning or implementation, one to integrate our IT systems in North America onto a single platform and one to convert all countries in our EMEA operations onto a single platform. We believe these upgraded IT systems will support the growth of the Company and our strategic initiatives. During the second quarter of 2012, we successfully completed our first significant milestone in the North America project by upgrading our core Enterprise Resource Planning system and by upgrading and integrating systems associated with our services business. Additionally, we continued to deploy new systems in EMEA, most recently in France, and plan to convert the United Kingdom by the end of 2012. We are employing a project management approach and are following a system implementation life cycle process that requires significant pre-implementation planning, design and testing. Our implementations are in phases, and legacy operating and financial information has been, and will be, migrated to these IT systems. Cert" e6486665-7a0e-49bf-b5de-1b796ec8eaca,holdout,False,productive,10-Q other|october|shown>=0.9|conf>0.7|technology-type,253.4,0001104659-11-027747,10-Q,controls_and_procedures,0000865752,MNST,Monster Beverage,2011-05-10,october,316,2171,True,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures – Under the supervision and with the participation of the Company’s management, including our Chief Executive Officer and Chief Financial Officer, the Company evaluated the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rules 13(a)-15(e) and 15(d)-15(e) of the Exchange Act) as of the end of the period covered by this report. Based upon this evaluation, the Chief Executive Officer and Chief Financial Officer have concluded that the Company’s disclosure controls and procedures are adequate and effective to ensure that information we are required to disclose in reports that we file or submit under the Exchange Act is (1) recorded, processed, summarized and reported within the time periods specified in SEC rules and forms and (2) is accumulated and communicated to the Company’s management, including its principal executive and principal financial officers as appropriate to allow timely decisions regarding required disclosures. Changes in Internal Control Over Financial Reporting – During the quarter ended March 31, 2011, we continued with our group-wide implementation of certain modules of SAP, an enterprise resource planning (“ERP”) system, at our Australian and Canadian subsidiaries. We have modified the design and documentation of internal control processes and procedures relating to the new systems to supplement and complement existing internal controls. We expect the SAP system to further advance our control environment by automating manual processes, improving management visibility and standardizing processes as its full capabilities are utilized and we will continue to update our internal controls over financial reporting as necessary to accommodate modifications to the business processes and accounting processes. There were no other changes in the Company’s internal controls over financial reporting during the quarter ended March 31, 2011, that " 6db1beaf-db76-4db8-ae61-1056aee970c3,holdout,True,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001035443-23-000121,8-K,full_body,0001035443,ARE,Alexandria Real Estate Equities,2023-03-13,june,1571,10131,True,0.4425,"are-20230313 0001035443 false 0001035443 2023-03-13 2023-03-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 ALEXANDRIA REAL ESTATE EQUITIES, INC. (Exact name of registrant as specified in its charter) Maryland 1-12993 95-4502084 (State or other jurisdiction ofincorporation) (Commission File Number) (I.R.S. Employer Identification No.) 26 North Euclid Avenue , Pasadena , California 91101 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: ( 626 ) 578-0777 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4 (c)) Securities registered pursuant to Section 12(b) of the Exchange Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $.01 par value per share ARE New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting s" 19bb03a2-1a03-4c81-bbf1-729e4a51cfbd,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|ma_integration,1.4,0001193125-22-202596,8-K,full_body,0000008818,AVY,Avery Dennison,2022-07-27,june,1343,9549,True,0.4613,"8-K Avery Dennison Corp false 0000008818 0000008818 2022-07-27 2022-07-27 0000008818 us-gaap:CommonStockMember 2022-07-27 2022-07-27 0000008818 us-gaap:SeniorNotesMember 2022-07-27 2022-07-27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2022 AVERY DENNISON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-7685 95-1492269 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 8080 Norton ParkwayMentor,Ohio 44060 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code ( 440 ) 534-6000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common stock, $1 par value AVY New York Stock Exchange 1.25% Senior Notes due 2025 AVY25 Nasdaq Stock Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerg" dd10ec08-2977-4f49-9e1b-5d8109c6e329,holdout,True,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|ma_integration,1.4,0001104659-12-012422,8-K,full_body,0001067701,URI,United Rentals,2012-02-24,june,1440,9592,True,0.3564,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2012 UNITED RENTALS, INC. UNITED RENTALS (NORTH AMERICA), INC. (Exact name of registrant as specified in its charter) Delaware 001-14387 06-1522496 Delaware 001-13663 06-1493538 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) Five Greenwich Office Park Greenwich, Connecticut 06831 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (203) 622-3131 (Former name or former address if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01. Regulation FD Disclosure On February 24, 2012, United Rentals, Inc. (the “Company” or “United Rentals”) announced that its subsidiary, UR Financing Escrow Corporation (“UR Financing”), priced offerings of senior unsecured notes and senior secured notes to qualified institutional buyers in accordance with Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and outside the United States in accordance with Regulation S under the Securities Act. The Company had previously announced a proposed offering of an aggregate amount of $1,550 million of senior unsecured notes and an aggregate amount of $650 million of senior secured" f7785094-3604-407c-97cf-b8dce57c3640,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|ma_integration,1.4,0001193125-22-118769,8-K,full_body,0000008818,AVY,Avery Dennison,2022-04-26,june,1332,9497,True,0.4631,"8-K Avery Dennison Corp false 0000008818 0000008818 2022-04-26 2022-04-26 0000008818 us-gaap:CommonStockMember 2022-04-26 2022-04-26 0000008818 us-gaap:SeniorNotesMember 2022-04-26 2022-04-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 AVERY DENNISON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-7685 95-1492269 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 8080 Norton ParkwayMentor,Ohio 44060 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code ( 440 ) 534-6000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common stock, $1 par value AVY New York Stock Exchange 1.25% Senior Notes due 2025 AVY25 Nasdaq Stock Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emer" fe7b28f1-a35e-4b5a-a01e-8b17b9db6071,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|ma_integration,1.4,0001193125-22-269712,8-K,full_body,0000016918,STZ,Constellation Brands,2022-10-26,june,2505,16821,True,0.4089,"8-K false 0000016918 0000016918 2022-10-25 2022-10-25 0000016918 us-gaap:ConvertibleCommonStockMember 2022-10-25 2022-10-25 0000016918 us-gaap:CommonClassBMember 2022-10-25 2022-10-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2022 CONSTELLATION BRANDS, INC. (Exact name of registrant as specified in its charter) Delaware 001-08495 16-0716709 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 207 High Point Drive,Building 100,Victor,NY14564 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (585) 678-7100 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Class A Common Stock STZ New York Stock Exchange Class B Common Stock STZ.B New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging gr" feb14cc3-9a56-4d93-bffd-c9faabedc1bd,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|ma_integration,1.4,0001510295-18-000161,8-K,full_body,0001510295,MPC,Marathon Petroleum,2018-09-05,june,1583,11146,True,0.5666,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________________________ FORM 8-K _____________________________________________ Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 5, 2018 _____________________________________________ Marathon Petroleum Corporation (Exact name of registrant as specified in its charter) _____________________________________________ Delaware 001-35054 27-1284632 (State or other jurisdictionof incorporation) (Commission File Number) (IRS EmployerIdentification No.) 539 South Main StreetFindlay, Ohio 45840 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (419) 422-2121 (Former name or former address, if changed since last report.) _____________________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨ It" b6a7ab0d-45e8-4c08-a4b3-1bffe085698f,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|other,1.0,0001031296-26-000089,8-K,full_body,0001031296,FE,FirstEnergy,2026-05-20,june,2326,16060,True,0.3385,"fe-20260520 0001031296 false 0001031296 2026-05-20 2026-05-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2026 Commission Registrant; State of Incorporation; I.R.S. Employer File Number Address; and Telephone Number Identification No. 333-21011 FIRSTENERGY CORP 34-1843785 (An Ohio Corporation) 341 White Pond Drive Akron OH 44320 Telephone (800) 736-3402 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock, $0.10 par value per share FE New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 1.01 Entry into a Material Definitive Agreement. As previously disclosed, on March 25, 2024, FirstEnergy Corp. (“FirstEnergy” or the “Company”), FirstEnergy Transmission, LL" e64c282a-f324-4fac-8211-6558907baea1,holdout,False,productive,8-K|june|shown0.25-0.9|conf0.45-0.7|technology-type,1.0,0001193125-25-122121,8-K,full_body,0000002488,AMD,Advanced Micro Devices,2025-05-19,june,2167,14246,True,0.2964,"8-K ADVANCED MICRO DEVICES INC false 0000002488 0000002488 2025-05-18 2025-05-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 18, 2025 Date of Report (Date of earliest event reported) ADVANCED MICRO DEVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-07882 94-1692300 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 2485 Augustine Drive Santa Clara , California 95054 (Address of principal executive offices) (Zip Code) (408) 749-4000 (Registrant’s telephone number, including area code) N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $0.01 par value AMD The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised fin" 10223825-f6e1-447c-8bb2-1addd72a0b91,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|capex-type,28.7,0001104659-23-039242,8-K,full_body,0001045609,PLD,Prologis,2023-03-30,june,1538,10237,True,0.5828,"0001045609 false PROLOGIS, INC. PROLOGIS, L.P. 0001045610 false 8-K 2023-03-23 false false false false false Pier 1 Bay 1 San Francisco California 94111 415 394-9000 0001045609 2023-03-23 2023-03-23 0001045609 pld:PrologisLPMember 2023-03-23 2023-03-23 0001045609 us-gaap:CommonStockMember 2023-03-23 2023-03-23 0001045609 pld:Notes3.000PercentDue2026Member pld:PrologisLPMember 2023-03-23 2023-03-23 0001045609 pld:Notes2.250PercentDue2029Member pld:PrologisLPMember 2023-03-23 2023-03-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2023 PROLOGIS, INC. PROLOGIS, L.P. (Exact name of registrant as specified in charter) Maryland(Prologis, Inc.) 001-13545(Prologis, Inc.) 94-3281941(Prologis, Inc.) Delaware(Prologis, L.P.) 001-14245(Prologis, L.P.) 94-3285362(Prologis, L.P.) (State or other jurisdictionof Incorporation) (Commission File Number) (I.R.S. Employer IdentificationNo.) Pier 1,Bay 1,San Francisco,California 94111 (Address of Principal Executive Offices) (Zip Code) Registrants’ Telephone Number, including Area Code: ( 415 ) 394-9000 N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e" 2716a065-1191-4484-a0d6-afc45d04b147,holdout,True,productive,8-K|june|shown0.25-0.9|conf>0.7|capex-type,28.7,0001032208-22-000047,8-K,full_body,0001032208,SRE,Sempra,2022-10-20,june,2831,18742,True,0.3397,"sempra-20221019 0001032208 false 0001032208 2022-10-19 2022-10-19 0001032208 us-gaap:CommonStockMember 2022-10-19 2022-10-19 0001032208 sempra:SempraEnergy575JuniorSubordinatedNotesDue2079Member 2022-10-19 2022-10-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 SEMPRA ENERGY (Exact name of registrant as specified in its charter) California 1-14201 33-0732627 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 488 8th Avenue,San Diego,California 92101 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (619)696-2000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of Each Class Trading Symbol Name of Each Exchange on Which Registered Sempra Energy Common Stock, without par value SRE New York Stock Exchange Sempra Energy 5.75% Junior Subordinated Notes Due 2079, $25 par value SREA New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company☐ If an eme" 37005d77-c931-4fde-968d-ca6edb8995c8,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|capex-type,28.7,0000092122-23-000058,8-K,full_body,0000092122,SO,Southern Company,2023-06-16,june,1447,10263,True,0.4488,"so-20230616 0000092122 0000041091 FALSE 0000092122 2023-06-16 2023-06-16 0000092122 so:GeorgiaPowerMember 2023-06-16 2023-06-16 0000092122 us-gaap:CommonStockMember 2023-06-16 2023-06-16 0000092122 so:Series2017B5.25JuniorSubordinatedNotesDue2077Member 2023-06-16 2023-06-16 0000092122 so:Series2020A4.95JuniorSubordinatedNotesDue2080Member 2023-06-16 2023-06-16 0000092122 so:Series2020C420JuniorSubordinatedNotesDue2060Member 2023-06-16 2023-06-16 0000092122 so:Series2021B1875FixedToFixedResetRateJuniorSubordinatedNotesDue2081Member 2023-06-16 2023-06-16 0000092122 so:GeorgiaPowerMember so:Series2017A500JuniorSubordinatedNotesDue2077Member 2023-06-16 2023-06-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2023 CommissionFile Number Registrant,State of Incorporation,Address and Telephone Number I.R.S. EmployerIdentification No. 1-3526 The Southern Company 58-0690070 (A Delaware Corporation) 30 Ivan Allen Jr. Boulevard, N.W . Atlanta , Georgia 30308 ( 404 ) 506-5000 1-6468 Georgia Power Company 58-0257110 (A Georgia Corporation) 241 Ralph McGill Boulevard, N.E. Atlanta , Georgia 30308 ( 404 ) 506-6526 The names and addresses of the registrants have not changed since the last report. This combined Form 8-K is furnished separately by two registrants: The Southern Company and Georgia Power Company. Information contained herein relating to each registrant is furnished by each registrant solely on its own behalf. Each registrant makes no representation as to information relating to the other registrant. Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant" 77ccc74d-3a4e-4917-89b3-eb0af441618e,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|capex-type,28.7,0000092122-15-000102,8-K,full_body,0000092122,SO,Southern Company,2015-10-28,june,1541,10385,True,0.4146,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2015 CommissionFile Number Registrant, State of Incorporation,Address and Telephone Number I.R.S. EmployerIdentification No. 1-3526 The Southern Company(A Delaware Corporation)30 Ivan Allen Jr. Boulevard, N.W.Atlanta, Georgia 30308(404) 506-5000 58-0690070 1-6468 Georgia Power Company(A Georgia Corporation)241 Ralph McGill Boulevard, N.E.Atlanta, Georgia 30308(404) 506-6526 58-0257110 The names and addresses of the registrants have not changed since the last report. This combined Form 8-K is filed separately by two registrants: The Southern Company and Georgia Power Company. Information contained herein relating to each registrant is filed by each registrant solely on its own behalf. Each registrant makes no representation as to information relating to the other registrant. Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. See MANAGEMENT'S DISCUSSION AND ANALYSIS - FUTURE EARNINGS POTENTIAL - “Construction Program” of The Southern Company (“Southern Company”) and MANAGEMENT'S DISCUSSION AND ANALYSIS - FUTURE EARNINGS POTENTIAL - “Retail Regulatory Matters - Nuclear Construction” of Georgia Power Company (“Georgia Power”) in Item 7 and Note 3 to the financial statements of Southern Company under “Retail " 798489ff-7ba1-4217-ade1-04a34cd18e41,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|capex-type,28.7,0000092122-15-000085,8-K,full_body,0000092122,SO,Southern Company,2015-09-29,june,1937,13257,True,0.4268,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 29, 2015 CommissionFile Number Registrant, State of Incorporation,Address and Telephone Number I.R.S. EmployerIdentification No. 1-3526 The Southern Company(A Delaware Corporation)30 Ivan Allen Jr. Boulevard, N.W.Atlanta, Georgia 30308(404) 506-5000 58-0690070 001-11229 Mississippi Power Company(A Mississippi Corporation)2992 West BeachGulfport, Mississippi 39501(228) 864-1211 64-0205820 The names and addresses of the registrants have not changed since the last report. This combined Form 8-K is furnished separately by two registrants: The Southern Company and Mississippi Power Company. Information contained herein relating to each registrant is furnished by each registrant solely on its own behalf. Each registrant makes no representation as to information relating to the other registrant. Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) The information in Item 7.01 in this Current Report on Form 8-K, including the exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, such information, including the exhibit attached hereto, shall not be deemed to be incorporated by reference in any " 2c19bd3b-c96b-465e-861e-9a5a7904f396,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|ma_integration,185.4,0001104659-13-069001,8-K,full_body,0000051143,IBM,IBM,2013-09-10,june,1731,12271,True,0.2816,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 10, 2013 (Date of earliest event reported) INTERNATIONAL BUSINESS MACHINES CORPORATION (Exact name of registrant as specified in its charter) New York 1-2360 13-0871985 (State of Incorporation) (Commission File Number) (IRS employer Identification No.) ARMONK, NEW YORK 10504 (Address of principal executive offices) (Zip Code) 914-499-1900 (Registrant’s telephone number) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 (Other Events) On September 10, 2013, IBM and SYNNEX Corporation announced a definitive agreement under which SYNNEX Corporation will acquire IBM’s customer care business process outsourcing services business. The press release is Attachment I of this Form 8-K. Attachment II contains information about this transaction that has been posted on IBM’s Investor Relations website (www.ibm.com/investor/). IBM’s web site (www.ibm.com) contains a significant amount of information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit its various web sites from time to time, as information is updated and new information is posted. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed" 98b56918-680c-4bc4-9f07-2a81ce28485f,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|ma_integration,185.4,0001193125-16-455378,8-K,full_body,0000849399,GEN,Gen Digital,2016-02-09,june,1826,11458,True,0.6423,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2016 Symantec Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-17781 77-0181864 (State or Other Jurisdiction ofIncorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 350 Ellis Street, Mountain View, CA 94043 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code (650) 527-8000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. On February 3, 2016, Symantec Corporation (the “Company” or “Symantec”) entered into an investment agreement (the “Investment Agreement”) with Silver Lake Partners IV Cayman (AIV II), L.P. (“Silver Lake”), relating to the issuance to Silver Lake (or its designated affiliates) of $500 million principal amount of convertible 2.5% unsecured notes, due 2021 (the “Notes”). The transactions contemplated by the Investment Agreement (the “Silver Lake Transactions”) are expected to close on or about March 4, 2016 (the “Closing”), subject to satisfaction of the conditions set forth in the Investment Agreement. On February 4, 2016, the Company issued a press release announcing the Silver Lake Transactions. A copy of this pres" 99938ab8-663b-4f52-8ecf-edf9ddfc33a7,holdout,True,productive,8-K|june|shown0.25-0.9|conf>0.7|ma_integration,185.4,0001193125-17-244309,8-K,full_body,0001051470,CCI,Crown Castle,2017-08-01,june,1694,10684,True,0.2963,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2017 Crown Castle International Corp. (Exact name of registrant as specified in its charter) Delaware 001–16441 76-0470458 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 1220 Augusta Drive, Suite 600Houston, TX 77057 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (713) 570-3000 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT. On August 1, 2017, Crown Castle International Corp. (“Company”) closed its previously announced public offering (“Debt" b9bb58f3-750f-44bc-9015-483766f1d745,holdout,True,productive,8-K|june|shown0.25-0.9|conf>0.7|ma_integration,185.4,0000045012-10-000276,8-K,full_body,0000045012,HAL,Halliburton,2010-09-03,june,1451,9763,True,0.544,"responsetolitigation.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 3, 2010 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation ) 001-03492 No. 75-2677995 (Commission File Number) (IRS Employer Identification No.) 3000 North Sam Houston Parkway EastHouston, Texas 77032 (Address of Principal Executive Offices) (Zip Code) (281) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): T Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events. As previously disclosed, on April 9, 2010, Halliburton Company, a Delaware corporation (“Halliburton”), Gradient, LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of Halliburton, and Boots & Coots, Inc., a Delaware corporation (“Boots & Coots”), entered into an Agreement and Plan of Merger. Additional Disclosure Halliburton and Boots & Coots are providing certain additional disclosure that supplements disclosure contained in the proxy statement/prospectus dated August 10, 2010 and previously mailed to Boots & Coots stockholders. The following additional disclosure should be read in conjunct" cace9a09-c1bf-4a0c-9454-1efd4a714631,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|ma_integration,185.4,0001104659-21-094908,8-K,full_body,0000033213,EQT,EQT Corporation,2021-07-22,june,1922,12404,True,0.6062,"0000033213 false 0000033213 2021-07-21 2021-07-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 22, 2021 ( July 21, 2021 ) EQT CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania 001-3551 25-0464690 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification Number) 625 Liberty Avenue , Suite 1700 , Pittsburgh , Pennsylvania 15222 (Address of principal executive offices, including zip code) ( 412 ) 553-5700 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities Registered Pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common Stock, no par value EQT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registr" 0fd4dcfe-589f-42b5-bbee-14d1d662da3f,holdout,True,productive,8-K|june|shown0.25-0.9|conf>0.7|other,16.0,0001751788-23-000006,8-K,full_body,0001751788,DOW,Dow Inc.,2023-01-26,june,2087,14450,True,0.4913,"dow-20230125 0001751788 FALSE 0000029915 FALSE 0001751788 2023-01-25 2023-01-25 0001751788 dow:TheDowChemicalCompanyMember 2023-01-25 2023-01-25 0001751788 dow:TheDowChemicalCompanyMember dow:A0500NotesDueMarch152027Member 2023-01-25 2023-01-25 0001751788 dow:TheDowChemicalCompanyMember dow:A1125NotesDueMarch152032Member 2023-01-25 2023-01-25 0001751788 dow:TheDowChemicalCompanyMember dow:A1875NotesDueMarch152040Member 2023-01-25 2023-01-25 0001751788 dow:TheDowChemicalCompanyMember dow:A4625NotesDueOctober12044Member 2023-01-25 2023-01-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 ( January 25, 2023 ) CommissionFile Number Exact Name of Registrant as Specified in its Charter,Principal Office Address and Telephone Number State of Incorporation orOrganization I.R.S. EmployerIdentification No. 001-38646 Dow Inc. Delaware 30-1128146 2211 H.H. Dow Way,Midland,MI48674 (989)636-1000 001-03433 The Dow Chemical Company Delaware 38-1285128 2211 H.H. Dow Way,Midland,MI48674 (989)636-1000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Registrant Title of each class Trading Symbol(s) Name of each exchange on which registered Dow Inc. Common Stock, par value $0.01 per share DOW New York Stock Exchange The Dow Chemical Company" 2706da40-2daf-49c7-9b0f-715ecdd9c10a,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|other,16.0,0000950103-15-009067,8-K,full_body,0001166691,CMCSA,Comcast,2015-11-25,june,1391,9252,True,0.596,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2015 (November 24, 2015) Comcast Corporation (Exact Name of Registrantas Specified in its Charter) Pennsylvania (State or Other Jurisdiction of Incorporation) 001-32871 27-0000798 (Commission File Number) (IRS Employer Identification No.) One Comcast CenterPhiladelphia, PA 19103-2838 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code:(215) 286-1700 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement. As previously disclosed, Comcast Corporation (“Comcast”) and Michael J. Angelakis entered into an agreement dated as of March 30, 2015 (the “March Agreement”) to establish a new, strategic company focused on investing in and operating growth-oriented companies, both domestically and internationally. On November 24, 2015, in order to implement the arrangements contemplated by the March Agreement, (i) Comcast, (ii) Comcast AG Holdings, LLC, a wholly owned subsidiary of Comcast (“Comcast Shareholder”), (iii) the strategic company contemplated by the March Agreement (the “Strategic Company”), (iv) a shareholder company owned by the St" 313bdc90-5452-40e6-9ef1-9a88e01d8f2f,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|other,16.0,0001140361-24-035769,8-K,full_body,0000920522,ESS,Essex Property Trust,2024-08-05,june,2220,14126,True,0.2895,"false ESSEX PROPERTY TRUST, INC. 0000920522 CA NYSE 0000920522 2024-08-05 2024-08-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2024 ESSEX PROPERTY TRUST, INC. ESSEX PORTFOLIO, L.P. (Exact Name of Registrant as Specified in Its Charter) 001-13106 (Essex Property Trust, Inc.) 333-44467-01 (Essex Portfolio, L.P.) (Commission File Number) Maryland(Essex Property Trust, Inc.) 77-0369576(Essex Property Trust, Inc.) California (Essex Portfolio, L.P.) 77-0369575 (Essex Portfolio, L.P.) (State or Other Jurisdiction of Incorporation) (I.R.S. Employer Identification No.) 1100 Park Place , Suite 200 San Mateo , CA 94403 (Address of principal executive offices, including zip code) ( 650 ) 655-7800 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock, $.0001 par value (Essex Property Trust, Inc.) ESS New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the" 8e28e403-50ef-413f-8556-80b4b71bc6ec,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|other,16.0,0001193125-21-007307,8-K,full_body,0001297996,DLR,Digital Realty,2021-01-12,june,1980,13052,True,0.3878,"8-K false 0001494877 0001297996 0001297996 2021-01-12 2021-01-12 0001297996 dlr:DigitalRealtyTrustLPMember 2021-01-12 2021-01-12 0001297996 us-gaap:CommonStockMember 2021-01-12 2021-01-12 0001297996 us-gaap:SeriesCPreferredStockMember 2021-01-12 2021-01-12 0001297996 dlr:SeriesJPreferredStockMember 2021-01-12 2021-01-12 0001297996 dlr:SeriesKPreferredStockMember 2021-01-12 2021-01-12 0001297996 dlr:SeriesLPreferredStockMember 2021-01-12 2021-01-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 DIGITAL REALTY TRUST, INC. DIGITAL REALTY TRUST, L.P. (Exact name of registrant as specified in its charter) Maryland 001-32336 26-0081711 Maryland 000-54023 20-2402955 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) Four Embarcadero Center, Suite 3200San Francisco,California 94111 (Address of principal executive offices) (Zip Code) ( 415 ) 738-6500 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common Stock DLR New York Stock Exchange Series C Cumulative Redeemable Perpetual Preferred Stock DLR Pr C New York S" be25ffbb-2adc-4c82-8d6f-635aafc61568,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|other,16.0,0001193125-23-155919,8-K,full_body,0000820318,COHR,Coherent Corp.,2023-05-30,june,1445,9912,True,0.5456,"Form 8-K false 0000820318 0000820318 2023-05-23 2023-05-23 0000820318 us-gaap:CommonStockMember 2023-05-23 2023-05-23 0000820318 iivi:SeriesAMandatoryConvertiblePreferredStockMember 2023-05-23 2023-05-23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Coherent Corp. (Exact name of registrant as specified in its charter) Pennsylvania 001-39375 25-1214948 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 375 Saxonburg Boulevard Saxonburg,Pennsylvania16056 (Address of Principal Executive Offices) (Zip Code) (724) 352-4455 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, no par value COHR New York Stock Exchange 6.00% Series A Mandatory Convertible Preferred Stock, no par value IIVI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this ch" 408e6b46-54f8-4a60-b7d1-c6a57bc56c29,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|technology-type,2.7,0000354950-14-000042,8-K,full_body,0000354950,HD,Home Depot (The),2014-11-06,june,1517,10186,True,0.4701,"HD_8K_11.06.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 __________________ FORM 8-K __________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2014 __________________ THE HOME DEPOT, INC. (Exact Name of Registrant as Specified in Charter) __________________ Delaware 1-8207 95-3261426 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 2455 Paces Ferry Road, N.W., Atlanta, Georgia 30339 (Address of Principal Executive Offices) (Zip Code) (770) 433-8211 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) __________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01. Regulation FD Disclosure. In connection with the update on its data breach discussed in Item 8.01 below, on November 6, 2014, The Home Depot, Inc. confirmed its previous fiscal 2014 sales growth guidance of approximately 4.8 percent and its fiscal 2014 diluted earnings per share growth guidance of $4.54, an increase of approximately 21 percent, which includes estimates for the cost to investigate the data breach, provide credit monitoring services to customers, increase call center staffing, and pay legal and professional services, all of which are expensed as incurred. The Company's fisc" 8ca9876c-6501-4a3f-947f-c4638b726dd2,holdout,True,productive,8-K|june|shown0.25-0.9|conf>0.7|technology-type,2.7,0001193125-21-319504,8-K,full_body,0001156375,CME,CME Group,2021-11-04,june,1624,10445,True,0.3203,"8-K false 0001156375 --12-31 0001156375 2021-11-04 2021-11-04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 CME GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31553 36-4459170 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 20 South Wacker DriveChicago,Illinois 60606 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: ( 312 ) 930-1000 N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Tradingsymbol(s) Name of each exchangeon which registered Class A Common Stock CME Nasdaq Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ It" 914c5649-eb44-4640-9566-1fe0c516e6ef,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|technology-type,2.7,0000045012-18-000082,8-K,full_body,0000045012,HAL,Halliburton,2018-04-23,june,3908,25571,True,0.3717,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 23, 2018 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation ) 001-03492 No. 75-2677995 (Commission File Number) (IRS Employer Identification No.) 3000 North Sam Houston Parkway EastHouston, Texas 77032 (Address of Principal Executive Offices) (Zip Code) (281) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ INFORMATION TO BE INCLUDED IN REPORT Item 2.02. Results of Operations and Financial Condition On April 23, 2018 , registrant issued a press release entitled “H" a4e9e5ab-c0e3-412b-901b-c978b635670f,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|technology-type,2.7,0000045012-20-000023,8-K,full_body,0000045012,HAL,Halliburton,2020-01-21,june,4690,30629,True,0.285,"Document false 0000045012 0000045012 2020-01-21 2020-01-21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 21, 2020 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 3000 North Sam Houston Parkway East Houston , Texas 77032 (Address of Principal Executive Offices) 001-03492 75-2677995 (Commission File Number) (IRS Employer Identification No.) ( 281 ) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading Symbol Name of each exchange on which registered Common Stock, par value $2.50 per share HAL New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to S" d355c179-7d02-4f7a-9b45-8c35b7fad698,holdout,False,productive,8-K|june|shown0.25-0.9|conf>0.7|technology-type,2.7,0000072903-17-000022,8-K,full_body,0000072903,XEL,Xcel Energy,2017-05-12,june,1578,10695,True,0.4384,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2017 Commission File Number Exact Name of Registrant as Specified in its Charter; State of Incorporation; Address of Principal Executive Offices; and Telephone Number IRS Employer Identification Number 001-3034 XCEL ENERGY INC. 41-0448030 (a Minnesota corporation) 414 Nicollet Mall Minneapolis, Minnesota 55401 (612) 330-5500 001-31387 NORTHERN STATES POWER COMPANY 41-1967505 (a Minnesota corporation) 414 Nicollet Mall Minneapolis, Minnesota 55401 (612) 330-5500 001-3280 PUBLIC SERVICE COMPANY OF COLORADO 84-0296600 (a Colorado corporation) 1800 Larimer Street Suite 1100 Denver, Colorado 80202 (303) 571-7511 001-03789 SOUTHWESTERN PUBLIC SERVICE COMPANY 75-0575400 (a New Mexico corporation) Tyler at Sixth Amarillo, Texas 79101 (303) 571-7511 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): £ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) £ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) £ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) £ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company £ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial" 025e21aa-803e-433a-b416-24611c4ee462,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|capex-type,5.5,0000831259-15-000053,8-K,full_body,0000831259,FCX,Freeport-McMoRan,2015-10-23,june,26926,166656,True,0.0344,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2015 FREEPORT-McMoRan INC. (Exact name of registrant as specified in its charter) Delaware 001-11307-01 74-2480931 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 333 North Central Avenue Phoenix, AZ 85004 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (602) 366-8100 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02. Results of Operations and Financial Condition. Freeport-McMoRan Inc. (FCX) issued a press release dated October 22, 2015 , announcing its third-quarter and nine-month 2015 results referencing supplementary schedules (see exhibit 99.1) and presented slides on its website that accompanied its October 22, 2015 , earnings conference call (see exhibit 99.2). Item 8.01. Other Events. Freeport-McMoRan Reports Third-Quarter and Nine-Month 2015 Results ▪ Net lossattributable to common stock totaled$3.8 billion,$3.58per share, forthird-quarter2015. After adjusting for net charges totaling$3.7 billion,$3.43per share,third-quarter2015adjusted net loss attributable to common stock totaled $156 million, $0.15 per share. ▪ Consolidated salestotaled1.0 billionpounds of copper,294 thousandounces of gol" 67679043-8639-4b74-b323-ed24644f562e,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|capex-type,5.5,0001104659-21-080764,8-K,full_body,0001035443,ARE,Alexandria Real Estate Equities,2021-06-14,june,2600,17771,True,0.1555,"0001035443 false 0001035443 2021-06-14 2021-06-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 ALEXANDRIA REAL ESTATE EQUITIES, INC. (Exact name of registrant as specified in its charter) Maryland 1-12993 95-4502084 (State or other jurisdiction ofincorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 26 North Euclid Avenue Pasadena,California 91101 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: ( 626 ) 578-0777 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Exchange Act: Title of each class Trading Symbol(s) Name of each exchange on whichregistered Common Stock, $.01 par value per share ARE New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for co" b089e5d6-2da2-45c0-b7f8-5955d22ca646,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|capex-type,5.5,0001104659-13-044136,8-K,full_body,0001324404,CF,CF Industries,2013-05-23,june,2181,13954,True,0.0901,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2013 CF Industries Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware(State or other jurisdictionof incorporation) 001-32597(CommissionFile Number) 20-2697511(I.R.S. EmployerIdentification No.) 4 Parkway North, Suite 400Deerfield, IL 60015 (Address of principalexecutive offices) (Zip Code) Registrant’s telephone number, including area code: (847) 405-2400 (Former name or former address if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. On May 20, 2013, CF Industries Holdings, Inc. (the “Company”) and the Company’s wholly-owned subsidiary CF Industries, Inc. (“CFI”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC and Goldman, Sachs & Co., as representatives of the several underwriters named therein (the “Underwriters”). Pursuant to the Underwriting Agreement, CFI agreed to issue and sell to the Underwriters, for resale to the public, $750,000,000 aggregate principal amount of 3.450% senior notes due 2023 (the “2023 Notes”) at a public offering price of 99.907% of the aggregate principal amount of the 2023 Notes and $750,000,000 " cdd974fb-c56c-4f23-b287-83ee0e8cc8e0,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|capex-type,5.5,0001410636-25-000117,8-K,full_body,0001410636,AWK,American Water Works,2025-05-16,june,1510,9919,True,0.2377,"awk-20250514 0001410636 false 0001410636 2025-05-14 2025-05-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 American Water Works Company, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-34028 Delaware 51-0063696 (State or other jurisdictionof incorporation) (IRS EmployerIdentification No.) 1 Water Street Camden , NJ 08102-1658 (Address of principal executive offices, including zip code) ( 856 ) 955-4001 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol Name of Each Exchange on Which Registered Common stock, par value $0.01 per share AWK New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.07. Submission of Matters to a Vote of " dc7c27ce-087c-4e48-ba99-d58f48e2fef1,holdout,True,productive,8-K|june|shown<0.25|conf>0.7|capex-type,5.5,0000065984-20-000259,8-K,full_body,0000065984,ETR,Entergy,2020-09-22,june,1323,9687,True,0.1759,"Document false 504 504 409 639 Loyola Avenue 4809 Jefferson Highway 10055 Grogans Mill Road New Orleans Jefferson The Woodlands US US US 70113 70121 77380 LA LA TX 0000065984 0001348952 0001427437 false false DE TX TX 576-4000 576-4000 981-2000 CHX 0000065984 2020-09-22 2020-09-22 0000065984 etr:EntergyTexasMember 2020-09-22 2020-09-22 0000065984 etr:EntergyLouisianaMember 2020-09-22 2020-09-22 0000065984 exch:XNYS 2020-09-22 2020-09-22 0000065984 exch:XCHI 2020-09-22 2020-09-22 0000065984 exch:XNYS etr:EntergyTexasMember etr:A5.375SeriesAPreferredStockCumulativeNoParValueDomain 2020-09-22 2020-09-22 0000065984 etr:EntergyLouisianaMember etr:FourPointEightSevenFivePercentSeriesFirstMortgageBondsDueSeptemberTwoThousandSixtySixMember 2020-09-22 2020-09-22 0000065984 etr:EntergyTexasMember etr:FivePointSixTwoFivePercentSeriesFirstMortgageBondsDueJuneTwoThousandSixtyFourMember 2020-09-22 2020-09-22 0000065984 etr:EntergyLouisianaMember etr:MortgageBondsFourPointSevenPercentSeriesDueJuneTwoThousandSixtyThreeMember 2020-09-22 2020-09-22 0000065984 etr:EntergyLouisianaMember etr:MortgageBondsFivePointTwoFivePercentSeriesDueJulyTwoThousandFiftyTwoMember 2020-09-22 2020-09-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date earliest event reported) September 22, 2020 CommissionFile Number Registrant, State of Incorporation or Organization, Address of Principal Executive Offices, Telephone Number, and IRS Employer Identification No. CommissionFile Number Registrant, State of Incorporation or Organization, Address of Principal Executive Offices, Telephone Number, and IRS Employer Identification No. 1-11299 ENTERGY CORPORATION 1-34360 ENTERGY TEXAS, INC. (a Delaware corporation)639 Loyola AvenueNew Orleans, Louisiana 70113Telephone (504) 576-4000 (a Texas corporation)10055 Grogans Mill RoadThe " 22e7724b-2e55-4be3-8466-de30f4d439fa,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|ma_integration,59.3,0001193125-23-284319,8-K,full_body,0001260221,TDG,TransDigm Group,2023-11-28,june,1560,10156,True,0.2481,"8-K TransDigm Group INC false 0001260221 0001260221 2023-11-28 2023-11-28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 28, 2023 TransDigm Group Incorporated (Exact name of registrant as specified in its charter) Delaware 001-32833 41-2101738 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 1301 East 9thStreet,Suite 3000,Cleveland,Ohio 44114 (Address of principal executive offices) (Zip Code) (216) 706-2960 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: TradingSymbol: Name of each exchangeon which registered: Common Stock, $0.01 par value TDG New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financia" 3c0fea9f-e542-4d3e-b97e-dc4850581583,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|ma_integration,59.3,0001140361-20-025431,8-K,full_body,0000014272,BMY,Bristol Myers Squibb,2020-11-13,june,2214,14015,True,0.192,"false NY 0000014272 0000014272 2020-11-13 2020-11-13 0000014272 us-gaap:CommonStockMember 2020-11-13 2020-11-13 0000014272 bmy:One750NotesDue2035Member 2020-11-13 2020-11-13 0000014272 bmy:One000NotesDue2025Member 2020-11-13 2020-11-13 0000014272 bmy:BristolMyersSquibbContingentValueRightsMember 2020-11-13 2020-11-13 0000014272 bmy:CelgeneContingentValueRightsMember 2020-11-13 2020-11-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 (November 9, 2020) BRISTOL-MYERS SQUIBB COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 001-01136 22-0790350 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 430 East 29th Street , 14th Floor New York , NY 10016 (Address of Principal Executive Office) Registrant’s telephone number, including area code: ( 212 ) 546-4000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeonwhich registered Common Stock, $0.10 Par Value BMY New York Stock Exchange 1.000% Notes due 2025 BMY25 New York Stock Exchange 1.750% Notes due 2035 BMY35 New York Stock Exchange Bristol-Myers Squibb Contingent Value Rights BMY R" 7580289e-87ea-4884-b4c5-d9e2f202d807,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|ma_integration,59.3,0001193125-17-349359,8-K,full_body,0001156039,ELV,Elevance Health,2017-11-21,june,2318,13693,True,0.2084,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2017 (November 14, 2017) ANTHEM, INC. (Exact name of registrant as specified in its charter) Indiana 001-16751 35-2145715 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 120 Monument Circle Indianapolis, IN 46204 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (317) 488-6000 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. The New Notes Offering On November 21, 2017, Anthem, Inc. (the “Company”) closed its sale of $900 million aggregate principal amount of its 2.500%" 96a8f37d-7fdb-4813-b64b-82dd1de4de6f,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|ma_integration,59.3,0000045012-11-000185,8-K,full_body,0000045012,HAL,Halliburton,2011-04-19,june,4609,30640,True,0.2314,"halannfirstqtrearn.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 18, 2011 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation ) 001-03492 No. 75-2677995 (Commission File Number) (IRS Employer Identification No.) 3000 North Sam Houston Parkway EastHouston, Texas 77032 (Address of Principal Executive Offices) (Zip Code) (281) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) INFORMATION TO BE INCLUDED IN REPORT Item 2.02. Results of Operations and Financial Condition On April 18, 2011, registrant issued a press release entitled “Halliburton Announces First Quarter Earnings of $0.61 Per Diluted Share Excluding Impact of Libya Reserve” The text of the Press Release is as follows: HALLIBURTON ANNOUNCES FIRST QUARTER EARNINGS OF $0.61 PER DILUTED SHARE EXCLUDING IMPACT OF LIBYA RESERVE Reported net income of $0.56 per diluted share HOUSTON, Texas – Halliburton (NYSE:HAL) announced today that net income for the first quarter of 2011 was $557 million, or $0.61 per diluted share, excluding the Libya charge of $46 million," d6e5d16f-8a95-401c-ad0c-beb7697138b2,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|ma_integration,59.3,0001104659-17-058485,8-K,full_body,0001067701,URI,United Rentals,2017-09-22,june,2841,17899,True,0.226,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2017 UNITED RENTALS, INC. UNITED RENTALS (NORTH AMERICA), INC. (Exact name of registrant as specified in its charter) Delaware 001-14387 06-1522496 Delaware 001-13663 86-0933835 (State or other Jurisdiction ofIncorporation) (Commission File Number) (IRS Employer Identification No.) 100 First Stamford Place, Suite 700 Stamford, Connecticut 06902 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: ( 203) 622-3131 (Former name or former address if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 1.01 Entry into a Material Definitive Agreement. $750,000,000 aggregate principal amount of 4.625% Senior Notes due 2025 On September 2" 175ad463-9b2b-4f1e-bc7c-7c8929f4a615,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|other,5.0,0001193125-26-140334,8-K,full_body,0001393311,PSA,Public Storage,2026-04-02,june,1366,10446,True,0.1915,"8-K false 0001393311 0001393311 2026-04-01 2026-04-01 0001393311 us-gaap:CommonStockMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA5.150CumPrefShareSeriesF0.01ParValue4Member 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA5.050CumPrefShareSeriesG0.01ParValue1Member 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA5.600CumPrefShareSeriesH0.01ParValue2Member 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.875CumPrefShareSeriesI0.01ParValue3Member 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.700CumPrefShareSeriesJ0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.750CumPrefShareSeriesK0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.625CumPrefShareSeriesL0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.125CumPrefShareSeriesM0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA3.875CumPrefShareSeriesN0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA3.900CumPrefShareSeriesO0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.000CumPrefShareSeriesP0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA3.950CumPrefShareSeriesQ0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.000CumPrefShareSeriesR0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:DepositarySharesEachRepresenting11000OfA4.100CumPrefShareSeriesS0.01ParValueMember 2026-04-01 2026-04-01 0001393311 psa:GuaranteeNotesDue2032Member 2026-04-01 2026-04-01 0001393311 psa:GuaranteeNotesDue2030Member 2026-04-01 2026-04-01 " b6c3f631-5721-41e8-87a2-1b4f85f00d67,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|other,5.0,0000104169-14-000043,8-K,full_body,0000104169,WMT,Walmart,2014-07-24,june,1524,9674,True,0.2031,"Form 8-K - 7.24.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2014 Wal-Mart Stores, Inc. (Exact name of registrant as specified in its charter) Delaware 001-06991 71-0415188 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 702 S.W. 8th Street Bentonville, Arkansas 72716 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: (479) 273-4000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On July 18, 2014, Wal-Mart Stores, Inc. (the “Company”) and William S. Simon agreed that he will retire from his position as Executive Vice President, President and Chief Executive Officer of the Company’s Walmart U.S. division, effective August 8, 2014. On July 23, 2014, Gregory Foran, age 53, was appointed Executive Vice President, President and Chief Executive Officer of the Company’s Walmart U.S. division, effective August 9, 2014. Mr. Foran will report to the Company’s President and Chief Executive Officer in this new position. Since May 2014, Mr. Foran has served as Executive Vice President, President and Chief Executive Officer of a r" f1829081-2674-4d57-8fc1-61c3383a3267,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|other,5.0,0000885725-16-000037,8-K,full_body,0000885725,BSX,Boston Scientific,2016-06-09,june,2372,16458,True,0.1294,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 _____________________________________________________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ______________________________________________________________________ Date of Report (Date of earliest event reported): June 6, 2016 BOSTON SCIENTIFIC CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 1-11083 04-2695240 (State or other (Commission (IRS employer jurisdiction of file number) identification no.) incorporation) 300 Boston Scientific Way, Marlborough, Massachusetts 01752-1234 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (508) 683-4000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.05. COSTS ASSOCIATED WITH EXIT OR DISPOSAL ACTIVITIES. On June 6, 2016, the Board of Directors of Boston Scientific Corporation (the “Company”) approved, and the Company committed to, a 2016 Restructuring Program (the “Program”). The Program is intended to d evelop global commercialization, technology and manufacturing capabilities in key growth markets, build on the Company’s Plant Network Optimization (PNO) strategy and expand operational efficiencies in support of the Company’s operating income margin goals. Key activities under the Program include strengthening global infrastructure through evolving global real estate and workplaces, develo" f2c3a769-8d97-4499-a68d-b4d7728c4e50,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|other,5.0,0001104659-21-087581,8-K,full_body,0000726728,O,Realty Income,2021-06-30,june,2499,16685,True,0.2307,"0000726728 false 0000726728 2021-06-30 2021-06-30 0000726728 us-gaap:CommonStockMember 2021-06-30 2021-06-30 0000726728 o:Notes1.625PercentDue2030Member 2021-06-30 2021-06-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares United States Securities and Exchange Commission Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report : June 30, 2021 (Date of Earliest Event Reported) REALTY INCOME CORPORATION (Exact name of registrant as specified in its charter) Maryland 1-13374 33-0580106 (State or Other Jurisdiction ofIncorporation or Organization) (Commission File Number) (IRS Employer Identification No.) 11995 El Camino Real , San Diego , California 92130 (Address of principal executive offices) ( 858 ) 284-5000 (Registrant’s telephone number, including area code) N/A (former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).Emerging growth companyo If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Ex" f382bf94-690d-417c-a608-6772bb24b0bf,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|other,5.0,0001104659-19-040899,8-K,full_body,0000882095,GILD,Gilead Sciences,2019-07-18,june,2375,15668,True,0.2229,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 14, 2019 GILEAD SCIENCES, INC. (Exact name of registrant as specified in its charter) Delaware(State or other jurisdictionof incorporation) 0-19731(Commission File No.) 94-3047598(IRS EmployerIdentification No.) 333 LAKESIDE DRIVE, FOSTER CITY, CALIFORNIA (Address of principal executive offices) 94404 (Zip Code) (650) 574-3000 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on whichregistered Common Stock, par value, $0.001 per share GILD The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 1.01" 0f2427b1-4650-40f4-b22b-24a07f6773e9,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|technology-type,1.4,0000045012-16-000328,8-K,full_body,0000045012,HAL,Halliburton,2016-07-20,june,5063,32696,True,0.2196,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 20, 2016 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation ) 001-03492 No. 75-2677995 (Commission File Number) (IRS Employer Identification No.) 3000 North Sam Houston Parkway EastHouston, Texas 77032 (Address of Principal Executive Offices) (Zip Code) (281) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) INFORMATION TO BE INCLUDED IN REPORT Item 2.02. Results of Operations and Financial Condition On July 20, 2016 , registrant issued a press release entitled “Halliburton Announces Second Quarter 2016 Results."" The text of the Press Release is as follows: Halliburton Announces Second Quarter 2016 Results • Reported loss from continuing operations of $3.73 per diluted share • Adjusted loss from continuing operations of $0.14 per diluted share, excluding special items HOUSTON - July 20, 2016 - Halliburton Company (NYSE:HAL) announced today results for the second quarter of 2016. Three Months Ended Millions of dollars except per share data June 30, 2016 March 31, 2016 Change Revenue $ 3,8" 10f56ab8-50a0-4702-b311-e87adf3d3a40,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|technology-type,1.4,0000732717-24-000016,8-K,full_body,0000732717,T,AT&T,2024-04-24,june,2355,17079,True,0.2096,"t-20240424 0000732717 FALSE 0000732717 2024-04-24 2024-04-24 0000732717 us-gaap:CommonStockMember 2024-04-24 2024-04-24 0000732717 us-gaap:SeriesAPreferredStockMember 2024-04-24 2024-04-24 0000732717 us-gaap:SeriesCPreferredStockMember 2024-04-24 2024-04-24 0000732717 t:ATTInc2400GlobalNotesDueMarch152024Member 2024-04-24 2024-04-24 0000732717 t:ATTIncFloatingRateGlobalNotesDueMarch62025Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3550GlobalNotesDueNovember182023Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3500GlobalNotesDueDecember172025Member 2024-04-24 2024-04-24 0000732717 t:ATTInc0250GlobalNotesDueMarch42026Member 2024-04-24 2024-04-24 0000732717 t:ATTInc1800GlobalNotesDueSeptember52026Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2900GlobalNotesDueDecember42026Member 2024-04-24 2024-04-24 0000732717 t:ATTInc1600GlobalNotesDueMay192028Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2350GlobalNotesDueSeptember52029Member 2024-04-24 2024-04-24 0000732717 t:ATTInc4375GlobalNotesDueSeptember142029Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2600GlobalNotesDueDecember172029Member 2024-04-24 2024-04-24 0000732717 t:ATTInc0800GlobalNotesDueMarch42030Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3950GlobalNotesDueApril302031Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2050GlobalNotesDueMay192032Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3550GlobalNotesDueDecember172032Member 2024-04-24 2024-04-24 0000732717 t:ATTInc5200GlobalNotesDueNovember182033Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3375GlobalNotesDueMarch152034Member 2024-04-24 2024-04-24 0000732717 t:ATTInc4300GlobalNotesDueNovember182034Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2450GlobalNotesDueMarch152035Member 2024-04-24 2024-04-24 0000732717 t:ATTInc3150GlobalNotesDueSeptember42036Member 2024-04-24 2024-04-24 0000732717 t:ATTInc2600GlobalNotesDueMay192038Member 2024-04-24 2024-04-24 0000732717 t:ATTInc1800GlobalNotesDueSeptember142039Member 2024-04-24 2024-04-24 0000732717 t" 57c27f1c-6b2d-4ce0-a1ba-157d2020915c,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|technology-type,1.4,0001193125-24-044681,8-K,full_body,0001136893,FIS,Fidelity National Information Services,2024-02-23,june,2044,13590,True,0.092,"8-K false 0001136893 0001136893 2024-02-19 2024-02-19 0001136893 fis:CommonStockParValue001PerShareMember 2024-02-19 2024-02-19 0001136893 fis:M1.100SeniorNotesDue20248Member 2024-02-19 2024-02-19 0001136893 fis:M0.625SeniorNotesDue20251Member 2024-02-19 2024-02-19 0001136893 fis:M1.500SeniorNotesDue20272Member 2024-02-19 2024-02-19 0001136893 fis:M1.000SeniorNotesDue20283Member 2024-02-19 2024-02-19 0001136893 fis:M2.250SeniorNotesDue20294Member 2024-02-19 2024-02-19 0001136893 fis:M2.000SeniorNotesDue20305Member 2024-02-19 2024-02-19 0001136893 fis:M3.360SeniorNotesDue20316Member 2024-02-19 2024-02-19 0001136893 fis:M2.950SeniorNotesDue20397Member 2024-02-19 2024-02-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2024 Fidelity National Information Services, Inc. (Exact name of registrant as specified in its charter) Georgia 1-16427 37-1490331 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 347 Riverside AvenueJacksonville,Florida 32202 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (904) 438-6000 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities r" eb50da26-c9b9-4a79-b844-dd343fdd1ea1,holdout,False,productive,8-K|june|shown<0.25|conf>0.7|technology-type,1.4,0000045012-20-000103,8-K,full_body,0000045012,HAL,Halliburton,2020-10-19,june,4641,31298,True,0.1791,"hal-20201019 0000045012 false 0000045012 2020-10-19 2020-10-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 19, 2020 HALLIBURTON COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 3000 North Sam Houston Parkway East Houston , Texas 77032 (Address of Principal Executive Offices) 001-03492 75-2677995 (Commission File Number) (IRS Employer Identification No.) ( 281 ) 871-2699 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading Symbol Name of each exchange on which registered Common Stock, par value $2.50 per share HAL New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of" fd23c4e9-36d4-4f50-b19f-bdd8fe5761f5,holdout,True,productive,8-K|june|shown<0.25|conf>0.7|technology-type,1.4,0001104659-20-059674,8-K,full_body,0000884887,RCL,Royal Caribbean Group,2020-05-11,june,4473,28775,True,0.213,"0000884887 false 0000884887 2020-05-05 2020-05-06 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2020 ROYAL CARIBBEAN CRUISES LTD. (Exact Name of Registrant as Specified in Charter) Republic ofLiberia (State or Other Jurisdiction of Incorporation) 1-11884 98-0081645 (Commission File Number) (IRS Employer Identification No.) 1050 Caribbean Way,Miami,Florida 33132 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: 305 - 539-6000 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share RCL New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant t" 5a578f95-5a18-4d9b-93ed-d04f78ff3ba9,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|capex-type,2.1,0001193125-13-012436,8-K,full_body,0001297996,DLR,Digital Realty,2013-01-15,june,668,4453,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2013 DIGITAL REALTY TRUST, INC. DIGITAL REALTY TRUST, L.P. (Exact name of registrant as specified in its charter) MarylandMaryland 001-32336000-54023 26-008171120-2402955 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) Four Embarcadero Center, Suite 3200San Francisco, California 94111 (Address of principal executive offices) (Zip Code) (415) 738-6500 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On January 15, 2013, Digital Stout Holding, LLC, a wholly-owned subsidiary of Digital Realty Trust, L.P., commenced an offering of its Guaranteed Notes due 2025, which we refer to as the Notes, denominated in British pounds sterling. The Notes will be senior unsecured obligations of Digital Stout Holding, LLC and will be fully and unconditionally guaranteed by Digital Realty Trust, Inc. and Digital Realty Trust, L.P. Consummation of the offering is subject to market and other conditions. The Notes will be offered only outside the United States in reliance on Regulation S under the Securities Act of 1933, as amended, or the Securities Act. The Notes" 9ba21b75-9dc7-4e59-8d05-349b3981f479,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|capex-type,2.1,0001193125-13-294383,8-K,full_body,0001174922,WYNN,Wynn Resorts,2013-07-18,june,410,2773,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as Amended Date of Report (Date of earliest event reported): July 18, 2013 WYNN RESORTS, LIMITED (Exact name of registrant as specified in its charter) Nevada 000-50028 46-0484987 (State or other jurisdictionof incorporation (CommissionFile Number) (IRS EmployerIdentification No.) 3131 Las Vegas Boulevard SouthLas Vegas, Nevada 89109 (Address of principal executive offices) (Zip Code) (702) 770-7555 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01. Regulation FD Disclosure. On July 18, 2013, Wynn Macau, Limited (“WML”), an indirect subsidiary of Wynn Resorts, Limited (the “Registrant”) with its ordinary shares listed on The Stock Exchange of Hong Kong Limited (the “HKSE”), filed an announcement regarding a disclosable transaction related to its Cotai project (the “Announcement”) with the HKSE as required by HKSE listing rules. The Registrant owns approximately 72.3% of WML’s ordinary shares. The Announcement is furnished herewith as Exhibit 99.1. The information in this Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be " ab6f08a8-b1f3-4cf9-8d0c-8b59323b0bca,holdout,True,productive,8-K|june|shown>=0.9|conf0.45-0.7|capex-type,2.1,0001104659-13-058951,8-K,full_body,0001326160,DUK,Duke Energy,2013-08-01,june,466,3210,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1 , 2013 Commission filenumber Registrant, State of Incorporation or Organization,Address of Principal Executive Offices, and Telephone Number IRS EmployerIdentification No. 1-32853 DUKE ENERGY CORPORATION(a Delaware corporation)550 South Tryon StreetCharlotte, North Carolina 28202-1803704-382-3853 20-2777218 1-3274 DUKE ENERGY FLORIDA, INC.(a Florida corporation)299 First Avenue NorthSt. Petersburg, Florida 33701704-382-3853 59-0247770 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c)) Item 2.06. Material Impairments. On August 1, 2013, Duke Energy Florida (the “Company”) filed an Amended Stipulation and Settlement Agreement (“2013 Settlement”) with the Florida Public Service Commission (“FPSC”). This Agreement replaces and supplants the previous Stipulation and Settlement Agreement that was approved by the FPSC in February 2012. The 2013 Settlement contains provisions related to the Crystal River 3 nuclear facility, the proposed Levy County nuclear project, the Crystal River 1 and 2 coal units, and future generation needs in Florida. The proposed settlement will result in an approximate $295 million in impairments to the Company in the second quarter of 2013 associated wit" d90cc189-384b-4fe2-881a-4beffcb61c45,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|capex-type,2.1,0001274494-20-000068,8-K,full_body,0001274494,FSLR,First Solar,2020-12-16,june,570,3674,True,1.0,"fslr-20201214 0001274494 false 0001274494 2020-12-14 2020-12-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 14, 2020 Date of Report (Date of earliest event reported) FIRST SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33156 20-4623678 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 350 West Washington Street, Suite 600 Tempe , Arizona 85281 (Address of principal executive offices, including zip code) ( 602 ) 414-9300 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common stock, $0.001 par value FSLR The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards p" fa771d08-1b62-477d-8586-4dbe3b61a64a,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|capex-type,2.1,0001140361-12-048190,8-K,full_body,0001004980,PCG,PG&E Corporation,2012-11-20,june,1207,7906,True,1.0,"form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 19, 2012 (Date of earliest event reported) CommissionFileNumber Exact Name of Registrantas specified in its charter State or Other Jurisdictionof Incorporation orOrganization IRS EmployerIdentificationNumber 1-12609 PG&E CORPORATION California 94-3234914 1-2348 PACIFIC GAS AND ELECTRIC COMPANY California 94-0742640 77 Beale Street 77 Beale Street P.O. Box 770000 P.O. Box 770000 San Francisco, California 94177 San Francisco, California 94177 (Address of principal executive offices) (Zip Code) (Address of principal executive offices) (Zip Code) (415) 267-7000 (415) 973-7000 (Registrant's telephone number, including area code) (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting Material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events 2013 Cost of Capital Proceeding On November 19, 2012, a proposed decision (“PD”) was issued, that if adopted by the California Public Utilities Commission (“CPUC”), would authorize Pacific Gas and Electric Company (“Utility”) to have a capital structure consisting of 52% equity, 47% long-term debt, and 1% preferred stock, beginning on January 1, 2013. This capital structure would apply to the Utility’s electric generation, electric and natural gas distribution, and natur" 2bab4313-86a6-465e-82a0-87eafffba86c,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|ma_integration,5.9,0000950123-11-039062,8-K,full_body,0000077360,PNR,Pentair,2011-04-26,june,668,4491,True,1.0,"e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2011 Commission file number 000-04689 Pentair, Inc. (Exact name of Registrant as specified in its charter) Minnesota 41-0907434 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification number) 5500 Wayzata Blvd, Suite 800, Golden Valley, Minnesota 55416 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: (763) 545-1730 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02 Results of Operations and Financial Condition On April 26, 2011, Pentair, Inc. (the “Company”) issued a press release announcing its earnings for the first quarter of 2011 and a conference call in connection therewith. A copy of the release is furnished herewith as Exhibit 99.1 and incorporated herein by reference. This press release refers to certain non-GAAP financial measures (adjusted operating income, adjusted operating margins, adjusted earnings per share and free cash flow) and a reconciliation of those non-GAAP financial measures to the corresponding financial measures contained in the Company’s financial statements prepared in accordance with generally accepted accounting principles. The 2011 adjusted operating income, adjusted operating margins a" 8c72add6-cbd5-4c72-8bb8-0a159d157ef8,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|ma_integration,5.9,0000950123-10-049063,8-K,full_body,0000764622,PNW,Pinnacle West Capital,2010-05-13,june,287,1939,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2010 Exact Name of Registrant as Specified in Charter; State of Incorporation; IRS Employer Commission File Number Address and Telephone Number Identification Number 1-8962 Pinnacle West Capital Corporation(an Arizona corporation)400 North Fifth Street, P.O. Box 53999Phoenix, AZ 85072-3999(602) 250-1000 86-0512431 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On May 13, 2010, Pinnacle West Capital Corporation (“PNW”) issued a press release announcing that its subsidiary, APS Energy Services Company, Inc., has entered into an agreement to sell its district cooling business. A copy of the press release is attached hereto as Exhibit 99.1. Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Registrant Description 99.1 PNW Press Release issued on May 13, 2010. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PINNACLE WEST CAPITAL CORPORATION(Registrant) Dated: May 13, 2010 By: /s/ James R. Hatfield James R. Hatfield Senior Vice President and Chief Financial Officer 3" 9360e476-1cea-4a3c-bef6-5f6bfa0636c8,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|ma_integration,5.9,0001104659-20-109844,8-K,full_body,0000882095,GILD,Gilead Sciences,2020-09-29,june,1278,8545,True,1.0,"0000882095 false 0000882095 2020-09-23 2020-09-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 23, 2020 Gilead Sciences, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware(State or OtherJurisdictionof Incorporation) 0-19731(Commission File Number) 94-3047598(I.R.S. EmployerIdentification No.) 333 Lakeside DriveFoster City,California 94404 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: ( 650 ) 574-3000 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on whichRegistered Common Stock, par value $0.001 per share GILD The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for compl" f3c77c7e-36f0-47ec-a34c-bed1dea0df43,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|ma_integration,5.9,0001539838-18-000114,8-K,full_body,0001539838,FANG,Diamondback Energy,2018-11-06,june,385,2620,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2018 ___________ DIAMONDBACK ENERGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware(State or other jurisdiction of incorporation) 001-35700(Commission File Number) 45-4502447(I.R.S. EmployerIdentification Number) 500 West TexasSuite 1200Midland, Texas(Address of principalexecutive offices) 79701(Zip code) (432) 221-7400(Registrant’s telephone number, including area code)Not Applicable(Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act o Soliciting material pursuant to Rule 14a-12 under the Exchange Act o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 2.02. Results of Operations and Financial Condition. On November 6, 2018 , Diamondback Energy, Inc. issued a press release announcing financial and operating results for the third quarter ended September 30, 2018 . A copy of the press release is attached as Exhibit 99.1 to this Curren" ffb91011-3b73-47ec-ad60-325940db7787,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|ma_integration,5.9,0001193125-16-661047,8-K,full_body,0000002969,APD,Air Products,2016-07-28,june,507,3378,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of the earliest event reported): July 28, 2016 Air Products and Chemicals, Inc. (Exact name of registrant as specified in its charter) Delaware 1-4534 23-1274455 (State or other jurisdiction ofincorporation or organization) (CommissionFile Number) (I.R.S EmployerIdentification No.) 7201 Hamilton Boulevard,Allentown, Pennsylvania 18195-1501 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (610) 481-4911 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure. Furnished herewith as Exhibit 99.2 is a presentation which Air Products and Chemicals, Inc. (the “Company”) may use in whole or in part during interactions with its investors regarding the amended draft registration statement on Form 10 filed with the United States Securities and Exchange Commission in connection with the Company’s previously communicated plan to separate its Electronic Materials business, which will be named Versum Materials. The information contained in this Item 7.01 (including Exhibit 99.2) of this report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (" 53113f51-85ae-4774-a793-315ec4f710a2,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|other,4.0,0000950123-10-098222,8-K,full_body,0000936340,DTE,DTE Energy,2010-10-29,june,477,3306,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2010 Exact Name of Registrant as Specified in its Charter, Commission State of Incorporation, Address of Principal IRS Employer File Number Executive Offices and Telephone Number Identification No. 1-11607 DTE Energy Company(a Michigan corporation)One Energy PlazaDetroit, Michigan 48226-1279313-235-4000 38-3217752 1-2198 The Detroit Edison Company(a Michigan corporation)One Energy PlazaDetroit, Michigan 48226-1279313-235-4000 38-0478650 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On October 29, 2010, The Detroit Edison Company (Detroit Edison) filed a general rate case, No. U-16472, with the Michigan Public Service Commission (MPSC). The full text of the filing is available on the MPSC’s website (http://efile.mpsc.state.mi.us/efile/) under case number U-16472. Detroit Edison is a wholly-owned subsidiary of DTE Energy Company (DTE Energy.) On October 29, 2010, DTE Energy posted a summary and discussion of the filing in the Detroit Edison rate case to the DTE Energy website at www.dteenergy.com. The Summary is attached as Exhibit 99.1. Item 9.01. Financial Statements and Exhibits. (d) Exhibits 99.1 Summary of Detroit Edison’s Rate Case Filing U-16472, dated October 29, 2010. Forward-Look" 725342d6-43d1-4848-847d-647c99a857f1,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|other,4.0,0001144204-14-073283,8-K,full_body,0000020286,CINF,Cincinnati Financial,2014-12-11,june,382,2620,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report: December 11, 2014 (Date of earliest event reported) CINCINNATI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Ohio 0-4604 31-0746871 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 6200 S. Gilmore Road, Fairfield, Ohio 45014-5141 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (513) 870-2000 N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c)) Item 7.01 Regulation FD Disclosure On December 11, 2014, Cincinnati Financial Corporation issued the attached news release “Cincinnati Financial Corporation Announces Preliminary Expansion Plans for High Net Worth Markets.” The news release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. This report should not be deemed an admission as to the materiality of any information contained in the news release. The information furnished in Item 7.01 of this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing unde" bf47f52b-0807-41fe-9dc9-69f131dc9b24,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|other,4.0,0001193125-20-180036,8-K,full_body,0000789019,MSFT,Microsoft,2020-06-26,june,514,3767,True,1.0,"8-K false 0000789019 false 0000789019 2020-06-26 2020-06-26 0000789019 us-gaap:CommonStockMember 2020-06-26 2020-06-26 0000789019 msft:NotesTwoPointOneTwoFivePercentDueDecemberSixTwentyTwentyOneMember 2020-06-26 2020-06-26 0000789019 msft:NotesThreePointOneTwoFivePercentDueDecemberSixTwentyTwentyEightMember 2020-06-26 2020-06-26 0000789019 msft:NotesTwoPointSixTwoFivePercentDueMayTwoTwentyThirtyThreeMember 2020-06-26 2020-06-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 26, 2020 Microsoft Corporation Washington 001-37845 91-1144442 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) One Microsoft Way,Redmond,Washington 98052-6399 ( 425 ) 882-8080 www.microsoft.com/investor Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of exchange on which registered Common stock, $0.00000625 par value per share MSFT NASDAQ 2.125% Notes due 2021 MSFT NASDAQ 3.125% Notes due 2028 MSFT NASDAQ 2.625% Notes due 2033 MSFT NASDAQ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 o" db8358f6-eeac-4006-b2db-c6dfc6ed369f,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|other,4.0,0001193125-12-108297,8-K,full_body,0000077476,PEP,PepsiCo,2012-03-12,june,860,5576,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2012 PepsiCo, Inc. (Exact Name of Registrant as Specified in Charter) North Carolina 1-1183 13-1584302 (State or other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 700 Anderson Hill Road Purchase, New York 10577 (Address of Principal Executive Offices) Registrant’s telephone number, including area code: (914) 253-2000 N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Arthur C. Martinez will retire from the Board of Directors (the “Board”) of PepsiCo, Inc. (“PepsiCo” or the “Company”), effective at the conclusion of the Company’s Annual Meeting of Shareholders on May 2, 2012, pursuant to PepsiCo’s policy that directors retire at the expiration of their term following their 72 nd birthday. Effective March 9, 2012, the Board appointed John C. Compton, 50, to the role of President, PepsiCo reporting to Chairman and Chief Executive Officer Indra K. Nooyi. Mr. Compton assumes responsibility for all of PepsiCo’s existing global category groups (Global Bever" f582179f-d615-4391-bf07-ce4de8b3d6bb,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|other,4.0,0000936340-16-000221,8-K,full_body,0000936340,DTE,DTE Energy,2016-02-02,june,457,3209,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________ FORM 8-K _____________________________ Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 CommissionFile Number Exact Name of Registrant as Specified in its Charter, State of Incorporation, Address of Principal Executive Offices and Telephone Number IRS EmployerIdentification No. 1-11607 DTE Energy Company(a Michigan corporation)One Energy PlazaDetroit, Michigan 48226-1279313-235-4000 38-3217752 1-2198 DTE Electric Company(a Michigan corporation)One Energy PlazaDetroit, Michigan 48226-1279313-235-4000 38-0478650 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On February 1, 2016 DTE Electric Company (DTE Electric) filed a general rate case, No. U-18014, with the Michigan Public Service Commission (MPSC). The full text of the filing is available on the MPSC’s website (http://efile.mpsc.state.mi.us/efile/) under case number U-18014. DTE Electric is a wholly-owned subsidiary of DTE Energy Company (DTE Energy). On February 2, 2016, DTE Energy posted a summary and discussion of the filing in the DTE Electric rate case to the DTE Energy website at www.dteenergy.com. The Summary is attached as Exhibit 99.1. Item 9.01. Financial Statements and Exhibits. (d) Exhibits 99.1 Summary of DTE Electric's Rate Case Filing U-18014. Forward-Looking Stat" 7d4356a2-7bac-41d6-8d32-372ba6e88784,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|technology-type,1.0,0000019617-15-000439,8-K,full_body,0000019617,JPM,JPMorgan Chase,2015-10-26,june,591,3881,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 26, 2015 JPMorgan Chase & Co. (Exact name of registrant as specified in its charter) Delaware 1-5805 13-2624428 (State or other jurisdiction ofincorporation or organization) (Commission File Number) (I.R.S. employeridentification no.) 270 Park Avenue, New York, New York 10017 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (212) 270-6000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure On October 26, 2015, Gordon Smith, CEO of Consumer & Community Banking at JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”), was the keynote speaker at the Money 20/20 conference in Las Vegas. In his presentation, Mr. Smith described the features of Chase Pay, JPMorgan Chase’s new payment experience for merchants and customers. The Firm’s press release summarizing the key features of Chase Pay is attached hereto at Exhibit 99.1. For more information about Chase Pay, including a video of the presentation and slides, please visit www.ChasePay.com. This information, including Exhibit 99.1, is being furnished pursuant to Item 7.01 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities un" b7f231c5-d03e-44ab-a96e-92626eeef004,holdout,True,productive,8-K|june|shown>=0.9|conf0.45-0.7|technology-type,1.0,0000047111-18-000040,8-K,full_body,0000047111,HSY,Hershey Company (The),2018-08-28,june,508,3301,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 28, 2018 Date of Report (Date of earliest event reported) The Hershey Company (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-183 23-0691590 (Commission File Number) (IRS Employer Identification No.) 100 Crystal A Drive, Hershey, Pennsylvania 17033 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (717) 534-4200 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging Growth Company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 7.01. Regulation FD Disclosure. On August 28, 2018, The Hershey Company (the “Company”) will be hosting a live webcast during which it will provide an update regarding its growth strategies related to digital commer" c96c6bda-6597-4c2f-bf65-f73b084a836f,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|technology-type,1.0,0001059556-23-000046,8-K,full_body,0001059556,MCO,Moody's Corporation,2023-07-25,june,653,4377,True,1.0,"mco-20230725 0001059556 false 0001059556 2023-07-25 2023-07-25 0001059556 us-gaap:CommonStockMember 2023-07-25 2023-07-25 0001059556 mco:TwoThousandAndFifteenSeniorNotesDueTwoThousandAndTwentySevenMember 2023-07-25 2023-07-25 0001059556 mco:A950SeniorNotesDueTwoThousandAndThirtyMember 2023-07-25 2023-07-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 __________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 7 World Trade Center at 250 Greenwich Street New York , New York 10007 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: ( 212 ) 553-0300 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share MCO New York Stock Exchange 1.75% Senior Notes Due 2027 MCO 27 New York Stock Exchange 0.950% Senior Notes Due 2030 MCO 30 New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-" ce9fe347-059c-44d8-8501-63fe74096467,holdout,False,productive,8-K|june|shown>=0.9|conf0.45-0.7|technology-type,1.0,0000106535-19-000028,8-K,full_body,0000106535,WY,Weyerhaeuser,2019-05-17,june,796,5435,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2019 (Date of earliest event reported) WEYERHAEUSER COMPANY (Exact name of registrant as specified in charter) Washington 1-4825 91-0470860 (State or other jurisdiction ofincorporation or organization) (CommissionFile Number) (IRS EmployerIdentification Number) 220 Occidental Avenue South Seattle, Washington 98104-7800 (Address of principal executive offices) (zip code) Registrant’s telephone number, including area code: (206) 539-3000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934: o Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. TABLE OF CONTENTS Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 5.07 Submission of Matters to a Vote of Security Holders SIGNATURES . Section 5 - Corporate Governance and Management Item 5.02. Departure of Directors or Certain Office" 166471bf-e9ef-4a63-9b62-5a87dcb15875,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|capex-type,273.2,0001193125-26-061771,8-K,full_body,0000049826,ITW,Illinois Tool Works,2026-02-23,june,1005,6825,True,1.0,"8-K ILLINOIS TOOL WORKS INC IL false 0000049826 0000049826 2026-02-20 2026-02-20 0000049826 us-gaap:CommonStockMember 2026-02-20 2026-02-20 0000049826 itw:A0.625EuroNotesdue2027Member 2026-02-20 2026-02-20 0000049826 itw:A3.250EuroNotesDue2028Member 2026-02-20 2026-02-20 0000049826 itw:A2.125EuroNotesdue2030Member 2026-02-20 2026-02-20 0000049826 itw:A1.00EuroNotesdue2031Member 2026-02-20 2026-02-20 0000049826 itw:A3.375EuroNotesDue2032Member 2026-02-20 2026-02-20 0000049826 itw:A3.00EuroNotesdue2034Member 2026-02-20 2026-02-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 20, 2026 ILLINOIS TOOL WORKS INC. (Exact name of registrant as specified in its charter) Delaware 1-4797 36-1258310 (State or other jurisdictionof incorporation) (CommissionFile No.) (I.R.S. EmployerIdentification No.) 155 Harlem AvenueGlenviewIL 60025 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: 847 - 724-7500 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock ITW New York Stock Exchange 0.625%" 455c6267-b22f-4a82-aeb3-383365be62e8,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|capex-type,273.2,0000352541-24-000029,8-K,full_body,0000352541,LNT,Alliant Energy,2024-03-07,june,927,6060,True,1.0,"lnt-20240304 0000352541 0000107832 false 0000352541 2024-03-04 2024-03-04 0000352541 lnt:WplMember 2024-03-04 2024-03-04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2024 Name of Registrant, State of Incorporation, Address of Principal Executive Offices, Telephone Number, Commission File Number, IRS Employer Identification Number ALLIANT ENERGY CORP ORATION (a Wisconsin Corporation) 4902 N. Biltmore Lane Madison , Wisconsin 53718 Telephone ( 608 ) 458-3311 Commission File Number - 1-9894 IRS Employer Identification Number - 39-1380265 WISCONSIN POWER & LIGHT CO MPANY (a Wisconsin corporation) 4902 N. Biltmore Lane Madison , Wisconsin 53718 Telephone ( 608 ) 458-3311 Commission File Number - 0-337 IRS Employer Identification Number - 39-0714890 (Former name or former address, if changed since last report.) This combined Form 8-K is separately filed by Alliant Energy Corporation and Wisconsin Power and Light Company. Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Alliant Energy Corporation, Common Stock, $0.01 Par Value , Trading Symbol LNT , Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) o" a2b3acf1-501c-4d0a-a36d-b3acd93f0e0d,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|capex-type,273.2,0001193125-23-000849,8-K,full_body,0001018724,AMZN,Amazon,2023-01-03,june,783,5278,True,1.0,"8-K false 0001018724 0001018724 2023-01-03 2023-01-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 3, 2023 Date of Report (Date of earliest event reported) AMAZON.COM, INC. (Exact name of registrant as specified in its charter) Delaware 000-22513 91-1646860 (State or other jurisdiction ofincorporation) (Commission File Number) (IRS Employer Identification No.) 410 Terry Avenue North , Seattle , Washington 98109-5210 (Address of principal executive offices, including Zip Code) (206) 266-1000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, par value $.01 per share AMZN Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ TABLE OF" ba9da7e5-2397-453b-a9b3-5877ed5f5fa3,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|capex-type,273.2,0001193125-22-215212,8-K,full_body,0001396009,VMC,Vulcan Materials Company,2022-08-09,june,915,5915,True,1.0,"8-K Vulcan Materials CO false 0001396009 0001396009 2022-08-08 2022-08-08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 VULCAN MATERIALS COMPANY (Exact name of registrant as specified in its charter) New Jersey 001-33841 20-8579133 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 1200 Urban Center Drive Birmingham , Alabama 35242 (Address of principal executive offices) (zip code) (205) 298-3000 Registrant’s telephone number, including area code Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $1 par value VMC New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2." e9e12c30-e874-4a7d-b3e0-9720eb245480,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|capex-type,273.2,0001193125-13-112758,8-K,full_body,0000107263,WMB,Williams Companies,2013-03-18,june,931,6065,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 12, 2013 THE WILLIAMS COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 1-4174 73-0569878 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation) Identification No.) One Williams Center, Tulsa, Oklahoma 74172 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: 918/573-2000 WILLIAMS PARTNERS L.P. (Exact name of registrant as specified in its charter) Delaware 1-32599 20-2485124 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation) Identification No.) One Williams Center, Tulsa, Oklahoma 74172-0172 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: 918/573-2000 Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry Into a Material Definitive Agreement. On March 12, 2013, Williams Partners L.P. (the “Partnership”) entered into a commercial paper program (the “Program”) pursuant to which the Partnership may issue short-term, unsecured commercial paper notes (the “Notes”) pursuant to the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended, (the “Securities Act”). Amounts av" 26a2045c-2cfe-4823-bd13-bf249bc317b2,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0000922224-11-000147,8-K,full_body,0000922224,PPL,PPL Corporation,2011-09-19,june,1192,8298,True,1.0,"form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2011 Commission FileNumber Registrant; State of Incorporation;Address and Telephone Number IRS EmployerIdentification No. 1-11459 PPL Corporation(Exact name of Registrant as specified in its charter)(Pennsylvania)Two North Ninth StreetAllentown, PA 18101-1179(610) 774-5151 23-2758192 333-173665 LG&E and KU Energy LLC(Exact name of Registrant as specified in its charter)(Kentucky)220 West Main StreetLouisville, KY 40202-1377(502) 627-2000 20-0523163 1-2893 Louisville Gas and Electric Company(Exact name of Registrant as specified in its charter)(Kentucky)220 West Main StreetLouisville, KY 40202-1377(502) 627-2000 61-0264150 1-3464 Kentucky Utilities Company(Exact name of Registrant as specified in its charter)(Kentucky and Virginia)One Quality StreetLexington, KY 40507-1462(502) 627-2000 61-0247570 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 8 - Other Events Item 8.01 Other Events On September 15, 2011, Louisville Gas and Electric Company (""LG&E"") and Kentucky Utilities Company (""KU"", and together with LG&E, the ""Companies"") issued a press release announcing that they anticipate retiring three older-coal-fired electric generating stations and have commenced certain steps to acquire additional gene" 34ced57c-c39d-476d-acec-93a6a6233f94,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0000773840-24-000066,8-K,full_body,0000773840,HON,Honeywell,2024-06-03,june,857,5868,True,1.0,"hon-20240603 FALSE 0000773840 0000773840 2024-06-03 2024-06-03 0000773840 us-gaap:CommonStockMember 2024-06-03 2024-06-03 0000773840 hon:A3500SeniorNotesDue2027Member 2024-06-03 2024-06-03 0000773840 hon:Euro225NotesDue2028Member 2024-06-03 2024-06-03 0000773840 hon:Euro3.375SeniorNotesDue2030Member 2024-06-03 2024-06-03 0000773840 hon:Euro75TermLoanDue2032Member 2024-06-03 2024-06-03 0000773840 hon:A3750SeniorNotesDue2032Member 2024-06-03 2024-06-03 0000773840 hon:Euro4125SeniorNotesDue2034Member 2024-06-03 2024-06-03 0000773840 hon:Euro3.75SeniorNotesDue2036Member 2024-06-03 2024-06-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT – June 3, 2024 (Date of earliest event reported) HONEYWELL INTERNATIONAL INC . (Exact name of Registrant as specified in its Charter) Delaware 1-8974 22-2640650 (State or other jurisdiction ofincorporation) (Commission File Number) (I.R.S. Employer IdentificationNumber) 855 S. MINT STREET , CHARLOTTE , NC .................................................. 28202 ...... (Address of principal executive offices) ................................................. (Zip Code) Registrant’s telephone number, including area code: ( 704 ) 627-6200 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each excha" 57096caa-58f3-4c26-b02f-d5af48024135,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0000721371-24-000169,8-K,full_body,0000721371,CAH,Cardinal Health,2024-12-09,june,848,5520,True,1.0,"cah-20241205 0000721371 false 0000721371 2024-12-05 2024-12-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Cardinal Health, Inc. (Exact name of registrant as specified in its charter) Ohio 1-11373 31-0958666 (State or otherjurisdiction of incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 7000 Cardinal Place , Dublin , Ohio 43017 ( 614 ) 757-5000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instructions A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common shares (without par value) CAH New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. p Item 1.01. Entry into a Material Definitive Agreement On Decemb" 6e0b522a-b330-4c82-97d9-42fff2fe7f7e,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0001193125-12-239156,8-K,full_body,0001067701,URI,United Rentals,2012-05-18,june,433,2926,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2012 UNITED RENTALS, INC. (Exact name of registrant as specified in its charter) Delaware 001-14387 06-1522496 (State or other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) Five Greenwich Office ParkGreenwich, Connecticut 06831 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (203) 622-3131 (Former name or former address if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On May 17, 2012, United Rentals (North America), Inc., the primary operating subsidiary of United Rentals, Inc. (the “Company”), sold all of the outstanding capital stock of its subsidiaries InfoManager, Inc. and Wynne Systems, Inc. to Trapeze Software Group, Inc. (part of the Volaris Group, which is a division of Constellation Software Inc.). The Board of Directors of United Rentals (North America), Inc. unanimously approved the sale. InfoManager, Inc. and Wynne Systems, Inc. are in the business of developing and marketing software for use by equipment rental companies and other companies. Also on May 17, 2012, the Company further executed on the previously announced share repurchase program by making" 7abb919b-9363-4acc-876c-8af7f9335c5c,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0001193125-13-306652,8-K,full_body,0001035267,ISRG,Intuitive Surgical,2013-07-29,june,762,5058,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 INTUITIVE SURGICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-30713 77-0416458 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 1266 Kifer Road Sunnyvale, California 94086 (Address of principal executive offices) (zip code) Registrant’s telephone number, including area code: (408) 523-2100 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement. On July 29, 2013, Intuitive Surgical, Inc. (“Intuitive” or the “Company”) entered into a Master Confirmation and Supplemental Confirmation (the “ASR Agreement”) with Goldman, Sachs & Co. (“Goldman”) relating to an accelerated share repurchase program (the “ASR Program”). Pursuant to the terms of the ASR Agreement, Intuitive will repurchase $500 million of its common stock from Goldman. This accelerated share repurchase is part of the Company’s approximately $1.5 billion available for share repurchases. On August 1, 2013, Intuitive will make a payment of $500 million to Goldman against the delivery of shares by Goldman to it. A majority of the shares owed to the Company by Goldman will be delivered within the first two weeks of the ASR" c164c45e-82f7-47af-8b83-b007168760e3,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0001104659-11-024052,8-K,full_body,0000077360,PNR,Pentair,2011-04-29,june,1069,6966,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2011 Commission file number 000-04689 Pentair, Inc. (Exact name of Registrant as specified in its charter) Minnesota 41-0907434 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification number) 5500 Wayzata Blvd, Suite 800, Golden Valley, Minnesota 55416 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: (763) 545-1730 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On April 28, 2011, Pentair, Inc. (the “Company”) entered into a Fourth Amended and Restated Credit Agreement (the “Credit Agreement”), among the Company, certain of its subsidiaries and the lenders and agents party thereto. The Credit Agreement replaced the Company’s existing $800 million revolving credit facility. The Company intends to use the new revolving credit facility for general corporate purposes and to finance in part the acquisition of the Clean Process Technology division from Norit Holding B.V. The Credit Agreement provides for a revolving credit facility that matures on April 28, 2016. The initial maximum aggregate amount of availab" f166af33-525c-4162-b383-1f0ca19ec9a4,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0001193125-10-193098,8-K,full_body,0001318605,TSLA,"Tesla, Inc.",2010-08-19,june,420,2826,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2010 Tesla Motors, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34756 91-2197729 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 3500 Deer Creek Road Palo Alto, California 94304 (Address of principal executive offices, including zip code) (650) 681-5000 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. On August 13, 2010, Tesla Motors, Inc. (“Tesla”) entered into a purchase agreement (the “Agreement”) with New United Motor Manufacturing, Inc. (“NUMMI”) for the purchase of certain manufacturing assets and spare parts currently located at NUMMI’s existing automobile production facility in Fremont, California. The aggregate purchase price for these assets is approximately $15 million and the transaction will be completed concurrently with the closing of the facility and land purchase pursuant to the agreement that Tesla and NUMMI entered into in May 2010. Tesla has paid NUMMI an initial deposit of approximately $4.6 million with the balanc" fb507580-d449-4f0b-a552-a9fbbd3c1d1a,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|ma_integration,437.2353,0000072331-23-000113,8-K,full_body,0000072331,NDSN,Nordson Corporation,2023-06-26,june,554,3617,True,1.0,"ndsn-20230626 false 0000072331 0000072331 2023-06-26 2023-06-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 NORDSON CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 000-07977 34-0590250 (State or OtherJurisdiction of Incorporation) (Commission File Number) (I.R.S. EmployerIdentification Number) 28601 Clemens RoadWestlake,Ohio44145(Address of Principal ExecutiveOffices, including Zip Code) Registrant’s Telephone Number, including Area Code: 440 - 892-1580 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each ExchangeOn Which Registered Common Shares, without par value NDSN Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 7.01. Re" 38db52e2-c6db-4db3-a956-8c76be6fe8a0,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|other,167.1,0001193125-20-167244,8-K,full_body,0001682852,MRNA,Moderna,2020-06-12,june,505,3411,True,1.0,"8-K false 0001682852 0001682852 2020-06-12 2020-06-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2020 MODERNA, INC. (Exact name of registrant as specified in its charter) Delaware 001-38753 81-3467528 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 200 Technology SquareCambridge,MA 02139 (Address of principal executive offices) (Zip code) (Registrant’s telephone number, including area code): (617) 714-6500 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Tradingsymbol(s) Name of each exchangeon which registered Common stock, par value $0.0001 per share MRNA The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 7.01. Regulatio" 49debab1-f6c6-4612-90fb-9666a3059d56,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|other,167.1,0001104659-23-128836,8-K,full_body,0000884887,RCL,Royal Caribbean Group,2023-12-22,june,548,3637,True,1.0,"false 0000884887 0000884887 2023-12-22 2023-12-22 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2023 ROYAL CARIBBEAN CRUISES LTD. (Exact Name of Registrant as Specified in Charter) Republic ofLiberia (State or Other Jurisdiction of Incorporation) 1-11884 98-0081645 (Commission File Number) (IRS Employer Identification No.) 1050 Caribbean Way,Miami,Florida 33132 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: 305 - 539-6000 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share RCL New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with an" 9dad4aa1-7645-438f-943c-397cccf9e00d,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|other,167.1,0001656423-24-000030,8-K,full_body,0001037540,BXP,"BXP, Inc.",2024-05-24,june,1016,7073,True,1.0,"bxp-20240522 0001037540 false 0001043121 false 0001037540 2024-05-22 2024-05-22 0001037540 srt:SubsidiariesMember 2024-05-22 2024-05-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 BOSTON PROPERTIES, INC. BOSTON PROPERTIES LIMITED PARTNERSHIP (Exact Name of Registrant As Specified in its Charter) Boston Properties, Inc. Delaware 1-13087 04-2473675 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) Boston Properties Limited Partnership Delaware 0-50209 04-3372948 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 800 Boylston Street, Suite 1900 , Boston , Massachusetts 02199 (Address of Principal Executive Offices) (Zip Code) ( 617 ) 236-3300 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Registrant Title of each class Trading Symbol(s) Name of each exchange on which registered Boston Properties, Inc. Common Stock, par value $0.01 per share BXP New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) o" bee849c1-d1b4-44b8-bbcb-05194de52d6c,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|other,167.1,0000037996-16-000140,8-K,full_body,0000037996,F,Ford Motor Company,2016-08-04,june,1140,7778,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 4, 2016 (Date of earliest event reported) FORD MOTOR COMPANY (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-3950 38-0549190 (Commission File Number) (IRS Employer Identification No.) One American Road, Dearborn, Michigan 48126 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code 313-322-3000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events . Our news release dated August 4, 2016 concerning a field service action is filed as Exhibit 99 to this Report and incorporated by reference herein. The total cost of the field service action, which will be incurred primarily by our North America business unit, is estimated to be about $270 million and will be recorded in our third quarter 2016 adjusted pre-tax results. This action is consistent with our expectation for total company third quarter 2016 adjusted pre-tax profit to be about 10% of our full-year 2016 results. Our full-year 2016 guidance is for total company adjusted pre-tax results to be greater than or equal to 2015; consistent with our July 28, 2016 earnings call and second quarter 2016 Form 10-Q, the guidance continues to be at risk. * * * Risk Factors Statements inclu" e01860e2-1787-40e4-84f9-a13e198d6534,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|other,167.1,0001193125-20-184182,8-K,full_body,0000766704,WELL,Welltower,2020-06-30,june,1092,7115,True,1.0,"8-K 34-1096634 false 0000766704 0000766704 2020-06-30 2020-06-30 0000766704 us-gaap:CommonStockMember 2020-06-30 2020-06-30 0000766704 well:NotesDue20284.800Member 2020-06-30 2020-06-30 0000766704 well:NotesDue20344.500Member 2020-06-30 2020-06-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 Welltower Inc. (Exact name of registrant as specified in its charter) Delaware 1-8923 34-1096634 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 4500 Dorr Street,Toledo,Ohio 43615 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (419) 247-2800 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common stock, $1.00 par value per share WELL New York Stock Exchange 4.800% Notes due 2028 WELL28 New York Stock Exchange 4.500% Notes due 2034 WELL34 New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securitie" 26d9728a-18ff-4703-98ef-94c20eb3dd13,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|technology-type,20.7,0001104659-21-034789,8-K,full_body,0000024545,TAP,Molson Coors Beverage Company,2021-03-11,june,940,6344,True,1.0,"0000024545 false QC 0000024545 2021-03-11 2021-03-11 0000024545 country:CA 2021-03-11 2021-03-11 0000024545 us-gaap:CommonClassAMember 2021-03-11 2021-03-11 0000024545 us-gaap:CommonClassBMember 2021-03-11 2021-03-11 0000024545 tap:SeniorNotesDue2024Member 2021-03-11 2021-03-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 MOLSON COORS BEVERAGE COMPANY (Exact name of registrant as specified in its charter) Commission File Number: 1-14829 Delaware 84-0178360 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) P.O. Box 4030 , NH353 , Golden , Colorado 80401 1555 Notre Dame Street East , Montréal , Québec , Canada , H2L 2R5 (Address of principal executive offices, including zip code) ( 303 ) 927-2337 / ( 514 ) 521-1786 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbols Name of each exchange on which registered Class A Common Stock, par value $0.01 TAP.A New York Stock Exchange Class B Common Stock, par value $0.01 TAP New York Stock E" 3554ba14-4656-4908-93c2-ff7ed61f586e,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|technology-type,20.7,0000920148-18-000132,8-K,full_body,0000920148,LH,Labcorp,2018-11-01,june,272,1833,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 1, 2018 (Date of earliest event reported) LABORATORY CORPORATION OF AMERICA HOLDINGS (Exact Name of Registrant as Specified in its Charter) Delaware 1-11353 13-3757370 (State or other jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 358 South Main Street, Burlington, North Carolina 27215 336-229-1127 (Address of principal executive offices) (Zip Code) (Registrant’s telephone number including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure LabCorp® (NYSE: LH), a leading global life sciences company, today announced the launch of Pixel by LabCorp ℠ , the latest innovation in the company’s strategy to create a leading and differentiated consumer experience. Exhibit Index Exhibit 99.1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LABORATORY CORPORATION OF AMERICA HOLDINGS Registrant By: /s/ F. SAMUEL EBERTS III F. Samuel Eberts III Chief Legal Officer and Secretary November 1, 2018" 762e7e6f-951e-4983-97b0-10c665f6905f,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|technology-type,20.7,0001206774-23-001133,8-K,full_body,0000021076,CLX,Clorox,2023-09-18,june,827,5499,True,1.0,"0000021076 false 0000021076 2023-09-18 2023-09-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2023 THE CLOROX COMPANY (Exact name of registrant as specified in its charter) Delaware 1-07151 31-0595760 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 1221 Broadway , Oakland , California 94612-1888 (Address of principal executive offices) (Zip code) ( 510 ) 271-7000 (Registrant's telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 Under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock - $1.00 par value CLX New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financia" da600d25-3a50-44e5-8ed4-3ddcbea631eb,holdout,True,productive,8-K|june|shown>=0.9|conf>0.7|technology-type,20.7,0001193125-22-170173,8-K,full_body,0001393818,BX,Blackstone Inc.,2022-06-08,june,803,5382,True,1.0,"8-K false 0001393818 0001393818 2022-06-03 2022-06-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2022 Blackstone Inc. (Exact name of Registrant as specified in its charter) Delaware 001-33551 20-8875684 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 345 Park AvenueNew York,New York 10154 (Address of principal executive offices) (Zip Code) (212) 583-5000 (Registrant’s telephone number, including area code) NOT APPLICABLE (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock BX New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provide" eb3811ef-04a0-4870-b625-157687a58cd8,holdout,False,productive,8-K|june|shown>=0.9|conf>0.7|technology-type,20.7,0000936468-23-000112,8-K,full_body,0000936468,LMT,Lockheed Martin,2023-09-06,june,907,6174,True,1.0,"lmt-20230906 0000936468 false 0000936468 2023-09-06 2023-09-06 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 LOCKHEED MARTIN CORPORATION (Exact name of registrant as specified in its charter) Maryland 1-11437 52-1893632 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 6801 Rockledge Drive Bethesda, Maryland 20817 (Address of principal executive offices) (Zip Code) ( 301 ) 897-6000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock, $1 par value LMT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. Lockheed Martin" a1a635e3-1a9b-47e5-8c4b-978a4cd81f0b,holdout,True,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|capex-type,1.0,0001062993-16-011464,8-K,full_body,0001385849,UUUU,ENERGY FUELS,2016-09-14,october,2195,14670,True,0.5288,"Energy Fuels Inc.: Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2016 ENERGY FUELS INC. (Exact name of registrant as specified in its charter) Ontario 001-36204 98-1067994 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 225 Union Blvd., Suite 600 Lakewood, Colorado 80228 (Address of principal executive offices) (Zip Code) (303) 974-2140 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events. Alta Mesa Technical Report On August 2, 2016, Energy Fuels Inc. (the “ Company ” or “ Energy Fuels ”) announced the filing of a technical report (the “ Alta Mesa Technical Report ”) entitled “Alta Mesa Uranium Project, Alta Mesa And Mesteña Grande Mineral Resources And Exploration Target, Technical Report National Instrument 43-101” prepared by Douglas L. Beahm, P.E., P.G. and dated July 19, 2016 with an effective date of July 19, 2016 containing a current mineral resource estimate for its 100% Alta Mesa ISR project located in Brooks and Jon Hogg Counties, Texas, including the Alta Mesa and Mesteña Grande deposits and exploration targets (“ Alta Mesa" 36c2b1b3-f8a0-45c8-add2-349b1d459110,holdout,False,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|ma_integration,4.8,0001213900-17-000162,8-K,full_body,0001612720,NEXT,NEXTDECADE,2017-01-09,october,3746,25069,True,0.2629,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2017 HARMONY MERGER CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-36842 46-5723951 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 777 Third Avenue, 37th Floor, New York, New York 10017 (Address of Principal Executive Offices) (Zip Code) (212) 319-7676 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☒ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) COMMENCING SHORTLY AFTER THE FILING OF THIS CURRENT REPORT ON FORM 8-K, HARMONY MERGER CORP. (“HARMONY”) INTENDS TO HOLD PRESENTATIONS FOR CERTAIN OF ITS STOCKHOLDERS, AS WELL AS OTHER PERSONS WHO MIGHT BE INTERESTED IN PURCHASING HARMONY’S SECURITIES, IN CONNECTION WITH THE PROPOSED TRANSACTION WITH CUSTOMER ACQUISITION NETWORK (CANADA) INC. (“CUSTOMER ACQUISITION”), AS DESCRIBED IN THIS REPORT. THIS CURRENT REPORT ON FORM 8-K, INCLUDING SOME OR ALL OF THE EXHIBITS HERETO, WILL BE DISTRIBUTED TO PARTICIPANTS AT SUCH PRESENTATIONS. WILLIAM BLAIR IS CUSTOMER ACQUISITION’S ADVISOR IN CONNECTION WITH THE PROPOSED TRANSACTION AND WILL RECEIVE A FEE IN CONNECTION THEREWITH. ADDITIONA" 66520b54-8d0e-4bb9-aded-71bf344700bf,holdout,False,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|ma_integration,4.8,0001104659-25-059653,8-K,full_body,0000022356,CBSH,COMMERCE BANCSHARES,2025-06-16,october,2128,14541,True,0.4026,"false 0000022356 0000022356 2025-06-16 2025-06-16 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2025 Commerce Bancshares, Inc. (Exact name of registrant as specified in its charter) Missouri 001-36502 43-0889454 (State or other jurisdiction) (Commission File Number) (IRS Employer Identification No.) of incorporation 1000 Walnut,Kansas City,MO 64106 (Address of principal executive offices) (Zip Code) ( 816 ) 234-2000 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2 below): x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered $5 Par Value Common Stock CBSH NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended trans" 83f94446-7357-4508-8d79-f500d9c31b70,holdout,False,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|ma_integration,4.8,0001658566-22-000080,8-K,full_body,0001658566,PR,PERMIAN RESOURCES CLASS A,2022-08-03,october,1375,9232,True,0.573,"cdev-20220803 0001658566 false 0001658566 2022-08-03 2022-08-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ FORM 8-K ___________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 ___________________ Centennial Resource Development, Inc. (Exact name of registrant as specified in its charter) ___________________ Delaware 001-37697 47-5381253 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. Employer Identification No.) 1001 Seventeenth Street, Suite 1800 Denver , Colorado 80202 (Address of principal executive offices, including zip code) ( 720 ) 499-1400 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report) ___________________ Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share CDEV The NASDAQ Stock Market LLC Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by chec" 8f5a5ec6-ffe3-476b-82b8-20996a36864a,holdout,False,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|ma_integration,4.8,0001492298-12-000037,8-K,full_body,0001492298,SBRA,SABRA HEALTH CARE REIT,2012-07-26,october,1846,12054,True,0.4596,"8-K HY Offering UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2012 SABRA HEALTH CARE REIT, INC. (Exact name of registrant as specified in its charter) Maryland 001-34950 27-2560479 (State ofIncorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 18500 Von Karman, Suite 550Irvine, CA 92612 (Address of principal executive offices) (Zip Code) Registrant's telephone number including area code: (888) 393-8248 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. Overview On July 26, 2012, subsidiaries of Sabra Health Care REIT, Inc. (“Sabra”) completed a private placement of $100.0 million aggregate principal amount of 8.125% senior notes due 2018 (the “Notes”). The Notes were issued as additional notes under an existing indenture, dated as of October 27, 2010, as supplemented by the Supplemental Indenture dated November 4, 2010, and as further supplemented by the Second Supplemental Indenture dated July 20, 2012 (as supplemented, the “Indenture”), among Sabra Health Care Limited Partnership, Sabra Capital Corporation (Sabra Health Care Limited Partnership and Sabra Capital Corporation, together, the “Issuers”), Sabra (as guarantor), the other guarantor" 9a6f85b4-33ea-406e-ac11-3c4ac70d2cf8,holdout,False,productive,8-K|october|shown0.25-0.9|conf0.45-0.7|ma_integration,4.8,0001571049-15-007909,8-K,full_body,0001174850,NIC,NICOLET BANKSHARES INC,2015-09-24,october,1573,10772,True,0.323,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2015 NICOLET BANKSHARES, INC. (Exact name of registrant as specified in its charter) Wisconsin 333-90052 47-0871001 (State or other jurisdiction ofincorporation or organization) (CommissionFile Number) (IRS EmployerIdentification No.) 111 North Washington Street Green Bay, Wisconsin 54301 (Address of principal executive offices) (920) 430-1400 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events. On September 24, 2015, Nicolet National Bank and Baylake Bank announce that the Door County branch locations will remain open after the closing of the merger. A copy of the Company’s press release, dated September 24, 2015, is attached as Exhibit 99.1 to this Current Report. Important Information for Investors This communication relates to the proposed merger transaction involving Nicolet and Baylake. In connection with the proposed merger, Nicolet and Baylake will file a joint proxy statement/prospectus on Form S-4 and other relevant documents concerning the merger with the Securities and Exchange Commission (the “SEC”). BEFORE MAKING ANY VOTING OR INVESTMENT DECISION, INVES" 0e34e6d8-6ac3-4d72-bc3b-4242cfc721b9,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|capex-type,61.4,0001062993-20-006295,8-K,full_body,0001385849,UUUU,ENERGY FUELS,2020-12-14,october,2440,15550,True,0.4545,"Energy Fuels Inc.: Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 14, 2020 (December 8, 2020) ENERGY FUELS INC. (Exact Name of Registrant as Specified in Charter) Ontario 001-36204 98-1067994 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 225 Union Blvd., Suite 600 Lakewood, Colorado 80228 (Address of Principal Executive Offices, and Zip Code) (303) 974-2140 Registrant's Telephone Number, Including Area Code N/A (Former Name or Former Address, if Changed Since Last Report) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Shares UUUU NYSE American LLC Warrants to Purchase Common Shares UUUU-WT NYSE American LLC Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).Emerging growth company ☐If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with a" 78809176-7a92-4e3c-b103-5633489819fe,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|capex-type,61.4,0001771515-25-000012,8-K,full_body,0001771515,GO,GROCERY OUTLET HOLDING,2025-02-25,october,1476,9774,True,0.4096,"go-20250218 0001771515 false 0001771515 2025-02-18 2025-02-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date Earliest Event reported): February 18, 2025 Grocery Outlet Holding Corp. (Exact name of registrant as specified in its charter) Delaware 001-38950 47-1874201 (State or other jurisdiction ofincorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 5650 Hollis Street,Emeryville,California 94608 (Address of principal executive offices) (Zip Code) (510)845-1999 (Registrant's telephone number, including area code) ___________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common stock, par value $0.001 per share GO Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange A" 9695c3fd-59d2-4aff-a0e2-daa4d8e51f1c,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|capex-type,61.4,0001467623-24-000057,8-K,full_body,0001467623,DBX,DROPBOX INC CLASS A,2024-12-11,october,1599,10190,True,0.4161,"dbx-20241211 0001467623 false 0001467623 2024-12-11 2024-12-11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 11, 2024 Date of Report (date of earliest event reported) DROPBOX, INC. (Exact name of Registrant as specified in its charter) Delaware 001-38434 26-0138832 (State or other jurisdiction of incorporation) (Commission File Number) (I. R. S. Employer Identification No.) 1800 Owens St. San Francisco , California 94158 (Address of principal executive offices) ( 415 ) 930-7766 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of exchange on which registered Class A Common Stock, par value $0.00001 per share DBX The NASDAQ Stock Market LLC (Nasdaq Global Select Market) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with an" ae7c8420-2255-49d0-ad2b-7da69e71affa,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|capex-type,61.4,0001628280-25-055916,8-K,full_body,0001915657,DINO,HF SINCLAIR,2025-12-09,october,1291,9011,True,0.4023,"dino-20251208 0001915657 false Chicago Stock Exchange, Inc. 0001915657 2025-12-08 2025-12-08 0001915657 dino:NewYorkStockExchangeMember 2025-12-08 2025-12-08 0001915657 dino:NYSETexasInc.Member 2025-12-08 2025-12-08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2025 ___________________ HF SINCLAIR CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-41325 87-2092143 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 2323 Victory Avenue,Suite 1400 Dallas,TX 75219 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: ( 214 ) 871-3555 Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock $0.01 par value DINO New York Stock Exchange Common Stock $0.01 par value DINO NYSE Texas, Inc. Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of " b60e993a-ec65-4015-aa13-9b5642fa5165,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|capex-type,61.4,0000950123-11-032875,8-K,full_body,0000790816,BDN,BRANDYWINE REALTY TRUST REIT,2011-04-05,october,1403,9309,True,0.7231,"e8vk Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2011 Brandywine Realty Trust Brandywine Operating Partnership, L.P. (Exact name of registrant as specified in charter) Maryland(Brandywine Realty Trust) 001-9106 23-2413352 Delaware(Brandywine Operating Partnership, L.P.) 000-24407 23-2862640 (State or Other Jurisdiction of Incorporation or (Commission file number) (I.R.S. Employer Organization) Identification Number) 555 East Lancaster Avenue, Suite 100 Radnor, PA 19087 (Address of principal executive offices) (610) 325-5600 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) TABLE OF CONTENTS Item 1.01 Entry into a Material Definitive Agreement Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of the Registrant Item 8.01 Other Events Item 9.01. Financial Statements and Exhibits Signatures EXHIBIT INDEX EXHIBIT 1.1 EXHIBIT 1.2 EXHIBIT 4.1 EX-4.2 EX-5.1 EX-99.1 Table of Contents Item 1.01 Entry into a Material Definitive Agreement. On March 30, 2011, Brandywine Realty Trust, a Maryland real estate investment trust (the “Company”), and its operating partnership, Brandywine Operating Partnership, L.P., a D" 249c499b-3d97-4c30-8e42-fab9c523910d,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0001193125-15-137083,8-K,full_body,0001490281,GRPN,GROUPON,2015-04-20,october,1779,11675,True,0.4462,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2015 GROUPON, INC. (Exact name of registrant as specified in its charter) Delaware 001-35335 27-0903295 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 600 West Chicago AvenueSuite400Chicago, Illinois 60654 (Address of principal executive offices) (Zip Code) (312) 676-5773 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 1.01 Entry into a Material Definitive Agreement On April 19, 2015, Groupon Trailblazer, Inc. (“ Trailblazer ”), a Delaware corporation and wholly owned subsidiary of Groupon, Inc. (“ Groupon ”), entered into an Investment Agreement (the “ Agreement ”), with Monster Partners LP (“ Investor ”), a Delaware limited partnership which is jointly owned by affiliates of Kohlberg, Kravis Roberts & Co. L.P. and Anchor Equity Partners (Asia) Limited, and Monster Holdings LP (“ Newco ”), a newly-formed Delaware limited partnership. Pursuant to the Agreement, subject to certain conditions described in the Agreement, (a) Investor will contribute $360 million to Newco in exchange for 72,000,000 Class A Units of Newco (unless it exercise" 30f3a40c-9df5-4d92-9c00-144d5fe74266,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0001193125-16-482014,8-K,full_body,0001108109,CYH,COMMUNITY HEALTH SYSTEMS INC,2016-02-26,october,2268,14923,True,0.3089,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 26, 2016 (February 25, 2016) COMMUNITY HEALTH SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15925 13-3893191 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 4000 Meridian Boulevard Franklin, Tennessee 37067 (Address of principal executive offices) Registrant’s telephone number, including area code: (615) 465-7000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (l7 CFR 240.13e-4(c)) Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (i) Compensation Arrangements On February 25, 2016, the Board of Directors of Community Health Systems, Inc. (the “Company”), upon recommendation of the Compensation Committee of the Board of Directors (the “Compensation Committee”), met and approved certain compensation arrangements for the Company’s Named Executive Officers, as reflected in the Company’s definitive proxy statement for its annual meeting of stockholders for 2015. The compensation of two additional executive officers, Tim L. Hingtgen and Michael T. Portacci, is also addressed in this report. Messrs. Hingtgen and" 4a0a8be9-0fb3-4828-b131-c7d62292d87e,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0001213900-21-036222,8-K,full_body,0001646188,ONDS,ONDAS INC,2021-07-08,october,1399,9199,True,0.2922,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2021 Ondas Holdings Inc. (Exact name of registrant as specified in its charter) Nevada (State or Other Jurisdiction of Incorporation) 001-39761 47-2615102 (Commission File Number) (I.R.S. EmployerIdentification No.) 61 Old South Road, #495,Nantucket, MA 02554 (Address of Principal Executive Offices) (Zip Code) (888) 350-9994 (Registrant’s Telephone Number, Including Area Code) (Former Name or Former Address, If Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☒ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.0001 par value per share ONDS The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. On Ju" 8c8507c7-b832-4ee6-868c-cb3ef0f17c65,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0001104659-15-043971,8-K,full_body,0001075415,DHC,DIVERSIFIED HEALTHCARE TRUST,2015-06-08,october,3592,22486,True,0.3452,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2015 SENIOR HOUSING PROPERTIES TRUST (Exact Name of Registrant as Specified in Its Charter) Maryland (State or Other Jurisdiction of Incorporation) 1-15319 04-3445278 (Commission File Number) (IRS Employer Identification No.) Two Newton Place, 255 Washington Street,Suite 300, Newton, Massachusetts 02458-1634 (Address of Principal Executive Offices) (Zip Code) (617) 796-8350 (Registrant’s Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) In this Current Report on Form 8-K, the terms “SNH”, “we”, “us” and “our” refer to Senior Housing Properties Trust; “RMR LLC” refers to Reit Management & Research LLC; “RMR INC” refers to Reit Management & Research Inc.; and “RMR Trust” refers to Reit Management & Research Trust. Item 1.01. Entry into a Material Definitive Agreement. Acquisition of Shares of RMR INC On June 5, 2015, pursuant to a Transaction Agreement by and among us, our manager, RMR LLC, its then sole member, RMR Trust, and RMR INC, a new holding company of RMR LLC, we acquired 5,272,787 shares of RMR INC’s Class A Common Stock, par value $0.001 per share, or INC Shares, from RMR INC for an aggregate purchase price of $60,739,080. As payment for the INC Shares, we issued 2,345,000 " aa655903-c77a-4bd3-b05a-24c9e928fe89,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0001144204-12-003512,8-K,full_body,0000805676,PRK,PARK NATIONAL CORP,2012-01-23,october,3158,19865,True,0.2549,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2012 Park National Corporation (Exact name of registrant as specified in its charter) Ohio 1-13006 31-1179518 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 50 North Third Street, P.O. Box 3500, Newark, Ohio 43058-3500 (Address of principal executive offices) (Zip Code) (740) 349-8451 ( Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 1 Item 2.02 – Results of Operations and Financial Condition The financial and statistical disclosure for the fiscal years ended December 31, 2011 and 2010 included in “Item 8.01 – Other Events” of this Current Report on Form 8-K is incorporated herein by reference. Item 8.01 – Other Events On January 23, 2012, the Board of Directors of Park National Corporation (“Park”), after consultation with management and the Securities and Exchange Commission (“SEC”), determined that Park’s previously issued audited consolidated financial statements incorporated by reference in Park’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010, filed on February 28, 2011, from Park’s 2010 Annual Report an" b513f40f-524a-49d2-8570-5d7ec08bef69,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|ma_integration,430.6154,0000913849-12-000152,8-K,full_body,0000712034,ACCO,ACCO BRANDS CORP,2012-03-12,october,1684,11052,True,0.2871,"f8k_031212.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2012 ACCO BRANDS CORPORATION (Exact name of registrant as specified in its charter) ____________________________ Delaware 001-08454 36-2704017 (State or other jurisdictionof Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 300 Tower ParkwayLincolnshire, IL 60069 60069 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: ( 847) 541-9500 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ý Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 7—Regulation FD Item 7.01. Regulation FD Disclosure. In connection with the proposed merger (the “Merger”) of the Consumer and Office Products business (the “C&OP Business”) of MeadWestvaco Corporation (“MWV”) with ACCO Brands Corporation (the “Company”), the Company will today file an amended Registration Statement on Form S-4 (the “Registration Statement”) in which it will disclose that it expects to enter into a new $1,020 million senior secured credit facility (the “Senior Secured Credit Facility”), consisting of a $250 million five-year senior secured revolving credit facility (the “Revolving Facility”) and $770 million in senior secured term loan facilities (t" 01707de4-713c-4d0f-817b-e7fefb422005,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|other,83.8,0001062231-18-000033,8-K,full_body,0001062231,DCH,DAUCH CORPORATION,2018-06-14,october,1653,11090,True,0.4676,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported ): June 14, 2018 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-14303 38-3161171 (Commission File Number) (IRS Employer Identification No.) One Dauch Drive, Detroit, Michigan 48211-1198 (Address of Principal Executive Offices) (Zip Code) (313) 758-2000 (Registrant's Telephone Number, Including Area Code) (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) SECTION 7 - REGULATION FD Item 7.01 Regulation FD Disclosure On June 14, 2018 American Axle & Manufacturing Holdings, Inc., (the “Company” or “AAM”) will be holding a meeting with investors and analysts starting at 11:00 AM ET. A link to the webcast and the Company’s presentation will be posted on the investor relations page of AAM’s website ( www.aam.com ) prior to the meeting. During the meeting, the following updates to previously disclosed information will be provided. Updated AAM’s 2018 Outlook • AAM is increasing its full year 2018 sales target from approximately $7 billion to in the range of $7.1 - $7.2 billion. This sales projection is based on the anticipated launch schedule of " 154128aa-dbd1-4b7e-92a6-30f631ac1c49,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|other,83.8,0001193125-24-014808,8-K,full_body,0001831828,VERA,VERA THERAPEUTICS CLASS A,2024-01-25,october,1434,9660,True,0.2557,"8-K false 0001831828 0001831828 2024-01-25 2024-01-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 Vera Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40407 81-2744449 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 8000 Marina Boulevard,Suite 120Brisbane,California 94005 (Address of principal executive offices) (Zip Code) (650) 770-0077 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Class A common stock, $0.001 par value per share VERA The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial acco" 69bdaf28-2b64-4264-9192-fa1f9194d2a2,holdout,True,productive,8-K|october|shown0.25-0.9|conf>0.7|other,83.8,0001193125-26-425647,8-K,full_body,0002012593,RAPP,RAPPORT THERAPEUTICS,2026-10-20,october,2284,15306,True,0.281,"8-K false 0002012593 0002012593 2026-10-20 2026-10-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2026 Rapport Therapeutics, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-42121 88-0724208 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 99 High StreetSuite 2100 Boston,Massachusetts 02210 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: (857) 321-8020 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $0.001 par value per share RAPP The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards" aadb94a9-0046-4504-9d86-14a955e27700,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|other,83.8,0001193125-18-036451,8-K,full_body,0001406587,FOR,FORESTAR GROUP INC,2018-02-08,october,1431,9522,True,0.4702,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2018 Forestar Group Inc. (Exact Name of the Registrant as Specified in Charter) Delaware 001-33662 26-1336998 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 6300 Bee Cave Road, Building Two, Suite 500, Austin Texas 78746 (Address of principal executive offices) Registrant’s telephone number, including area code (512) 433-5200 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 1.01 Entry into a Material Definitive Agreement. The information set forth in Item 2.01 of this Current Report on Form 8-K (this “Current Report”) relative to the entry into the Purchase Agreement " ca750e21-e890-4ed4-b535-32f41e10dc30,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|other,83.8,0001193125-15-373657,8-K,full_body,0000929351,STRZ,STARZ ENTERTAINMENT,2015-11-10,october,2810,18442,True,0.4291,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2015 Lions Gate Entertainment Corp. (Exact name of registrant as specified in charter) British Columbia, Canada (State or Other Jurisdiction of Incorporation) (Commission File Number) 1-14880 (IRS Employer Identification No.) N/A (Address of principal executive offices) 250 Howe Street, 20th Floor Vancouver, British Columbia V6C 3R8 and 2700 Colorado Avenue, Suite 200 Santa Monica, California 90404 (Registrant’s telephone number, including area code) (877) 848-3866 NO CHANGE (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Explanatory Note Lions Gate Entertainment Corp. (the “Company”) has been advised that, on November 10, 2015, (1) Liberty Global Incorporated Limited (“Liberty”), a limited company organized under the laws of the United Kingdom and a wholly owned subsidiary of Liberty Global plc, agreed to purchase 5,000,000 common shares, no par value per share, of the Company (“common shares”) from funds affiliated with MHR Fund Management, LLC (“MHR Fund Management”), and (2) Discovery Lightning Investments Ltd. (“Discovery”), a limited company organized under the laws of the United Kingdom and a wholly owned subsidiary of Discovery Commu" 15823196-2b5c-4d78-910e-3966f065ed30,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|technology-type,8.7,0000104918-14-000102,8-K,full_body,0000104918,AVA,AVISTA,2014-08-19,october,1541,9679,True,0.3726,"WA GRC Settlement Aug 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2014 AVISTA CORPORATION (Exact name of registrant as specified in its charter) Washington 1-3701 91-0462470 (State of other jurisdiction ofincorporation) (Commissionfile number) (I.R.S. EmployerIdentification No.) 1411 East Mission Avenue, Spokane, Washington 99202-2600 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 509-489-0500 Web site: http://www.avistacorp.com (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 8 – Other Events Item 8.01 Other Events. Washington Electric and Natural Gas General Rate Cases On August 18, 2014, Avista Corporation (Avista Corp. or the Company) filed an all-party settlement agreement with the Washington Utilities and Transportation Commission (Commission or UTC) related to its electric and natural gas general rate case filings that, if approved by the Commission, would conclude the general rate requests filed on February 4, 2014. New rates would take effect on January 1, 2015. If approved, the settlement would increase annual electric base revenues by 1.4 percent or $7.0 million and annual natural gas base revenues by 5.6 percent or $8.5 million. The el" 723af3c7-cccd-4efd-9083-a32ef54cfead,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|technology-type,8.7,0001820144-25-000002,8-K,full_body,0001820144,GRND,GRINDR INC,2025-01-21,october,1341,9006,True,0.4124,"grnd-20250121 false 0001820144 0001820144 2025-01-21 2025-01-21 0001820144 us-gaap:CommonStockMember 2025-01-21 2025-01-21 0001820144 us-gaap:WarrantMember 2025-01-21 2025-01-21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________________ FORM 8-K ________________________ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2025 ________________________ Grindr Inc. (Exact name of registrant as specified in its charter) ________________________ Commission file number 001-39714 ________________________ Delaware 92-1079067 (State or other jurisdiction ofincorporation) (IRS Employer Identification No.) PO Box 69176,750 N. San Vicente Blvd.,Suite RE 1400,West Hollywood,California 90069 (Address of Principal Executive Offices) (Zip Code) ( 310 ) 776-6680 Registrant's telephone number, including area code N/A (Former name or former address, if changed since last report) ________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.0001 par value per share GRND New York Stock Exchange Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share GRND.WS New York Stock Exchange Indicate by chec" 75ddf1a6-7fc4-4f4b-ba98-08537fcc1816,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|technology-type,8.7,0001193125-20-283254,8-K,full_body,0001177394,SNX,TD SYNNEX,2020-11-02,october,1653,11347,True,0.5468,"Form 8-K SYNNEX CORP false 0001177394 0001177394 2020-10-30 2020-10-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2020 SYNNEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31892 94-2703333 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 44201 Nobel Drive,Fremont,California 94538 (Address of principal executive offices) (Zip Code) (510) 656-3333 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240-13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.001 per share SNX The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting stan" 9f6addfe-f41b-4e3d-90a3-74c33d937073,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|technology-type,8.7,0000027996-21-000075,8-K,full_body,0000027996,DLX,DELUXE,2021-03-03,october,2493,16190,True,0.2604,"dlx-20210301 0000027996 false 0000027996 2021-03-01 2021-03-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 DELUXE CORPORATION (Exact name of registrant as specified in its charter) MN 1-7945 41-0216800 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 3680 Victoria St. N. Shoreview MN 55126-2966 (Address of principal executive offices) (Zip Code) ( 651 ) 483-7111 Registrant's telephone number, including area code N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common stock, par value $1.00 per share DLX NYSE Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☐ Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ S" e945df6d-ee53-489b-9e05-f811c2d8ebc2,holdout,False,productive,8-K|october|shown0.25-0.9|conf>0.7|technology-type,8.7,0001171843-25-007857,8-K,full_body,0000354963,SHEN,SHENANDOAH TELECOMMUNICATIONS,2025-12-10,october,2615,16746,True,0.3836,"false 0000354963 0000354963 2025-12-05 2025-12-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________________ FORM 8-K ______________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2025 ______________________________ Shenandoah Telecommunications Company (Exact name of registrant as specified in its charter) ______________________________ Virginia 0-9881 54-1162807 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 Shentel Way P.O. Box 459 Edinburg , VA 22824 (Address of principal executive offices) (Zip Code) (540) 984-4141 (Registrant’s telephone number, including area code) ______________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock (No Par Value) SHEN NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check " 201431e0-5419-4963-a287-fb8aa0a6b29b,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|capex-type,1.0,0000784977-13-000035,8-K,full_body,0000784977,POR,PORTLAND GENERAL ELECTRIC,2013-06-03,october,2118,13861,True,0.2288,"POR IRP Update and Other Matters UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2013 PORTLAND GENERAL ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Oregon 001-5532-99 93-0256820 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 121 SW Salmon Street, Portland, Oregon 97204 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: (503) 464-8000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.06 Material Impairments. Cascade Crossing Project Update Since 2009, Portland General Electric Company (PGE, or the Company) has been in the process of developing new transmission capacity from Boardman, Oregon to Salem, Oregon, under a project known as the Cascade Crossing Transmission Project (Cascade Crossing). Cascade Crossing was included in PGE’s 2009 integrated resource plan (IRP), which the Public Utility Commission of Oregon (OPUC) acknowledged in November 2010. Cascade Crossing was originally proposed as a 215-mile, 500 kV transmission line to help meet future electricity demand. In January 2013, the Company entered into a non-binding memorandum of understanding (January MOU) with the Bonneville Power Administration (BPA) to pursue modificati" 1167a298-306f-43ef-a176-713b7798267b,holdout,True,productive,8-K|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001213900-20-000822,8-K,full_body,0001759824,ALTG,ALTA EQUIPMENT GROUP INC CLASS A,2020-01-13,october,1660,10984,True,0.2485,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2020 B. Riley Principal Merger Corp. (Exact name of registrant as specified in its charter) Delaware 001- 38864 83-2583782 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 299 Park Avenue, 21 st Floor New York, New York 10171 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: (212) 457-3300 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☒ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant BRPM.U The New York Stock Exchange Class A common stock, $0.0001 par value per share BRPM The New York Stock Exchange Warrants, each exercisable for one share of Class A common stock BRPM WS The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerg" 52d81767-1f79-4d0b-93da-0e2019fe9b6e,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001104659-18-069603,8-K,full_body,0001447669,TWLO,TWILIO CLASS A,2018-11-21,october,1528,10389,True,0.2027,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 Twilio Inc. (Exact name of registrant as specified in its charter) Delaware 001-37806 26-2574840 (State or other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 375 Beale Street, Suite 300 San Francisco, California 94105 (Address of Principal Executive Offices) (Zip Code) (415) 390-2337 (Registrant’s telephone number, including area code) Not applicable (Former name or former address if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 8.01 Other Events. On November 21, 2018, Twilio Inc. (“Twilio”) issued a press release announcing that Twilio and SendGrid, Inc. received notification of early termination of the waiting period under" ca4b006f-d424-49e9-98a5-901bb6931891,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001104659-26-107103,8-K,full_body,0001065059,LEU,CENTRUS ENERGY CLASS A,2026-09-11,october,2163,13728,True,0.1601,"false 0001065059 0001065059 2026-09-09 2026-09-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2026 Centrus Energy Corp. (Exact name of registrant as specified in its charter) Delaware 1-14287 52-2107911 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 6901 Rockledge Drive , Suite 800 Bethesda , MD 20817 ( 301 ) 564-3200 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol Name of Each Exchange on Which Registered Class A Common Stock, par value $0.10 per share LEU NYSE Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging Growth Company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 1.01 Entry into a Material Definitive Agreement. On September 9, 2026, Cen" ec4dc7c1-fbad-4973-998d-4d03e0020ee5,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|ma_integration,1.0,0001104659-10-023402,8-K,full_body,0001364479,HRI,HERC HOLDINGS,2010-04-29,october,2180,14083,True,0.1716,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2010 (April 25, 2010) HERTZ GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) DELAWARE(State of incorporation) 001-33139(Commission File Number) 20-3530539(I.R.S Employer Identification No.) 225 Brae Boulevard Park Ridge, New Jersey 07656-0713 (Address of principal executive offices, including zip code) (201) 307-2000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT Merger Agreement On April 25, 2010, Hertz Global Holdings, Inc., a Delaware corporation (“Hertz Holdings”), HDTMS, Inc., a Delaware corporation and a wholly owned subsidiary of Hertz Holdings (“Merger Sub”), and Dollar Thrifty Automotive Group, Inc., a Delaware corporation (“DTAG”), entered into an Agreement and Plan of Merger (the “Merger Agreement”). The following description of the Merger Agreement does not purport to be a complete description and is qualified in its entirety by reference to the full text of the Merger Agreement, which is attached hereto as Exhibit 2.1 and is incorporated by reference. Under the terms of the Merger Agreement, which has been unanimously approved by the boards of directors of Hertz Holding" 4b95b5d3-d9aa-4cee-b90b-3c0b76c1edfb,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|other,1.0,0001144204-12-008851,8-K,full_body,0000906709,NKTR,NEKTAR THERAPEUTICS,2012-02-14,october,1672,10589,True,0.1293,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2012 NEKTAR THERAPEUTICS (Exact Name of Registrant as Specified in Charter) Delaware 0-24006 94-3134940 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 455 Mission Bay Boulevard South San Francisco, California 94158 (Address of Principal Executive Offices and Zip Code) Registrant’s telephone number, including area code: (415) 482-5300 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers (e) On February 8, 2012, the Board of Directors (the “ Board ”) of Nektar Therapeutics, a Delaware corporation (the “ Company ”), and the Organization and Compensation Committee of the Board (the “ Committee ”), approved changes to the compensation of the Company’s named executive officers. For Howard W. Robin, President and Chief Executive Officer, effective February 1, 2012, the Board increased his annual base salary from $787,350 to $809,000. His 2012 annual performance-based bonus compensation target remains at 75% of his 2012 annual base salary. The actual amount of Mr. Robin’s 2012 annual performance bonus will range from 0% to " 57febfbb-5f0a-4aaf-aebb-6449519433f3,holdout,True,productive,8-K|october|shown<0.25|conf0.45-0.7|other,1.0,0001062993-16-007364,8-K,full_body,0001385849,UUUU,ENERGY FUELS,2016-02-01,october,3717,23062,True,0.1708,"Energy Fuels Inc.: Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2016 ENERGY FUELS INC. (Exact name of registrant as specified in its charter) Ontario 001-36204 98-1067994 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 225 Union Blvd., Suite 600 Lakewood, Colorado 80228 (Address of principal executive offices) (Zip Code) (303) 974-2140 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On January 27, 2016, the Board of Directors (the “Board”) of Energy Fuels Inc. (the “Company”) appointed Mr. Hyung Mun Bae as a Director of the Company to fill the vacancy left by the resignation of Joo Soo Park. Mr. Bae will serve as the representative of Korea Electric Power Corporation (“KEPCO”) on the Board of the Company. The Company and KEPCO are parties to a Strategic Relationship Agreement (the “SRA”). KEPCO is the largest electric utility in South Korea, responsible for 93% of South Korea’s electricity generation and the development of nuclear proje" f3e633ef-0ecd-4dcd-ab7a-798c4d20ace2,holdout,False,productive,8-K|october|shown<0.25|conf0.45-0.7|other,1.0,0001193125-24-178836,8-K,full_body,0001628171,RVMD,REVOLUTION MEDICINES,2024-07-15,october,2587,16834,True,0.2472,"8-K false 0001628171 0001628171 2024-07-15 2024-07-15 0001628171 rvmdw:CommonStock0.0001ParValuePerShareMember 2024-07-15 2024-07-15 0001628171 rvmdw:WarrantsToPurchase0.1112SharesOfCommonStockExpiring2026Member 2024-07-15 2024-07-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 REVOLUTION MEDICINES, INC. (Exact name of registrant as specified in its charter) Delaware 001-39219 47-2029180 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 700 Saginaw DriveRedwood City,California 94063 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (650) 481-6801 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol Name of each exchangeon which registered Common Stock, $0.0001 par value per share RVMD The Nasdaq Stock Market LLC Warrants to purchase 0.1112 shares of common stock expiring 2026 RVMDW The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth compan" 4000fe9d-d8fa-457f-910b-7d8ab50c9bca,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|capex-type,22.8,0000950170-24-088251,8-K,full_body,0000775158,OSK,OSHKOSH CORP,2024-07-31,october,7980,53255,True,0.1489,"8-K false 0000775158 0000775158 2024-07-31 2024-07-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Oshkosh Corporation (Exact name of registrant as specified in its charter) Wisconsin 1-31371 39-0520270 (State or other jurisdictionof incorporation) (Commission File Number) (IRS EmployerIdentification No.) 1917 Four Wheel DriveOshkosh,Wisconsin 54902 (Address of principal executive offices) (Zip Code) ( 920 ) 502-3400 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Tradingsymbol(s) Name of each exchange on which registered Common Stock ($0.01 par value) OSK New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to S" 4c2a7042-3d58-44b6-988a-0069e1f9a035,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|capex-type,22.8,0001564590-21-000011,8-K,full_body,0001314102,EYPT,EYEPOINT INC,2021-01-04,october,3372,21986,True,0.182,"eypt-8k_20201231.htm false 0001314102 0001314102 2020-12-31 2020-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 31, 2020 EyePoint Pharmaceuticals, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-51122 26-2774444 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 480 Pleasant Street Watertown , MA 02472 (Address of Principal Executive Offices, and Zip Code) (617) 926-5000 Registrant’s Telephone Number, Including Area Code (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title ofeach class TradingSymbol(s) Name of each exchangeon which registered Common Stock, par value $0.001 EYPT The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accou" 52f9f679-2569-49ee-b03d-c42c8c164156,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|capex-type,22.8,0001104659-18-049652,8-K,full_body,0001265131,HTH,HILLTOP HOLDINGS,2018-08-06,october,1965,12384,True,0.194,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2018 Hilltop Holdings Inc. (Exact name of registrant as specified in its charter) Maryland 1-31987 84-1477939 (State or other jurisdiction ofincorporation) (CommissionFile Number) (IRS Employer IdentificationNo.) 2323 Victory Avenue, Suite 1400 Dallas, Texas 75219 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (214) 855-2177 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Section 1 — Registrant’s Business and Operations Item 1.01 Entry into a Material Definitive Agreement. Hilltop Headquarters On August 3, 2018, Hilltop Holdings Inc. (“Hilltop”), through HTH Diamond Hillcrest Land LLC (“Hillcrest Land LLC”)" bb9fc6d1-9e27-4073-a696-d57841b9b5d0,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|capex-type,22.8,0000003570-12-000006,8-K,full_body,0000003570,LNG,CHENIERE ENERGY,2012-01-26,october,2732,16980,True,0.2313,"CEI 2012 Form 8K BG SPA Amended UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2012 CHENIERE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 1-16383 95-4352386 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 700 Milam StreetSuite 800Houston, Texas 77002 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code:(713) 375-5000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 1.01 Entry into a Material Definitive Agreement. Amended and Restated LNG Sale and Purchase Agreement On January 26, 2012, Cheniere Energy Partners, L.P. (“Cheniere Partners”), a majority owned subsidiary of Cheniere Energy, Inc., issued a press release announcing the signing of an Amended and Restated LNG Sale and Purchase Agreement (the “Amended and Restated SPA”) between Sabine Pass Liquefaction, LLC, a subsidiary of Cheniere Partners (“Sabine Liquefaction”), and BG Gulf Coast LNG, LLC (“BG”), an affiliate of BG Energy Holdings Limited (“BG Parent”). The Amended and Restated SPA amends the LNG Sale and Purchase Agreement entered into on October 25, 2011 (the “Original SPA”) between Sabine Liquefaction and BG to provide that" e9d2b1c0-a299-412e-8e07-67ee505f5096,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|capex-type,22.8,0001213900-26-023868,8-K,full_body,0001970622,USAR,USA RARE EARTH CLASS A,2026-03-05,october,4024,26056,True,0.1821,"false 0001970622 0001970622 2026-03-04 2026-03-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2026 USA Rare Earth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41711 98-1720278 (State or other jurisdictionof incorporation) (Commission File Number) (IRS EmployerIdentification No.) 100 W Airport Road , Stillwater , Oklahoma 74075 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: ( 813 ) 867-6155 N.A. (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☒ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.0001 per share USAR TheNasdaqStock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying" 2aea08a6-bbdc-4b1e-9212-8dd818298a04,holdout,True,productive,8-K|october|shown<0.25|conf>0.7|ma_integration,166.5,0001104659-26-085424,8-K,full_body,0000708955,FFBC,FIRST FINANCIAL BANCORP,2026-07-21,october,4645,30636,True,0.2305,"false 0000708955 0000708955 2026-07-21 2026-07-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2026 FIRST FINANCIAL BANCORP. (Exact name of registrant as specified in its charter) Ohio 001-34762 31-1042001 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 255 East Fifth Street,Suite 900,Cincinnati,Ohio 45202 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: ( 877 ) 322-9530 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading symbol Name of exchange on which registered Common stock, No par value FFBC The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item " 46dff0ad-c987-4c05-948e-ce86d01570f7,holdout,True,productive,8-K|october|shown<0.25|conf>0.7|ma_integration,166.5,0001104659-26-074683,8-K,full_body,0001307954,HUN,HUNTSMAN CORP,2026-06-16,october,5698,37354,True,0.2473,"false 0001307954 0001307954 2026-06-15 2026-06-15 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2026 Huntsman Corporation (Exact name of registrant as specified in its charter) Delaware 001-32427 42-1648585 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 10003 Woodloch Forest Drive 77380 The Woodlands,Texas (Zip Code) (Address of principal executive offices) Registrant’s telephone number, including area code: ( 281 ) 719-6000 Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities Registered pursuant to Section 12(b) of the Act: Registrant Title of each class TradingSymbol Name of each exchange onwhich registered Huntsman Corporation Common Stock, par value $0.01 per share HUN New York Stock Exchange Huntsman International LLC NONE NONE NONE Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registran" 6920327d-74e4-41b9-82fc-fffbca74f1bc,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|ma_integration,166.5,0001341004-12-000634,8-K,full_body,0001040971,SLG,SL GREEN REALTY REIT CORP,2012-04-26,october,3542,23300,True,0.1694,"form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2012 (April 25, 2012) SL GREEN REALTY CORP. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND (STATE OF INCORPORATION) 1-13199 13-3956775 (COMMISSIONFILENUMBER) (IRSEMPLOYERID.NUMBER) 420LexingtonAvenue 10170 NewYork,NewYork (ZIPCODE) (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (212) 594-2700 (REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. Summary On April 25, 2012, SL Green Realty Corp. (the “Company”) reported funds from operations, or FFO, of $99.3 million, or $1.10 per diluted share, for the quarter ended March 31, 2012, compared to $142.8 million, or $1.75 per diluted share, for the same quarter in 2011. The comparable results reflect the issuance of $660.5 million of common equity since the first quarter of 2011 as well as a one-time gain recognized in the first quarter of 2011 on the sale of interests in the mezzanine debt at 280 Park Avenue. Net income attributable to common stockholders totaled $25.3 million, or $0.29 per diluted share, for the quarter ended March 31, 2012, compared to $80.9 million, or $1.01 per diluted share, for the same quarter in 2011. Operating and Leasing Activity For the firs" 77ca0aab-e1ea-471f-8ebe-24833e5df675,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|ma_integration,166.5,0000805676-19-000083,8-K,full_body,0000805676,PRK,PARK NATIONAL CORP,2019-10-28,october,6890,43557,True,0.2094,"Document false 0000805676 0000805676 2019-10-28 2019-10-28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2019 PARK NATIONAL CORPORATION (Exact name of registrant as specified in its charter) Ohio 1-13006 31-1179518 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 50 North Third Street, P.O. Box 3500 Newark, Ohio 43058-3500 (Address of principal executive offices) (Zip Code) (740) 349-8451 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common shares, without par value PRK NYSE American Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant" 9fe47de0-a539-49df-a598-cf25510c9a05,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|ma_integration,166.5,0000883237-18-000005,8-K,full_body,0000883237,VRTS,VIRTUS INVESTMENT PARTNERS,2018-02-07,october,1696,11372,True,0.2377,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 1, 2018 Virtus Investment Partners, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10994 26-3962811 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 100 Pearl Street, 9thFloor, Hartford, CT 06103 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (800) 248-7971 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement Securities Purchase Agreement On February 1, 2018, Virtus Partners, Inc. (“ Virtus Partners ”), a Delaware corporation and a subsidiary of Virtus Investment Partners, Inc. (the “ Company ”), entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with Sustainable Growth Advisers, LP (“ SGA ”), a Delaware limited partnership, SGIA, LLC (“ SGA GP ”), a Delaware limited liability company and the general partner of SGA, Estancia Capital Partners, L.P. (“ Estancia ”), an outside minority partner of SGA, and each of the management partners of SGA named therein, pursuant to which Virtus Partners (on the terms an" 439555bb-61a2-4565-91c8-952546ddd642,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|other,21.3,0001193125-24-268404,8-K,full_body,0001628171,RVMD,REVOLUTION MEDICINES,2024-12-02,october,4282,26648,True,0.1264,"8-K false 0001628171 0001628171 2024-12-02 2024-12-02 0001628171 us-gaap:CommonStockMember 2024-12-02 2024-12-02 0001628171 us-gaap:WarrantMember 2024-12-02 2024-12-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 REVOLUTION MEDICINES, INC. (Exact name of registrant as specified in its charter) Delaware 001-39219 47-2029180 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 700 Saginaw Drive Redwood City,California 94063 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (650) 481-6801 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol Name of each exchangeon which registered Common Stock, $0.0001 par value per share RVMD The Nasdaq Stock Market LLC Warrants to purchase 0.1112 shares of common stock expiring 2026 RVMDW The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if t" 51ac9d51-a3ec-42d8-a214-c7b00987a18f,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|other,21.3,0001493152-26-026761,8-K,full_body,0001603454,CELC,CELCUITY,2026-06-02,october,1542,10422,True,0.2428,"false 0001603454 0001603454 2026-06-02 2026-06-02 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2026 Celcuity Inc. (Exact name of Registrant as Specified in its Charter) Delaware 001-38207 82-2863566 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 2800 Campus Drive, Suite 140 Minneapolis , Minnesota 55441 (Address of Principal Executive Offices and Zip Code) (763) 392-0123 (Registrant’s telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.001 par value per share CELC The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for comp" 6066d57d-4a25-42af-8d6f-5bd34b9f20aa,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|other,21.3,0001520006-15-000006,8-K,full_body,0001520006,MTDR,MATADOR RESOURCES,2015-03-02,october,3124,19889,True,0.2263,"MTDR 8-K 03.02.2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________________________ FORM 8-K _________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) February 24, 2015 _________________________________ Matador Resources Company (Exact name of registrant as specified in its charter) _________________________________ Texas 001-35410 27-4662601 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 5400 LBJ Freeway, Suite 1500, Dallas, Texas 75240 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (972) 371-5200 Not Applicable (Former name or former address, if changed since last report) _________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. The information set forth under Item 2.01 of this current report on Form 8-K (this “Current Report”) regarding the Merger Agreement Amendment (as defined below), registration rights agreement, voting agreement and the Guaranty (as defined below) related to the Assumed Indebtedness (as defined below) is incorporated herein by reference. Item 2.01 Completion of Acquisition or Disposition of Assets. Merger Agreement Closing On February 27, 2015, Matador Resources Company (“Matador”) and its wholl" 80fd05bd-1f31-40c1-9f94-d66c657ace28,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|other,21.3,0001062993-24-012199,8-K,full_body,0001385849,UUUU,ENERGY FUELS,2024-06-07,october,2837,17956,True,0.2243,"Energy Fuels Inc.: Form 8-K - Filed by newsfilecorp.com false 2024-06-03 0001385849 Energy Fuels Inc. 0001385849 2024-06-03 2024-06-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 ( June 3, 2024 ) ENERGY FUELS INC. (Exact name of registrant as specified in its charter) Ontario 001-36204 98-1067994 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 225 Union Blvd., Suite 600 Lakewood , Colorado , United States 80228 (Address of principal executive offices) (ZIP Code) Registrant’s telephone number, including area code: ( 303 ) 974-2140 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbols Name of each exchange on which registered Common shares, no par value UUUU NYSE American LLC EFR Toronto Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b -2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by" d3352eaf-25d0-4ab6-9ec4-9861ffd35ac8,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|other,21.3,0001193125-21-198675,8-K,full_body,0001680581,FULC,FULCRUM THERAPEUTICS,2021-06-24,october,2436,16731,True,0.2275,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 24, 2021 Fulcrum Therapeutics, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38978 47-4839948 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 26 Landsdowne StreetCambridge, Massachusetts 02139 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (617) 651-8851 Not applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant toRule 14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant toRule 14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant toRule 13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common stock, par value $0.001 per share FULC Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13" 369bf4b7-6665-4a35-bd61-b56f3f1e78a3,holdout,True,productive,8-K|october|shown<0.25|conf>0.7|technology-type,2.6,0000917520-13-000038,8-K,full_body,0000917520,IART,INTEGRA LIFESCIENCES HOLDINGS,2013-05-02,october,2886,19897,True,0.2366,"8-K Q1 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 INTEGRA LIFESCIENCES HOLDINGS CORPORATION (Exact name of Registrant as specified in its charter) Delaware 0-26224 51-0317849 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 311 Enterprise Drive Plainsboro, NJ 08536 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (609) 275-0500 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION On May 2, 2013, Integra LifeSciences Holdings Corporation (the “Company”) issued a press release announcing financial results for the quarter ended March 31, 2013 (the “Press Release”). A copy of the Press Release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference into this Item. In the financial statements portion of the Press Release, the Company has included a reconciliation of GAAP revenues to adjusted revenues for the quarter ended March 31, 2013, and GAAP net (loss)/income to adjusted earnings before interest, taxes, depreciation and amortization (“EBITDA”) and adjusted EBITDA excluding s" 50d64036-6c37-4a08-83cc-254b5e91b182,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|technology-type,2.6,0000107140-15-000028,8-K,full_body,0000107140,WLY,JOHN WILEY AND SONS CLASS A,2015-09-09,october,4319,29590,True,0.2138,"fy16q1_8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 September 9, 2015 (Date of Report) (Date of earliest event reported) JOHN WILEY & SONS, INC. (Exact name of registrant as specified in its charter) New York (State or jurisdiction of incorporation) 0-11507 13-5593032 ---------------------------------------------------- --------------------------------------------- Commission File Number IRS Employer Identification Number 111 River Street, Hoboken NJ 07030 ---------------------------------------------------- --------------------------------------------- Address of principal executive offices Zip Code Registrant’s telephone number, including area code: (201) 748-6000 --------------------------------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act(17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act(17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 7.01: REGULATION FD DISCLOSURE The information in this report is being furnished (i) pursuant to Regulation FD, and (ii) pursuant to item 12 Results of Operation and Financial Condition (in accordance with SEC interim guidance issued March 28, 2003). In accordance with General Instructions B.2 and B.6 of Form 8-K, the information in this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any fili" 8562c1ae-ada2-4390-ac43-974c2d54c8c2,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|technology-type,2.6,0000107140-12-000037,8-K,full_body,0000107140,WLY,JOHN WILEY AND SONS CLASS A,2012-09-10,october,5359,36229,True,0.2071,"fy13q1-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 September 10, 2012 (Date of Report) (Date of earliest event reported) JOHN WILEY & SONS, INC. (Exact name of registrant as specified in its charter) New York (State or jurisdiction of incorporation) 0-11507 13-5593032 ---------------------------------------------------- --------------------------------------------- Commission File Number IRS Employer Identification Number 111 River Street, Hoboken NJ 07030 ---------------------------------------------------- --------------------------------------------- Address of principal executive offices Zip Code Registrant’s telephone number, including area code: (201) 748-6000 --------------------------------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act(17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act(17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) This is the first page of a 16 page document. ITEM 7.01: REGULATION FD DISCLOSURE The information in this report is being furnished (i) pursuant to Regulation FD, and (ii) pursuant to item 12 Results of Operation and Financial Condition (in accordance with SEC interim guidance issued March 28, 2003). In accordance with General Instructions B.2 and B.6 of Form 8-K, the information in this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it" 98b8ac1d-70c1-440e-afac-a0dddddbd8af,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|technology-type,2.6,0001493152-25-019292,8-K,full_body,0001780312,ASTS,AST SPACEMOBILE CLASS A,2025-10-24,october,3328,20613,True,0.0891,"false 0001780312 0001780312 2025-10-21 2025-10-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2025 AST SpaceMobile, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39040 84-2027232 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) Midland International Air & Space Port2901 Enterprise LaneMidland,Texas 79706 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (432) 276-3966 N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A common stock, par value $0.0001 per share ASTS The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended tra" f174d4c3-e42f-4cbd-aa02-76e261214d81,holdout,False,productive,8-K|october|shown<0.25|conf>0.7|technology-type,2.6,0001104659-12-054998,8-K,full_body,0001040971,SLG,SL GREEN REALTY REIT CORP,2012-08-07,october,4120,26933,True,0.1687,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2012 (July 25, 2012) SL GREEN REALTY CORP. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND (STATE OF INCORPORATION) 1-13199 13-3956775 (COMMISSION FILE NUMBER) (IRS EMPLOYER ID. NUMBER) 420 Lexington Avenue New York, New York 10170 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (212) 594-2700 (REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On July 25, 2012, SL Green Realty Corp. (the “Company”) reported funds from operations, or FFO, of $179.0 million, or $1.92 per diluted share, for the quarter ended June 30, 2012, compared to $92.9 million, or $1.08 per diluted share, for the same quarter in 2011. The results reflect additional cash income of $67.9 million, or $0.73 per diluted share, equivalent to profit, from the recapitalization of 717 Fifth Avenue in the second quarter of 2012. Net income attributable to common stockholders totaled $103.0 million, or $1.14 per diluted share, for the quarter ended June 30, 2012, compared to $526.5 million, or $6.26 per diluted share, for the same quarter in 2011. Operating and Leasing Activity For the second quarter of 2012, the Company reported revenues and operating income of " 2563fab3-6ef7-4701-bfb0-cbf40a357f51,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|capex-type,6.8,0001104659-26-033914,8-K,full_body,0000314203,MUX,MCEWEN INC,2026-03-24,october,888,6081,True,1.0,"false 0000314203 0000314203 2026-03-23 2026-03-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2026 McEWEN INC. (Exact name of registrant as specified in its charter) Colorado 001-33190 84-0796160 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 150 King Street West,Suite 2800Toronto,Ontario,Canada M5H 1J9 (Address of principal executive offices) (Zip Code) Registrant’s telephone number including area code: (866)441-0690 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock MUX New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting st" ad3c7d52-6bbb-4ed6-aff5-b53bb176a8db,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|capex-type,6.8,0001219601-10-000035,8-K,full_body,0001219601,CCK,CROWN HOLDINGS INC,2010-05-26,october,810,5404,True,1.0,"Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2010 CROWN HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Pennsylvania 0-50189 75-3099507 (State or Other Jurisdiction ofIncorporation or Organization) (CommissionFile Number) (I.R.S. EmployerIdentification No.) One Crown Way Philadelphia, Pennsylvania 19154-4599 (215) 698-5100 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 7 – Regulation FD Item 7.01 . Regulation FD Disclosure Crown Holdings, Inc. (the “Company”) is presently contemplating entrance into proposed new senior secured revolving credit facilities in an aggregate principal amount of up to $1.0 billion that are expected to mature in 2015, which will be available to Crown Americas LLC, a wholly-owned indirect subsidiary of the Company, Crown European Holdings SA, a wholly-owned indirect subsidiary of the Company, Crown Metal Packaging Canada LP, a wholly-owned indirect subsidiary of the Company, and certain subsidiary borrowers (the “proposed new revolving facilities”). The Company presently intends that the p" c76ad0c7-8e4d-4b05-a1c6-f66d05ced9c6,holdout,True,productive,8-K|october|shown>=0.9|conf0.45-0.7|capex-type,6.8,0001104659-13-060972,8-K,full_body,0000314203,MUX,MCEWEN INC,2013-08-07,october,561,3784,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2013 McEWEN MINING INC. (Exact name of registrant as specified in its charter) Colorado(State or other jurisdiction ofincorporation or organization) 001-33190(Commission FileNumber) 84-0796160(I.R.S. EmployerIdentification No.) Suite 4750, 181 Bay Street P.O. Box 792 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive offices) (Zip Code) Registrant’s telephone number including area code: (866) 441-0690 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure. On August 7, 2013, McEwen Mining Inc. (the “Company”) issued a press release announcing an updated resource estimate for the Company’s El Gallo 2 mine in Sinaloa State, Mexico. A copy of the August 7, 2013 press release is attached to this report as Exhibit 99.1. The information furnished under this Item 7.01, including the exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by reference to such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibit. The following exhibit is furnished with this report: 99.1 Press release " e25401ce-2a66-4491-9fac-7a0146985893,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|capex-type,6.8,0001104659-12-062646,8-K,full_body,0000314203,MUX,MCEWEN INC,2012-09-10,october,832,5523,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2012 McEWEN MINING INC. (Exact name of registrant as specified in its charter) Colorado(State or other jurisdiction ofincorporation or organization) 001-33190(Commission FileNumber) 84-0796160(I.R.S. EmployerIdentification No.) Suite 4750, 181 Bay Street P.O. Box 792 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive offices) (Zip Code) Registrant’s telephone number including area code: (866) 441-0690 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure. On September 10, 2012, McEwen Mining Inc. (the “Company”) issued a press release regarding results of a feasibility study for Phase II of its El Gallo project, in Sinaloa state, Mexico. A copy of the press release is attached to this report as Exhibit 99.1. The information furnished under this Item 7.01, including the exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by reference to such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibit. The following exhibit is furnished with this report: 99.1 Press release dated Se" f38f9bac-2035-4f59-a05c-88c551f57aff,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|capex-type,6.8,0001157523-10-006078,8-K,full_body,0000719413,HL,HECLA MINING,2010-10-26,october,296,1979,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2010 HECLA MINING COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 1-8491 77-0664171 (State or Other Jurisdiction (Commission File Number) (IRS Employer Identification No.) of Incorporation) 6500 North Mineral Drive, Suite 200Coeur d'Alene, Idaho 83815-9408 (Address of Principal Executive Offices) (Zip Code) (208) 769-4100 (Registrant's Telephone Number, Including Area Code) N/A (Former name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12(b)) ⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events On October 25, 2010, Hecla Mining Company issued a press release regarding the potential new shaft development project at its Lucky Friday unit. The news release is attached hereto as Exhibit 99.1 to this Form 8-K. Item 9.01. Financial Statements and Exhibits. (d) Exhibits ExhibitNumber Description 99.1 News Release, dated October 25, 2010. * * Filed herewith SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: October 25, 2010 Hecla Mining Company By: /s/ David C. Sienko David C. Sienko Vice President & General Counsel 2" 33633a3f-ae3b-4c6e-94b0-0985e7975396,holdout,True,productive,8-K|october|shown>=0.9|conf0.45-0.7|ma_integration,14.2,0001104659-13-067961,8-K,full_body,0000921738,PENN,PENN ENTERTAINMENT,2013-09-04,october,401,2805,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report — August 30, 2013 (Date of earliest event reported) PENN NATIONAL GAMING, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-24206 23-2234473 (State or other jurisdiction ofincorporation) (Commission File Number) (IRS EmployerIdentification No.) 825 Berkshire Blvd., Suite 200, Wyomissing, PA 19610 (Address of principal executive offices) (Zip Code) (610) 373-2400 (Registrant’s telephone number, including area code) Check the appropriate box below if the form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 to Form 8-K): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. Gaming and Leisure Properties, Inc. (“GLPI”), a newly formed subsidiary that Penn National Gaming, Inc. (“Penn”) anticipates will become a separate, publicly traded real estate investment trust owning substantially all of Penn’s real property assets following the proposed separation of Penn’s operating assets from its real property assets, has filed a second amendment to its registration statement on Form S-11 with the Securities and Exchange Commission. The filing can be accessed at: http://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001575965&owner=exclude&count=40. Investors should read Amendment No. 2 to the registration statement because it contains important information about GLPI and its separat" 94cbfe26-d7a8-405f-86ac-de210d0b7da3,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|ma_integration,14.2,0001104659-19-010350,8-K,full_body,0001433270,AR,ANTERO RESOURCES,2019-02-25,october,1007,6653,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2019 ANTERO RESOURCES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-36120 80-0162034 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 1615 Wynkoop Street Denver, Colorado 80202 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, including Area Code: (303) 357-7310 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 7.01 Regulation FD Disclosure. On February 25, 2019, Antero Resources Corporation (“Antero Resources”) participated in the J.P. Morgan Global High Yield & Leveraged Finance Conference. Presentation materials for the conference may be viewed on Antero Resources’ website at www.a" 9f2188ec-e70e-4dd3-ac60-19027d311573,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|ma_integration,14.2,0001423689-16-000080,8-K,full_body,0001423689,AGNC,AGNC INVESTMENT REIT,2016-06-01,october,437,3046,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________________________________________ FORM 8-K __________________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 __________________________________________________ AMERICAN CAPITAL AGENCY CORP. (Exact name of registrant as specified in its charter) __________________________________________________ Delaware 001-34057 26-1701984 (State or Other Jurisdiction ofIncorporation or Organization) (Commission File Number) (I.R.S. EmployerIdentification No.) 2 Bethesda Metro Center, 14th Floor Bethesda, Maryland 20814 (Address of principal executive offices) Registrant’s telephone number, including area code: (301) 968-9300 N/A (Former name or former address, if changed since last report) __________________________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act(17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure On June 1, 2016, Gary Kain, Chief Executive Officer, President and Chief Investment Officer of American Capital Agency Corp. (the “Company”), will participate in a discussion at the KBW Mortgage Finance Conference in New York City at 11:20 am ET and make a presentation on an internalization transaction to acquire the Company’s external manager. A copy of the presentation is attached hereto as Exhibit 99.1. This Current Report on F" dc7ee17f-c77b-433a-8ea3-b3cb2a5fc584,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|ma_integration,14.2,0001104659-11-044526,8-K,full_body,0001364479,HRI,HERC HOLDINGS,2011-08-08,october,1285,8793,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2011 (August 3, 2011) HERTZ GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) DELAWARE 001-33139 20-3530539 (State of incorporation) (Commission File Number) (I.R.S Employer Identification No.) 225 Brae Boulevard Park Ridge, New Jersey 07656-0713 (Address of principal executive offices, including zip code) (201) 307-2000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION On August 3, 2011, Hertz Global Holdings, Inc. (“Hertz Holdings”) conducted its earnings conference call relating to the three months ended June 30, 2011. The earnings call was made available to the public via conference call and audio webcast and the slides that accompanied the presentation were available to the public at the time of the earnings call and webcast through the website of Hertz Holdings’ subsidiary, The Hertz Corporation. Certain financial information relating to completed fiscal periods that was part of the earnings call is included in the set of slides that accompanied the earnings call, a copy of which is attached hereto as Exhibit 99.1. The earnings call included certain non-GAAP financial measures. Reco" ef6afe75-47fa-4d23-9d38-5bac02247641,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|ma_integration,14.2,0001193125-24-133252,8-K,full_body,0001347178,VNDA,VANDA PHARMACEUTICALS INC,2024-05-07,october,736,5069,True,1.0,"8-K false 0001347178 0001347178 2024-05-07 2024-05-07 0001347178 us-gaap:CommonStockMember 2024-05-07 2024-05-07 0001347178 us-gaap:SeriesAPreferredStockMember 2024-05-07 2024-05-07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 VANDA PHARMACEUTICALS INC. (Exact name of Registrant as specified in its charter) Delaware 001-34186 03-0491827 (State or other jurisdictionof incorporation) (CommissionFile No.) (IRS EmployerIdentification No.) 2200 Pennsylvania Avenue NW Suite 300E Washington , DC 20037 (Address of principal executive offices and zip code) Registrant’s telephone number, including area code: (202) 734-3400 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol Name of each exchangeon which registered Common Stock, par value $0.001 per share VNDA The Nasdaq Global Market Series A Junior Participating Preferred Stock Purchase Right, par value $0.001 per share - The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or R" 374da4a5-50e3-4d77-a9c3-621d82a4ccaf,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|other,17.3,0001844452-23-000060,8-K,full_body,0001844452,LUNR,INTUITIVE MACHINES INC CLASS A,2023-11-13,october,573,3884,True,1.0,"lunr-20231113 0001844452 FALSE 0001844452 2023-11-13 2023-11-13 0001844452 lunr:UnitsEachConsistingOfOneClassOrdinaryShare0.0001ParValueAndOnehalfOfOneRedeemableWarrantMember 2023-11-13 2023-11-13 0001844452 lunr:ClassOrdinarySharesParValue0.0001PerShareMember 2023-11-13 2023-11-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 INTUITIVE MACHINES, INC. (Exact name of registrant as specified in its charter) Delaware 001-40823 36-5056189 (State or other jurisdictionof incorporation) (Commission File Number) (IRS EmployerIdentification No.) 3700 Bay Area Blvd, Suite 600 Houston , TX 77058 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: (281) 520-3703 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common stock, par value $0.0001 per share LUNR The Nasdaq Stock Market LLC Warrants to purchase one share of Class A Common stock, each at an exercise price of $11.50 per share LUNRW The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 " 8d90e5b8-25a4-43e9-923d-94b389dab051,holdout,True,productive,8-K|october|shown>=0.9|conf0.45-0.7|other,17.3,0001171843-16-012636,8-K,full_body,0000882796,BCRX,BIOCRYST PHARMACEUTICALS,2016-10-26,october,676,4682,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________ Form 8-K _____________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 26, 2016 BioCryst Pharmaceuticals, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-23186 62-1413174 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 4505 Emperor Blvd., Suite 200, Durham, North Carolina 27703 (Address of Principal Executive Offices) (Zip Code) (919) 859-1302 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On October 26, 2016, BioCryst Pharmaceuticals, Inc. (the “Company”) announced that a study of galidesivir (formerly BCX4430) administered to Rhesus monkeys infected with Zika virus will be presented as a late-breaker oral presentation at ID Week 2016 taking place in New Orleans on October 26-30, 2016. On October 26, 2016, the Company issued a news release announcing the events described in this Item 8.01. A copy of the news release is filed as Exhibit 99.1 hereto and is incorporated herein by reference. Forward-Looking Statements This Current Report contains forward-looking statements, including statements regarding future results, performance or achieve" 97af4938-261b-4484-bf4a-121471ee87c8,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|other,17.3,0001193125-13-053716,8-K,full_body,0000069488,MYE,MYERS INDUSTRIES INC,2013-02-13,october,547,3543,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 13, 2013 MYERS INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Ohio 1-8524 34-0778636 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 1293 South Main Street, Akron, OH 44301 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, including area code (330) 253-5592 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions. ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02. Results of Operations and Financial Condition On February 13, 2013, Myers Industries, Inc. (the “Company”) issued a press release announcing earnings results for the fiscal year and quarter ended December 31, 2012. The full text of the press release issued in connection with the announcement is attached as Exhibit 99.1 to this Current Report on Form 8-K. In addition, a copy of the slide materials which will be discussed during the Company’s earnings conference call at 10:00 a.m. Eastern Time on February 13, 2013 is attached as Exhibit 99.2 to this Current Report on Form 8-K. Information about the call can be found in the press release attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this report (in" dc70cc57-0811-4caa-a634-2e5405da496e,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|other,17.3,0001183740-10-000425,8-K,full_body,0001334933,UEC,URANIUM ENERGY,2010-07-19,october,344,2390,True,1.0,"F8K07192010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 19, 2010 Date of Report (Date of earliest event reported) URANIUM ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada(State or other jurisdiction of incorporation) 001-33706(Commission File Number) 98-0399476(IRS Employer Identification No.) 500 North Shoreline, Ste. 800NCorpus Christi, Texas(Address of principal executive offices) 78471(Zip Code) (512) 828-6980 Registrant's telephone number, including area code Not applicable. (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) SECTION 7 - REGULATION FD Item 7.01 Regulation FD Disclosure On July19, 2010, Uranium Energy Corp. (the ""Company"") issued a news release announcing that the Company has received a technical report (the ""Technical Report"") for the Salvo Project located in Bee County, Texas. The Technical Report was prepared in accordance with the provisions of National Instrument 43-101, Standards of Disclosure for Mineral Projects of the Canadian Securities Administrators. A copy of the press release is attached as Exhibit 99.1 hereto. Item 9.01 Financial Statements and Exhibits (a) Financial Statements of Business Acquired Not applicable. (b) Pro forma Financial Information Not applicable. (c) Shell Company Transactio" e23e64e5-ccf5-4086-bddb-c80efc1d0133,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|other,17.3,0001144204-17-053537,8-K,full_body,0001635282,RMNI,RIMINI STREET INC,2017-10-23,october,400,2611,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2017 (October 18, 2017) Date of Report (date of earliest event reported) Rimini Street, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37397 N/A (State or other jurisdiction ofincorporation or organization) (Commission File Number) (I.R.S. EmployerIdentification Number) 3993 Howard Hughes Parkway, Suite 500 Las Vegas, NV 89169 (Address of principal executive offices) (Zip Code) (702) 839-9671 (Registrant’s telephone number, including area code) N/A ( Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2) of this chapter. Emerging growth company x If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ ITEM 8.01 OTHER EVENTS On October 18, 2017, Rimini Street, Inc. issued a press release titled “Rimini Street Expands Investment and Operations in Europe.” A copy of the press re" 06a8e758-21e4-4e28-a5c7-6828eacc6dff,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|technology-type,1.7,0001571049-15-007273,8-K,full_body,0000771497,ABM,ABM INDUSTRIES INC,2015-09-03,october,549,3619,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2015 ABM Industries Incorporated (Exact name of registrant as specified in its charter) Delaware 1-8929 94-1369354 (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification No.) 551 Fifth Avenue, Suite 300, New York, New York 10176 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (212) 297-0200 N/A (Former name or former address if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement. On September 2, 2015, ABM Industries Incorporated (the “Company”) entered into an amendment (the “Sixth Amendment”) to the Credit Agreement dated as of November 30, 2010, with Bank of America, N.A., as administrative agent, swing line lender, and letter of credit issuer, and with the other lender parties thereto. The Sixth Amendment amends the definition of Consolidated EBITDA to provide addbacks for: (i) restructuring charges arising out of the Company’s comprehensive strategy and transformation initiative, which was announced on September 2, 2015, (ii) non-cash adjustments with respect to insurance liabilities for periods prior to 2015, and (iii) costs arising from t" 4ac24e10-0638-44df-9df1-f66a39020758,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|technology-type,1.7,0001193125-18-192172,8-K,full_body,0001370637,ETSY,ETSY,2018-06-14,october,463,3097,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2018 Etsy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36911 20-4898921 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 117 Adams Street Brooklyn, New York 11201 (Address of principal executive offices, including zip code) (718) 880-3660 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 7.01. Regulation FD Disclosure. On June 14, 2018, Etsy, Inc. (“Etsy”) issued a press release announcing the introduction of new tools and packages for Etsy sellers and revisions to Etsy’s transaction fee structure. A copy of the p" 4c6b82c5-0645-4248-895f-90fa3b9b30fc,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|technology-type,1.7,0001258602-20-000026,8-K,full_body,0001258602,NNI,NELNET CLASS A,2020-04-02,october,1310,8696,True,1.0,"nni-20200330 0001258602 false 0001258602 2020-03-30 2020-03-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2020 NELNET, INC . (Exact name of registrant as specified in its charter) Nebraska 001-31924 84-0748903 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 121 South 13th Street, Suite 100 Lincoln, Nebraska 68508 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code ( 402 ) 458-2370 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Class A Common Stock, Par Value $0.01 per Share NNI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 7.01 Regulation FD Disclo" cb87098c-a326-408f-aca6-572d1b5e1b33,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|technology-type,1.7,0001104659-10-039848,8-K,full_body,0000314203,MUX,MCEWEN INC,2010-07-27,october,563,3749,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2010 US GOLD CORPORATION (Exact name of registrant as specified in its charter) Colorado(State or other jurisdiction ofincorporation or organization) 001-33190(Commission FileNumber) 84-0796160(I.R.S. EmployerIdentification No.) 99 George Street, Third Floor Toronto, Ontario, Canada M5A 2N4 (Address of principal executive offices) (Zip Code) Registrant’s telephone number including area code: (866) 441-0690 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure. On July 27, 2010, US Gold Corporation (the “Company”) issued a press release regarding recent exploration results at its El Gallo project in Mexico. A copy of the press release is attached to this report as Exhibit 99.1. The information furnished under this Item 7.01, including the exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by reference to such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. The following exhibits are furnished with this report: 99.1 Press Release dated July 27, 2010. Cautionary Statement With the exce" d2397eb2-84fe-4910-a4c7-0f061e739de6,holdout,False,productive,8-K|october|shown>=0.9|conf0.45-0.7|technology-type,1.7,0001104659-22-000723,8-K,full_body,0001592386,VIRT,VIRTU FINANCIAL INC CLASS A,2022-01-04,october,940,6200,True,1.0,"0001592386 false 0001592386 2022-01-04 2022-01-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 4, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware(State or other jurisdictionof incorporation) 001-37352(Commission File No.) 32-0420206(IRS EmployerIdentification No.) 1633 Broadway , 41st Floor New York , NY 10019 (Address of principal executive offices) ( 212 ) 418-0100 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading Sy" 0597b86e-d472-4dc0-b732-0e067f2525d7,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001144204-10-001772,8-K,full_body,0001324948,RBC,RBC BEARINGS,2010-01-13,october,332,2235,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report: January 13, 2010 (Date of earliest event reported : January 12, 2010 ) RBC BEARINGS INCORPORATED (Exact name of registrant as specified in its charter) Delaware 333-124824 95-4372080 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) One Tribology Center Oxford, CT 06478 (Address of principal executive offices) (Zip Code) (203) 267-7001 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Page 1 Item 8.01. Other Events . On January 12, 2010 RBC Bearings Incorporated (the “Company”) announced that it has received two awards for clean energy manufacturing federal tax credits totaling $8.3 million to support the development of its wind turbine bearing facility in Houston, Texas A copy of the press release announcing the receipt of the awards is attached hereto as Exhibit 99.1 and is incorporated by reference herein. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit 99.1 Press Release of RBC Bearings Incorporated dated January 12, 2010. SIGNATURES According to the requirements of the Securities Exchange Act of 1934, the Company has duly ca" 1ff32824-215c-47ae-8a3a-0111800c0a1f,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001373670-21-000041,8-K,full_body,0001373670,GRBK,GREEN BRICK PARTNERS,2021-12-14,october,837,5512,True,1.0,"grbk-20211210 0001373670 false 0001373670 2021-12-14 2021-12-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ FORM 8-K ___________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 Green Brick Partners, Inc. _________________________________________________ (Exact name of registrant as specified in its charter) Delaware 001-33530 20-5952523 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number) 2805 Dallas Pkwy , Ste 400 Plano , TX 75093 (469) 573-6755 (Address of principal executive offices, including Zip Code) (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share GRBK The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use t" 4bc38462-6900-497a-a382-87f706ae443e,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001665918-25-000148,8-K,full_body,0001665918,USFD,US FOODS HOLDING,2025-11-24,october,655,4321,True,1.0,"usfd-20251124 0001665918 false 0001665918 2025-11-24 2025-11-24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2025 _____________________________________________________________________________________ US FOODS HOLDING CORP. (Exact name of registrant as specified in its charter) Delaware 001-37786 26-0347906 (State or other jurisdiction ofincorporation) (Commission File Number) (I.R.S. EmployerIdentification Number) 9399 W. Higgins Road , Suite 100 Rosemont , IL 60018 (Address of principal executive offices) (Zip code) ( 847 ) 720-8000 (Registrant’s telephone number, including area code) Not Applicable (Former name, former address and former fiscal year, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share USFD New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the regist" 64cefb6e-b7ae-408a-8182-cb9e725809e7,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001408075-19-000028,8-K,full_body,0001408075,GPK,GRAPHIC PACKAGING HOLDING,2019-08-08,october,501,3370,True,1.0,"Document false 0001408075 0001408075 2019-08-08 2019-08-08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 GRAPHIC PACKAGING HOLDING CO MPANY (Exact name of registrant as specified in its charter) Delaware 001-33988 26-0405422 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. EmployerIdentification No.) 1500 Riveredge Parkway , Suite 100 Atlanta , Georgia 30328 (Address of principal executive offices) (Zip Code) ( 770 ) 240-7200 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.01 par value per share GPK New York Stock Exchange Securities registered pursuant to section 12(g) of the Act: None Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accountin" 8df2654f-a8f7-4a80-8ce1-77067e7aeab7,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001522540-23-000023,8-K,full_body,0001522540,MQ,MARQETA CLASS A,2023-05-09,october,702,4556,True,1.0,"mq-20230509 0001522540 FALSE 0001522540 2023-05-09 2023-05-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 MARQETA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40465 27-4306690 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 180 Grand Avenue , 6th Floor Oakland , California 94612 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: ( 888 ) 462-7738 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A common stock, $0.0001 par value per share MQ The Nasdaq Stock Market LLC (Nasdaq Global Select Market) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financ" a0c14bb2-064f-49ed-8ee6-0ca5b430dc1e,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001104659-14-035816,8-K,full_body,0001406587,FOR,FORESTAR GROUP INC,2014-05-07,october,642,4152,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2014 FORESTAR GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-33662 26-1336998 (State or Other Jurisdiction (Commission File (I.R.S. Employer of Incorporation) Number) Identification No.) 6300 Bee Cave Road, Building Two, Suite 500Austin, Texas 78746-5149 (Address of Principal Executive Offices including Zip Code) (512) 433-5200 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events. On May 7, 2014, Forestar USA (“Forestar USA”), a wholly-owned subsidiary of Forestar Group (“Forestar”), and the guarantors named therein, entered into a purchase agreement with the several initial purchasers named therein, relating to the sale by Forestar USA of $250.0 million aggregate principal amount of 8.500% senior secured notes due 2022 at an issue price of 100.000% (the “notes”). Subject to customary closing conditions, the sale of the notes is expected to close on or about May 12, 2014. The notes will be issued in a private offering that is exempt from the registration requirements of the Securities Act of 1933, as amended, (the “Securities Act”) solely to qualified institutional buyers, as defined under Rule 144A under the Securities Act," ca829c27-0b19-434d-9828-7839524019f6,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0000078890-23-000423,8-K,full_body,0000078890,BCO,BRINKS,2023-11-02,october,532,3464,True,1.0,"bco-20231102 BRINKS CO 0000078890 false 0000078890 2023-11-02 2023-11-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2023 THE BRINK’S COMPANY (Exact name of registrant as specified in its charter) Virginia 001-09148 54-1317776 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1801 Bayberry Court P. O. Box 18100 Richmond , VA 23226 -8100 (Address and zip code of principal executive offices) Registrant’s telephone number, including area code: ( 804 ) 289-9600 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $1.00 per share BCO New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Securities Act." e3405a07-b73c-4495-8108-a7a9bbeca799,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|capex-type,436.6471,0001052918-21-000347,8-K,full_body,0001030192,IDR,IDAHO STRATEGIC RESOURCES INC,2021-10-18,october,731,4722,True,1.0,"New Jersey Mining Company UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 15, 2021 Commission file number: 000-28837 NEW JERSEY MINING COMPANY (Exact Name of Registrant as Specified in its Charter) Idaho 82-0490295 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 201 N. 3rdStreet, Coeur d’Alene, ID 83814 (Address of principal executive offices) (zip code) Registrant's telephone number, including area code: (208) 625 -9001 N/A (Former Name or Former Address if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(g) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, no par value NJMC OTC Markets: QB Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b–2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided p" 0125fe69-bb3f-4940-8690-b76f8dc02eb8,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000927089-14-000007,8-K,full_body,0001538263,HTB,HOMETRUST BANCSHARES INC,2014-01-23,october,355,2450,True,1.0,"htbi-8k012314.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2014 HOMETRUST BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 001-35593 45-5055422 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification Number) 10 Woodfin Street, Asheville, North Carolina 28801 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (828) 259-3939 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events On January 23, 2014, HomeTrust Bancshares, Inc. (“HomeTrust”) and Jefferson Bancshares, Inc. (“Jefferson”) issued a joint press release announcing the execution of an Agreement and Plan of Merger, dated as of January 22, 2014, providing for the merger of Jefferson with and into HomeTrust. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Attached hereto as Exhibit 99.2 and incorporated herein by reference is investor presentation material of HomeTrust relating to the proposed transaction . Item 9.01 Financial Statements and Exhibits (d) Exhibits 99.199.2 Press release dated January 23, 2014Investor Presentation 2 SIGNATURES " 028458f6-58c8-45d9-8412-cc4c4d86f612,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000950123-10-053407,8-K,full_body,0001047127,AMKR,AMKOR TECHNOLOGY,2010-05-27,october,952,6225,True,1.0,"e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2010 AMKOR TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-29472 23-1722724 (State or Other Jurisdiction ofIncorporation) (Commission File Number) (IRS EmployerIdentification No.) 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 (Address of Principal Executive Offices, including Zip Code) (480) 821-5000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 1.01. Entry into a Material Definitive Agreement ITEM 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant On May 24, 2010, Amkor Technology Korea, Inc. (the “Borrower”), a Korean corporation and a wholly-owned subsidiary of Amkor Technology, Inc. (the “Company”), entered into a Credit Facility Agreement (the “Korean Credit Agreement”) and certain agreements ancillary thereto (such agreements together with the Korean Credit Agreement, the “Korean Loan Documents”) with Woori Bank, a Korean banking entity (“Woori Bank”), pursuant to which Borrower will obtain a $180 million secured 3-year term loan from Woori Bank (the “Term Loan”), the proceeds of which will be used to repay intercompany loans owed by Borrower to the Comp" 0741e36b-20fc-4031-8997-62a0b1db5d76,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001299933-12-001848,8-K,full_body,0000944809,OPK,OPKO HEALTH,2012-08-03,october,1091,7029,True,1.0,"OPKO Health, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 2, 2012 OPKO Health, Inc. __________________________________________ (Exact name of registrant as specified in its charter) Delaware 001-33528 75-2402409 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 4400 Biscayne Blvd., Miami, Florida 33137 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: (305) 575-4100 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Top of the Form Item 1.01 Entry Into a Material Definitive Agreement. On August 2, 2012 (the “Closing Date”), OPKO Health, Inc., a Delaware corporation (the “Company”), and Shebeli XXI, S.L.U., a company organized under the laws of Spain and a wholly-owned subsidiary of the Company (“Buyer”), entered into a stock purchase agreement (the “Purchase Agreement”) pursuant to which Buyer acquired Farmadiet Group Holding, S.L., a Spanish company engaged in the development, manufacture, marketing, and sale of pharmaceuti" 16114c4b-a27b-459f-9724-381f98f89f05,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001628280-20-014798,8-K,full_body,0001032033,SLM,SLM CORP,2020-10-26,october,923,5910,True,1.0,"slm-20201026 0001032033 false ☒ 0001032033 2020-10-26 2020-10-26 0001032033 us-gaap:CommonClassAMember 2020-10-26 2020-10-26 0001032033 us-gaap:NoncumulativePreferredStockMember 2020-10-26 2020-10-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 26, 2020 SLM CORP ORATION (Exact name of registrant as specified in its charter) Delaware 001-13251 52-2013874 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 300 Continental Drive Newark, Delaware 19713 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: ( 302 ) 451-0200 (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $.20 per share SLM The NASDAQ Global Select Market Floating Rate Non-Cumulative Preferred Stock, Series B, par value $.20 per share SLMBP The NASDAQ Global Select Market Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☒ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§" 19ec1bca-a8ea-490d-abea-e79f4fd5face,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000950170-25-065693,8-K,full_body,0001759824,ALTG,ALTA EQUIPMENT GROUP INC CLASS A,2025-05-07,october,911,5960,True,1.0,"8-K 0001759824 false 0001759824 us-gaap:PreferredStockMember 2025-05-07 2025-05-07 0001759824 2025-05-07 2025-05-07 0001759824 altg:CommonStocksClassUndefinedMember 2025-05-07 2025-05-07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 13211 Merriman Road Livonia , Michigan 48150 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: ( 248 ) 449-6700 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, $0.0001 par value per share ALTG The New York Stock Exchange Depositary Sharesrepresenting a 1/1000th fractional interest in a share of 10% Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share ALTG PRA The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12" 1f615214-dc14-44fb-8481-5e4e87f83b09,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001193125-14-012045,8-K,full_body,0001587732,OGS,ONE GAS,2014-01-15,october,981,6596,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Date of report) January 15, 2014 (Date of earliest event reported) January 14, 2014 ONE Gas, Inc. (Exact name of registrant as specified in its charter) Oklahoma 001-36108 46-3561936 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 100 West Fifth Street; Tulsa, OK (Address of principal executive offices) 74103 (Zip code) (918) 588-7000 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) Item 1.01. Entry into a Material Definitive Agreement As previously disclosed, on January 8, 2014, the Board of Directors of ONEOK, Inc. (“ONEOK”) formally approved the distribution (the “Distribution”) of all the shares of common stock of ONE Gas, Inc. (“ONE Gas”), a wholly owned subsidiary of ONEOK, to ONEOK’s shareholders. ONE Gas holds or will hold all of the assets and liabilities primarily associated with ONEOK’s natural gas distribution business. In connection with the Distribution, ONE Gas has entered into definitive agreements with ONEOK that, among other things, set forth the terms and conditions of the Distribution and provide a framework for ONE Gas’ relationship with ONEOK after the Distribution" 255119ae-55ce-4d2e-8b31-53478834dc78,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001232524-15-000147,8-K,full_body,0001232524,JAZZ,JAZZ PHARMACEUTICALS PLC,2015-10-07,october,483,3301,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 1, 2015 Date of Report (Date of earliest event reported) JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY (Exact name of registrant as specified in its charter) Ireland 001-33500 98-1032470 (State or Other Jurisdictionof Incorporation) (CommissionFile No.) (IRS EmployerIdentification No.) Fourth Floor, Connaught House, One Burlington Road, Dublin 4, Ireland (Address of principal executive offices, including zip code) 011-353-1-634-7800 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement. On October 1, 2015, Jazz Pharmaceuticals Ireland Limited (“Jazz Ireland”), a subsidiary of Jazz Pharmaceuticals plc (the “Company”), entered into a Master Manufacturing Services Agreement (the “Master Agreement”) with Patheon Pharmaceuticals Inc. (“Patheon”). The Master Agreement establishes the general terms and conditions pursuant to which Patheon or its affiliates will provide manufacturing services to Jazz Ireland or its affiliates (together, “Jazz”) for drug products specified by Jazz from time to time (the “Products”), including Xyrem ® (sodium oxybate) oral solution. The Master Agreement expires on December 31, 2020 and thereafter will automatically renew for successive two-year terms if Patheon is the" 25dd39a8-902e-40c3-9661-e09c2b4ff797,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001144204-13-033993,8-K,full_body,0001526113,GNL,GLOBAL NET LEASE INC,2013-06-10,october,822,5351,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2013 (June 7, 2013) American Realty Capital Global Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland (State or Other Jurisdiction of Incorporation) 333-177563 45-2771978 (Commission File Number) (IRS Employer Identification No.) 405 Park Avenue, 15th FloorNew York, New York 10022 (Address, including zip code, of Principal Executive Offices) (212) 415-6500 (Registrant’s Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.01. Completion of Acquisition or Disposition of Assets. Everything Everywhere Office Building On June 7, 2013, American Realty Capital Global Trust, Inc. (the “Company”), through an indirect wholly owned subsidiary of its operating partnership, closed the acquisition of the fee simple interest in an office building located in Merthyr Tydfil, United Kingdom for a contract purchase price of $12.4 million (based upon an exchange rate of $1.55 to £1.00, as of the date of acquisition), exclusive of closing costs. The seller, Mapeley Acquisition Co (5) Limited, had no material relationship with the Company and the acquisition was not an affiliated transaction. The property contains 64,832 rentable square feet and is 100% leased to Everything Ever" 297c8d5a-18f4-4cd2-b1cf-9765b09c0238,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000950142-21-000592,8-K,full_body,0001823945,OWL,BLUE OWL CAPITAL CLASS A,2021-02-16,october,1252,8440,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2021 ALTIMAR ACQUISITION CORPORATION (Exact name of registrant as specified in its charter) Cayman Islands(State or other jurisdiction ofincorporation or organization) 001-39653(CommissionFile Number) 98-1554235(I.R.S. EmployerIdentification Number) 40 West 57th Street33rd FloorNew York, NY(Address of principal executive offices) 10019(Zip Code) (212) 287-6767Registrant’s telephone number, including area code Not Applicable(Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions: ☒ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange onwhich registered Units, each consisting of one Class A Ordinary Share, $0.0001 par value, and one-third of one redeemable warrant ATAC.U New York Stock Exchange Class A Ordinary Shares included as part of the units ATAC New York Stock Exchange Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 ATAC.W New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exch" 2b6fca2e-ff20-400f-9177-ddeb74e0011a,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001140361-16-085680,8-K,full_body,0000907471,CASH,PATHWARD FINANCIAL INC,2016-11-10,october,1360,8993,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2016 Meta Financial Group, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5501 South Broadband Lane, Sioux Falls, South Dakota 57108 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (605) 782-1767 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. On November 9, 2016, Meta Financial Group, Inc., a Delaware corporation (the “Company”), and its wholly-owned subsidiary, MetaBank, a federally chartered stock savings bank (“MetaBank”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Specialty Consumer Services LP, a Texas limited partnership (“Seller”). Pursuant to the terms of the Purchase Agreement, MetaBank will acquire substantially all of the assets, and assume specified liabilities, of the Seller relating to its business. In exchange, the Seller will be entitled to receive consideration of approximately $15,000,000, subject to adjustment as set forth in the Purchase Agreement, payable as described below (the “Closing Consideration”). The Seller wil" 33f9393f-fc23-4946-bfbe-ebf9328a3573,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001104659-24-113064,8-K,full_body,0001069899,PAHC,PHIBRO ANIMAL HEALTH CORP CLASS A,2024-10-31,october,868,5645,True,1.0,"false 0001069899 0001069899 2024-10-31 2024-10-31 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 31, 2024 Phibro Animal Health Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-36410 13-1840497 (State or other jurisdiction ofincorporation) (Commission File Number) (IRS Employer Identification No.) Glenpointe Centre East, 3rd Floor 300 Frank W. Burr Boulevard, Suite 21 Teaneck , New Jersey 07666-6712 (Address of Principal Executive Offices, including Zip Code) ( 201 ) 329-7300 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on whichregistered Class A Common Stock, $0.0001 par value per share PAHC NASDAQ Stock Market Check the appropriate box below if this Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has ele" 34b9b61f-f894-48df-999b-d7a6ed27e916,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001299933-12-001240,8-K,full_body,0001031203,GPI,GROUP AUTOMOTIVE INC,2012-05-18,october,348,2405,True,1.0,"Group 1 Automotive, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2012 Group 1 Automotive, Inc. __________________________________________ (Exact name of registrant as specified in its charter) Delaware 1-13461 76-0506313 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 800 Gessner, Suite 500, Houston, Texas 77024 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: 713-647-5700 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Top of the Form Item 8.01 Other Events. On May 14, 2012, Group 1 Automotive, Inc., a Delaware corporation, announced the acquisition of a Honda franchise and a Volkswagen franchise in the Panama City, Florida market. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item 9.01 Financial Statements and Exhibits. 99.1 Press Release of Group 1 Automotive, Inc., dated as of May 14, 2012. Top of the Form SIGNATURES Pursuant to the requirements of the" 38395d2a-5c41-4af8-90ce-23fd32c05079,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000723612-16-000282,8-K,full_body,0000723612,CAR,AVIS BUDGET GROUP INC,2016-04-05,october,647,4100,True,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 5, 2016 (March 30, 2016) Avis Budget Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10308 06-0918165 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 6 Sylvan WayParsippany, NJ 07054 (Address of Principal Executive Offices) (Zip Code) (973) 496-4700 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 1 Item 1.01 Entry into a Material Definitive Agreement. On March 30, 2016, our Avis Budget Rental Car Funding (AESOP) LLC subsidiary issued $450 million of asset-backed securities with a maturity of five years, comprised of approximately $358.3 million aggregate principal amount of Series 2016-1 2.99% Rental Car Asset Backed Notes, Class A, $51.4 million aggregate principal amount of Series 2016-1 3.78% Rental Car Asset Backed notes, Class B and $40.3 million aggregate principal amount of Series 2016-1 4.94% Rental Car Asset Backed Notes, Class C. The notes were issued under the Series 2016-1 Supplement dated March 30, 2016, between Avis Budget Rental Car Funding (AESOP) LLC and The Bank of New York Mello" 5b2c5a80-0679-4aac-8257-b73793ece577,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001062993-13-005111,8-K,full_body,0001334933,UEC,URANIUM ENERGY,2013-10-18,october,431,2818,True,1.0,"Uranium Energy Corp.: Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 18, 2013 Date of Report (Date of earliest event reported) URANIUM ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 001-33706 98-0399476 (State or other jurisdiction of (Commission File (IRS Employer Identification incorporation) Number) No.) 1111 West Hastings Street, Suite 320 Vancouver, British Columbia V6E 2J3 (Address of principal executive offices) (Zip Code) (604) 682-9775 Registrant's telephone number, including area code Not applicable. (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ________________ Item 7.01 Regulation FD Disclosure On October 18, 2013, Uranium Energy Corp. (the “Company”) issued a news release announcing that it has entered into definitive agreements with three institutional investors to purchase an aggregate of up to 3,380,952 Units of the Company at a price of $2.10 per Unit for gross proceeds of up to $7,100,000. Each Unit is comprised of one share of common stock of the Company and 0.55 of one share purchase warrant, each whole warrant exercisable at a price of $2.60 to purchase one share of common stock of the Company for a three year period from the date of issuance. The closing of the offering is" 5c88414b-4d44-41a3-8912-ac0ac04f7ec8,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001193125-12-167879,8-K,full_body,0001280058,BLKB,BLACKBAUD,2012-04-18,october,928,6124,True,1.0,"FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2012 BLACKBAUD, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-50600 11-2617163 (Commission File Number) (IRS Employer ID Number) 2000 Daniel Island Drive, Charleston, South Carolina 29492 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (843) 216-6200 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events On April 18, 2012, Blackbaud, Inc, upon the written request of Convio, Inc., a Delaware corporation (“Convio”), extended the expiration of its offer to purchase all outstanding shares of Convio common stock (the “Offer”) for a period of 10 business days consistent with the terms of the Agreement and Plan of Merger, dated as of January 16, 2012, by and among Blackbaud, its wholly owned subsidiary and Convio. The extension supports the review of the Premerger Notification and Report Form that Blackbaud refiled under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 with the Federal Trade Commission and the Department of Justice on April 13, 2012. The Offer was previously scheduled to expire at 12:00 midnight, New York City time, on April 18, 2012. The Offer will" 77c86cef-9c0c-493b-9ed8-2a483aad999b,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001104659-23-105343,8-K,full_body,0001288403,WTI,W AND T OFFSHORE,2023-09-29,october,904,5813,True,1.0,"0001288403 false 0001288403 2023-09-26 2023-09-26 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 26, 2023 W&T Offshore, Inc. (Exact name of registrant as specified in its charter) 1-32414 (Commission File Number) Texas 72-1121985 (State or Other Jurisdiction ofIncorporation) (IRS Employer Identification No.) 5718 Westheimer Road , Suite 700 Houston , Texas 77057 (Address of Principal Executive Offices) 713 . 626.8525 (Registrant’s Telephone Number, Including Area Code) N/A (Former Name or Former Address, If Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol Name of each exchange on which registered Common Stock, par value $0.00001 WTI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934 Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standa" 7bb857a0-2301-4c6f-83ed-d991d716a0e5,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001140361-20-005591,8-K,full_body,0000798941,FCNCA,FIRST CITIZENS BANCSHARES CLASS A,2020-03-12,october,1225,7986,True,1.0,"false 12-31 0000798941 0000798941 2020-03-11 2020-03-11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2020 First Citizens Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16715 56-1528994 (State or other jurisdictionof incorporation) (Commission File Number) (IRS Employer Identification No.) 4300 Six Forks Road Raleigh North Carolina 27609 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: ( 919 ) 716-7000 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities Registered Pursuant to Section 12(b) of the Securities Exchange Act of 1934: Title of each class Trading Symbol Name of each exchange on which registered Class A Common Stock, Par Value $1 FCNCA Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial acco" bd59b2d0-ddd0-4c03-817b-bd204ddc706e,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001193125-24-087929,8-K,full_body,0000923796,GEO,GEO GROUP,2024-04-05,october,1152,7405,True,1.0,"8-K GEO GROUP INC false 0000923796 0000923796 2024-04-04 2024-04-04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 THE GEO GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Florida 1-14260 65-0043078 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 4955 Technology Way,Boca Raton,Florida 33431 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code (561) 893-0101 N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instructions A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol Name of each exchangeon which registered Common Stock, $0.01 Par Value GEO New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accou" bf519537-c8f6-4f42-9bc4-1bee44670e3d,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001437749-18-013269,8-K,full_body,0000719413,HL,HECLA MINING,2018-07-12,october,677,4430,True,1.0,"hl20180711_8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________________ FORM 8-K Current Report Pursuant to Section 13 or 15( d ) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12 , 2018 HECLA MINING COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 1-8491 77-0664171 (State or Other Jurisdiction (Commission File Number) (IRS Employer Identification No.) of Incorporation) 6500 North Mineral Drive, Suite 200 Coeur d'Alene, Idaho 83815-9408 (Address of Principal Executive Offices) (Zip Code) (208) 769-4100 (Registrant's Telephone Number, Including Area Code) N/A (Former name or Former Address, if changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12(b)) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2.02 Results of Operations and Financial Condition. On July 12, 2018, Hecla Mining Company (the “Company”) issued a news release (“Release”) announcing " cf6b0906-2a28-416e-8f95-866639733a51,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001437749-18-001207,8-K,full_body,0001296445,ORA,ORMAT TECH INC,2018-01-26,october,1146,7572,True,1.0,"ora20180126_8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) : January 26 , 2018 Ormat Technologies , Inc. (Exact Name of Registrant as Specified in Its Charter) 001-32347 ( Commission File Number) Delaware(State of Incorporation) No.88-0326081(I.R.S. Employer Identification No.) 6225 Neil Road,Reno,Nevada(Address of Principal Executive Offices) 89511-1136(Zip Code) (775) 356-9029 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address , if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: (see General Instruction A.2. below): ☐ Written communications pursuant to Rule425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Table of Contents TABLE OF CONTENTS Item 1.01 Entry into a Material Definitive Agreement Item 8.01 Other Events Item 9.01 Financial Statements and Exhibits Signatures Exhibit Index Exhibit" e8f05542-c970-4460-b881-93855c764703,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001193125-20-268000,8-K,full_body,0001529864,ENVA,ENOVA INTERNATIONAL,2020-10-13,october,1341,8489,True,1.0,"8-K false 0001529864 0001529864 2020-10-13 2020-10-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of Earliest Event Reported): October 13, 2020 ENOVA INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-35503 45-3190813 (State or other jurisdictionof incorporation) (CommissionFile No.) (IRS EmployerIdentification No.) 175 West Jackson Boulevard Chicago , Illinois 60604 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (312) 568-4200 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Tradingsymbol(s) Name of Exchangeof which registered Common stock, par value $0.00001 per share ENVA NYSE Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ ITEM 2.01. COMPLETION OF ACQUISITION OR DISPOSITION OF ASSETS On October 13, 2020 (the “ Cl" ec6f99c9-9951-4d6e-8d5b-2de3f6a90972,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0000950170-25-095020,8-K,full_body,0000944745,CIVB,CIVISTA BANCSHARES INC,2025-07-10,october,630,4172,True,1.0,"8-K false 0000944745 0000944745 2025-07-10 2025-07-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):July 10, 2025 Civista Bancshares, Inc. (Exact name of Registrant as Specified in Its Charter) Ohio 001-36192 34-1558688 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 100 East Water Street Sandusky,Ohio 44870 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code:(419)625 - 4121 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common shares, no par value CIVB The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchang" fbad375c-9da6-4c52-9bad-0c94b2f922a7,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|ma_integration,437.9362,0001193125-26-271206,8-K,full_body,0001262823,WLK,WESTLAKE CORP,2026-06-15,october,536,3684,True,1.0,"8-K WESTLAKE CORP false 0001262823 0001262823 2026-06-15 2026-06-15 0001262823 us-gaap:CommonStockMember 2026-06-15 2026-06-15 0001262823 us-gaap:SeniorNotesMember 2026-06-15 2026-06-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 15, 2026 Westlake Corporation (Exact name of registrant as specified in its charter) Delaware 001-32260 76-0346924 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 2801 Post Oak Boulevard,Suite 600 Houston,Texas 77056 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (713) 960-9111 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $0.01 par value WLK The New York Stock Exchange 1.625% Senior Notes due 2029 WLK29 The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registran" 5891b7a8-5efe-4dc2-a194-709b640f434c,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001140361-26-035802,8-K,full_body,0000874015,IONS,IONIS PHARMACEUTICALS,2026-09-04,october,950,6528,True,1.0,"false 0000874015 0000874015 2026-09-04 2026-09-04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 4, 2026 IONIS PHARMACEUTICALS, INC. (Exact Name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19125 33-0336973 (Commission File No.) (IRS Employer Identification No.) 2855 Gazelle Court Carlsbad , CA 92010 (Address of Principal Executive Offices and Zip Code) Registrant’s telephone number, including area code: ( 760 ) 931-9200 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol Name of each exchange on which registered Common Stock, $.001 Par Value “IONS” The Nasdaq Stock Market, LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 7.01 Regulati" 923e1c66-c859-4493-8a74-89414cde0312,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001299933-11-000023,8-K,full_body,0001061983,CYTK,CYTOKINETICS,2011-01-04,october,461,3255,True,1.0,"Cytokinetics, Incorporated (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 4, 2011 Cytokinetics, Incorporated __________________________________________ (Exact name of registrant as specified in its charter) Delaware 000-50633 94-3291317 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 280 East Grand Avenue, South San Francisco, California 94080 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: (650) 624 - 3000 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Top of the Form Item 8.01 Other Events. On January 4, 2011, Cytokinetics, Incorporated issued a press release announcing that the company has opened enrollment in a Phase IIa ""Evidence of Effect"" (EoE) clinical trial of CK-2017357 in patients with generalized myasthenia gravis (MG). CK-2017357 is a fast skeletal muscle troponin activator and is the lead drug candidate that has emerged from the company’s skeletal muscle contractility program. CK-2017357 selectively activates" a2b01fe2-dff1-4033-90e5-17ee427ba8fa,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001193125-23-000843,8-K,full_body,0001013857,PEGA,PEGASYSTEMS,2023-01-03,october,758,5229,True,1.0,"8-K PEGASYSTEMS INC false 0001013857 0001013857 2023-01-03 2023-01-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2023 PEGASYSTEMS INC. (Exact name of Registrant as specified in its charter) Massachusetts 1-11859 04-2787865 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) One Main Street , Cambridge , MA 02142 (Address of principal executive offices, including zip code) (617) 374-9600 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Tradingsymbol(s) Name of each exchangeon which registered Common Stock, $.01 par value per share PEGA NASDAQ Global Select Market Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting s" b42ec432-1663-4ca0-b5ca-ff66ccf4ee57,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001193125-25-044406,8-K,full_body,0001590750,VRDN,VIRIDIAN THERAPEUTICS ORS,2025-03-04,october,1135,7249,True,1.0,"8-K Viridian Therapeutics, Inc.\DE false 0001590750 0001590750 2025-03-03 2025-03-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 VIRIDIAN THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36483 47-1187261 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 221 Crescent Street,Suite 103A Waltham,MA 02453 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (617) 272-4600 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $0.01 par value VRDN The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting stan" bb1a82f2-2a7f-4893-92e4-06670ae6c62f,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001193125-24-001574,8-K,full_body,0001789029,AEVA,AEVA TECHNOLOGIES,2024-01-03,october,448,3173,True,1.0,"8-K false 0001789029 0001789029 2024-01-03 2024-01-03 0001789029 aeva:CommonStockParValue0.0001PerShare2Member 2024-01-03 2024-01-03 0001789029 aeva:WarrantsToPurchaseOneShareOfCommonStock1Member 2024-01-03 2024-01-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2024 Aeva Technologies, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39204 84-3080757 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 555 Ellis Street Mountain View,California 94043 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: (650) 481-7070 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common stock, par value $0.0001 per share AEVA New York Stock Exchange LLC Warrants to purchase one share of common stock AEVA.WS New York Stock Exchange LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§" c23cf0e2-4b81-4a1d-bf3a-fedd6a65d9c4,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001193125-21-027322,8-K,full_body,0001116942,TTMI,TTM TECHNOLOGIES INC,2021-02-03,october,906,6094,True,1.0,"8-K TTM TECHNOLOGIES INC false 0001116942 0001116942 2021-02-03 2021-02-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 TTM TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Delaware 0-31285 91-1033443 (State ofIncorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 200 East Sandpointe,Suite 400,Santa Ana,CA 92707 (Address of principal executive offices) (Zip Code) (714) 327-3000 Registrant’s telephone number, including area code N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock TTMI NASDAQ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Secti" ca377525-d67b-40ac-9326-f836371782d9,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001753926-26-000699,8-K,full_body,0000822663,IPAR,INTERPARFUMS INC,2026-04-21,october,650,4138,True,1.0,"ipar-20260421.htm false 0000822663 NY 0000822663 2026-04-21 2026-04-21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2026 Interparfums, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-16469 13-3275609 (State or other jurisdiction ofincorporation or organization) CommissionFile Number (I.R.S. EmployerIdentification No.) 551 Fifth Avenue , New York , NY 10176 (Address of Principal Executive Offices) 212 . 983.2640 (Registrant’s Telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting Material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchangeon which registered Common Stock, $.001 par value per share IPAR The Nasdaq Stock Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial ac" cd37eea3-0d33-4992-b0ec-a33237935030,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001193125-26-424755,8-K,full_body,0001314102,EYPT,EYEPOINT INC,2026-10-19,october,1054,7055,True,1.0,"8-K false 0001314102 0001314102 2026-10-17 2026-10-17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)October 17, 2026 EyePoint, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-51122 26-2774444 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 480 Pleasant Street Watertown,Massachusetts 02472 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code:(617)926-5000 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock, par value $0.001 EYPT The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Excha" ce132bfa-f7fc-4013-b79b-19304ef3321a,holdout,True,productive,8-K|october|shown>=0.9|conf>0.7|other,445.8889,0001258602-13-000044,8-K,full_body,0001258602,NNI,NELNET CLASS A,2013-11-04,october,333,2198,True,1.0,"NNI 11.4.13 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2013 Nelnet, Inc. (Exact name of registrant as specified in its charter) Nebraska 001-31924 84-0748903 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 121 South 13th StreetSuite 201Lincoln, Nebraska 68,508 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (402) 458-2370 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events. On October 25, 2013, Nelnet, Inc. (the “Company”) received a letter from the United States Department of Education (the “Department”) notifying the Company of the Department’s intent to exercise its optional ordering period to extend the term of the Student Loan Servicing Contract between the Department and the Company through June 16, 2019. In June 2009, the Company was awarded the servicing contract by the Department to provide additional servicing capacity for loans owned by the Department. The servicing contract with the Department spans five years (through June 2014), and includes one five-year renewal at the option of the Department (through June 2019). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused " 0010b6ce-28db-4042-8982-2edebfce4372,holdout,False,productive,8-K|october|shown>=0.9|conf>0.7|technology-type,64.4,0001703056-23-000151,8-K,full_body,0001703056,ADT,ADT INC,2023-08-03,october,769,5060,True,1.0,"adt-20230802 FALSE 0001703056 0001703056 2023-08-02 2023-08-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 ADT Inc. (Exact name of registrant as specified in its charter) Delaware 001-38352 47-4116383 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1501 Yamato RoadBoca Raton,Florida33431 (Address of principal executive offices) ( 561 ) 988-3600 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share ADT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 1.01 Entry into " 0ad6f265-6489-49bf-a98f-61a06bea5858,holdout,False,productive,8-K|october|shown>=0.9|conf>0.7|technology-type,64.4,0001564590-20-053907,8-K,full_body,0000792966,FMAO,FARMERS AND MERCHANTS BANCORP INC,2020-11-13,october,466,3119,True,1.0,"fmao-8k_20201113.htm false 0000792966 0000792966 2020-11-13 2020-11-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15( d ) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2020 Farmers & Merchants Bancorp, Inc. (Exact Name of Registrant as Specified in its Charter) Ohio 001-38084 34-1469491 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 307 North Defiance Street,Archbold,Ohio 43502 (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, including Area Code ( 419 ) 446-2501 N/A (Former Name or Former Address, if Changed Since Last Report) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of Each Exchange Common Stock, No Par Value FMAO NASDAQCapital Market Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17-CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter) Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial acc" 0f654c35-134a-4069-b703-138ab804bd81,holdout,False,productive,8-K|october|shown>=0.9|conf>0.7|technology-type,64.4,0001193125-26-048667,8-K,full_body,0001697500,SEI,SOLARIS ENERGY INFRASTRUCTURE INC,2026-02-12,october,816,5398,True,1.0,"8-K false 0001697500 0001697500 2026-02-12 2026-02-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2026 SOLARIS ENERGY INFRASTRUCTURE, INC. (Exact name of registrant as specified in charter) Delaware 001-38090 81-5223109 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 9651 Katy Freeway , Suite 300 Houston , Texas 77024 (Address of principal executive offices) (Zip Code) (281) 501-3070 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Class A Common Stock, $0.01 par value “SEI” New York Stock Exchange Indicate by check mark NYSE Texas, Inc. Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13" 1570b19e-b43f-4095-9bea-9dabcd8a409e,holdout,False,productive,8-K|october|shown>=0.9|conf>0.7|technology-type,64.4,0001193125-24-004874,8-K,full_body,0001561894,HASI,HA SUSTAINABLE INFRASTRUCTURE CAPI,2024-01-09,october,891,5952,True,1.0,"8-K false 0001561894 0001561894 2024-01-09 2024-01-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 9, 2024 HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35877 46-1347456 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) One Park Place , Suite 200 Annapolis , Maryland 21401 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (410) 571-9860 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Exchange Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $0.01 par value per share HASI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging Growth Company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised fin" f91d80c0-b118-444f-a8c0-9b1dcf4e2bb0,holdout,False,productive,8-K|october|shown>=0.9|conf>0.7|technology-type,64.4,0001907982-25-000101,8-K,full_body,0001907982,QBTS,D WAVE QUANTUM,2025-05-20,october,990,7079,True,1.0,"qbts-20250520 0001907982 FALSE 0001907982 2025-05-20 2025-05-20 0001907982 us-gaap:CommonStockMember 2025-05-20 2025-05-20 0001907982 us-gaap:WarrantMember 2025-05-20 2025-05-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________________________________________ FORM 8-K _____________________________________________________________ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2025 _____________________________________________________________ D-Wave Quantum Inc. (Exact Name of Registrant as Specified in Its Charter) _____________________________________________________________ Delaware 001-41468 88-1068854 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 2650 East Bayshore Road Palo Alto , California 94303 (Address of principal executive offices) ( 604 ) 630-1428 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) _____________________________________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.0001 per share QBTS New York Stock Exchange Warrants, each whole warrant exercisable for 1.45413" 3df097fa-6876-49a2-bb1e-c184ce305546,holdout,True,zero,10-K md_and_a|october|shown<0.25|gate=pass,1561.5592,0000950123-10-054652,10-K,md_and_a,0000313143,HAE,HAEMONETICS CORP,2010-06-01,october,12685,82736,True,0.0772,"Discussion and Analysis of Financial Condition and Results of Operations (A) Our Business Our systems automate the collection and processing of donated blood; assess likelihood for blood loss; salvage and process surgical patient blood; and dispense and track blood inventory in the hospital. These systems include devices and single-use, proprietary disposable sets (“disposables”) that operate only with our specialized devices. Specifically, our plasma and blood bank systems allow users to collect and process only the blood component(s) they target — plasma, platelets, or red blood cells — increasing donor and patient safety as well as collection efficiencies. Our blood diagnostics system assesses hemostasis (a patient’s clotting ability) to aid clinicians in assessing the likelihood of a patient’s blood loss. Our surgical blood salvage systems allow surgeons to collect the blood lost by a patient in surgery, cleanse the blood, and make it available for transfusion back to the patient. Our blood tracking systems automate the distribution of blood products in the hospital. We also market information technology platforms that are used by blood and plasma collectors to eliminate previously manual functions. These platforms improve the safety and efficiency of blood collection logistics, mobile drive management and donor recruitment, and blood processing and distribution. Through our acquisition of Neoteric Technology Ltd. in April 2009 and Global Med Technologies, Inc. in March 2010, we now market information technology platforms for hospitals. These platforms improve the efficiency of hospital transfusion systems and automate manual processes. In fiscal year 2010, we also launched a blood management dashboard that allows hospital customers to mine their own data stored in disparate systems to assess their blood management practices, and implement change quickly. Our business services products include consulting, Six Sigma, and LEAN manufacturing offerings that supp" 850a28aa-0855-4d5a-9e1a-8ac1d3e59f79,holdout,True,zero,10-K md_and_a|october|shown<0.25|gate=pass,1413.2713,0001527166-16-000018,10-K,md_and_a,0001527166,CG,CARLYLE GROUP INC,2016-02-24,october,54456,345629,True,0.0089,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The Carlyle Group L.P. (the “Partnership”) is a Delaware limited partnership formed on July 18, 2011. The Partnership is a holding partnership and its sole material assets are equity interests through wholly owned subsidiary entities representing partnership units in Carlyle Holdings I L.P., Carlyle Holdings II L.P. and Carlyle Holdings III L.P. (collectively,” Carlyle Holdings”). Through wholly owned subsidiary entities, the Partnership is the sole general partner of Carlyle Holdings and operates and controls all of the business and affairs of Carlyle Holdings and, through Carlyle Holdings and its subsidiaries, continues to conduct the business now conducted by these subsidiaries. Carlyle Group Management L.L.C. is the general partner of the Partnership. As the sole general partner of Carlyle Holdings, the Partnership consolidates the financial position and results of operations of Carlyle Holdings into its financial statements, and the ownership interests of the limited partners of the Carlyle Holdings partnerships are reflected as a non-controlling interest in the Partnership’s financial statements. The following discussion should be read in conjunction with the consolidated financial statements and the related notes included in this Annual Report on Form 10-K. Overview We conduct our operations through four reportable segments: Corporate Private Equity, Global Market Strategies, Real Assets and Investment Solutions. • Corporate Private Equity— Our Corporate Private Equity segment advises our22buyout and10growth capital funds, which seek a wide variety of investments of different sizes and growth potentials. As ofDecember 31, 2015, our Corporate Private Equity segment had approximately$63 billionin AUM and approximately$41 billionin Fee-earning AUM. • Global Market Strategies— Our Global Market Strategies segment advises a group of68funds that pursue investment opportunities across structur" 9efdd66c-78c0-4b4c-bb9a-c931f689a037,holdout,True,zero,10-K other|june|shown<0.25|gate=pass,1752.9429,0001404912-17-000005,10-K,quantitative_disclosures,0001404912,KKR,KKR & Co.,2017-02-24,june,2863,18690,True,0.1704,"Item 7A.      QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK   Our exposure to market risks primarily relates to movements in the fair value of investments, including the effect that those movements have on our management fees, carried interest and net gains from investment activities. The fair value of investments may fluctuate in response to changes in the values of investments, foreign currency exchange rates and interest rates. Additionally, interest rate movements can adversely impact the amount of interest income we receive on credit instruments bearing variable rates and could also impact the amount of interest that we pay on debt obligations bearing variable rates. The quantitative information provided in this section was prepared using estimates and assumptions that management believes are appropriate in order to provide a reader with an indication of the directional impact that a hypothetical adverse movement in certain risks would have on net income attributable to KKR & Co. L.P. In all cases, these directional impacts are presented after deducting amounts that are attributable to noncontrolling interests held by KKR Holdings L.P. As of December 31, 2016 , KKR & Co. L.P. and KKR Holdings L.P. held interests in our business of 56.1% and 43.9% , respectively. The actual impact of a hypothetical adverse movement in these risks could be materially different from the amounts shown below. The firm uses various committees to help manage market risk and general business risks. Management of Market Risk When we commit capital of a certain amount from our balance sheet to investments or transactions, a balance sheet committee of senior employees, including our two Co-Chief Executive Officers, the Chief Financial Officer and Chief Administrative Officer, must approve the investment or transaction before it may be made. The committee may delegate authority to other employees subject to maximum commitment sizes or other limitations determined by the" eba73195-df8c-4e68-a913-d7a74bd430c7,holdout,True,zero,10-K other|june|shown<0.25|gate=pass,1690.7744,0000712515-14-000024,10-K,business,0000712515,EA,Electronic Arts,2014-05-21,june,4474,29204,True,0.2266,"Item 1:     Business Overview We develop, market, publish and distribute game software content and services that can be played by consumers on a variety of video game machines and electronic devices (which we call “platforms”). These platforms include video game consoles (such as the Microsoft Xbox 360 and One and the Sony PlayStation 3 and 4), personal computers (“PCs”), and mobile phones and tablets. Our Strategy Leverage Core Intellectual Properties A cornerstone of our strategy is to leverage established intellectual properties (which we call “brands”) to create year-round gaming experiences on multiple platforms, each capable of delivering additional content and revenue over extended periods of time. As an example, in recent years we have released yearly iterations of our FIFA-branded soccer products for console, PC and mobile platforms; by providing additional content and services for these products, we are able to extend the period of time over which consumers engage with these products. We also seek to create and similarly leverage new intellectual properties with the potential to become established franchises, such as the EA SPORTS UFC mixed-martial arts product expected to be released in June 2014. Our portfolio of brands spans a diverse range of categories (including action-adventure, casual, family, fantasy, first-person shooter, horror, science fiction, role-playing, racing, simulation, sports, and strategy) and includes wholly-owned brands such as Battlefield, Mass Effect, Need for Speed, Dragon Age, The Sims, Bejeweled and Plants v. Zombies, as well as brands based on licensed intellectual property such as FIFA, Madden NFL and Star Wars. In our experience, leveraging strong brands with mass consumer appeal allows us to create iterative brand-based products and services (e.g., sequels, prequels, spinoffs and installments) that can be sold across a range of platforms to an established consumer base over extended periods of time. Focused Product Portfo" f3585389-f596-441f-b79f-257c7163f672,holdout,True,zero,10-K other|june|shown<0.25|gate=pass,1594.3104,0001601046-20-000154,10-K,risk_factors,0001601046,KEYS,Keysight Technologies,2020-12-17,june,9428,62536,True,0.1388,"Item 1A.  Risk Factors Risks, Uncertainties and Other Factors That May Affect Future Results Risks Related to Our Business Global health crises, such as the COVID-19 pandemic, could have a material impact on our global operations and the operations of our supply chain, customers and vendors, which could adversely impact our business results and financial condition. In March 2020, the World Health Organization declared COVID-19 a global pandemic. In response to the rapid global spread of the virus, national, state, and local governments issued orders and recommendations to attempt to reduce the further spread of the disease. Such orders included movement control and shelter-in-place orders, travel restrictions, limitations on public gatherings, school closures, social distancing requirements and the closure of all but critical and essential services and infrastructure. In response to these measures and to protect the health and safety of our employees, we temporarily closed our facilities globally and asked all employees who can work from home to do so for the foreseeable future, made substantial changes to employee travel policies, and canceled training and marketing events or moved them to a virtual format. As a supplier to some critical and essential businesses, we have restarted on-site operations using only employees who are not able to work effectively from home and where doing so is in compliance with local regulations and our COVID-19 safety procedures. Our customers, suppliers and vendors are all subject to these restrictions and orders and are similarly impacted. Fluctuation in infection rates in the regions in which we operate has resulted in periodic changes in restrictions that vary from region to region and require vigilant attention and rapid response to new or reinstated restrictions. The uncertain duration and severity of the pandemic, as well as periodic spikes in infection rates, local outbreaks of the virus or potential outbreaks on our sites or" 560f2bc6-3a4f-442f-bc95-58d286d502ab,holdout,True,zero,10-K other|june|shown>=0.9|gate=pass,1941.548,0001628280-18-015054,10-K,quantitative_disclosures,0001645590,HPE,Hewlett Packard Enterprise,2018-12-12,june,895,5748,True,1.0,"ITEM 7A. Quantitative and Qualitative Disclosures About Market Risk. In the normal course of business, we are exposed to foreign currency exchange rate and interest rate risks that could impact our financial position and results of operations. Our risk management strategy with respect to these market risks may include the use of derivative financial instruments. We use derivative contracts only to manage existing underlying exposures. Accordingly, we do not use derivative contracts for speculative purposes. Our risks, risk management strategy and a sensitivity analysis estimating the effects of changes in fair value for each of these exposures is outlined below. Actual gains and losses in the future may differ materially from the sensitivity analyses based on changes in the timing and amount of foreign currency exchange rate and interest rate movements and our actual exposures and derivatives in place at the time of the change, as well as the effectiveness of the derivative to hedge the related exposure. Foreign currency exchange rate risk We are exposed to foreign currency exchange rate risk inherent in our sales commitments, anticipated sales, anticipated purchases, and assets and liabilities denominated in currencies other than the U.S. dollar. We transact business in approximately 60 currencies worldwide, of which the most significant foreign currencies to our operations for fiscal 2018 were the euro, Japanese yen, British pound, and Chinese yuan (renminbi). For most currencies, we are a net receiver of the foreign currency and therefore benefit from a weaker U.S. dollar and are adversely affected by a stronger U.S. dollar relative to the foreign currency. Even where we are a net receiver of the foreign currency, a weaker U.S. dollar may adversely affect certain expense figures, if taken alone. We use a combination of forward contracts and, from time to time, options designated as cash flow hedges to protect against the foreign currency exchange rate risks inher" 33d30da8-b8b1-451c-a5d1-b8f778743af0,holdout,True,zero,10-K other|october|shown0.25-0.9|gate=pass,1781.1159,0001193125-12-101082,10-K,risk_factors,0001069878,TREX,TREX,2012-03-07,october,2356,15425,True,0.427,"Factors Our business is subject to a number of risks, including the following: We may not be able to grow unless we increase market acceptance of our products, compete effectively and develop new products and applications. Our primary competition consists of wood products, which constitute a substantial majority of decking, railing, porches, fencing and trim sales. Since wood/plastic composite products were introduced to the market in the early 1990’s, their market acceptance has increased, but during the last few years, the rate of conversion from purchasing wood products to purchasing wood/plastic composite products has slowed. Our ability to grow will depend largely on our success in continuing to convert demand for wood in decking, railing, fencing, and trim applications into a demand for Trex products. To increase our market share, we must overcome: • the consumer lack of awareness of the enhanced value of non-wood decking, railing, fencing and trim alternatives in general and Trex brand products in particular; • the resistance of many consumers and contractors to change from well-established wood products; 9 Table of Contents • the consumer lack of awareness that the greater initial expense of Trex decking, railing, fencing and trim compared to wood is a one-time cost that is realized over time as Trex products have a longer life span than wood; • the established relationships existing between suppliers of wood decking, railing, fencing and trim products and contractors and homebuilders; • actual and perceived quality issues with first generation wood/plastic composite products; and • the competition from other wood-alternative manufacturers. We must also compete with a number of companies in the wood/plastic composites segment of the decking, railing, fencing and trim markets and with wood producers that currently have more production capacity than is required to meet the demand for such products. Our failure to compete successfully in such market" bb2cdb57-4ee3-459c-b8e8-ed11561c27f9,holdout,True,zero,10-K other|october|shown0.25-0.9|gate=pass,1676.8461,0001564590-19-025795,10-K,business,0000110621,RPM,RPM INTERNATIONAL INC,2019-07-24,october,4603,32422,True,0.2682,"THE COMPANY RPM International Inc., a Delaware corporation, succeeded to the reporting obligations of RPM, Inc., an Ohio corporation, following a 2002 reincorporation transaction. RPM, Inc. was originally incorporated in 1947 under the name Republic Powdered Metals, Inc. and changed its name to RPM, Inc. in 1971. As used herein, the terms “RPM,” the “Company,” “we,” “our” and “us” refer to RPM International Inc. and all our consolidated subsidiaries, unless the context indicates otherwise. Our principal executive offices are located at 2628 Pearl Road, P.O. Box 777, Medina, Ohio 44258, and our telephone number is (330) 273-5090. BUSINESS Our subsidiaries manufacture, market and sell various specialty chemical product lines, including high-quality specialty paints, infrastructure rehab and repair products, protective coatings, roofing systems, sealants and adhesives, focusing on the maintenance and improvement needs of the industrial, specialty and consumer markets. Our family of products includes those marketed under brand names such as API, Betumat, Carboline, CAVE, DAP, Day-Glo, Dri-Eaz, Dryvit, Ekspan, Euclid, EUCO, Expanko, Fibergrate, Fibregrid, Fibrecrete, Flecto, Flowcrete, Grupo PV, Hummervoll, illbruck, Kemtile, Key Resin, Mohawk, Prime Resins, Rust-Oleum, Specialty Polymer Coatings, Stonhard, Strathmore, TCI, Toxement, Tremco, Tuf-Strand, Universal Sealants, Viapol, Watco and Zinsser. As of May 31, 2019, our subsidiaries marketed products in approximately 171 countries and territories and operated manufacturing facilities in approximately 156 locations in the United States, Argentina, Australia, Belgium, Brazil, Canada, Chile, China, Colombia, France, Germany, India, Italy, Malaysia, Mexico, The Netherlands, New Zealand, Norway, Poland, South Africa, South Korea, Spain, Sweden, Turkey, the United Arab Emirates and the United Kingdom. Approximately 35% of our sales are generated in international markets through a combination of exports to and direct sal" 0af22c3e-59ff-40ac-9824-60f674329524,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1574.7859,0001558370-20-001800,10-K,risk_factors,0001466026,MSBI,MIDLAND STATES BANCORP INC,2020-02-28,october,11223,73789,True,0.097,"Factors The material risks that management believes affect the Company are described below. You should carefully consider the risks, together with all of the information included herein. The risks described below are not the only risks the Company faces. Additional risks not presently known or that the Company believes are immaterial also may have a material adverse effect on the Company’s results of operations and financial condition. Risks Related to Our Business A decline in general business and economic conditions and any regulatory responses to such conditions could have a material adverse effect on our business, financial position, results of operations and growth prospects. Our business and operations are sensitive to business and economic conditions in the United States, generally, and particularly the state of Illinois and the St. Louis metropolitan area. If the national, regional and local economies experience worsening economic conditions, including high levels of unemployment, our growth and profitability could be constrained. Weak economic conditions are characterized by, among other indicators, deflation, elevated levels of unemployment, fluctuations in debt and equity capital markets, increased delinquencies on mortgage, commercial and consumer loans, residential and commercial real estate price declines, lower home sales and commercial activity and fluctuations in the commercial FHA financing sector. All of these factors are generally detrimental to our business. Our business is significantly affected by monetary and other regulatory policies of the U.S. federal government, its agencies and government-sponsored entities. Changes in any of these policies are influenced by macroeconomic conditions and other factors that are beyond our control, are difficult to predict and could have a material adverse effect on our business, financial position, results of operations and growth prospects. If we do not effectively manage our credit risk, we may experienc" 26484f11-7002-462b-91c6-8c9ba76cc7bd,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1593.2839,0001558370-21-012437,10-K,risk_factors,0000916907,SMBC,SOUTHERN MISSOURI BANCORP INC,2021-09-13,october,9645,63076,True,0.1329,"​ Risk Factors An investment in our securities is subject to inherent risks. Before making an investment decision, you should carefully consider the risks and uncertainties described below together with all of the other information included in this report. In addition to the risks and uncertainties described below, other risks and uncertainties not currently known to us or that we currently deem to be immaterial also may materially and adversely affect our business, financial condition and results of operations. The value or market price of our securities could decline due to any of these identified or other risks, and you could lose all or part of your investment. Risks Relating to the Company and the Bank Risks Relating to Marco Economic Conditions The COVID-19 pandemic has adversely impacted our ability to conduct business and is expected to adversely impact our financial results and those of our customers. The ultimate impact will depend on future developments, which are highly uncertain and cannot be predicted, including the scope and duration of the pandemic and actions taken by governmental authorities in response to the pandemic. The COVID-19 pandemic has significantly adversely affected our operations and the way we provide banking services to businesses and individuals, some of whom are currently, and many of whom have recently been under government issued stay-at-home orders. As an essential business, we have continued to provide banking and financial services to our customers, at times with only drive-thru service available our facilities. After re-opening our lobbies, we have again moved to only drive-thru service in some communities due to unavailability of team members complying with quarantine orders from local health authorities. In addition, we have continued to provide access to banking and financial services through online and mobile banking, ATMs and by telephone. If the COVID-19 pandemic worsens, it could limit or disrupt our ability to provide" 4c1802a1-bacb-43ed-84d2-864b6285441d,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1575.609,0001564590-21-008817,10-K,risk_factors,0000894315,SITC,SITE CENTERS,2021-02-25,october,11292,73270,True,0.1016,"FACTORS Summary of Risk Factors The following is a summary of material risks that could affect the Company’s business, results of operations, financial condition, liquidity and cash flows. The risks summarized below are discussed in greater detail in the risk factors that follow and are not the only risks the Company faces. The Company’s business operations could also be affected by additional factors that are not presently known to it or that the Company currently considers to be immaterial to its operations. Investors should carefully consider each of the following risks and all of the other information contained in this Annual Report on Form 10-K. If any of the following risks actually occur, the Company’s business, financial condition or results of operations could be negatively affected. Risks Related to the Company’s Business, Properties and Strategies • The economic performance and value of the Company’s shopping centers depend on many factors, including the economic climate and local conditions, each of which could have an adverse impact on the Company’s cash flows and operating results. • E-commerce may continue to have an adverse impact on the Company’s tenants and business. • The COVID-19 pandemic has had, and will likely continue to have, a significant impact on the Company and its tenants’ businesses. • The Company relies on major tenants, making it vulnerable to changes in the business and financial condition of, or demand for its space by, such tenants. • The Company’s dependence on rental income may adversely affect its ability to meet its debt obligations and make distributions to shareholders. • The Company’s expenses may remain constant or increase even if income from the Company’s properties decreases. • Property ownership through partnerships and joint ventures could limit the Company’s control of those investments and reduce its expected return. • The Company’s real estate assets may be subject to impairment charges. • The Company’s" 50306a7e-1558-4b6b-a6a3-fa4063382be9,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1724.7184,0001511337-14-000034,10-K,business,0001511337,RLJ,RLJ LODGING TRUST REIT,2014-02-27,october,3534,22797,True,0.1845,"Our Company We are a self-advised and self-administered Maryland real estate investment trust, or REIT, that acquires primarily premium-branded, focused-service and compact full-service hotels. We are one of the largest U.S. publicly-traded lodging REITs in terms of both number of hotels and number of rooms. Our hotels are concentrated in markets that we believe exhibit multiple demand generators and high barriers to entry. We believe focused-service and compact full-service hotels with these characteristics generate high levels of RevPAR, strong operating margins and attractive returns. As of December 31, 2013 , we, through wholly-owned subsidiaries, owned 149 properties, comprised of 147 hotels with approximately 22,300 rooms and two planned hotel conversions, located in 22 states and the District of Columbia, interests in land parcels located adjacent to certain hotels and an interest in one mortgage loan secured by a hotel. We own, through wholly-owned subsidiaries, 100% of the interests in all properties, with the exception of one property in which we own a 95% controlling interest in a joint venture. We elected to be taxed as a REIT, for U.S. federal income tax purposes, when we filed our U.S. federal tax return for the taxable year ended December 31, 2011. Substantially all of our assets are held by, and all of our operations are conducted through, our operating partnership. We are the sole general partner of our operating partnership. As of December 31, 2013 , we owned, through a combination of direct and indirect interests, 99.3% of the OP units in our operating partnership. Our Investment and Growth Strategies Our objective is to generate strong returns for our shareholders by continuing to acquire primarily premium-branded, focused-service hotels and compact full-service hotels at prices where we believe we can generate attractive returns on investment and long-term value appreciation through proactive asset management. We intend to pursue acquisitions of" 607c20fb-5e9e-4dc8-a133-00fed2586bd7,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1558.293,0001433195-26-000011,10-K,risk_factors,0001433195,APPF,APPFOLIO CLASS A,2026-02-05,october,12865,85133,True,0.0974,"FACTORS Investing in our securities involves risks. You should consider carefully the risks described below, together with all of the other information included in this Annual Report, as well as in our other filings with the SEC, in evaluating our business and/or an investment in our Class A common stock. If any of the following risks actually occur, our business, financial condition, operating results, cash flows and prospects could be materially and adversely affected. In that case, the trading price of our Class A common stock may decline and you might lose all or part of your investment. The risks described below are not the only risks we face. Additional risks that we currently do not know about or that we currently believe to be immaterial may also impair our business, financial condition, operating results, cash flows, and prospects. Risks Related to Our Products and Services If we are found to be in violation of the legal requirements applicable to our products and services, our business and operating results may be adversely affected. Our business activities are subject to various federal, state and local laws and regulations. In addition, certain of our services, such as our tenant screening and risk mitigation services, are highly regulated or intended to be used in connection with other highly regulated activities. Unfavorable laws, regulations, and administrative or judicial decisions interpreting or applying laws and regulations could subject us to litigation or governmental investigation and increase our cost of doing business, any of which may adversely affect our operating results. Further, the evolution and expansion of our products and services may subject us to additional regulatory risks and requirements. For example, as our electronic payments services business evolves, we may become directly subject to laws governing money transmission and anti-money laundering. Regulatory requirements vary throughout the markets in which we operate, and have " 6da74da5-68f0-41bc-b0dc-3f2e821adac5,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1518.0537,0001575965-23-000007,10-K,business,0001575965,GLPI,GAMING AND LEISURE PROPERTIES REIT,2023-02-23,october,19555,122261,True,0.0303,"Overview GLPI is a self-administered and self-managed Pennsylvania REIT. The Company was incorporated on February 13, 2013, as a wholly-owned subsidiary of PENN Entertainment, Inc., formerly known as Penn National Gaming, Inc. (NASDAQ: PENN) (""PENN""). On November 1, 2013, PENN contributed to GLPI, through a series of internal corporate restructurings, substantially all of the assets and liabilities associated with PENN’s real property interests and real estate development business, as well as the assets and liabilities of Hollywood Casino Baton Rouge and Hollywood Casino Perryville (which are referred to as the ""TRS Properties"") and then spun-off GLPI to holders of PENN's common and preferred stock in a tax-free distribution (the ""Spin-Off""). The assets and liabilities of GLPI were recorded at their respective historical carrying values at the time of the Spin-Off in accordance with the provisions of Financial Accounting Standards Board (""FASB"") Accounting Standards Codification (""ASC"") 505-60 - Spinoffs and Reverse Spinoffs ("" ASC 505"" ). GLPI elected on its United States (""U.S."") federal income tax return for its taxable year that began on January 1, 2014 to be treated as a REIT, and GLPI, together with its indirect wholly-owned subsidiary, GLP Holdings, Inc., jointly elected to treat each of GLP Holdings, Inc., Louisiana Casino Cruises, Inc. (d/b/a Hollywood Casino Baton Rouge) and Penn Cecil Maryland, Inc. (d/b/a Hollywood Casino Perryville) as a ""taxable REIT subsidiary"" (""TRS"") effective on the first day of the first taxable year of GLPI as a REIT. In connection with the Spin-Off, PENN allocated its accumulated earnings and profits (as determined for U.S. federal income tax purposes) for periods prior to the consummation of the Spin-Off between PENN and GLPI. In connection with its election to be taxed as a REIT for U.S. federal income tax purposes, GLPI declared a special dividend to its shareholders to distribute any accumulated earnings and profits relatin" a526c065-e116-450d-b101-7946b5d0fb0d,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1618.2802,0001144204-16-087817,10-K,risk_factors,0000730708,SBCF,SEACOAST BANKING OF FLORIDA,2016-03-14,october,7787,51319,True,0.1349,"Factors In addition to the other information contained in this Form 10-K, you should carefully consider the risks described below, as well as the risk factors and uncertainties discussed in our other public filings with the SEC under the caption “Risk Factors” in evaluating us and our business and making or continuing an investment in our stock. The risks contained in this Form 10-K are not the only risks that we face. Additional risks that are not presently known, or that we presently deem to be immaterial, could also harm our business, results of operations and financial condition and an investment in our stock. The trading price of our securities could decline due to the materialization of any of these risks, and our shareholders may lose all or part of their investment. This Form 10-K also contains forward-looking statements that may not be realized as a result of certain factors, including, but not limited to, the risks described herein and in our other public filings with the SEC. Please refer to the section in this Form 10-K entitled “Special Cautionary Notice Regarding Forward-Looking Statements” for additional information regarding forward-looking statements. Risks Related to Our Business Nonperforming assets could result in an increase in our provision for loan losses, which could adversely affect our results of operations and financial condition. At December 31, 2015 and 2014, our nonperforming loans (which consist of nonaccrual loans) totaled $17.4 million and $21.1 million, or 0.8 percent and 1.2 percent of the loan portfolio, respectively. At December 31, 2015 and 2014, our nonperforming assets (which include foreclosed real estate) were $24.4 million and $28.6 million, or 0.7 percent and 0.9 percent of assets, respectively. In addition, we had approximately $2.6 million and $6.1 million in accruing loans that were 30 days or more delinquent at December 31, 2015 and 2014, respectively. Our nonperforming assets adversely affect our net income in var" b1944dfb-0040-487c-8b51-488b9b93860c,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1585.797,0001558370-24-001997,10-K,risk_factors,0001476034,MCB,METROPOLITAN BANK HOLDING CORP,2024-02-28,october,9996,67181,True,0.1296,"Factors The Company’s operations and financial results are subject to various risks and uncertainties, including but not limited to those described below, which could adversely affect its business, financial condition, results of operations, cash flows and the trading price of its common stock. Risks Related to Lending Activities A substantial portion of the Company’s loan portfolio consists of CRE, including multi-family real estate loans, and commercial loans, which have a higher degree of risk than other types of loans. At December 31 , 2023, $5.6 billion, or 99.7% of total loans, consisted of CRE and C&I loans. These portfolios have grown in recent years and the Company intends to continue to emphasize these types of lending. The Company lends against a variety of asset classes, including skilled nursing facilities, healthcare, multi-family, office, hospitality, mixed use, retail, and warehouse. CRE, including multi-family real estate, and commercial loans are often larger and involve greater risks than other types of loans since payments on such loans are often dependent on the successful operation or development of the property or business involved. A downturn in the real estate market and/or a challenging business and economic environment may increase the Company’s risk related to CRE, multi-family real estate and commercial loans. If the cash flows from business operations of our customers is reduced, the borrower may be unable to repay the loan according to the contractual terms of the loan agreement. Further, due to the larger average size of such loans and that they are secured by collateral that is generally less readily-marketable as compared with other loan types, losses incurred on a small number of such loans could have a material adverse impact on the Company’s financial condition and results of operations. If we foreclose on these loans, our holding period for the collateral typically is longer than for a single or multi-family residential property" b425bc8e-86fb-43fa-9d74-2ba1dc1826f5,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1586.8029,0001575965-24-000005,10-K,risk_factors,0001575965,GLPI,GAMING AND LEISURE PROPERTIES REIT,2024-02-27,october,10524,66612,True,0.035,"FACTORS Risk Factors Relating to Our Business The majority of our revenues are dependent on PENN and its subsidiaries until we further diversify our portfolio. Any event that has a material adverse effect on PENN’s business, financial position or results of operations may have a material adverse effect on our business, financial position or results of operations. The majority of our revenue is based on the revenue derived under our master leases with subsidiaries of PENN. Because these master leases are triple-net leases, we depend on PENN to operate the properties that we own in a manner that generates revenues sufficient to allow PENN to meet its obligations to us, including payment of rent and all insurance, taxes, utilities and maintenance and repair expenses, and to indemnify, defend and hold us harmless from and against various claims, litigation and liabilities arising in connection with its business. There can be no assurance that PENN will have sufficient assets, income or access to financing to enable it to satisfy its payment obligations to us under the master leases. The ability of PENN to fulfill its obligations depends, in part, upon the overall profitability of its gaming operations and, other than limited contractual protections afforded to us as a landlord, we have no control over PENN or its operations. The inability or unwillingness of PENN to meet its subsidiaries’ rent obligations and other obligations under the master leases may materially and adversely affect our business, financial position or results of operations, including our ability to pay dividends to our shareholders. Due to our dependence on rental payments from PENN as a significant source of revenue, we may be limited in our ability to enforce our rights under the master leases. Failure by PENN to comply with the terms of its master leases or to comply with the gaming regulations to which the leased properties are subject could require us to find another lessee for such leased prope" ca7aadce-3844-4d16-9799-0e7a3b86ff3b,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1425.5968,0001558370-23-001895,10-K,risk_factors,0001710072,EWTX,EDGEWISE THERAPEUTICS,2023-02-23,october,45781,303444,True,0.0162,"Factors Investing in our common stock involves a high degree of risk. You should carefully consider the risks described below, as well as the other information in this Annual Report and in our other public filings in evaluating our business. The occurrence of any of the events or developments described below could harm our business, financial condition, results of operations and growth prospects. In such an event, the market price of our common stock could decline, and you may lose all or part of your investment. Additional risks and uncertainties not presently known to us or that we currently deem immaterial also may impair our business operations and the market price of our common stock. Risk Factors Summary Investing in shares of our common stock involves a high degree of risk because our business is subject to numerous risks and uncertainties, as fully described below. The principal factors and uncertainties that make investing in shares of our common stock risky include, among others: ​ ● We are early in our development efforts, with a limited operating history, and have no products approved for commercial sale. ​ ● We have not generated any revenue to date, have incurred significant net losses since our inception, and expect to continue to incur significant net losses for the foreseeable future. ​ ● Our ability to generate revenue and achieve profitability depends significantly on our ability to achieve several objectives relating to the discovery, development and commercialization of our product candidates. ​ ● We will require substantial additional capital to finance our operations before we are able to generate any revenue. ​ ● Our operations and financial results could be adversely impacted by the coronavirus disease (COVID-19) pandemic in the United States and the rest of the world. ​ ● We are substantially dependent on the success of our lead product candidate for muscular dystrophies, EDG-5506, and our lead product candidate for cardiomyopathy, EDG-750" cfd2c90d-02df-419a-a077-5b5c578fe675,holdout,True,zero,10-K other|october|shown<0.25|gate=pass,1427.7325,0001822993-26-000022,10-K,quantitative_disclosures,0001822993,JXN,JACKSON FINANCIAL CLASS A,2026-02-24,october,46421,296744,True,0.0244,"and Qualitative Disclosures about Market Risk The table below provides details regarding the potential change in estimated fair value of our derivative instruments due to a 100 basis point parallel increase and decrease in the yield curve by type of derivative instrument, as well as the potential change in estimated fair value of our derivative instruments due to a 10% increase and decrease in equity prices (dollars in millions): Interest Rate Sensitivity Notional Weighted Impact of Fair Impact of Amount Average Term +100 bps Value -100 bps (Years) Change Change December 31, 2025 Swaps $ 3,864 4.88 $ 107 $ 19 $ (118) Interest Rate Futures 21,874 0.25 (1,414) — 1,700 Bond Forwards 8,143 0.85 (1,249) 83 1,489 Total $ (2,556) $ 102 $ 3,071 December 31, 2024 Swaps $ 7,703 4.70 $ (128) $ (204) $ 133 Interest Rate Futures 20,592 0.25 (2,603) — 3,154 Bond Forwards 609 0.87 (99) (21) 123 Total $ (2,830) $ (225) $ 3,410 Equity Sensitivity Notional Weighted Impact of Fair Impact of Amount Average Term +10% Value -10% (Years) Change Change December 31, 2025 Put Options $ 16,500 0.24 $ (95) $ 114 $ 395 Equity Futures 43,905 0.84 551 — (551) Total Return Swaps 3,544 1.93 (322) (21) 337 Total $ 134 $ 93 $ 181 December 31, 2024 Put Options $ 10,000 0.22 $ (68) $ 77 $ 286 Equity Futures 33,104 1.29 (583) — 583 Total Return Swaps 2,065 3.48 (203) 39 203 Total $ (854) $ 116 $ 1,072 100 Item 8. Financial Statements and Supplementary Data Report of Independent Registered Public Accounting Firm (KPMG LLP, Minneapolis, MN, Auditor Firm ID:185) 102 Consolidated Balance Sheets as of December 31, 2025 and 2024 105 Consolidated Income Statementsfor the years ended December 31, 2025, 2024 and 2023 106 Consolidated Statements of Comprehensive Income (Loss)for the years ended December 31, 2025, 2024 and 2023 107 Consolidated Statements of Equityfor the years ended December 31, 2025, 2024 and 2023 108 Consolidated Statements of Cash Flowsfor the years ended December 31, 2025, 2024 and 2023 109 " 270f8476-b1dc-4ac8-82f5-6da5f0a2823c,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,1873.7957,0001326110-24-000037,10-K,business,0001326110,IBRX,IMMUNITYBIO,2024-03-19,october,1160,8543,True,1.0,"Risk Assessment and Management We regularly assess risks from cybersecurity threats; monitor our information systems for potential vulnerabilities; and test those systems pursuant to our cybersecurity policies, processes, and practices, which are integrated into our overall risk management program. To protect our information systems from cybersecurity threats, we use various security tools that are designed to help identify, escalate, investigate, resolve, and recover from security incidents in a timely manner. The company has an ERM program to identify, evaluate, and manage risks. Cybersecurity risks are evaluated alongside other critical business risks under the ERM program to align cybersecurity efforts with the company’s broader business goals and objectives. We believe that integrating cybersecurity risks into our ERM program fosters a proactive and holistic approach to cybersecurity, which helps safeguard the company’s operations, financial condition, and reputation in an ever-evolving threat landscape. The company maintains a cybersecurity program that is designed to identify, protect from, detect, respond to, and recover from cybersecurity threats and risks, and protect the confidentiality, integrity, and availability of its information systems, including the information residing on such systems Cybersecurity threats, including those resulting from any previous cybersecurity incidents, had not materially affected the company, including our business strategy, results of operations, or financial condition. We do not believe that cybersecurity threats resulting from any previous cybersecurity incidents of which we are aware are reasonably likely to materially affect our company. See Item 1A. Risk Factors “ — Our systems, infrastructure or data, or those used by our CROs, CMOs, clinical sites or other contractors or consultants, may or may be perceived to fail or suffer a cyberattack, security breach or other incident, including a breakdown or compromise of the " 4030c2ef-50d2-43ba-85b1-da195d882be0,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,1939.8928,0001140361-17-008936,10-K,quantitative_disclosures,0001530804,TROX,TRONOX HOLDINGS PLC,2017-02-24,october,932,5802,True,1.0,"and Qualitative Disclosures About Market Risk We are exposed to various market, credit, operational, and liquidity risks in the normal course of business, which are discussed below. We manage these risks through normal operating and financing activities and, when appropriate, through the use of derivative instruments. We do not invest in derivative instruments for speculative purposes, but historically have entered into, and may enter into, derivative instruments for hedging purposes in order to reduce the exposure to fluctuations in interest rates, natural gas prices and exchange rates. Market Risk A substantial portion of our products and raw materials are commodities that reprice as market supply and demand fundamentals change. Accordingly, product margins and the level of our profitability tend to vary with changes in the business cycle. Our TiO 2 prices may do so in the near term as ore prices and pigment prices are expected to fluctuate over the next few years. Margins in our Alkali business could be affected if product prices change because our competitors add or reduce capacity or demand changes due to economic reasons. Alkali margins could be impacted as well by fluctuations in input costs (such as energy, labor and transportation) that are subject to similar supply and demand dynamics. We try to protect against such instability through various business strategies. These include provisions in sales contracts allowing us to pass on higher raw material costs through timely price increases and formula price contracts to transfer or share commodity price risk, as well as using varying contract term lengths and selling to a diverse mix of customers by geography and industry to reap the benefits of a diverse portfolio. Credit Risk Credit risk is the risk that a borrower or a counterparty will fail to meet their obligations. A significant portion of our liquidity is concentrated in trade accounts receivable that arise from sales of our products to customers. " 5b8d76f0-d3ba-47e0-a52f-f5dbedb9a7bf,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2189.4428,0001005229-20-000171,10-K,properties,0001005229,CMCO,COLUMBUS MCKINNON CORP,2020-05-27,october,244,1662,True,1.0,"We maintain our corporate headquarters in Getzville, New York (an owned property) and, as of March 31, 2020 , conducted our principal manufacturing at the following facilities: Location Products/Operations SquareFootage Owned orLeased 1 Kunzelsau, Germany Hoists 345,000 Leased 2 Wadesboro, NC Hoists 180,000 Owned 3 Lexington, TN Chain 164,000 Owned 4 Charlotte, NC Actuators and Rotary Unions 146,000 Leased 5 Menomonee Falls, WI Power control systems 144,000 Leased Tennessee forging operation: 6 Chattanooga, TN Forged attachments 81,000 Owned 7 Chattanooga, TN Forged attachments 59,000 Owned 8 Wuppertal, Germany Hoists 124,000 Leased 9 Kissing, Germany Hoists, winches, and actuators 107,000 Leased 10 Damascus, VA Hoists 97,000 Owned 11 Hangzhou, China Hoists 82,000 Owned 12 Brighton, MI Overhead light rail workstations 71,000 Leased 13 Chester, England Plate clamps 56,000 Owned 14 Santiago Tianguistenco, Mexico Hoists 54,000 Owned 15 Szekesfehervar, Hungary Textiles and textile strappings 24,000 Leased 16 Romeny-sur-Marne, France Rotary unions 22,000 Owned In addition, we have a total of 49 sales offices, distribution centers, and warehouses. We believe that our properties have been adequately maintained, are in generally good condition and are suitable for our business as presently conducted. We also believe our existing facilities provide sufficient production capacity for our present needs and for our anticipated needs in the foreseeable future. Upon the expiration of our current leases, we believe that either we will be able to secure renewal terms or enter into leases for alternative locations at market terms. 15 Table of Contents" 604ff34a-9ca7-4a56-91df-5b37dedb32a4,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,1931.3337,0001868941-24-000070,10-K,quantitative_disclosures,0001868941,FLNC,FLUENCE ENERGY INC CLASS A,2024-11-29,october,934,6091,True,1.0,"AND QUALITATIVE DISCLOSURE ABOUT MARKET RISK Market risk is the potential loss that may result from market changes associated with our business or with an existing or forecasted financial transactions. We are exposed to various market risks in the ordinary course of our business which are discussed below. We monitor our underlying market risk exposures on an ongoing basis and believe that we can modify or adapt any hedging or related market risk strategies as needed. The disclosures presented in this Item 7A are based upon a number of assumptions; actual effects may differ. The safe harbor provided in Section 27A of the Securities Act of 1933 and Section 21E of the Exchange Act shall apply to the disclosures contained in this Item 7A. For further information regarding market risk, see Part I, Item 1A. “Risk Factors” titled “ Significant changes in the cost and/or availability of raw materials and components that are incorporated into our energy storage products could adversely affect our business, results of operations, and future prospects,” and “We are exposed to fluctuations in currency exchange rates, which could negatively affect our operating results”, and “An increase in interest rates or a reduction in the availability of tax equity or project debt capital or project financing in the global financial markets could make it difficult for end customers to finance the cost of a renewable energy storage system and could reduce the demand for our energy storage solutions”. Credit Risk Credit risk refers to the risk that a counterparty may default on its contractual obligations resulting in a loss to us. Our counterparties for sale of our energy storage solutions and delivery service are customers including conglomerates, utilities / load-serving entities, independent power producers, developers, and C&I customers in the United States and other countries. A loss of one or more of our significant customers, including AES and its affiliates, their inability to perfo" 98af924f-349a-4a13-b6c0-f51ac11fd30e,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2446.3294,0001212545-18-000091,10-K,properties,0001212545,WAL,WESTERN ALLIANCE,2018-02-26,october,96,599,True,1.0,"At December 31, 2017 , the Company and WAB are headquartered at One E. Washington Street in Phoenix, Arizona. WAB operates 38 domestic branch locations, which includes 6 executive and administrative offices, 20 of these locations are owned and 18 are leased. The Company also has 8 loan production offices. In addition, WAB owns and occupies a 36,000 square foot operations facility in Las Vegas, Nevada. See ""Item 1. Business” for location cities. For information regarding rental payments, see "" Note 4. Premises and Equipment "" of the Consolidated Financial Statements included in this Form 10-K." b3a9ed08-5850-43cb-a348-6fd7ec5e8b96,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2055.4897,0001047469-13-001680,10-K,properties,0000102729,VMI,VALMONT INDS,2013-02-26,october,422,3131,True,1.0,"Our corporate headquarters are located in a leased facility in Omaha, Nebraska, under a lease expiring in 2016. The headquarters of the Company's reportable segments are located in Valley, Nebraska except for the headquarters of the Company's Utility Support Structures segment, which is located in Birmingham, Alabama. We also maintain a management headquarters in Sydney, Australia. Most of our significant manufacturing locations are owned or are subject to long-term renewable leases. Our principal manufacturing locations are in Valley, Nebraska, McCook, Nebraska, Tulsa, Oklahoma, Brenham, Texas, Charmeil, France and Shanghai, China. All of these facilities are owned by us. We believe that our manufacturing capabilities and capacities are adequate for us to effectively serve our customers. Our capital spending programs consist of investment for replacement, achieving operational efficiencies and expand capacities where needed. Our principal operating locations by reportable segment are listed below. Engineered Infrastructure Products segment North America manufacturing locations are in Nebraska, Texas, Indiana, Minnesota, Oregon, Washington and Canada. The largest of these operations are in Valley, Nebraska and Brenham, Texas, both of which are owned facilities. We have communication components distribution locations in New York, California and Georgia. International locations are in France, the Netherlands, Finland, Estonia, England, Germany, Poland, Morocco, Australia, Indonesia, the Philippines, Thailand, Malaysia, India and China. The largest of these operations are in Charmeil, France and Shanghai, China, both of which are owned facilities. Access systems manufacturing locations are located in Australia, Indonesia, the Philippines, Thailand, Malaysia and China. Utility Support Structures segment North America manufacturing locations are in Alabama, Georgia, Florida, California, Texas, Oklahoma, Pennsylvania, Tennessee, Kansas and Mexico. The largest of these o" ce8ddb6e-6d7c-4920-b78f-dc68c94e2037,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2219.0315,0001193125-13-079739,10-K,properties,0000110471,WWW,WOLVERINE WORLD WIDE,2013-02-27,october,200,1460,True,1.0,"The Company operates its domestic administration, sales and marketing operations primarily from an owned facility of approximately 225,000 square feet in Rockford, Michigan, as well as a leased facility of approximately 147,000 square feet in Lexington, Massachusetts. The Company’s manufacturing operations are conducted primarily at a combination of leased and owned facilities in Michigan and the Dominican Republic. The Company operates its U.S. distribution operations primarily through an owned distribution center in Rockford, Michigan, of approximately 305,000 square feet, a leased distribution center in Cedar Springs, Michigan, of approximately 356,000 square feet, a leased distribution center in Howard City, Michigan, of approximately 460,000 square feet, an owned distribution facility of approximately 520,000 square feet in Louisville, Kentucky, and a leased distribution facility of approximately 200,000 square feet in Brookville, Ohio. The Company also leases and owns various other offices and distribution centers to meet its operational requirements. In addition, the Company operates retail stores through leases with various third-party landlords. 24 The Company conducts international operations in Canada, the United Kingdom, China, Hong Kong and continental Europe through leased distribution centers, offices and/or showrooms. The Company believes that its current facilities are suitable and adequate to meet its current needs." d12c2fab-4df8-4401-b7ed-4619954626ed,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2008.0243,0000074260-25-000042,10-K,quantitative_disclosures,0000074260,ORI,OLD REPUBLIC INTERNATIONAL,2025-02-27,october,609,3999,True,1.0,"and Qualitative Disclosure About Market Risk($ in Millions) Market risk represents the potential for loss due to adverse changes in the fair value of financial instruments as a result of changes in interest rates, equity prices, foreign exchange rates and commodity prices. Old Republic's primary market risks consist of interest rate risk associated with investments in fixed income securities and equity price risk associated with investments in equity securities. The Company has no material foreign exchange or commodity risk. The Company does not own or utilize derivative financial instruments for the purpose of hedging, enhancing the overall return of its investment portfolio, or reducing the cost of its debt obligations. With regard to its equity portfolio, the Company does not own any options nor does it engage in any type of option writing. Traditional investment management tools and techniques are employed to address the yield and valuation exposures of the invested assets base. The fixed income investment portfolio is managed so as to limit various risks inherent in the bond market. Credit risk is addressed through asset diversification and the purchase of investment grade securities. Reinvestment rate risk is reduced by concentrating on non-callable issues, and by taking asset-liability matching considerations into account. Purchases of mortgage- and asset-backed securities, which have variable principal prepayment options, are generally avoided. Market value risk is limited through the purchase of bonds of intermediate maturity. The combination of these investment management practices is expected to produce a more stable fixed income investment portfolio that is not subject to extreme interest rate sensitivity and principal deterioration. The fair value of the Company's fixed income investment portfolio is sensitive, however, to fluctuations in the level of interest rates, but not materially affected by changes in anticipated cash flows caused by any prepayme" e3d1fa0e-c075-43f9-a268-045a559ab769,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2288.7922,0001660134-18-000007,10-K,properties,0001660134,OKTA,OKTA CLASS A,2018-03-12,october,169,1090,True,1.0,"Our corporate headquarters is located in San Francisco, California, where we currently lease approximately 128,000 square feet under lease agreements that expire at various times from 2019 through 2024. In December 2017, we entered into an office lease to lease approximately 207,066 rentable square feet in an office building in San Francisco, California expected to become our new corporate headquarters. This lease has a 10 year term, which is expected to expire in October 2028. The Company is entitled to two five-year options to extend this lease, subject to certain requirements. We also lease facilities in Bellevue, Washington; San Jose, California; Toronto, Canada; London, United Kingdom; and Sydney, Australia. These office leases expire on various dates through August 2024. We believe that our facilities are suitable to meet our current needs. We intend to expand our facilities or add new facilities as we add employees and enter new geographic markets, and we believe that suitable additional or alternative space will be available as needed to accommodate any such growth." e86d6bd6-0f6c-41e3-8123-c7a4968db6de,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2326.9172,0001635282-20-000014,10-K,properties,0001635282,RMNI,RIMINI STREET INC,2020-03-16,october,131,936,True,1.0,"Our principal executive offices are located in Las Vegas, Nevada. We also have offices located in Pleasanton, California; Chicago, Illinois; New York, New York; Wilmington, Delaware; Greensboro, North Carolina; Monroe, Louisiana; Hong Kong; London, United Kingdom; Sydney, Australia; Melbourne, Australia; Brisbane, Australia; Auckland, New Zealand; Dubai, United Arab Emirates; Kuala Lumpur, Malaysia; Mexico City, Mexico; Amsterdam, Netherlands; São Paulo, Brazil; Frankfurt, Germany; Paris, France; Warsaw, Poland; Stockholm, Sweden; Taipei, Taiwan; Tel Aviv, Israel; Tokyo, Japan; Osaka, Japan; Seoul, South Korea; Hyderabad, India; Bengaluru, India; and Singapore. We lease all of our facilities, and we do not own any real property. We are expanding in multiple locations globally. To the extent we may require additional office space in the future, we believe that it would be readily available on commercially reasonable terms." f378385a-8d53-4ce0-99d5-67f2095ecb8b,holdout,True,zero,10-K other|october|shown>=0.9|gate=pass,2311.718,0001558370-16-003607,10-K,properties,0000315709,IBOC,INTERNATIONAL BANCSHARES CORP,2016-02-26,october,158,994,True,1.0,"The principal offices of the Company and IBC are located at 1200 San Bernardo Avenue, Laredo, Texas and 2418 Jacaman Road, Laredo, Texas in buildings owned and completely occupied by the Company and IBC and containing approximately 147,000 square feet. The bank subsidiaries of IBC have main banking and branch facilities. All the facilities are customary to the banking industry. The bank subsidiaries own most of their banking facilities and the remainder are leased. The facilities are located in the regions of Laredo, San Antonio, Houston, Zapata, Eagle Pass, the Rio Grande Valley of Texas, the Coastal Bend area of Texas, and throughout the State of Oklahoma. 33 Table of Contents As Texas state ‑chartered banks, no bank subsidiary of the Company may, without the prior written consent of the Banking Commissioner, invest an amount in excess of its Tier 1 capital in bank facilities, furniture, fixtures and equipment. None of the Company’s bank subsidiaries exceeds such limitation." fdc8430e-b891-4034-b3c8-70d0de695a38,holdout,True,zero,10-K other|october|shown>=0.9|gate=reject,4288.4563,0001193125-21-025264,10-K,quantitative_disclosures,0000755001,UTL,UNITIL CORP,2021-02-02,october,300,2040,False,1.0,"and Qualitative Disclosures about Market Risk Please also refer to Part I, Item 1A. “Risk Factors”. INTEREST RATE RISK Unitil meets its external financing needs by issuing short-term and long-term debt. The majority of debt outstanding represents long-term notes bearing fixed rates of interest. Changes in market interest rates do not affect interest expense resulting from these outstanding long-term debt securities. However, the Company periodically repays its short-term debt borrowings through the issuance of new long-term debt securities. Changes in market interest rates may affect the interest rate and corresponding interest expense on any new issuances of long-term debt securities. In addition, short-term debt borrowings bear a variable rate of interest. As a result, changes in short-term interest rates will increase or decrease interest expense in future periods. For example, if the average amount of short-term debt outstanding was $25 million for the period of one year, a change in interest rates of 1% would result in a change in annual interest expense of approximately $250,000. The average interest rate on short-term borrowings and intercompany money pool transactions was 1.7%, 3.4%, and 3.3% during 2020, 2019, and 2018, respectively. COMMODITY PRICE RISK Although Unitil’s three distribution utilities are subject to commodity price risk as part of their traditional operations, the current regulatory framework within which these companies operate allows for full collection of electric power and natural gas supply costs in rates on a pass-through basis. Consequently, there is limited commodity price risk after consideration of the related rate-making. Additionally, as discussed in the section entitled Rates and Regulation in Part I, Item 1 (Business) and in Note 8 (Commitments and Contingencies) to the accompanying Consolidated Financial Statements, the Company has divested its long-term power supply contracts and therefore, further reduced its exposure t" 7c9d5cef-a36e-41c4-b6e1-48bab80455c7,holdout,True,zero,10-Q md_and_a|october|shown0.25-0.9|gate=pass,1674.1355,0000028917-16-000420,10-Q,md_and_a,0000028917,DDS,DILLARDS CLASS A,2016-12-01,october,5185,33095,True,0.2518,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with the condensed consolidated financial statements and the footnotes thereto included elsewhere in this report, as well as the financial and other information included in our Annual Report on Form 10-K for the year ended January 30, 2016 . EXECUTIVE OVERVIEW The Company's third quarter performance of fiscal 2016 continued to reflect the current challenges facing department store retailers, as our sales decline continued to weigh heavily on profitability. During the three months ended October 29, 2016 , comparable store sales declined 4% over last year's third quarter. Gross margin from retail operations decreased 100 basis points of net sales primarily due to increased markdowns. Selling, general and administrative expenses (""SG&A"") from retail operations increased 115 basis points of net sales while SG&A decreased $2.4 million. Net income decreased $22.9 million to $22.8 million ( $0.67 per share) for the current year third quarter from $45.7 million ( $1.19 per share) for the prior year third quarter. During the three months ended October 29, 2016, the Company purchased $53.1 million of Class A Common Stock under its $500 million stock repurchase plan (including the accrual of $3.1 million of share repurchases that had not settled as of October 29, 2016). As of October 29, 2016, authorization of $334.4 million remained under the plan. As of October 29, 2016 , the Company had working capital of $947.1 million , cash and cash equivalents of $80.5 million and $830.2 million of total debt outstanding, excluding capital lease obligations. Cash flows from operating activities were $125.9 million for the nine months ended October 29, 2016 . The Company currently operates 271 Dillard's locations, 23 clearance centers and one internet store. 13 Table of Contents Key Performance Indicators We use a number of key indicators of financial condit" 14e8df59-9238-4580-829e-0807a9614318,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1596.5658,0001045450-12-000057,10-Q,md_and_a,0001045450,EPR,EPR PROPERTIES REIT,2012-07-27,october,9713,61368,True,0.0601,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with the Consolidated Financial Statements and Notes thereto on this Form 10-Q of Entertainment Properties Trust (“the Company”, “EPR”, “we” or “us”). The forward-looking statements included in this discussion and elsewhere on this Form 10-Q involve risks and uncertainties, including anticipated financial performance, business prospects, industry trends, shareholder returns, performance of leases by tenants, performance on loans to customers and other matters, which reflect management's best judgment based on factors currently known. See “Cautionary Statement Concerning Forward-Looking Statements” which is incorporated herein by reference. Actual results and experience could differ materially from the anticipated results and other expectations expressed in our forward-looking statements as a result of a number of factors, including but not limited to those discussed in this Item, Item 1A. ""Risk Factors"" in this Form 10-Q and Item 1A. “Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2011 filed with the SEC on February 24, 2012. 38 Overview Our principal business objective is to enhance shareholder value by achieving predictable and increasing Funds From Operations (""FFO"") and dividends per share. Our prevailing strategy is to focus on long-term investments in a limited number of categories in which we maintain a depth of knowledge and relationships, and which we believe offer sustained performance throughout all economic cycles. As of June 30, 2012 , our total assets exceeded $2.8 billion, and included investments in 113 megaplex theatre properties (including two joint venture properties), 39 public charter school properties (including five properties under construction) and various restaurant, retail, entertainment, destination recreational and specialty properties located in 36 states, the District of Columb" 27866726-4e6e-4e76-b688-6b8f1190e0e2,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1530.0078,0001193125-26-350420,10-Q,md_and_a,0001356115,NXDT,NEXPOINT DIVERSIFIED REAL ESTATE T,2026-08-14,october,17771,109579,True,0.0593,"anagement's Discussion and Analysis of Financial Condition and Results of Operations The following is a discussion and analysis of our financial condition and our historical results of operations. The following should be read in conjunction with our financial statements and accompanying notes included herein and with our 2025 Annual Report. This discussion contains forward-looking statements that involve risks and uncertainties. Our actual results could differ materially from those projected, forecasted, or expected in these forward-looking statements as a result of various factors, including, but not limited to, those discussed below and elsewhere in this Quarterly Report. See “Cautionary Statement Regarding Forward-Looking Statements” in this Quarterly Report and “Risk Factors” in Part I, Item 1A, “Risk Factors” of our 2025 Annual Report. Overview As of June 30, 2026, our Portfolio consisted primarily of debt and equity investments in the single-family rental, self-storage, office, hospitality, life science and multifamily sectors. The Company has two reportable segments, Diversified and Hospitality. Diversified represents the Company's primary reportable segment and represents a significant majority of the Company's consolidated portfolio. The Diversified reportable segment is the legacy reportable segment and is focused on investing in various commercial real estate property types and across the capital structure, including but not limited to, equity, mortgage, debt, mezzanine debt and preferred equity. The Hospitality segment is focused on operating and renovating its U.S. located hospitality assets that meet its investment objective and criteria. Substantially all of our business is conducted through the OP. The OP GP is the sole general partner of the OP and is owned 100% by the Company. As of June 30, 2026, there were 44,536,894.47 common units of the OP outstanding, of which 99.96% were owned by the Company. As a diversified REIT, the Company’s primary inv" 4f1531db-f86b-4ead-a748-c09246d823cb,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1529.4962,0001157523-14-004509,10-Q,md_and_a,0001409493,CIM,CHIMERA INVESTMENT,2014-11-10,october,17349,110090,True,0.04,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion of the Company’s (“we” or “our”) financial condition and results of operations should be read in conjunction with the consolidated financial statements and notes to those statements included in Item 1 of this quarterly report on Form 10-Q. SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS We make forward-looking statements in this report that are subject to risks and uncertainties. These forward-looking statements include information about possible or assumed future results of our business, financial condition, liquidity, results of operations, plans and objectives. When we use the words ‘‘believe,’’ ‘‘expect,’’ ‘‘anticipate,’’ ‘‘estimate,’’ ‘‘plan,’’ ‘‘continue,’’ ‘‘intend,’’ ‘‘should,’’ ‘‘may,’’ ‘‘would,’’ ‘‘will’’ or similar expressions, we intend to identify forward-looking statements. Statements regarding the following subjects, among others, are forward-looking by their nature: ● our business and investment strategy; ● our ability to maintain existing financing arrangements and our ability to obtain future financing arrangements; ● our ability to timely file our periodic reports with the Securities and Exchange Commission, or SEC; ● our expectations regarding materiality or significance; ● the effectiveness of our disclosure controls and procedures; ● material weaknesses in our internal controls over financial reporting; ● additional information that may arise from the preparation of our financial statements; ● inadequacy of or weakness in our internal controls over financial reporting of which we are not currently aware or which have not been detected; ● general volatility of the securities markets in which we invest; ● the impact of and changes to various government programs; ● our expected investments; ● changes in the value of our investments; ● interest rate mismatches between our investments and our borrowings used to finance such purchases; 43 ● chang" 582c499b-64f6-4c99-87c6-72e2784500d0,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1678.1125,0000076334-25-000071,10-Q,md_and_a,0000076334,PH,Parker Hannifin,2025-11-07,october,4775,32113,True,0.2123,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS FOR THE THREE MONTHS ENDED SEPTEMBER 30, 2025 AND COMPARABLE PERIOD ENDED SEPTEMBER 30, 2024 Management's Discussion and Analysis of Financial Condition and Results of Operations (""MD&A"") is intended to provide a reader of our financial statements with a narrative, from management's perspective, on our financial condition and results of operations. The following discussion and analysis should be read in conjunction with, the consolidated financial statements and the accompanying notes in Item 1 in this Quarterly Report on Form 10-Q, as well as our Annual Report on Form 10-K for the year ended June 30, 2025. As used in this Quarterly Report on Form 10-Q, unless the context otherwise requires, the terms ""Company"", ""Parker"", ""we"" or ""us"" refer to Parker-Hannifin Corporation and its subsidiaries. Dollars are presented in millions, except per share amounts or as otherwise noted. The Company has changed its presentation on the consolidated financial statements from thousands to millions and, as a result, any necessary rounding adjustments have been made to prior period disclosed amounts within MD&A. OVERVIEW The Company is a global leader in motion and control technologies. Leveraging a unique combination of interconnected technologies, we design, manufacture, and provide aftermarket support for highly engineered solutions that create value for customers primarily in aerospace and defense, in-plant and industrial equipment, transportation, off-highway, energy, and HVAC and refrigeration markets around the world. By aligning around our purpose, Enabling Engineering Breakthroughs that Lead to a Better Tomorrow, Parker is better positioned for the challenges and opportunities of tomorrow. The Win Strategy 3.0 is Parker's business system that defines the goals and initiatives that create responsible, sustainable growth and enable Parker's long-term success. It works with our purpose, which is a foundatio" 80e4e851-77fb-4520-8451-335ff0dfd8a9,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1610.8762,0001193125-19-142712,10-Q,md_and_a,0000935036,ACIW,ACI WORLDWIDE,2019-05-09,october,8297,54516,True,0.1421,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Forward-Looking Statements This report contains forward-looking statements based on current expectations that involve a number of risks and uncertainties. Generally, forward-looking statements do not relate strictly to historical or current facts and may include words or phrases such as “believes,” “will,” “expects,” “anticipates,” “intends,” and words and phrases of similar impact. The forward-looking statements are made pursuant to safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements in this report include, but are not limited to, statements regarding future operations, business strategy, business environment, key trends, and, in each case, statements related to expected financial and other benefits. Many of these factors will be important in determining our actual future results. Any or all of the forward-looking statements in this report may turn out to be incorrect. They may be based on inaccurate assumptions or may not account for known or unknown risks and uncertainties. Consequently, no forward-looking statement can be guaranteed. Actual future results may vary materially from those expressed or implied in any forward-looking statements, and our business, financial condition and results of operations could be materially and adversely affected. In addition, we disclaim any obligation to update any forward-looking statements after the date of this report, except as required by law. All of the forward-looking statements in this report are expressly qualified by the risk factors discussed in our filings with the Securities and Exchange Commission (“SEC”). Such factors include, but are not limited to, risks related to: • increased competition; • the performance of our strategic products, Universal Payments solutions; • demand for our products; • consolidations and failures in the financial services industry; • custome" 8c33b6f1-610f-4425-80a7-13924926fb7d,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1578.3608,0001628280-25-023712,10-Q,md_and_a,0001035092,SHBI,SHORE BANCSHARES INC,2025-05-08,october,11113,71565,True,0.0821,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Unless the context clearly suggests otherwise, references to “the Company,” “we,” “our” and “us” in the remainder of this Quarterly Report on Form 10-Q are to Shore Bancshares, Inc. and its consolidated subsidiaries. FORWARD-LOOKING INFORMATION This Quarterly Report on Form 10-Q contains forward-looking statements. The statements contained herein that are not historical facts are forward-looking statements (as defined by the Private Securities Litigation Reform Act of 1995) based on management’s current expectations and beliefs concerning future developments and their potential effects on the Company. Such statements involve inherent risks and uncertainties, many of which are difficult to predict and are generally beyond the control of the Company. There can be no assurance that future developments affecting the Company will be the same as those anticipated by management. These statements are evidenced by terms such as “anticipate,” “estimate,” “should,” “expect,” “believe,” “intend,” and similar expressions. Although these statements reflect management’s good faith beliefs and projections, they are not guarantees of future performance and they may not prove true. These projections involve risk and uncertainties that could cause actual results to differ materially from those addressed in the forward-looking statements. While there is no assurance that any list of risks and uncertainties or risk factors is complete, below are certain factors which could cause actual results to differ materially from those contained or implied in the forward-looking statements: • general economic conditions, (including the interest rate environment, government economic and monetary policies, the strength of global financial markets and inflation/deflation and supply chain issues), whether national or regional, and conditions in the lending markets in which we participate that may have an adverse effect on the dem" dab8016e-8978-4f8f-9a1c-0d9cf84af1ff,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1585.6423,0001467858-14-000125,10-Q,md_and_a,0001467858,GM,General Motors,2014-04-24,october,10594,67269,True,0.1217,"Discussion and Analysis of Financial Condition and Results of Operations Basis of Presentation This Management's Discussion and Analysis of Financial Condition and Results of Operations (MD&A) should be read in conjunction with the accompanying condensed consolidated financial statements and the consolidated financial statements and notes thereto included in our 2013 Form 10-K, as filed with the SEC. In the three months ended March 31, 2014 we changed our managerial and financial reporting structure to reclassify the results of our Russian subsidiaries previously reported in our GMIO segment to our GME segment. We have retrospectively revised the segment presentation for all periods presented. Wholesale vehicle sales data, which represents sales directly to dealers and others, is the measure that correlates vehicle sales to our revenue from the sale of vehicles, which is the largest component of automotive Net sales and revenue. Wholesale vehicle sales exclude vehicles produced by unconsolidated joint ventures. Retail vehicle sales data, which represents estimated sales to the end customer, including fleets, does not correlate directly to the revenue we recognize during the period. However, retail vehicle sales data is indicative of the underlying demand for our vehicles, is the basis for our market share, and is based upon the good faith estimates of management and includes all sales by joint ventures on a total vehicle basis, not based on the percentage of ownership in the joint venture. Market share information is based primarily on retail vehicle sales volume, but estimates may be used where retail vehicle sales volume is not available. Overview Automotive Our vision is to design, build and sell the world's best vehicles. We offer a global vehicle portfolio of cars, crossovers and trucks. We are committed to leadership in vehicle design, quality, reliability, telematics and infotainment and safety, as well as to developing key energy efficiency and diversity and" e5707a8c-0711-4f8b-a0a3-b8064f56e132,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1490.8899,0000845877-24-000243,10-Q,md_and_a,0000845877,AGM,FEDERAL AGRICULTURAL MORTGAGE NON,2024-11-04,october,23894,157833,True,0.0367,"Discussion and Analysis of Financial Condition and Results of Operations The objective of this section of the report is to provide a discussion and analysis, from management’s perspective, of the material information necessary to assess Farmer Mac's financial condition and results of operations for the quarter ended September 30, 2024. Financial information included in this report is consolidated to include the accounts of Farmer Mac and its two subsidiaries – Farmer Mac Mortgage Securities Corporation and Farmer Mac II LLC. This discussion and analysis of financial condition and results of operations should be read together with: (1) the interim unaudited consolidated financial statements and the related notes that appear elsewhere in this report; and (2) Farmer Mac's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 as filed with the SEC on February 23, 2024 (the ""2023 Annual Report""). FORWARD-LOOKING STATEMENTS In this report, the words ""Farmer Mac,"" ""we,"" ""our,"" and ""us"" refer to the Federal Agricultural Mortgage Corporation unless otherwise stated or unless the context otherwise requires. Some statements made in this report, such as in the ""Management's Discussion and Analysis of Financial Condition and Results of Operations"" section, are ""forward-looking statements"" as defined in the Private Securities Litigation Reform Act of 1995 about management's current expectations for Farmer Mac's future financial results, business prospects, and business developments. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate, or imply future results, performance, or achievements. These statements typically include terms such as ""anticipates,"" ""believes,"" ""continues,"" ""estimates,"" ""expects,"" ""forecasts,"" ""intends,"" ""outlook,"" ""plans,"" ""potential,"" ""project,"" ""target,"" and similar terms, and future or conditional tense verbs like ""could,"" ""may,"" ""might,"" ""should,"" ""will,"" and ""would."" This report inclu" e90a293b-5f53-4060-9bbe-2311e403e58d,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1514.8607,0001108426-15-000046,10-Q,md_and_a,0001108426,TXNM,TXNM ENERGY INC,2015-05-01,october,19753,125927,True,0.0448,"DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following Management’s Discussion and Analysis of Financial Condition and Results of Operations for PNMR is presented on a combined basis, including certain information applicable to PNM and TNMP. The MD&A for PNM and TNMP is presented as permitted by Form 10-Q General Instruction H(2). This report uses the term “Company” when discussing matters of common applicability to PNMR, PNM, and TNMP. A reference to a “Note” in this Item 2 refers to the accompanying Notes to Condensed Consolidated Financial Statements (Unaudited) included in Item 1, unless otherwise specified. Certain of the tables below may not appear visually accurate due to rounding. MD&A FOR PNMR EXECUTIVE SUMMARY Overview and Strategy PNMR is a holding company with two regulated utilities serving approximately 754,000 residential, commercial, and industrial customers and end-users of electricity in New Mexico and Texas. PNMR’s electric utilities are PNM and TNMP. Strategic Goals PNMR is focused on achieving the following strategic goals: • Earning authorized returns on its regulated businesses • Maintaining its solid investment grade credit ratings • Providing a top-quartile total return to investors In conjunction with these goals, PNM and TNMP are dedicated to: • Achieving industry-leading safety performance • Maintaining strong plant performance and system reliability • Delivering a superior customer experience • Environmental leadership in its business operations Earning Authorized Returns on Regulated Businesses PNMR’s success in accomplishing its strategic goals is highly dependent on continued favorable regulatory treatment for its utilities and their strong operating performance. The Company has multiple strategies to achieve favorable regulatory treatment, all of which have as their foundation a focus on the basics: safety, operational excellence, and customer satisfaction, while engaging stakeholders to build produ" ef6fa457-9e74-431f-8f7c-97a18f1a7eec,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1575.2069,0000887936-19-000093,10-Q,md_and_a,0000887936,FCN,FTI CONSULTING,2019-10-24,october,11492,73523,True,0.0851,"Discussion and Analysis of Financial Condition and Results of Operations The following is a discussion and analysis of our consolidated financial condition, results of operations, liquidity and capital resources for the three and nine months ended September 30, 2019 and 2018 and significant factors that could affect our prospective financial condition and results of operations. This discussion should be read in conjunction with the accompanying unaudited condensed consolidated financial statements and related notes and with our Annual Report on Form 10-K for the year ended December 31, 2018 filed with the Securities and Exchange Commission (“SEC”). In addition to historical information, the following discussion includes forward-looking statements based on current expectations that involve risks, uncertainties and assumptions, such as our plans, objectives, expectations and intentions. Although we believe that the expectations reflected in the forward-looking statements contained herein are reasonable, these expectations or any of the forward-looking statements could prove to be incorrect, and actual results could differ materially from those projected or assumed in the forward-looking statements. BUSINESS OVERVIEW FTI Consulting, Inc. (""FTI Consulting,"" ""we,"" ""us"" or the ""Company"") is a global business advisory firm dedicated to helping organizations manage change, mitigate risk and resolve disputes: financial, legal, operational, political and regulatory, reputational and transactional. Individually, each of our practices is staffed with experts recognized for the depth of their knowledge and a track record of making an impact. Collectively, FTI Consulting offers a comprehensive suite of services designed to assist clients across the business cycle, from proactive risk management and rapid response to unexpected events and dynamic environments. We report financial results for the following five reportable segments: Our Corporate Finance & Restructuring (“Corporate " f1414f75-e761-406a-8a80-950bb2503cab,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1616.0399,0001632790-24-000038,10-Q,md_and_a,0001632790,ENR,ENERGIZER HOLDINGS,2024-05-07,october,8300,52263,True,0.1228,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion is meant to provide investors with information management believes is helpful in reviewing Energizer’s historical-basis results of operations, operating segment results, and liquidity and capital resources. Statements in this Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) that are not historical may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. You should read the following MD&A in conjunction with the Consolidated (Condensed) Financial Statements (unaudited) and corresponding notes included herein. All amounts discussed are in millions of U.S. dollars, unless otherwise indicated. Forward-Looking Statements This document contains both historical and forward-looking statements. Forward-looking statements are not based on historical facts but instead reflect our expectations, estimates or projections concerning future results or events, including, without limitation, the future sales, gross margins, costs, earnings, cash flows, tax rates and performance of the Company. These statements generally can be identified by the use of forward-looking words or phrases such as ""believe,"" ""expect,"" ""expectation,"" ""anticipate,"" ""may,"" ""could,"" ""will,"" ""intend,"" ""belief,"" ""estimate,"" ""plan,"" ""target,"" ""predict,"" ""likely,"" ""should,"" ""forecast,"" ""outlook,"" or other similar words or phrases. These statements are not guarantees of performance and are inherently subject to known and unknown risks, uncertainties and assumptions that are difficult to predict and could cause our actual results to differ materially from those indicated by those statements. We cannot assure you that any of our expectations, estimates or projections will be achieved. The forward-looking statements included in this document are only made as of the date of this document and we disclaim any obligat" f6fe6567-e77a-43b6-86bc-23740682b95e,holdout,True,zero,10-Q md_and_a|october|shown<0.25|gate=pass,1542.8501,0001558370-23-006852,10-Q,md_and_a,0000745308,JOE,ST JOE,2023-04-26,october,16569,97601,True,0.0364,"Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our financial condition and results of operations should be read in conjunction with the accompanying unaudited condensed consolidated financial statements and related notes in Item 1 and with the audited consolidated financial statements and the related notes included in our annual report on Form 10-K. The statements in this discussion regarding industry outlook, our expectations regarding our future performance, liquidity and capital resources and other non-historical statements are forward-looking statements. These forward-looking statements are subject to risks and uncertainties, including the risks and uncertainties described in “Forward-Looking Statements” below and “Risk Factors” on page 6 of our annual report on Form 10-K. Our actual results may differ materially from those contained in or implied by any forward-looking statements. We assume no obligation to revise or publicly release any revision to any forward-looking statements contained in this quarterly report on Form 10-Q, unless required by law. Business Overview St. Joe is a real estate development, asset management and operating company with all of its real estate assets and operations in Northwest Florida. We intend to use existing assets for residential, hospitality and commercial ventures. We have significant residential and commercial land-use entitlements. We actively seek higher and better uses for our real estate assets through a range of development activities. As part of our core business strategy, we have created a meaningful portion of our business through joint ventures and limited partnerships over the past several years. We enter into these arrangements for the purposes of developing real estate and other business activities, which we believe allows us to complement our growth strategy, leverage industry expertise and diversify our business. We may also partner with or expl" f346bd3a-4cf9-45a1-97bd-2118b8e1bdc3,holdout,True,zero,10-Q md_and_a|october|shown>=0.9|gate=pass,2283.0032,0000005272-14-000013,10-Q,md_and_a,0000005272,AIG,American International Group,2014-11-03,october,120,1116,True,1.0,"ACRONYMS ACRONYMS A&HAccident and Health Insurance GMWBGuaranteed Minimum Withdrawal Benefits ABSAsset-Backed Securities IFRSInternational Financial Reporting Standards CDOCollateralized Debt Obligations ISDAInternational Swaps and Derivatives Association, Inc. CDSCredit Default Swap NAICNational Association of Insurance Commissioners CLOCollateralized Loan Obligations NMNot Meaningful CMACapital Maintenance Agreement OTCOver-the-Counter CMBSCommercial Mortgage-Backed Securities OTTIOther-Than-Temporary Impairment FASBFinancial Accounting Standards Board RMBSResidential Mortgage-Backed Securities FRBNYFederal Reserve Bank of New York S&PStandard & Poor’s Financial Services LLC GAAPAccounting principles generally accepted in the United States of America SECSecurities and Exchange Commission GMAVGuaranteed Minimum Account Value Benefits TARPTroubled Asset Relief Program of the Department of the Treasury GMDBGuaranteed Minimum Death Benefits VIEVariable Interest Entity GMIBGuaranteed Minimum Income Benefits 194 TABLE OF CONTENTS Item 3 / QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK" 1043f2f1-e820-4153-a9c1-2d23b9ea1e42,holdout,True,zero,10-Q other|june|shown>=0.9|gate=pass,2133.4377,0001067701-22-000039,10-Q,quantitative_disclosures,0001067701,URI,United Rentals,2022-10-26,june,339,2145,True,1.0,"and Qualitative Disclosures about Market Risk Our exposure to market risk primarily consists of (i) interest rate risk associated with our variable and fixed rate debt and (ii) foreign currency exchange rate risk associated with our foreign operations. Interest Rate Risk. As of September 30, 2022, we had an aggregate of $3.6 billion of indebtedness that bears interest at variable rates, comprised of borrowings under the ABL, accounts receivable securitization, term loan and repurchase facilities. The amount of variable rate indebtedness outstanding under these facilities may fluctuate significantly. See note 6 to the condensed consolidated financial statements for the amounts outstanding, and the interest rates thereon, as of September 30, 2022 under these facilities. As of September 30, 2022, based upon the amount of our variable rate debt outstanding, our annual after-tax earnings would decrease by approximately $27 for each one percentage point increase in the interest rates applicable to our variable rate debt. At September 30, 2022, we had an aggregate of $6.3 billion of indebtedness that bears interest at fixed rates. A one percentage point decrease in market interest rates as of September 30, 2022 would increase the fair value of our fixed rate indebtedness by approximately six percent. For additional information concerning the fair value of our fixed rate debt, see note 5 (see “Fair Value of Financial Instruments”) to our condensed consolidated financial statements. Currency Exchange Risk . We primarily operate in the U.S. and Canada, and have a limited presence in Europe, Australia and New Zealand. During the nine months ended September 30, 2022, our foreign subsidiaries accounted for $839, or 10 percent, of our total revenue of $8.346 billion, and $126, or 7 percent, of our total pretax income of $1.907 billion. Based on the size of our foreign operations relative to the Company as a whole, we do not believe that a 10 percent change in exchange rates would" 9a46947b-c65d-47c5-8905-88b79f7d6238,holdout,True,zero,10-Q other|june|shown>=0.9|gate=pass,2005.3925,0001543151-20-000029,10-Q,quantitative_disclosures,0001543151,UBER,Uber,2020-08-07,june,623,4055,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK We are exposed to market risks in the ordinary course of our business. These risks primarily include interest rate risk, investment risk, and foreign currency risk as follows: Interest Rate Risk Our exposures to market risk for changes in interest rates relate primarily to our 2016 Term Loan Facility and our 2018 Term Loan Facility. The 2016 Term Loan Facility and 2018 Term Loan Facility are floating rate notes and are carried at amortized cost. Therefore, fluctuations in interest rates will impact our consolidated financial statements. A rising interest rate environment will increase the amount of interest paid on these loans. A hypothetical 100 basis point increase or decrease in interest rates would not have a material effect on our financial results. The fair value of our fixed rate notes will generally fluctuate with movements of interest rates, increasing in periods of declining rates of interest and declining in periods of increasing rates of interest. A hypothetical 100 basis point increase in interest rates would have decreased the fair value of our notes by $192 million as of June 30, 2020. Investment Risk Our investment policy objective aims to preserve capital and meet liquidity requirements without significantly increasing risk. We had cash and cash equivalents including restricted cash and cash equivalents totaling $12.1 billion and $8.1 billion as of December 31, 2019 and June 30, 2020, respectively. Marketable debt securities classified as short-term investments totaled $1.0 billion as of June 30, 2020. Our cash, cash equivalents, and marketable debt securities primarily consist of money market funds, cash deposits, U.S. government securities, U.S. government agency securities, and investment-grade corporate debt securities. We do not enter into investments for trading or speculative purposes. Our investments in fixed rate securities carry a degree of interest rate risk. Changes in rates would primarily i" 5c9e3402-dee8-4d5f-8946-0d118acb472d,holdout,True,zero,10-Q other|october|shown0.25-0.9|gate=pass,1856.8639,0001356090-20-000005,10-Q,risk_factors,0001356090,PGEN,PRECIGEN,2020-05-11,october,1474,9475,True,0.6502,"Factors As disclosed in ""Item 1A. Risk Factors"" in our Annual Report, there are a number of risks and uncertainties that may have a material effect on the operating results of our business and our financial condition. There are no additional material updates or changes to our risk factors since the filing of our Annual Report, except as follows: The ongoing COVID-19 pandemic could cause a disruption of the development of our product candidates and adversely impact our healthcare business. In March 2020, the World Health Organization declared the novel strain of coronavirus, now known as COVID-19, a pandemic and federal and state governments began to implement social distancing guidelines and stay-at-home orders. In response to the COVID-19 pandemic, ActoBio took the initiative to temporarily suspend the last remaining cohort of the Phase1b/ 2a trial for AG019, which is the combination of AG019 plus teplizumab in patients 12 to 17 years of age, as a proactive measure to protect the welfare and safety of patients, caregivers, clinical site staff, and our employees and contractors. Further, from April to May 2020, enrollment of new patients in our PRGN-3005 Phase 1 trial was temporarily suspended, due to a mandated hold on certain early and late-stage clinical trials at the Fred Hutchinson Cancer Research Center in Seattle instituted in light of the COVID-19 pandemic. As the COVID-19 pandemic continues to evolve, we expect to continue to experience delays in the development of our product candidates, including as a result of declines in new patient enrollment for new and existing trials, ability to recruit and retain principal investigators and site staff who, as healthcare providers, may have heightened exposure to COVID-19 if an outbreak occurs in their geography, site closures, reduced availability of other key personnel, availability of supplies, or for other reasons that may be difficult to anticipate. For example, we recently received IND clearance to initiate a " 896facc7-64bc-4c1a-bd74-430bf2b4b951,holdout,True,zero,10-Q other|october|shown0.25-0.9|gate=pass,1812.6681,0001633917-26-000067,10-Q,quantitative_disclosures,0001633917,PYPL,PayPal,2026-05-05,october,1884,12529,True,0.5494,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK Market risk is the potential for economic losses to be incurred on market risk sensitive instruments arising from adverse changes in market factors such as interest rates, foreign exchange rates, and equity investment risk. Management establishes and oversees the implementation of policies governing our investing, funding, and foreign exchange derivative activities intended to mitigate market risks. We monitor risk exposures on an ongoing basis. INTEREST RATE RISK We are exposed to interest rate risk relating to our investment portfolio, from interest-rate sensitive assets underlying the customer balances we hold on our condensed consolidated balance sheets as customer accounts, and a portion of our debt. As of March 31, 2026 and December 31, 2025, approximately 60% and 63%, respectively, of our total cash, cash equivalents, and investment portfolio (excluding strategic investments) was held in cash and cash equivalents. The remaining portfolio and assets underlying the customer balances that we hold on our condensed consolidated balance sheets as customer accounts are maintained in interest and non-interest bearing bank deposits, time deposits, and available-for-sale debt securities. We seek to preserve principal while holding eligible liquid assets, as defined by applicable regulatory requirements and commercial law in certain jurisdictions where we operate, equal to at least 100% of the aggregate amount of all customer balances. We do not pay interest on amounts due to customers. Interest rate movements affect the interest income we earn on cash and cash equivalents, time deposits, and available-for-sale debt securities and the fair value of those securities. In the first quarter of 2026, we refined the methodology of the sensitivity analysis of our cash equivalents and available-for-sale debt securities investment with respect to floating rate securities, particularly the duration estimation methodology. A hypothetic" 056b34af-4680-4e3f-835e-1dbcb0546fec,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1718.6383,0001193125-13-415942,10-Q,unregistered_sales,0001311370,LAZ,LAZARD,2013-10-29,october,3760,23814,True,0.1157,"Sales of Equity Securities and Use of Proceeds None. Issuer Repurchases of Equity Securities The following table sets forth information regarding Lazard’s purchases of its Class A common stock on a monthly basis during the third quarter of 2013. Share repurchases are recorded on a trade date basis. Period Total Number ofShares Purchased Average PricePaid per Share Total Numberof Shares Purchasedas Part of PubliclyAnnounced Plans orPrograms ApproximateDollar Value ofShares that MayYet Be PurchasedUnder the Plans orPrograms July 1 – July 31, 2013 Share Repurchase Program (1) 23,200 $ 35.86 23,200 $102.8 million Employee Transactions (2) 34,033 $ 32.88 – $ – August 1 – August 31, 2013 Share Repurchase Program (1) 542,700 $ 35.53 542,700 $83.5 million Employee Transactions (2) 124,286 $ 36.14 – $ – September 1 – September 30, 2013 Share Repurchase Program (1) 201,100 $ 36.66 201,100 $76.1 million Employee Transactions (2) 4,310 $ 35.42 – $ – Total Share Repurchase Program (1) 767,000 $ 35.84 767,000 $76.1 million Employee Transactions (2) 162,629 $ 35.44 – $ – (1) As disclosed in more detail in Note 11 of Notes to Condensed Consolidated Financial Statements, in February 2011, October 2011, April 2012 and October 2012, the Board of Directors of Lazard Ltd authorized, on a cumulative basis, the repurchase of up to an additional $250 million, $125 million, $125 million and $200 million, respectively, in aggregate cost of Lazard Ltd Class A common stock and Lazard Group common membership interests through December 31, 2012, December 31, 2013, December 31, 2013 and December 31, 2014, respectively. The share repurchase program is used primarily 76 Table of Contents to offset a portion of the shares to be issued under the 2005 Plan and the 2008 Plan. Purchases under the share repurchase program may be made in the open market or through privately negotiated transactions. Amounts shown in this line item include repurchases of Class A common stock (no Lazard Group common " 0f62241b-fc39-428d-86e3-16289c9fab68,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1753.4229,0001628280-15-006362,10-Q,unregistered_sales,0001178970,PFS,PROVIDENT FINANCIAL SERVICES INC,2015-08-10,october,2797,18628,True,0.1423,"Sales of Equity Securities and Use of Proceeds. ISSUER PURCHASES OF EQUITY SECURITIES Period (a) Total Numberof SharesPurchased (b) AveragePrice Paidper Share (c) Total Number ofShares Purchasedas Part of PubliclyAnnounced Plansor Programs (1) (d) Maximum Numberof Shares that May YetBe Purchased underthe Plans or Programs (1)(2) April 1, 2015 Through April 30, 2015 — — — 3,346,950 May 1, 2015 Through May 31, 2015 — — — 3,346,950 June 1, 2015 Through June 30, 2015 2,792 18.25 2,792 3,344,158 Total 2,792 18.25 2,792 (1) On October 24, 2007, the Company’s Board of Directors approved the purchase of up to 3,107,077 shares of its common stock under a seventh general repurchase program which commenced upon completion of the previous repurchase program. The repurchase program has no expiration date. (2) On December 20, 2012, the Company’s Board of Directors approved the purchase of up to 3,017,770 shares of its common stock under an eighth general repurchase program which will commence upon completion of the previous repurchase program. The repurchase program has no expiration date. 47 Item 3. Defaults Upon Senior Securities. Not Applicable Item 4. Mine Safety Disclosures Not Applicable Item 5. Other Information. None Item 6. Exhibits. The following exhibits are filed herewith: The following exhibits are filed herewith: 3.1 Certificate of Incorporation of Provident Financial Services, Inc. (Filed as an exhibit to the Company’s Registration Statement on Form S-1, and any amendments thereto, with the Securities and Exchange Commission/Registration No. 333-98241.) 3.2 Amended and Restated Bylaws of Provident Financial Services, Inc. (Filed as an exhibit to the Company’s December 31, 2011 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on February 29, 2012/File No. 001-31566.) 4.1 Form of Common Stock Certificate of Provident Financial Services, Inc. (Filed as an exhibit to the Company’s Registration Statement on Form S-1, and a" 2c6056c9-76af-4b0f-8610-3e64b50ea766,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1527.6642,0000950170-23-017017,10-Q,financial_statements,0000036029,FFIN,FIRST FINANCIAL BANKSHARES INC,2023-05-03,october,18225,111942,True,0.0688,"cial Statements. The consolidated balance sheets of First Financial Bankshares, Inc. and Subsidiaries (the “Company” or “we”) at March 31, 2023 and 2022 (unaudited), and December 31, 2022, and the consolidated statements of earnings, comprehensive earnings (loss) and shareholders’ equity for the three-months ended March 31, 2023 and 2022 (unaudited), and the consolidated statements of cash flows for the three-months ended March 31, 2023 and 2022 (unaudited) and notes to consolidated financial statements (unaudited), follow on pages 4 through 38. 3 FIRST FINANCIAL BANKSHARES, INC. AND SUBSIDIARIES CONSOLIDATED B ALANCE SHEETS (Dollars in thousands, except per share amounts) March 31, December 31, 2023 2022 2022 (Unaudited) ASSETS CASH AND DUE FROM BANKS $ 224,875 $ 203,187 $ 293,286 INTEREST-BEARING DEMAND DEPOSITS IN BANKS 221,336 394,566 37,392 Total cash and cash equivalents 446,211 597,753 330,678 SECURITIES AVAILABLE-FOR-SALE, at fair value (amortized cost ofthese securities was $5,879,040, $6,767,967and $6,152,348as ofMarch 31, 2023 and 2022, and December 31, 2022, respectively) 5,298,557 6,502,495 5,474,359 LOANS: Held-for-investment, excluding PPP loans 6,576,060 5,550,430 6,441,699 PPP loans 155 15,739 169 Total loans held-for-investment 6,576,215 5,566,169 6,441,868 Less—allowance for credit losses (80,818 ) (66,913 ) (75,834 ) Net loans held-for-investment 6,495,397 5,499,256 6,366,034 Held-for-sale ($11,766, $22,382and $10,497at fair value atMarch 31, 2023 and 2022, and December 31, 2022, respectively) 11,996 27,670 11,965 BANK PREMISES AND EQUIPMENT, net 153,718 150,168 152,973 INTANGIBLE ASSETS, net 315,306 316,459 315,534 OTHER ASSETS 286,801 220,399 322,523 Total assets $ 13,007,986 $ 13,314,200 $ 12,974,066 LIABILITIES AND SHAREHOLDERS’ EQUITY NONINTEREST-BEARING DEPOSITS $ 3,890,991 $ 3,978,724 $ 4,061,788 INTEREST-BEARING DEPOSITS 7,045,427 7,021,101 6,943,719 Total deposits 10,936,418 10,999,825 11,005,507 DIVIDENDS PAYABLE 24,274 21,411 24," 38306dd5-29bc-4feb-917c-5dc9406d9f89,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1563.5881,0001437749-24-026906,10-Q,financial_statements,0001981535,SBET,SHARPLINK INC,2024-08-15,october,12972,81286,True,0.0694,"STATEMENTS SHARPLINK GAMING, INC. CONDENSED CONSOLIDATED BALANCE SHEETS June 30, 2024 (unaudited) December 31, 2023 Assets Current Assets Cash $ 2,435,600 $ 2,487,481 Accounts receivable, net of allowance for credit losses of $0 329,896 415,119 Other Receivables 368,743 - Unbilled receivables - 12,000 Prepaid expenses and other current assets 329,784 383,295 Due from Rsports Interactive, Inc. 6,811 - Current assets from discontinued operations 269,964 67,805,379 Total current assets 3,740,798 71,103,274 Equipment, net 6,168 8,792 Intangible assets, net 15,651 168,112 Total assets $ 3,762,617 $ 71,280,178 Liabilities and Stockholders’Equity Current Liabilities Accounts payable and accrued expenses $ 711,436 $ 1,463,699 Line of credit - 6,345,978 Current portion of long-term debt - 645,571 Current portion of convertible debenture, net of discount of $0and $283,335, respectively, warrant discount of $0and $831,746, respectively, accrued interest of $0and $299,648, respectively - 4,395,753 Current liabilities from discontinued operations 290,266 66,396,883 Total current liabilities 1,001,702 79,247,884 Long-Term Liabilities Deferred tax liability - 7,155 Debt, less current portion - 1,424,908 Total liabilities 1,001,702 80,679,947 Commitments and Contingencies Stockholders’ Equity Series A-1 preferred stock, $0.0001par value; authorized shares:260,000; issued and outstanding shares:7,202; liquidation preference: $116,997 1 1,440 Series B preferred stock, $0.0001par value; authorized shares:370,000; issued and outstanding shares:12,481; liquidation preference: $529,122 1 2,496 Common stock, $0.0001par value; authorized shares 100,000,000; issued and outstanding shares:3,507,808and2,863,734, respectively 343 572,770 Treasury stock,90common shares at cost (29,000 ) (29,000 ) Additional paid-in capital 78,810,751 77,909,981 Accumulated deficit (76,021,181 ) (87,857,456 ) Total stockholders’ equity (deficit) 2,760,915 (9,399,769 ) Total liabilities and stockholders’equity" 3ab85638-8cca-4c99-8148-46fddccf068a,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1560.9488,0001193125-10-237771,10-Q,financial_statements,0000039263,CFR,CULLEN FROST BANKERS,2010-10-27,october,12401,83178,True,0.0952,"Statements (Unaudited) Cullen/Frost Bankers, Inc. Consolidated Statements of Income (Dollars in thousands, except per share amounts) Three Months EndedSeptember 30, Nine Months EndedSeptember 30, 2010 2009 2010 2009 Interest income: Loans, including fees $ 102,874 $ 107,578 $ 307,898 $ 325,382 Securities: Taxable 30,968 30,214 91,525 95,420 Tax-exempt 20,380 16,989 60,399 44,556 Interest-bearing deposits 1,438 692 3,282 1,215 Federal funds sold and resell agreements 28 17 59 198 Total interest income 155,688 155,490 463,163 466,771 Interest expense: Deposits 7,334 13,593 23,272 44,983 Federal funds purchased and repurchase agreements 116 243 290 928 Junior subordinated deferrable interest debentures 1,741 1,814 5,297 5,439 Other long-term borrowings 4,081 5,851 12,408 17,336 Total interest expense 13,272 21,501 41,267 68,686 Net interest income 142,416 133,989 421,896 398,085 Provision for possible loan losses 10,100 16,940 32,321 43,142 Net interest income after provision for possible loan losses 132,316 117,049 389,575 354,943 Non-interest income: Trust fees 17,029 16,755 51,029 49,599 Service charges on deposit accounts 24,980 26,395 74,714 76,457 Insurance commissions and fees 8,588 8,505 27,238 26,362 Other charges, commissions and fees 7,708 6,845 22,656 19,895 Net gain (loss) on securities transactions — — 6 49 Other 12,125 10,991 36,112 34,999 Total non-interest income 70,430 69,491 211,755 207,361 Non-interest expense: Salaries and wages 59,743 58,591 178,845 171,907 Employee benefits 12,698 13,445 39,894 42,468 Net occupancy 12,197 11,111 34,969 32,665 Furniture and equipment 12,165 11,133 35,316 32,158 Deposit insurance 4,661 4,643 15,533 20,686 Intangible amortization 1,276 1,564 3,908 5,064 Other 29,812 31,747 93,335 93,074 Total non-interest expense 132,552 132,234 401,800 398,022 Income before income taxes 70,194 54,306 199,530 164,282 Income taxes 15,199 9,607 43,817 36,742 Net income $ 54,995 $ 44,699 $ 155,713 $ 127,540 Earnings per common shar" 43410099-17b0-48f7-a569-f524f322c37f,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1620.4901,0001048695-26-000051,10-Q,financial_statements,0001048695,FFIV,"F5, Inc.",2026-05-05,october,7623,50407,True,0.0901,"Statements F5, INC. CONSOLIDATED BALANCE SHEETS (unaudited, in thousands) March 31,2026 September 30,2025 ASSETS Current assets Cash and cash equivalents $ 1,442,811 $ 1,344,273 Accounts receivable, net of allowances of $3,173and $2,877 425,640 414,433 Inventories 90,297 77,229 Other current assets 743,754 682,766 Total current assets 2,702,502 2,518,701 Property and equipment, net 175,356 156,947 Operating lease right-of-use assets 184,461 185,601 Long-term investments 20,814 15,693 Deferred tax assets 467,457 446,388 Goodwill 2,443,605 2,443,882 Other assets, net 503,277 552,280 Total assets $ 6,497,472 $ 6,319,492 LIABILITIES AND SHAREHOLDERS’ EQUITY Current liabilities Accounts payable $ 79,521 $ 83,972 Accrued liabilities 329,068 315,383 Deferred revenue 1,268,570 1,213,226 Total current liabilities 1,677,159 1,612,581 Deferred tax liabilities 1,926 1,921 Deferred revenue, long-term 849,740 786,011 Operating lease liabilities, long-term 226,579 230,749 Other long-term liabilities 92,493 96,231 Total long-term liabilities 1,170,738 1,114,912 Commitments and contingencies (Note 8) Shareholders' equity Preferred stock,nopar value;10,000shares authorized,noshares issued and outstanding — — Common stock,nopar value;200,000shares authorized,56,753and57,684shares issued and outstanding 52,585 42,023 Accumulated other comprehensive loss (19,035) (18,324) Retained earnings 3,616,025 3,568,300 Total shareholders' equity 3,649,575 3,591,999 Total liabilities and shareholders' equity $ 6,497,472 $ 6,319,492 The accompanying notes are an integral part of these consolidated financial statements. 4 Table of Contents F5, INC. CONSOLIDATED INCOME STATEMENTS (unaudited, in thousands, except per share data) Three Months EndedMarch 31, Six Months EndedMarch 31, 2026 2025 2026 2025 Net revenues Products $ 410,515 $ 337,196 $ 820,798 $ 705,693 Services 401,185 393,927 813,367 791,919 Total 811,700 731,123 1,634,165 1,497,612 Cost of net revenues Products 90,890 81,287 183,161 164," 47410eff-abfb-4712-ab2f-70125d00d437,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1508.8741,0000950170-25-071540,10-Q,unregistered_sales,0002017206,MRP,MILLROSE PROPERTIES INC CLASS A,2025-05-14,october,20598,133144,True,0.0216,"Sales of Equity Securities and Use of Proceeds 34 Item 3. Defaults Upon Senior Securities 34 Item 4. Mine Safety Disclosures 34 Item 5. Other Information 34 Item 6. Exhibits 35 SIGNATURES 37 i G LOSSARY OF DEFINED TERMS In this Quarterly Report on Form 10-Q (this “Form 10-Q”), the following terms and abbreviations have the meanings listed below. Future Property Assets means any Homesites, prospective Homesites, properties or other related land assets that Millrose (through Millrose Holdings, the Property LLCs and subsidiaries other than Millrose Holdings and the Property LLCs (the “Other Subsidiaries”) may (i) acquire in the future pursuant to the Lennar Agreements or (ii) acquire in the future pursuant to any agreements that Millrose or its subsidiaries may negotiate and enter into with Lennar (outside of the Lennar Agreements), any Lennar Related Ventures or Other Customers, respectively, in the future. GAAP means generally accepted accounting principles in the United States. Homesite means land inventory that has all discretionary approvals and entitlements necessary to allow Horizontal Development to begin soon after the acquisition of the land, including (i) subdivided and fully developed land inventory on which homes may be built and (ii) subdivided or non-subdivided land inventory undergoing necessary Horizontal Development and subdivision so that homes may be built on them. HOPP’R means Lennar’s Homesite Option Purchase Platform, a comprehensive suite of systems and procedures that Lennar developed to operate and manage the acquisition, financing and development of land assets on a large scale, licensed to Millrose under the HOPP’R License Agreement, dated as of February 7, 2025, by and between Millrose and a wholly owned subsidiary of Lennar. Horizontal Development means any work relating to the installation of utilities and infrastructure required to obtain a building permit for the construction of a residence, including drainage, sewage, water line" 502474e7-c38c-44a2-8c9c-1c4c0da8cfbf,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1539.0762,0000061986-14-000048,10-Q,financial_statements,0000061986,MTW,MANITOWOC INC,2014-10-31,october,16215,100958,True,0.0787,"Statements THE MANITOWOC COMPANY, INC. Condensed Consolidated Statements of Operations For the Three and Nine Months Ended September 30, 2014 and 2013 (Unaudited) (In millions, except per-share and average shares data) Three Months EndedSeptember 30, Nine Months EndedSeptember 30, 2014 2013 2014 2013 Net sales $ 986.3 $ 1,012.1 $ 2,849.1 $ 2,943.8 Costs and expenses: Cost of sales 741.1 750.0 2,104.5 2,183.6 Engineering, selling and administrative expenses 153.4 149.6 483.1 465.7 Amortization expense 8.8 8.6 26.4 26.5 Restructuring expense 1.7 0.4 4.7 1.6 Other — 0.2 0.1 0.5 Total operating costs and expenses 905.0 908.8 2,618.8 2,677.9 Earnings from operations 81.3 103.3 230.3 265.9 Other income (expense): Interest expense (24.7 ) (31.6 ) (69.1 ) (96.8 ) Amortization of deferred financing fees (1.0 ) (1.8 ) (3.3 ) (5.3 ) Loss on debt extinguishment — — (25.3 ) (0.4 ) Other income (expense), net 0.7 0.9 (1.6 ) 1.1 Total other expense (25.0 ) (32.5 ) (99.3 ) (101.4 ) Earnings from continuing operations before taxes on income 56.3 70.8 131.0 164.5 (Benefit) provision for taxes on income (18.1 ) 17.0 3.7 34.8 Earnings from continuing operations 74.4 53.8 127.3 129.7 Discontinued operations: Loss from discontinued operations, net of income taxes of $(0.1), $0.4, $(0.4) and $(0.9), respectively (0.2 ) (3.2 ) (1.5 ) (14.9 ) Loss on sale of discontinued operations, net of income taxes of $(0.6), $0.0, $(0.6) and $3.3, respectively (1.1 ) — (11.0 ) (1.6 ) Net earnings 73.1 50.6 114.8 113.2 Less: Net (loss) earnings attributable to noncontrolling interest, net of income taxes — (2.3 ) 3.9 (7.7 ) Net earnings attributable to Manitowoc $ 73.1 $ 52.9 $ 110.9 $ 120.9 Amounts attributable to the Manitowoc common shareholders: Earnings from continuing operations $ 74.4 $ 54.2 $ 123.0 $ 130.7 Loss from discontinued operations, net of income taxes (0.2 ) (1.3 ) (1.1 ) (8.2 ) Loss on sale of discontinued operations, net of income taxes (1.1 ) — (11.0 ) (1.6 ) Net earnings attribu" 548fcb96-bc12-490a-bdbe-5d49fb6e283b,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1623.439,0001193125-14-325455,10-Q,financial_statements,0001002047,NTAP,NetApp,2014-08-28,october,7581,49219,True,0.1314,"Consolidated Financial Statements (Unaudited) NETAPP, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (In millions, except par value) (Unaudited) July 25,2014 April 25,2014 ASSETS Current assets: Cash and cash equivalents $ 3,031.6 $ 2,291.0 Short-term investments 2,532.6 2,712.3 Accounts receivable, net of allowances of $1.6 million and $1.7 million as of July 25, 2014 and April 25, 2014, respectively 585.4 855.9 Inventories 104.2 122.4 Other current assets 494.3 489.7 Total current assets 6,748.1 6,471.3 Property and equipment, net 1,098.0 1,108.8 Goodwill 988.1 988.1 Purchased intangible assets, net 107.0 121.5 Other non-current assets 531.2 529.5 Total assets $ 9,472.4 $ 9,219.2 LIABILITIES AND STOCKHOLDERS’ EQUITY Current liabilities: Accounts payable $ 183.1 $ 247.0 Accrued compensation and related benefits 243.0 407.8 Other current liabilities 318.4 386.0 Short-term deferred revenue 1,656.4 1,653.8 Total current liabilities 2,400.9 2,694.6 Long-term debt 1,494.1 995.5 Other long-term liabilities 320.8 296.2 Long-term deferred revenue 1,419.9 1,446.4 Total liabilities 5,635.7 5,432.7 Commitments and contingencies (Note 14) Stockholders’ equity: Common stock, $0.001 par value, (325.5 and 324.5 shares issued as of July 25, 2014 and April 25, 2014, respectively) 0.3 0.3 Additional paid-in capital 3,791.2 3,776.0 Retained earnings 36.1 1.1 Accumulated other comprehensive income 9.1 9.1 Total stockholders’ equity 3,836.7 3,786.5 Total liabilities and stockholders’ equity $ 9,472.4 $ 9,219.2 See accompanying notes to condensed consolidated financial statements. 3 Table of Contents NETAPP, INC. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In millions, except per share amounts) (Unaudited) Three Months Ended July 25,2014 July 26,2013 Revenues: Product $ 882.6 $ 930.8 Software entitlements and maintenance 221.3 228.5 Service 385.3 356.9 Net revenues 1,489.2 1,516.2 Cost of revenues: Cost of product 394.2 449.9 Cost of software entitlements and maintenance 8" 6f2ecd71-e501-470a-9919-f3dc0393272f,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1574.3005,0001517302-24-000057,10-Q,financial_statements,0001517302,APAM,ARTISAN PARTNERS ASSET MANAGEMENT,2024-07-26,october,11402,74097,True,0.0721,"Consolidated Financial Statements ARTISAN PARTNERS ASSET MANAGEMENT INC. Unaudited Condensed Consolidated Statements of Financial Condition (U.S. dollars in thousands, except per share amounts) June 30,2024 December 31,2023 ASSETS Cash and cash equivalents $ 195,416 $ 141,008 Accounts receivable 110,953 101,169 Investment securities 201,217 150,522 Property and equipment, net 45,402 46,638 Deferred tax assets 428,501 436,529 Prepaid expenses and other assets 18,745 20,348 Operating lease assets 91,229 94,747 Assets of consolidated investment products Cash and cash equivalents 37,531 37,459 Accounts receivable and other 13,587 13,343 Investment assets, at fair value 362,701 364,095 Total assets $ 1,505,282 $ 1,405,858 LIABILITIES, REDEEMABLE NONCONTROLLING INTERESTS, AND STOCKHOLDERS’ EQUITY Accounts payable, accrued expenses, and other $ 22,232 $ 25,509 Accrued incentive compensation 139,986 52,226 Borrowings 199,349 199,267 Operating lease liabilities 109,169 113,391 Amounts payable under tax receivable agreements 347,701 364,048 Liabilities of consolidated investment products Accounts payable, accrued expenses, and other 23,278 38,080 Investment liabilities, at fair value 15,443 9,580 Total liabilities 857,158 802,101 Commitments and contingencies Redeemable noncontrolling interests 276,420 252,406 Common stock Class A common stock ($0.01par value per share,500,000,000shares authorized,69,903,580and68,554,078shares outstanding at June 30, 2024 and December 31, 2023, respectively) 699 685 Class B common stock ($0.01par value per share,200,000,000shares authorized,1,690,281and2,435,739shares outstanding at June 30, 2024 and December 31, 2023, respectively) 17 24 Class C common stock ($0.01par value per share,400,000,000shares authorized,8,777,951and9,024,947shares outstanding at June 30, 2024 and December 31, 2023, respectively) 87 90 Additional paid-in capital 207,664 193,722 Retained earnings 135,316 132,126 Accumulated other comprehensive income (loss) (2,614) (2" 8a50030c-3ef1-4426-bed4-bd08d76a85d5,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1637.7668,0001674910-23-000086,10-Q,financial_statements,0001674910,VVV,VALVOLINE,2023-08-09,october,6825,43887,True,0.1429,"STATEMENTS Valvoline Inc. and Consolidated Subsidiaries Condensed Consolidated Statements of Comprehensive Income Three months endedJune 30 Nine months endedJune 30 (In millions, except per share amounts - unaudited) 2023 2022 2023 2022 Net revenues $ 376.2 $ 317.4 $ 1,053.5 $ 900.7 Cost of sales 225.5 189.6 657.3 553.4 Gross profit 150.7 127.8 396.2 347.3 Selling, general and administrative expenses 65.6 59.2 194.2 182.6 Net legacy and separation-related expenses 1.6 9.9 30.8 18.9 Other income, net (3.0) (2.4) (5.8) (7.3) Operating income 86.5 61.1 177.0 153.1 Net pension and other postretirement plan expense (income) 3.7 (9.2) 11.0 (27.7) Net interest and other financing (income) expense (4.6) 17.3 27.4 51.2 Income before income taxes 87.4 53.0 138.6 129.6 Income tax expense 22.9 13.2 14.2 32.6 Income from continuing operations 64.5 39.8 124.4 97.0 (Loss) income from discontinued operations (2.9) 58.4 1,246.4 169.6 Net income $ 61.6 $ 98.2 $ 1,370.8 $ 266.6 Net earnings per share Basic earnings (loss) per share Continuing operations 0.40 0.22 0.74 0.54 Discontinued operations (0.02) 0.33 7.35 0.94 Basic earnings per share $ 0.38 $ 0.55 $ 8.09 $ 1.48 Diluted earnings (loss) per share Continuing operations 0.40 0.22 0.73 0.53 Discontinued operations (0.02) 0.33 7.31 0.94 Diluted earnings per share $ 0.38 $ 0.55 $ 8.04 $ 1.47 Weighted average common shares outstanding Basic 161.5 178.6 169.5 179.6 Diluted 162.5 179.8 170.6 180.9 Comprehensive income Net income $ 61.6 $ 98.2 $ 1,370.8 $ 266.6 Other comprehensive income (loss), net of tax Currency translation adjustments 1.0 (19.4) 45.5 (19.7) Amortization of pension and other postretirement plan prior service credits (0.4) (0.5) (1.3) (1.3) Unrealized (loss) gain on cash flow hedges (1.5) 1.9 (5.9) 10.3 Other comprehensive (loss) income (0.9) (18.0) 38.3 (10.7) Comprehensive income $ 60.7 $ 80.2 $ 1,409.1 $ 255.9 The accompanying Notes to Condensed Consolidated Financial Statements are an integral part of these Conden" 8d30c180-776e-4f21-947e-0d590a9e607d,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1833.279,0001628280-23-037070,10-Q,unregistered_sales,0001056903,AWR,AMERICAN STATES WATER,2023-11-06,october,1763,10980,True,0.1272,"Sales of Equity Securities, Use of Proceeds, and Issuer Purchase of Equity Securities The following table provides information about repurchases of Common Shares by AWR during the third quarter of 2023: Period Total Number ofSharesPurchased Average Price Paidper Share Total Number ofShares Purchased asPart of PubliclyAnnounced Plans orPrograms (1) Maximum Numberof Shares That MayYet Be Purchasedunder the Plans orPrograms (1)(3) July 1 – 31, 2023 551 $ 81.27 — — August 1 – 31, 2023 7,690 $ 85.74 — — September 1 – 30, 2023 17,327 $ 81.92 — — Total 25,568 (2) $ 83.19 — (1) None of the Common Shares were purchased pursuant to any publicly announced stock repurchase program. (2) These Common Shares were acquired on the open market for employees pursuant to GSWC’s 401(k) plan and for participants in the Common Share Purchase and Dividend Reinvestment Plan. (3) Neither the 401(k) plan nor the Common Share Purchase and Dividend Reinvestment Plan contain a maximum number of Common Shares that may be purchased in the open market. Item 3. Defaults Upon Senior Securities None Item 4. Mine Safety Disclosure Not applicable 58 Table of Conte n t s Item 5. Other Information (a) On October 30, 2023, AWR’s Board of Directors approved a fourth quarter dividend of $0.43 per share on AWR’s Common Shares. Dividends on the Common Shares will be paid on December 1, 2023 to shareholders of record at the close of business on November 15, 2023. (b) The Bylaws of AWR were amended on October 31, 2023 to provide new procedures that must be followed by shareholders who wish to nominate directors at an annual meeting or special meeting of this corporation. Nominations by shareholders must be made pursuant to timely notice in writing to the Corporate Secretary. To be timely as to the 2024 annual meeting, a shareholder’s notice must be received at our principal executive offices no earlier than February 3, 2024 and no later than February 24, 2024; provided, however, that if the date of the 2024 a" a72f5046-38fe-4f49-9cc2-3c279b1932e9,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1557.2277,0000029989-12-000017,10-Q,financial_statements,0000029989,OMC,Omnicom Group,2012-10-18,october,13789,85932,True,0.0675,"Statements OMNICOM GROUP INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (In millions) September 30, 2012 December 31, 2011 (Unaudited) ASSETS Current Assets: Cash and cash equivalents $ 1,956.3 $ 1,781.2 Short-term investments, at cost 16.5 23.8 Accounts receivable, net of allowance for doubtful accounts of $37.8 and $40.6 6,260.2 6,632.0 Work in process 700.2 640.3 Other current assets 1,463.9 1,344.2 Total Current Assets 10,397.1 10,421.5 Property, Plant and Equipment at cost, less accumulated depreciation of $1,235.4 and $1,186.1 700.0 682.9 Investments In Affiliates 192.5 184.2 Goodwill 8,728.6 8,456.3 Intangible Assets, net of accumulated amortization of $477.4 and $416.9 446.8 468.4 Other Assets 333.0 292.1 TOTAL ASSETS $ 20,798.0 $ 20,505.4 LIABILITIES AND EQUITY Current Liabilities: Accounts payable $ 7,430.2 $ 8,060.0 Customer advances 1,191.5 1,225.3 Current portion of debt 0.4 0.7 Short-term borrowings 11.1 9.5 Taxes payable 128.5 237.0 Other current liabilities 1,940.5 2,138.5 Total Current Liabilities 10,702.2 11,671.0 Long-Term Notes Payable 3,791.2 2,523.5 Convertible Debt 659.4 659.4 Long-Term Liabilities 653.4 602.0 Long-Term Deferred Tax Liabilities 948.4 867.6 Commitments and Contingent Liabilities (See Note 11) Temporary Equity - Redeemable Noncontrolling Interests 196.7 202.1 Equity: Shareholders’ Equity: Preferred stock — — Common stock 59.6 59.6 Additional paid-in capital 919.0 1,043.5 Retained earnings 8,168.1 7,724.1 Accumulated other comprehensive income (loss) (120.7 ) (191.7 ) Treasury stock, at cost (5,667.4 ) (5,131.2 ) Total Shareholders’ Equity 3,358.6 3,504.3 Noncontrolling interests 488.1 475.5 Total Equity 3,846.7 3,979.8 TOTAL LIABILITIES AND EQUITY $ 20,798.0 $ 20,505.4 The accompanying notes to the condensed consolidated financial statements are an integral part of these statements. 1 OMNICOM GROUP INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In millions, except per share amounts) (Unaudited) T" a889e3a3-73e9-4880-b275-841a4777472f,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1499.6305,0000805676-24-000149,10-Q,financial_statements,0000805676,PRK,PARK NATIONAL CORP,2024-11-04,october,24047,145235,True,0.0585,"Statements PARK NATIONAL CORPORATION AND SUBSIDIARIES Consolidated Condensed Balance Sheets (Unaudited) (in thousands, except common share and per common share data) September 30,2024 December 31, 2023 Assets: Cash and due from banks $ 147,338 $ 160,477 Money market instruments 54,345 57,791 Cash and cash equivalents 201,683 218,268 Investment securities: Debt securities available-for-sale, at fair value (amortized cost of $1,192,562and $1,418,770at September 30, 2024 and December 31, 2023, respectively, andnoallowance for credit losses at September 30, 2024 or at December 31, 2023) 1,129,875 1,332,842 Other investment securities 103,422 96,302 Total investment securities 1,233,297 1,429,144 Loans 7,730,984 7,476,221 Allowance for credit losses (87,237) (83,745) Net loans 7,643,747 7,392,476 Bank owned life insurance 235,434 231,631 Prepaid assets 194,734 165,879 Goodwill 159,595 159,595 Other intangible assets 3,725 4,652 Premises and equipment, net 70,939 74,211 Affordable housing tax credit investments 67,287 62,703 OREO 1,119 983 Accrued interest receivable 36,869 39,236 Operating lease ROU asset 16,169 15,715 Mortgage loan servicing rights 14,063 14,656 Other 24,388 27,304 Total assets $ 9,903,049 $ 9,836,453 8 Table of Contents PARK NATIONAL CORPORATION AND SUBSIDIARIES Consolidated Condensed Balance Sheets (Unaudited) (Continued) (in thousands, except common share and per common share data) September 30,2024 December 31, 2023 Liabilities and Shareholders' Equity: Deposits: Non-interest bearing $ 2,516,722 $ 2,628,234 Interest bearing 5,697,949 5,414,332 Total deposits 8,214,671 8,042,566 Short-term borrowings 117,442 328,182 Subordinated notes 189,522 189,147 Unfunded commitments in affordable housing tax credit investments 31,688 28,768 Operating lease liability 17,282 16,605 Allowance for credit losses on off-balance sheet commitments 6,150 5,103 Accrued interest payable 6,350 6,860 Other 80,531 73,929 Total liabilities $ 8,663,636 $ 8,691,160 Shareholders" aae00ded-f911-4f6d-a03c-40c780b2253f,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1516.0067,0001193125-16-577773,10-Q,legal_proceedings,0001178670,ALNY,ALNYLAM PHARMACEUTICALS,2016-05-04,october,19085,124597,True,0.0387,"PROCEEDINGS. University of Utah Litigation On March 22, 2011, The University of Utah, or Utah, filed a civil complaint in the United States District Court for the District of Massachusetts, or the MA District Court, against us, Max Planck Gesellschaft Zur Foerderung Der Wissenschaften e.V. and Max Planck Innovation, together, Max Planck, Whitehead, the Massachusetts Institute of Technology, or MIT, and the University of Massachusetts, or UMass, claiming a professor at Utah is the sole inventor or, in the alternative, a joint inventor, of the Tuschl patents. Utah was seeking changes to the inventorship of the Tuschl patents, unspecified damages and other relief. After several years of court proceedings and discovery, on September 28, 2015, the MA District Court granted both of our motions for summary judgment, finding that there was no collaboration between Dr. Bass and Dr. Tuschl, which is a pre-requisite for co-inventorship, and dismissing Utah’s state law damages claims as well. On October 28, 2015, Utah filed a notice of appeal to the United States Court of Appeals for the Federal Circuit, or the CAFC. On December 18, 2015, the CAFC entered an order dismissing Utah’s appeal following a joint motion filed by us and Utah seeking dismissal of the appeal with prejudice. This disposed of Utah’s inventorship claims and its state law claims for damages. On October 14, 2015, we filed a motion with the MA District Court seeking reimbursement of costs and fees associated with defending this action in the amount of approximately $8.0 million. On November 30, 2015, the MA District Court denied our motion and on December 15, 2015, we filed a notice of appeal of this ruling with the CAFC. On February 16, 2016, we filed our appeal brief with the CAFC. Utah filed a response on April 11, 2016 and our reply is due May 9, 2016. While we believe a fee award is merited in this case, such awards are not customary and are made at the discretion of the court. We anticipate a ruling o" bd091e54-1efe-48a5-ac7c-15bc53420dec,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1381.947,0000092122-11-000140,10-Q,controls_and_procedures,0000092122,SO,Southern Company,2011-11-07,october,74909,486205,True,0.0122,"and Procedures. (a) Evaluation of disclosure controls and procedures. As of the end of the period covered by this quarterly report, Southern Company, Alabama Power, Georgia Power, Gulf Power, Mississippi Power, and Southern Power conducted separate evaluations under the supervision and with the participation of each company’s management, including the Chief Executive Officer and the Chief Financial Officer, of the effectiveness of the design and operation of the disclosure controls and procedures (as defined in Sections 13a-15(e) and 15d-15(e) of the Securities Exchange Act of 1934). Based upon these evaluations, the Chief Executive Officer and the Chief Financial Officer, in each case, concluded that the disclosure controls and procedures are effective. (b) Changes in internal controls. There have been no changes in Southern Company’s, Alabama Power’s, Georgia Power’s, Gulf Power’s, Mississippi Power’s, or Southern Power’s internal control over financial reporting (as such term is defined in Rules 13a-15(f) and 15d-15(f) under the Securities Exchange Act of 1934) during the third quarter 2011 that have materially affected or are reasonably likely to materially affect Southern Company’s, Alabama Power’s, Georgia Power’s, Gulf Power’s, Mississippi Power’s, or Southern Power’s internal control over financial reporting. 37 Table of Contents ALABAMA POWER COMPANY 38 Table of Contents ALABAMA POWER COMPANY CONDENSED STATEMENTS OF INCOME (UNAUDITED) For the Three Months For the Nine Months Ended September 30, Ended September 30, 2011 2010 2011 2010 (in millions) (in millions) Operating Revenues: Retail revenues $ 1,489 $ 1,527 $ 3,859 $ 3,925 Wholesale revenues, non-affiliates 80 86 218 395 Wholesale revenues, affiliates 52 43 202 194 Other revenues 50 50 152 149 Total operating revenues 1,671 1,706 4,431 4,663 Operating Expenses: Fuel 512 500 1,335 1,455 Purchased power, non-affiliates 34 35 62 66 Purchased power, affiliates 49 57 152 161 Other operations and" c9a455b3-d1ef-44bb-a7cb-bf5871bf10c3,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1525.9128,0001193125-13-324664,10-Q,financial_statements,0000886982,GS,Goldman Sachs,2013-08-08,october,17173,113746,True,0.0548,"this Form 10-Q for further information about our short-term borrowings and commitments and guarantees, respectively. As of June 2013, our unsecured long-term borrowings were $162.04 billion, with maturities extending to 2061, and consisted principally of senior borrowings. See Note 16 to the condensed consolidated financial statements in Part I, Item 1 of this Form 10-Q for further information about our unsecured long-term borrowings. As of June 2013, our future minimum rental payments net of minimum sublease rentals under noncancelable leases were $2.88 billion. These lease commitments, principally for office space, expire on various dates through 2069. Certain agreements are subject to periodic escalation provisions for increases in real estate taxes and other charges. See Note 18 to the condensed consolidated financial statements in Part I, Item 1 of this Form 10-Q for further information about our leases. Our occupancy expenses include costs associated with office space held in excess of our current requirements. This excess space, the cost of which is charged to earnings as incurred, is being held for potential growth or to replace currently occupied space that we may exit in the future. We regularly evaluate our current and future space capacity in relation to current and projected staffing levels. During the three and six months ended June 2013, total occupancy expenses for space held in excess of our current requirements were not material. In addition, during the three and six months ended June 2013, we incurred exit costs of $7 million and $8 million, respectively, related to our office space. We may incur exit costs in the future to the extent we (i) reduce our space capacity or (ii) commit to, or occupy, new properties in the locations in which we operate and, consequently, dispose of existing space that had been held for potential growth. These exit costs may be material to our results of operations in a given period. Goldman Sachs June 2013 Form 10-" d571e69a-cb64-4caa-8b59-c719b92933be,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1574.6675,0000880266-17-000017,10-Q,financial_statements,0000880266,AGCO,AGCO,2017-05-09,october,11438,73864,True,0.0928,"STATEMENTS AGCO CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (unaudited and in millions, except share amounts) March 31, 2017 December 31, 2016 ASSETS Current Assets: Cash and cash equivalents $ 289.9 $ 429.7 Accounts and notes receivable, net 923.0 890.4 Inventories, net 1,775.4 1,514.8 Other current assets 371.2 330.8 Total current assets 3,359.5 3,165.7 Property, plant and equipment, net 1,369.6 1,361.3 Investment in affiliates 429.7 414.9 Deferred tax assets 101.7 99.7 Other assets 149.3 143.1 Intangible assets, net 596.8 607.3 Goodwill 1,388.0 1,376.4 Total assets $ 7,394.6 $ 7,168.4 LIABILITIES AND STOCKHOLDERS’ EQUITY Current Liabilities: Current portion of long-term debt $ 108.8 $ 85.4 Accounts payable 783.6 722.6 Accrued expenses 1,090.0 1,160.8 Other current liabilities 182.8 176.1 Total current liabilities 2,165.2 2,144.9 Long-term debt, less current portion and debt issuance costs 1,780.5 1,610.0 Pensions and postretirement health care benefits 266.3 270.0 Deferred tax liabilities 113.1 112.4 Other noncurrent liabilities 193.5 193.9 Total liabilities 4,518.6 4,331.2 Commitments and contingencies (Note 16) Stockholders’ Equity: AGCO Corporation stockholders’ equity: Preferred stock; $0.01 par value, 1,000,000 shares authorized, no shares issued or outstanding in 2017 and 2016 — — Common stock; $0.01 par value, 150,000,000 shares authorized, 79,475,360 and 79,465,393 shares issued and outstanding at March 31, 2017 and December 31, 2016, respectively 0.8 0.8 Additional paid-in capital 114.0 103.3 Retained earnings 4,090.7 4,113.6 Accumulated other comprehensive loss (1,394.3 ) (1,441.6 ) Total AGCO Corporation stockholders’ equity 2,811.2 2,776.1 Noncontrolling interests 64.8 61.1 Total stockholders’ equity 2,876.0 2,837.2 Total liabilities and stockholders’ equity $ 7,394.6 $ 7,168.4 See accompanying notes to condensed consolidated financial statements. 3 Table of Contents AGCO CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED STATE" d7ea213b-ae38-49b0-a02e-25709247b6aa,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1501.6567,0001104659-23-056343,10-Q,financial_statements,0001253986,ABR,ARBOR REALTY TRUST REIT,2023-05-05,october,26717,142481,True,0.0464,"Statements ARBOR REALTY TRUST, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS ($ in thousands, except share and per share data) ​ ​ ​ ​ ​ ​ ​ ​ ​ March 31, December 31, ​ ​ 2023 ​ 2022 ​ ​ (Unaudited) ​ ​ ​ Assets: ​ ​ ​ ​ ​ ​ Cash and cash equivalents ​ $ 774,544 ​ $ 534,357 Restricted cash ​ 704,844 ​ 713,808 Loans and investments, net (allowance for credit losses of $153,077and $132,559) ​ ​ 13,430,985 ​ ​ 14,254,674 Loans held-for-sale, net ​ ​ 469,602 ​ ​ 354,070 Capitalized mortgage servicing rights, net ​ ​ 396,634 ​ ​ 401,471 Securities held-to-maturity, net (allowance for credit losses of $5,025and $3,153) ​ ​ 153,888 ​ ​ 156,547 Investments in equity affiliates ​ 77,641 ​ 79,130 Due from related party ​ 113,105 ​ 77,419 Goodwill and other intangible assets ​ ​ 94,896 ​ ​ 96,069 Other assets ​ 372,085 ​ 371,440 Total assets ​ $ 16,588,224 ​ $ 17,038,985 ​ ​ ​ ​ ​ ​ ​ Liabilities and Equity: ​ ​ ​ ​ ​ ​ Credit and repurchase facilities ​ $ 3,650,876 ​ $ 3,841,814 Securitized debt ​ ​ 7,508,472 ​ ​ 7,849,270 Senior unsecured notes ​ 1,409,899 ​ 1,385,994 Convertible senior unsecured notes ​ ​ 281,046 ​ ​ 280,356 Junior subordinated notes to subsidiary trust issuing preferred securities ​ 143,322 ​ 143,128 Due to related party ​ 12,481 ​ 12,350 Due to borrowers ​ 59,281 ​ 61,237 Allowance for loss-sharing obligations ​ ​ 59,757 ​ ​ 57,168 Other liabilities ​ 305,633 ​ 335,789 Total liabilities ​ 13,430,767 ​ 13,967,106 ​ ​ ​ ​ ​ ​ ​ Commitments and contingencies (Note 13) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Equity: ​ ​ ​ ​ ​ ​ Arbor Realty Trust, Inc. stockholders' equity: ​ ​ ​ ​ ​ ​ Preferred stock, cumulative, redeemable,$0.01par value:100,000,000shares authorized, sharesissuedandoutstandingby period: ​ ​ 633,684 ​ 633,684 Special voting preferred shares -16,293,589shares ​ ​ ​ ​ ​ ​ 6.375% Series D -9,200,000shares ​ ​ ​ ​ ​ ​ 6.25% Series E -5,750,000shares ​ ​ ​ ​ ​ ​ 6.25% Series F -11,342,000shares ​ ​ ​ ​ ​ ​ Common stock,$0.01par value:500,000,000shares authori" dafe6f55-0b76-47a7-a36c-a181dee5887c,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1599.169,0001558370-25-009974,10-Q,financial_statements,0001687187,METC,RAMACO RESOURCES INC CLASS A,2025-08-01,october,10728,60051,True,0.1057,"Statements Ramaco Resources, Inc. Unaudited Condensed Consolidated Balance Sheets ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ In thousands, except share and per share information June 30, 2025 December 31, 2024 Assets ​ ​ ​ ​ Current assets ​ ​ ​ ​ Cash and cash equivalents ​ $ 28,130 ​ $ 33,009 ​ Accounts receivable ​ 55,943 ​ 73,582 ​ Inventories ​ 59,310 ​ 43,358 ​ Prepaid expenses and other ​ 11,527 ​ 17,685 ​ Total current assets ​ 154,910 ​ 167,634 ​ Property, plant, and equipment, net ​ 487,334 ​ 482,019 ​ Financing lease right-of-use assets, net ​ ​ 19,683 ​ ​ 12,437 ​ Advanced coal royalties ​ 4,884 ​ 4,709 ​ Other ​ 7,835 ​ 7,887 ​ Total Assets ​ $ 674,646 ​ $ 674,686 ​ Liabilities and Stockholders' Equity ​ ​ ​ ​ ​ ​ ​ Liabilities ​ ​ ​ ​ ​ ​ ​ Current liabilities ​ ​ ​ ​ ​ ​ ​ Accounts payable ​ $ 56,271 ​ $ 48,855 ​ Accrued liabilities ​ 47,591 ​ 61,659 ​ Current portion of asset retirement obligations ​ 1,035 ​ 1,035 ​ Current portion of long-term debt ​ 223 ​ 359 ​ Current portion of financing lease obligations ​ ​ 8,239 ​ ​ 6,218 ​ Insurance financing liability ​ ​ 428 ​ ​ 4,302 ​ Total current liabilities ​ 113,787 ​ 122,428 ​ Long-term asset retirement obligations ​ 30,806 ​ 30,052 ​ Long-term equipment loans ​ — ​ 57 ​ Long-term borrowings on revolving credit facility ​ ​ 25,000 ​ ​ — ​ Long-term financing lease obligations ​ ​ 12,258 ​ 7,517 ​ Senior notes, net ​ ​ 88,606 ​ 88,135 ​ Deferred tax liability, net ​ 49,689 ​ 56,027 ​ Other long-term liabilities ​ ​ 7,061 ​ ​ 7,664 ​ Total liabilities ​ 327,207 ​ ​ 311,880 ​ ​ ​ ​ ​ ​ ​ ​ ​ Commitments and contingencies ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Stockholders' Equity ​ ​ ​ ​ ​ ​ ​ Preferred stock, $0.01par value,50,000,000shares authorized,noneissued or outstanding ​ — ​ — ​ Class A common stock, $0.01par value,225,000,000shares authorized,44,398,615at June 30, 2025 and43,824,999at December 31, 2024 shares issued and outstanding ​ ​ 444 ​ ​ 438 ​ Class B common stock, $0.01par value,35,000,000shares authorized,10,693,930at " ec2259bc-2b12-4762-a48f-0980d6b92cc1,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1585.9062,0000950170-22-022129,10-Q,financial_statements,0001315257,KOP,KOPPERS HOLDINGS INC,2022-11-04,october,10578,67119,True,0.0943,"STATEMENTS KOPPERS HOLDINGS INC. CONDENSED CONSOLIDATED STATEMENT OF OPERATIONS AND COMPREHENSIVE (LOSS) INCOME Three Months Ended September 30, Nine Months Ended September 30, 2022 2021 2022 2021 (Dollars in millions, except per share amounts) (Unaudited) (Unaudited) (Unaudited) (Unaudited) Net sales $ 536.1 $ 424.8 $ 1,497.9 $ 1,273.3 Cost of sales 439.7 348.9 1,229.4 1,012.1 Depreciation and amortization 16.9 13.4 44.5 43.4 (Gain) on sale of assets 0.0 0.0 (2.5 ) (7.8 ) Impairment and restructuring charges 0.0 0.1 0.0 2.2 Selling, general and administrative expenses 36.7 37.8 116.4 110.6 Operating profit 42.8 24.6 110.1 112.8 Other income, net 0.8 0.9 1.8 2.7 Interest expense 11.4 10.2 32.3 30.5 Income from continuing operations before income taxes 32.2 15.3 79.6 85.0 Income tax provision 13.2 4.8 29.7 22.4 Income from continuing operations 19.0 10.5 49.9 62.6 Gain (loss) on sale of discontinued operations, net of taxbenefit of $0.0, $0.2, $0.3and $0.0 0.0 (0.5 ) (0.5 ) 0.1 Net income 19.0 10.0 49.4 62.7 Net loss attributable to noncontrolling interests (0.1 ) (0.2 ) (0.2 ) (0.3 ) Net income attributable to Koppers $ 19.1 $ 10.2 $ 49.6 $ 63.0 Earnings (loss) per common share attributable toKoppers common shareholders: Basic - Continuing operations $ 0.91 $ 0.50 $ 2.38 $ 2.96 Discontinued operations 0.00 (0.02 ) (0.02 ) 0.01 Earnings per basic common share $ 0.91 $ 0.48 $ 2.36 $ 2.97 Diluted - Continuing operations $ 0.91 $ 0.49 $ 2.35 $ 2.87 Discontinued operations 0.00 (0.02 ) (0.03 ) 0.00 Earnings per diluted common share $ 0.91 $ 0.47 $ 2.32 $ 2.87 Comprehensive (loss) income $ (9.5 ) $ (17.4 ) $ (27.7 ) $ 45.7 Comprehensive loss attributable to noncontrolling interests (0.4 ) (0.2 ) (0.6 ) (0.2 ) Comprehensive (loss) income attributable to Koppers $ (9.1 ) $ (17.2 ) $ (27.1 ) $ 45.9 Weighted average shares outstanding (in thousands): Basic 20,897 21,322 21,024 21,253 Diluted 21,085 21,947 21,345 21,949 The accompanying notes are an integral part of these " f3fc70c7-5444-4ec1-bbdc-1a68d3f71324,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1637.1738,0000723125-15-000039,10-Q,risk_factors,0000723125,MU,Micron Technology,2015-04-10,october,6705,44094,True,0.0836,"FACTORS In addition to the factors discussed elsewhere in this Form 10-Q, the following are important factors which could cause actual results or events to differ materially from those contained in any forward-looking statements made by or on behalf of us. We have experienced dramatic declines in average selling prices for our semiconductor memory products which have adversely affected our business. If average selling prices for our memory products decrease faster than we can decrease per gigabit costs, our business, results of operations, or financial condition could be materially adversely affected. For the first six months of 2015, average selling prices per gigabit for our DRAM and Trade NAND Flash products declined 4% and 22%, respectively, compared to the first six months of 2014. We have experienced significant decreases in our average selling prices per gigabit in previous years as noted in the table below and may continue to experience such decreases in the future. In some prior periods, average selling prices for our memory products have been below our manufacturing costs and we may experience such circumstances in the future. DRAM Trade NAND Flash* (percentage change in average selling prices) 2014 from 2013 6 % (23 )% 2013 from 2012 (11 )% (18 )% 2012 from 2011 (45 )% (55 )% 2011 from 2010 (39 )% (12 )% * Trade NAND Flash excludes sales to Intel from IMFT. 45 We may be unable to maintain or improve gross margins. Our gross margins are dependent upon continuing decreases in per gigabit manufacturing costs achieved through improvements in our manufacturing processes and product designs, including, but not limited to, process line-width, architecture, number of mask layers, number of fabrication steps, and yield. In future periods, we may be unable to reduce our per gigabit manufacturing costs at sufficient levels to maintain or improve gross margins. Factors that may limit our ability to reduce costs include, but are not limited to, strategic product diver" f46b8a6f-ce88-4c75-afbc-a05e9ad57dd9,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1560.1084,0000831259-17-000026,10-Q,financial_statements,0000831259,FCX,Freeport-McMoRan,2017-08-04,october,13982,83791,True,0.0918,"Statements. FREEPORT-McMoRan INC. CONSOLIDATED BALANCE SHEETS (Unaudited) June 30,2017 December 31,2016 (In millions) ASSETS Current assets: Cash and cash equivalents $ 4,667 $ 4,245 Trade accounts receivable 802 1,126 Income and other tax receivables 632 879 Inventories: Materials and supplies, net 1,264 1,306 Mill and leach stockpiles 1,359 1,338 Product 1,019 998 Other current assets 211 199 Assets held for sale 463 344 Total current assets 10,417 10,435 Property, plant, equipment and mine development costs, net 23,067 23,219 Oil and gas properties, subject to amortization, less accumulated amortization and impairments 48 74 Long-term mill and leach stockpiles 1,554 1,633 Other assets 1,957 1,956 Total assets $ 37,043 $ 37,317 LIABILITIES AND EQUITY Current liabilities: Accounts payable and accrued liabilities $ 1,880 $ 2,393 Current portion of debt 2,216 1,232 Current portion of environmental and asset retirement obligations 379 369 Accrued income taxes 196 66 Liabilities held for sale 273 205 Total current liabilities 4,944 4,265 Long-term debt, less current portion 13,138 14,795 Deferred income taxes 3,870 3,768 Environmental and asset retirement obligations, less current portion 3,512 3,487 Other liabilities 1,586 1,745 Total liabilities 27,050 28,060 Equity: Stockholders’ equity: Common stock 158 157 Capital in excess of par value 26,734 26,690 Accumulated deficit (16,043 ) (16,540 ) Accumulated other comprehensive loss (456 ) (548 ) Common stock held in treasury (3,720 ) (3,708 ) Total stockholders’ equity 6,673 6,051 Noncontrolling interests 3,320 3,206 Total equity 9,993 9,257 Total liabilities and equity $ 37,043 $ 37,317 The accompanying notes are an integral part of these consolidated financial statements. 3 Table of Contents FREEPORT-McMoRan INC. CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited) Three Months Ended Six Months Ended June 30, June 30, 2017 2016 2017 2016 (In millions, except per share amounts) Revenues $ 3,711 $ 3,334 $ 7,052 $ 6,576 Co" f690fba7-deee-42d4-800f-ff5ff07c358c,holdout,True,zero,10-Q other|october|shown<0.25|gate=pass,1861.472,0001193125-14-182287,10-Q,quantitative_disclosures,0001021860,NOV,NOV,2014-05-05,october,1676,9210,True,0.1714,"and Qualitative Disclosures About Market Risk We are exposed to changes in foreign currency exchange rates and interest rates. Additional information concerning each of these matters follows: Foreign Currency Exchange Rates We have extensive operations in foreign countries. The net assets and liabilities of these operations are exposed to changes in foreign currency exchange rates, although such fluctuations generally do not affect income since their functional currency is typically the local currency. These operations also have net assets and liabilities not denominated in the functional currency, which exposes us to changes in foreign currency exchange rates that impact income. We recorded a foreign exchange gain in our income statement of approximately $5 million in the first three months of 2014, compared to a $13 million foreign exchange loss in the same period of the prior year. The gains and losses are primarily due to exchange rate fluctuations related to monetary asset balances denominated in currencies other than the functional currency and adjustments to our hedged positions as a result of changes in foreign currency exchange rates. Strengthening of currencies against the U.S. dollar may create losses in future periods to the extent we maintain net assets and liabilities not denominated in the functional currency of the countries using the local currency as their functional currency. Some of our revenues in foreign countries are denominated in U.S. dollars, and therefore, changes in foreign currency exchange rates impact our earnings to the extent that costs associated with those U.S. dollar revenues are denominated in the local currency. Similarly some of our revenues are denominated in foreign currencies, but have associated U.S. dollar costs, which also give rise to foreign currency exchange rate exposure. In order to mitigate that risk, we may utilize foreign currency forward contracts to better match the currency of our revenues and associated co" 049612e5-f7df-415b-99b4-239a3de412c0,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1975.7779,0001445305-13-002766,10-Q,controls_and_procedures,0000913144,RNR,RENAISSANCERE HOLDING,2013-11-06,october,700,4754,True,1.0,"AND PROCEDURES Disclosure Controls and Internal Controls: We have designed various disclosure controls and procedures (as defined in Rules 13a-15(e) and Rule 15d-15(e) under the Exchange Act), to help ensure that information required to be disclosed in our periodic Exchange Act reports, such as this quarterly report, is recorded, processed, summarized and reported on a timely and accurate basis. Our disclosure controls and procedures are also designed with the objective of ensuring that such information is accumulated and communicated to our senior management, including our Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure. Our internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles and includes those policies and procedures that: (1) pertain to the maintenance of records that in reasonable detail accurately and fairly reflect the transactions and dispositions of the assets of the issuer; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the issuer are being made only in accordance with authorizations of management and directors of the issuer; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of the Company's assets that could have a material effect on the financial statements. Limitations on the Effectiveness of Controls: Our Board of Directors and management, including our Chief Executive Officer and Chief Financial Officer, do not expect that our disclosure controls and procedures or internal control over financial reporting will preven" 0520a775-21a8-402b-a9e8-b7f30ed3d67b,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2030.577,0000769397-21-000094,10-Q,quantitative_disclosures,0000769397,ADSK,Autodesk,2021-12-03,october,545,3555,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK Foreign Currency Exchange Risk Our revenue, earnings, cash flows, receivables, and payables are subject to fluctuations due to changes in foreign currency exchange rates. Our risk management strategy utilizes foreign currency contracts to manage our exposure to foreign currency volatility that exists as part of our ongoing business operations. We utilize cash flow hedge contracts to reduce the exchange rate impact on a portion of the net revenue or operating expense of certain anticipated transactions. In addition, we use balance sheet hedge contracts to reduce the exchange rate risk associated primarily with foreign currency denominated receivables and payables. As of October 31, 2021, and January 31, 2021, we had open cash flow and balance sheet hedge contracts with future settlements generally within one to 12 months. Contracts were primarily denominated in euros, Japanese yen, British pounds, Canadian dollars, Australian dollars, Singapore dollars, Swiss francs, Swedish krona, and Czech koruna. We do not enter into foreign exchange derivative instruments for trading or speculative purposes. Our option and foreign exchange forward contracts outstanding as of the respective period-ends are summarized in U.S. dollar equivalents as follows (in millions): October 31, 2021 January 31, 2021 Notional Amount Fair Value Notional Amount Fair Value Forward Contracts: Purchased $ 669.3 $ 0.8 $ 686.0 $ 3.6 Sold 1,099.5 0.3 1,172.1 2.2 Option Contracts: Purchased 1,240.1 21.7 1,044.4 5.2 Sold 1,293.7 3.9 1,092.1 (18.6) We use foreign currency contracts to reduce the exchange rate impact on the net revenue and operating expenses of certain anticipated transactions. A sensitivity analysis performed on our hedging portfolio as of October 31, 2021, indicated that a hypothetical 10% appreciation of the U.S. dollar from its value at October 31, 2021, and January 31, 2021, would increase the fair value of our foreign currency contracts by" 0ab40994-87ea-4c4b-aeff-5a9e29df07dc,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2246.222,0001370637-15-000019,10-Q,quantitative_disclosures,0001370637,ETSY,ETSY,2015-11-05,october,200,1300,True,1.0,"and Qualitative Disclosures About Market Risk. Management believes there have been no material changes to our quantitative and qualitative disclosures about market risks during the nine months ended September 30, 2015 , compared to those discussed in the Prospectus, except as described below. Currency Risk Most of our sales are denominated in U.S. dollars, and therefore, our revenue is not currently subject to significant foreign currency risk. Our operating expenses are denominated in the currencies of the countries in which our operations are located, and may be subject to fluctuations due to changes in currency exchange rates, particularly changes in the Pound Sterling and Euro. Fluctuations in currency exchange rates may cause us to recognize transaction gains and losses in our statement of operations. On January 1, 2015, we implemented a revised corporate structure to more closely align our structure with our global operations and future expansion plans outside of the United States, which resulted in a U.S. dollar-denominated intercompany debt on a Euro-denominated ledger that may be subject to continued currency exchange rate risk. A 10% increase or decrease in current exchange rates could result in an increase or decrease to currency exchange (loss) gain of $16.6 million ." 0b60be3d-5466-42f9-a819-b17184884582,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1993.1099,0001193125-15-269166,10-Q,unregistered_sales,0001059556,MCO,Moody's Corporation,2015-07-30,october,660,4329,True,1.0,"Sales of Equity Securities and Use of Proceeds MOODY’S PURCHASES OF EQUITY SECURITIES For the Three Months Ended June 30, 2015 Period Total Number of SharesPurchased (1) Average PricePaid per Share Total Number of SharesPurchased as Part ofPublicly AnnouncedProgram Approximate Dollar Value ofShares That May Yet bePurchased Under theProgram (2) April 1 - 30 706,591 $ 105.14 703,678 $ 1,123.7 million May 1 - 31 678,396 $ 108.24 677,569 $ 1,050.4 million June 1 - 30 806,523 $ 108.53 805,896 $ 963.0 million Total 2,191,510 $ 107.35 2,187,143 (1) Includes surrender to the Company of 2,913 shares in April, 827 shares in May and 627 shares in June to satisfy tax withholding obligations in connection with the vesting of restricted stock issued to employees. (2) As of the last day of each of the months. On December 16, 2014, the Board authorized a $1 billion share repurchase program under which the Company is currently repurchasing shares. There is no established expiration date for the remaining authorization. During the second quarter of 2015, Moody’s issued 0.4 million shares under employee stock-based compensation plans. Item 5. Other Information Not applicable 58 Table of Contents Item 6. Exhibits ExhibitNo. Description 3 ARTICLES OF INCORPORATION AND BY-LAWS .1 Amended and Restated By-laws of Moody’s Corporation, effective April 17, 2013 (incorporated by reference to Exhibit 3.2 to the Report on Form 8-K of the Registrant, file number 1-14037, filed April 22, 2013). .2 Restated Certificate of Incorporation of Moody’s Corporation, dated April 17, 2013 (incorporated by reference to Exhibit 3.4 to the Report on Form 8-K of the Registrant, file number 1-14037, filed April 22, 2013). 4 INSTRUMENTS DEFINING THE RIGHTS OF SECURITY HOLDERS, INCLUDING INDENTURES .1 Five-Year Credit Agreement dated as of May 11, 2015, among Moody’s Corporation, the Borrowing Subsidiaries Party Thereto, the Lenders Party Thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, Ban" 15b26d31-cf61-47b6-a8fe-c041a83e8f96,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2073.766,0001140361-21-015997,10-Q,unregistered_sales,0001021561,NUS,NU SKIN ENTERPRISES CLASS A,2021-05-05,october,438,2858,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Purchases of Equity Securities by the Issuer (a) (b) (c) (d) Period TotalNumberof SharesPurchased AveragePrice Paidper Share Total Number ofShares Purchasedas Part of PubliclyAnnounced Plansor Programs Approximate DollarValue of Shares that MayYet Be Purchased Underthe Plans or Programs(in millions)(1) January 1 - 31, 2021 — $ — — $ 325.8 February 1 - 28, 2021 317,217 49.36 317,217 $ 310.2 March 1 - 31, 2021 670,187 51.85 670,187 $ 275.4 Total 987,404 $ 51.05 987,404 (1) In August 2018, we announced that our board of directors approved a stock repurchase plan. Under this plan, our board of directors authorized the repurchase of up to $500 million of our outstanding Class A common stock on the open market or in privately negotiated transactions. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not Applicable. ITEM 5. OTHER INFORMATION None. 24 Table of Contents ITEM 6. EXHIBITS ExhibitsRegulation S-KNumber Description 10.1 Employment Letter Agreement with Connie Tang. 31.1 Certification by Ritch N. Wood, Chief Executive Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification by Mark H. Lawrence, Chief Financial Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification by Ritch N. Wood, Chief Executive Officer, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification by Mark H. Lawrence, Chief Financial Officer, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBR" 1f16cd6d-ae7e-43d4-8ff7-7e11a54bd66e,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2122.418,0001140361-10-020441,10-Q,unregistered_sales,0000935419,RICK,RCI HOSPITALITY HOLDINGS INC,2010-05-11,october,380,2259,True,1.0,"Sales of Equity Securities and Use of Proceeds. During the three months ended March 31, 2010, we purchased no shares of common stock in the open market. During the three months ended March 31, 2010, we purchased 25,000 shares of common stock from put option holders at prices ranging from $9.15 to $15.45 per share. Following is a summary of our purchases by month: Period: (a) (b) (c) (d) Month Ending Total Number of Shares (or Units) Purchased Average Price Paid per Share Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs Maximum Number (or Approximate Dollar Value) of Shares (or Units) that May Yet be Purchased Under the Plans or Programs January 31, 2010 12,500 $ 11.00 - February 28, 2010 12,500 $ 12.29 - March 31, 2010 - - - Total for the three months ended March 31, 2010 25,000 $ 11.65 - $ 4,171,425 30 Table of Contents Item 6. Exhibits. Exhibit 31.1 – Certification of Chief Executive Officer of Rick’s Cabaret International, Inc. required by Rule 13a – 14(1) or Rule 15d – 14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.2 – Certification of Chief Financial Officer of Rick’s Cabaret International, Inc. required by Rule 13a – 14(1) or Rule 15d – 14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 32.1 -- Certification of Chief Executive Officer of Rick’s Cabaret International, Inc. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and Section 1350 of 18 U.S.C. 63. Exhibit 32.2 -- Certification of Chief Financial Officer of Rick’s Cabaret International, Inc. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and Section 1350 of 18 U.S.C. 63. 31 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorize" 1f76e253-e7c9-433c-8481-09b31fdac330,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2382.565,0001558370-18-008169,10-Q,risk_factors,0001433270,AR,ANTERO RESOURCES,2018-10-31,october,123,756,True,1.0,"Factors. We are subject to certain risks and hazards due to the nature of the business activities we conduct. For a discussion of these risks, see “Item 1A. Risk Factors” in our 2017 Form 10-K. The risks described in our 2017 Form 10-K could materially and adversely affect our business, financial condition, cash flows, and results of operations. There have been no material changes to the risks described in our 2017 Form 10-K. We may experience additional risks and uncertainties not currently known to us; or, as a result of developments occurring in the future, conditions that we currently deem to be immaterial may also materially and adversely affect our business, financial condition, cash flows, and results of operations. 70 Table of Contents" 32f6fa7e-7f2d-4992-a0aa-b84548224d46,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2043.5034,0000040729-21-000034,10-Q,unregistered_sales,0000040729,ALLY,ALLY FINANCIAL INC,2021-11-02,october,495,3327,True,1.0,"Sales of Equity Securities and Use of Proceeds We did not have any unregistered sales of equity securities during the three months ended September 30, 2021. Purchases of Equity Securities by the Issuer The following table presents repurchases of our common stock, by month, for the three months ended September 30, 2021. Three months ended September 30, 2021 Total number of shares repurchased (a)(in thousands) Weighted-average price paid per share (a) (b)(in dollars) Total number of shares repurchased as part of publicly announced program (a) (c)(in thousands) Maximum approximate dollar value of shares that may yet be repurchased under the program (a) (b) (c)($ in millions) July 2021 2,627 $ 51.44 2,627 $ 1,144 August 2021 5,700 52.41 5,700 845 September 2021 4,728 51.79 4,728 600 Total 13,055 51.99 13,055 (a) Includes shares of common stock withheld to cover income taxes owed by participants in our share-based incentive plans. (b) Excludes brokerage commissions. (c) On July 13, 2021, we announced a common stock-repurchase program of up to $2.0 billion for 2021, replacing the $1.6 billion common stock-repurchase authorization previously announced on January 12, 2021. The programs commenced in the first quarter of 2021 and expire on December 31, 2021. Refer to Note 17 to the Condensed Consolidated Financial Statements for further details. Item 3. Defaults upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable. Item 5. Other Information None. 122 Table of Contents Ally Financial Inc. • Form 10-Q Item 6. Exhibits The exhibits listed on the following index of exhibits are filed as a part of this report. Exhibit Description Method of Filing 22.1 Subsidiary Guarantors Filed asExhibit 22 to the Company’s Quarterly Report for the period ended March 31, 2020, on Form 10-Q (File No. 1-3754), incorporated herein by reference. 31.1 Certification of Principal Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) Filed herewith. 31.2 Certification of Principal" 4bf7ce5c-a3e7-4c95-94a8-66572de3bd05,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1963.6485,0001437749-24-024287,10-Q,unregistered_sales,0001001385,NWPX,NWPX INFRASTRUCTURE,2024-08-01,october,804,5081,True,1.0,"Sales of Equity Securities and Use of Proceeds On November 2, 2023, we announced our authorization of a share repurchase program of up to $30 million of our outstanding common stock. The program does not commit to any particular timing or quantity of purchases, and the program may be suspended or discontinued at any time. Under the program, shares may be purchased in open market, including through plans adopted pursuant to Rule 10b5‑1 of the Exchange Act, or in privately negotiated transactions administered by our broker, D.A. Davidson Companies. At this time, we have elected to limit our share repurchase transactions to only those under the Rule 10b5‑1 trading plan we executed in November 2023, which we believe considers our liquidity, including availability of borrowings and covenant compliance under our Amended Credit Agreement, and other capital allocation priorities of the business. Our Rule 10b5‑1 trading plan designates up to $10 million for daily share repurchases with volumes that fluctuate with changes in the trading price of our common stock. We expect to consider share repurchase strategies beyond the current Rule 10b5‑1 trading plan at a future date. The following table provides information relating to our repurchase of common stock during the three months ended June 30, 2024 pursuant to our share repurchase program. Period Total Number of Shares Purchased Average Price Paid Per Share (1) Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Approximate Dollar Value of Shares That May Yet Be Purchased Under the Plans or Programs April 1, 2024 to April 30, 2024 15,115 $ 31.79 15,115 $ 24,940,245 May 1, 2024 to May 31, 2024 2,400 31.93 2,400 24,863,619 June 1, 2024 to June 30, 2024 - - - 24,863,619 Total 17,515 31.81 17,515 (1) Exclusive of commission fees incurred in relation to the repurchase of common stock. Item 5. Other Information During the three months ended June 30, 2024 , none of our directors or officers adopt" 4ee56a6e-606a-4db0-a653-857f966ca63a,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2064.2788,0000067716-10-000047,10-Q,quantitative_disclosures,0000067716,MDU,MDU RESOURCES GROUP,2010-05-05,october,474,2996,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK The Company is exposed to the impact of market fluctuations associated with commodity prices, interest rates and foreign currency. The Company has policies and procedures to assist in controlling these market risks and utilizes derivatives to manage a portion of its risk. Commodity price risk Fidelity utilizes derivative instruments to manage a portion of the market risk associated with fluctuations in the price of natural gas and oil and basis differentials on forecasted sales of natural gas and oil production. Cascade utilizes and Intermountain periodically utilizes derivative instruments to manage a portion of their regulated natural gas supply portfolio in order to manage fluctuations in the price of natural gas. For more information on derivative instruments and commodity price risk, see Part II, Item 7A in the 2009 Annual Report, and Notes 10 and 13. 49 The following table summarizes derivative agreements entered into by Fidelity and Cascade as of March 31, 2010. These agreements call for Fidelity to receive fixed prices and pay variable prices, and for Cascade to receive variable prices and pay fixed prices. (Forward notional volume and fair value in thousands) WeightedAverageFixedPrice (Per MMBtu/Bbl) ForwardNotionalVolume(MMBtu/Bbl) Fair Value Fidelity Natural gas swap agreements maturing in 2010 $ 5.92 18,750 $ 32,293 Natural gas swap agreements maturing in 2011 $ 6.58 5,366 $ 6,702 Natural gas swap agreement maturing in 2012 $ 6.27 3,477 $ 1,630 Natural gas basis swap agreements maturing in 2010 $ .27 13,695 $ (3,230 ) Natural gas basis swap agreements maturing in 2011 $ .37 4,465 $ (365 ) Oil swap agreements maturing in 2010 $ 78.13 550 $ (3,756 ) Cascade Natural gas swap agreements maturing in 2010 $ 7.79 4,071 $ (15,533 ) Natural gas swap agreements maturing in 2011 $ 8.10 2,270 $ (7,240 ) WeightedAverageFloor/CeilingPrice (PerMMBtu/Bbl) ForwardNotionalVolume(MMBtu/Bbl) Fair Value Fidelity Natural gas" 4fa18597-b2a1-42d9-9efb-f07496fea971,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2557.8143,0000098362-21-000133,10-Q,risk_factors,0000098362,TKR,TIMKEN,2021-08-02,october,69,410,True,1.0,"Factors The Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2020, included a detailed discussion of our risk factors. There have been no material changes to the risk factors included in the Company's Annual Report on Form 10-K for the year ended December 31, 2020. Investors should not interpret the disclosure of any risk factor to imply that the risk has not already materialized." 52501ba4-69a0-4370-9a90-fcfdf060ea71,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2046.8403,0001193125-16-510333,10-Q,unregistered_sales,0001341439,ORCL,Oracle Corporation,2016-03-18,october,488,3271,True,1.0,"Sales of Equity Securities and Use of Proceeds Our Board of Directors has approved a program for us to repurchase shares of our common stock. On March 15, 2016, we announced that our Board of Directors approved an expansion of our stock repurchase program by an additional $10.0 billion. As of February 29, 2016, approximately $809 million remained available for stock repurchases pursuant to our stock repurchase program prior to the March 2016 program expansion. Our stock repurchase authorization does not have an expiration date and the pace of our repurchase activity will depend on factors such as our working capital needs, our cash requirements for acquisitions and dividend payments, our debt repayment obligations or repurchases of our debt, our stock price, and economic and market conditions. Our stock repurchases may be effected from time to time through open market purchases or pursuant to a Rule 10b5-1 plan. Our stock repurchase program may be accelerated, suspended, delayed or discontinued at any time. The following table summarizes the stock repurchase activity for the three months ended February 29, 2016 and the approximate dollar value of shares that may yet be purchased pursuant to our stock repurchase program: (in millions, except per share amounts) Total Number ofSharesPurchased AveragePrice Paidper Share Total Number ofShares Purchased asPart of PubliclyAnnouncedProgram Approximate DollarValue of Shares thatMay Yet BePurchasedUnder the Program December 1, 2015—December 31, 2015 19.1 $ 37.69 19.1 $ 2,276.4 January 1, 2016—January 31, 2016 23.3 $ 34.85 23.3 $ 1,464.8 February 1, 2016—February 29, 2016 18.2 $ 36.07 18.2 $ 809.0 Total 60.6 $ 36.11 60.6 50 Table of Contents Item 6. Exhibits ExhibitNo. Exhibit Description Incorporated by Reference Form File No. Exhibit Filing Date Filed By 31.01‡ Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer 31.02‡ Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Offic" 555f7d83-8821-41bd-8f17-c92b8771ec4d,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1892.5454,0000950170-24-050536,10-Q,quantitative_disclosures,0000899629,AKR,ACADIA REALTY TRUST REIT,2024-04-30,october,1232,7634,True,1.0,"AND QUALITAT IVE DISCLOSURES ABOUT MARKET RISK. Information as of March 31, 2024 Our primary market risk exposure is to changes in interest rates related to our mortgage and other debt. See Note 7 in the Notes to Condensed Consolidated Financial Statements, for certain quantitative details related to our mortgage and other debt. Currently, we manage our exposure to fluctuations in interest rates primarily through the use of fixed-rate debt and interest rate swap and cap agreements. As of March 31, 2024, we had total mortgage and other notes payable of $1,734.5 million, excluding the unamortized premium of $0.2 million and net unamortized debt issuance costs of $11.0 million, of which $1,404.6 million, or 81.0% was fixed-rate, inclusive of debt with rates fixed through the use of derivative financial instruments, and $329.8 million, or 19.0%, was variable-rate based upon LIBOR, SOFR or Prime rates plus certain spreads. As of March 31, 2024, we were party to 36 interest rate swaps and four interest rate cap agreements to hedge our exposure to changes in interest rates with respect to $1,207.6 million and $151.3 million of variable-rate debt, respectively. For a discussion of the risks associated with the discontinuation of LIBOR, see Item 1A. “Risk Factors—Risks Related to Our Liquidity and Indebtedness on our Annual Report on Form 10-K for the year ended December 31, 2023 — If we decided to employ higher leverage levels, we would be subject to increased debt service requirements and a higher risk of default on our debt obligations, which could adversely affect our financial conditions, cash flows and ability to make distributions to our shareholders. In addition, increases or changes in interest rates could cause our borrowing costs to rise and may limit our ability to refinance debt.” The following table sets forth information as of March 31, 2024 concerning our long-term debt obligations, including principal cash flows by scheduled maturity (without regard to " 58615cf6-73d7-483b-9bce-802750c3cc6a,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1985.821,0001437578-19-000018,10-Q,unregistered_sales,0001437578,BFAM,BRIGHT HORIZONS FAMILY SOLUTIONS,2019-08-07,october,693,4502,True,1.0,"Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities The table below sets forth information regarding purchases of our common stock during the quarter ended June 30, 2019 : Period Total Number of Shares Purchased Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs (1) Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs(In thousands) (1) April 1, 2019 to April 30, 2019 — $ — — $ 258,993 May 1, 2019 to May 31, 2019(2) 3,508 $ 130.41 — $ 258,993 June 1, 2019 to June 30, 2019(1) 4,500 $ 139.88 4,500 $ 258,364 8,008 4,500 (1) The board of directors of the Company authorized a share repurchase program of up to $300 million of the Company’s outstanding common stock effective June 12, 2018. The share repurchase program has no expiration date. All repurchased shares have been retired. (2) During thethree months ended June 30, 2019, the Company retired a total of3,508shares that had been issued pursuant to restricted stock award agreements in connection with the payment of tax withholding obligations arising as a result of the vesting of such restricted stock awards. The shares were valued using the transaction date and closing stock price for purposes of such tax withholding. Shares retired in connection with the payment of tax withholding obligations are not included in, and are not counted against, the Company’s $300 million share repurchase authorization. Item 3. Defaults Upon Senior Securities Not applicable. Item 4. Mine Safety Disclosures Not applicable. Item 5. Other Information Not applicable. 35 Table of Contents Item 6. Exhibits (a) Exhibits: Exhibit Number Exhibit Title 10.1† 2012 Omnibus Long-Term Incentive Plan, as Amended and Restated effective as of May 29, 2019(incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed May 30, 2019). 10.2† Form of Non-Statutory Stock Option Agreement (Employees) under" 59937e4b-df35-4979-a17e-a556e8e2c4ed,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2086.0828,0000887733-18-000006,10-Q,unregistered_sales,0000887733,CENTA,CENTRAL GARDEN AND PET CLASS A,2018-05-09,october,400,2690,True,1.0,"Sales of Equity Securities and Use of Proceeds The following table sets forth the repurchases of any equity securities during the fiscal quarter ended March 31, 2018 and the dollar amount of authorized share repurchases remaining under our stock repurchase program. Period Total Numberof Shares(or Units)Purchased AveragePrice Paidper Share(or Units) Total Numberof Shares(or Units)Purchased asPart of PubliclyAnnounced Plansor Programs Maximum Number (orApproximate Dollar Value)of Shares(or Units)that May Yet Be PurchasedUnder the Plans orPrograms (1) December 31, 2017 - February 3, 2018 2,876 (2) $ 36.94 — $ 34,968,000 February 4, 2018 - March 3, 2018 46,499 (2) $ 37.27 — $ 34,968,000 March 4, 2018 - March 31, 2018 50,829 (2) $ 40.01 — $ 34,968,000 Total 100,204 $ 38.65 — $ 34,968,000 (1) During the third quarter of fiscal 2011, our Board of Directors authorized a $100 million share repurchase program. The program has no expiration date and expires when the amount authorized has been used or the Board withdraws its authorization. The repurchase of shares may be limited by certain financial covenants in our credit facility and indenture that restrict our ability to repurchase our stock. (2) Shares purchased during the period indicated represent withholding of a portion of shares to cover taxes in connection with the vesting of restricted stock. Item 3. Defaults Upon Senior Securities Not applicable Item 4. Mine Safety Disclosures Not applicable Item 5. Other Information Not applicable 42 Item 6. Exhibits 31.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350. 32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350. 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema Document 10" 71428a4d-6718-437e-ac9f-5b31fd614cf9,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1971.5901,0001558370-16-005793,10-Q,controls_and_procedures,0001644378,RMR,RMR GROUP CLASS A,2016-05-10,october,767,4864,True,1.0,"and Procedure s As of the end of the period covered by this report, our management carried out an evaluation, under the supervision and with the participation of our President and Chief Executive Officer and our Chief Financial Officer, of the effectiveness of our disclosure controls and procedures pursuant to Securities Exchange Act of 1934, as amended, Rules 13a ‑15 and 15d-15. Based upon that evaluation, our President and Chief Executive Officer and our Chief Financial Officer concluded that our disclosure controls and procedures are effective. There have been no changes in our internal control over financial reporting during the quarter ended March 31, 2016 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. 32 Table of Contents WARNING CONCERNING FORWARD LOOKING STATEMENT S THIS QUARTERLY REPORT ON FORM 10-Q CONTAINS FORWARD LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 AND OTHER SECURITIES LAWS. OUR FORWARD LOOKING STATEMENTS CAN BE IDENTIFIED BY USE OF WORDS SUCH AS “OUTLOOK”, “BELIEVE”, “EXPECT”, “POTENTIAL”, “WILL”, “MAY”, “ESTIMATE”, “ANTICIPATE”, DERIVATIVES OR NEGATIVES OF SUCH WORDS OR COMPARABLE WORDS. OUR FORWARD LOOKING STATEMENTS ARE BASED UPON OUR PRESENT BELIEFS OR EXPECTATIONS. HOWEVER, OUR FORWARD LOOKING STATEMENTS AND THEIR IMPLICATIONS ARE NOT GUARANTEED TO OCCUR AND MAY NOT OCCUR FOR VARIOUS REASONS, INCLUDING SOME REASONS BEYOND OUR CONTROL. FOR EXAMPLE: · WE HAVE A LIMITED NUMBER OF CLIENT COMPANIES. WE HAVE LONG TERM CONTRACTS WITH OUR MANAGED REITS; HOWEVER, THE OTHER CONTRACTS UNDER WHICH WE EARN OUR REVENUES ARE FOR SHORTER TERMS AND THE LONG TERM CONTRACTS WITH OUR MANAGED REITS MAY BE TERMINATED IN CERTAIN CIRCUMSTANCES. THE TERMINATION OR LOSS OF ANY OF OUR MANAGEMENT CONTRACTS MAY HAVE A MATERIAL ADVERSE IMPACT UPON OUR REVENUES, PROFITS AND CASH FLOWS. · OUR MANAGEMENT FEES FROM OUR MANAGED REITS ARE CAL" 74bb077b-507a-431c-822a-678242254680,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1912.2221,0001096906-14-001487,10-Q,risk_factors,0000706698,UTMD,UTAH MEDICAL PRODUCTS INC,2014-11-04,october,1018,6800,True,1.0,"Factors In addition to the other information set forth in this report, investors should carefully consider the factors discussed in Part I, “Item 1A. Risk Factors” in UTMD’s Annual Report on Form 10-K for the year ended December 31, 2013, which could materially affect its business, financial condition or future results. The risks described in the Annual Report on Form 10-K are not the only risks facing the Company. Additional risks and uncertainties not currently known to UTMD or currently deemed to be immaterial also may materially adversely affect the Company’s business, financial condition and/or operating results. Legislative healthcare reform in the United States, as embodied in The Patient Protection and Affordable Care Act and the Health Care and Education Reconciliation Act of 2010 (the “Acts”) adds a substantial excise tax that began in 2013, increases administrative costs and may lead to decreased revenues: The voluminous Acts, administrative rules to enforce the Acts and promised efforts to reform the Acts, make the U.S. medical device marketplace unpredictable, particularly for the thousands of small medical device manufacturers including UTMD that do not have the overhead structure that the larger medical device companies can afford. To the extent that the Acts place additional burdens on small medical device companies in the form of an excise tax on medical device sales, additional oversight of marketing and sales activities and new reporting requirements, the result is likely to be negative for UTMD’s ability to effectively compete and support continued investments in new product development and marketing of specialty devices in the U.S. Increasing regulatory burdens including premarketing approval delays may result in significant loss of revenue, unpredictable costs and loss of management focus on helping the Company thrive: The Company’s experience in 2001-2005, when the FDA improperly sought to shut it down highlights the ongoing risk of being" 8235ddb8-999f-4ab2-a13b-efea10f55b4f,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2140.8702,0001213900-20-012015,10-Q,risk_factors,0001784535,PRCH,PORCH GROUP,2020-05-13,october,316,2072,True,1.0,"Factors As of the date of this Quarterly Report on Form 10-Q, except as set forth below, there have been no material changes to the risk factors disclosed in our Form 10-K filed with the SEC on March 20, 2020. Our search for a business combination may be materially adversely affected by the recent COVID-19 outbreak. On January 30, 2020, the World Health Organization (“WHO”) announced a global health emergency because of a new strain of coronavirus (the “COVID-19 outbreak”). In March 2020, the WHO classified the COVID-19 outbreak as a pandemic, based on the rapid increase in exposure globally. The full impact of the COVID-19 outbreak continues to evolve. The impact of the COVID-19 outbreak on the Company’s results of operations, financial position and cash flows will depend on future developments, including the duration and spread of the outbreak and related advisories and restrictions. These developments and the impact of the COVID-19 outbreak on the financial markets and the overall economy are highly uncertain and cannot be predicted. If the financial markets and/or the overall economy continue to be impacted for an extended period, the Company’s financial position, results of operations and cash flows may be materially adversely affected. Additionally, the Company’s ability to complete an initial Business Combination may be materially adversely affected due to significant governmental measures being implemented to contain the COVID-19 outbreak or treat its impact, including travel restrictions, the shutdown of businesses and quarantines, among others, which may limit the Company’s ability to have meetings with potential investors or affect the ability of a potential target company’s personnel, vendors and service providers to negotiate and consummate an initial Business Combination in a timely manner. The Company’s ability to consummate an initial Business Combination may also be dependent on the ability to raise additional equity and debt financing, which may" 8cc5a25f-94bf-4470-8921-71fac5f59372,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2200.9014,0001433660-23-000041,10-Q,controls_and_procedures,0001433660,JBTM,JBT MAREL,2023-10-27,october,232,1580,True,1.0,"AND PROCEDURES Under the direction of our principal executive officer and principal financial officer, we have evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) as of September 30, 2023. We have concluded that, as of September 30, 2023, our disclosure controls and procedures were: i) effective in ensuring that information required to be disclosed is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms; and ii) effective in ensuring that information required to be disclosed is accumulated and communicated to management, including our principal executive officer and principal financial officer, as appropriate to allow timely decisions regarding required disclosure. In the ordinary course of business, we review our system of internal control over financial reporting and make changes to our systems and processes to improve such controls and increase efficiency, while ensuring that we maintain an effective internal control environment. Changes may include such activities as implementing new, more efficient systems, automating manual processes and updating existing systems. There were no changes in controls that occurred during the quarter ended September 30, 2023 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting, as defined in Rule 13a-15(f) under the Exchange Act. 36 PART II — OTHER INFORMATION" 91f00205-65fd-49ac-a896-ed2d0b49e2c6,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1895.8918,0001628280-26-066973,10-Q,unregistered_sales,0001443646,BAH,BOOZ ALLEN HAMILTON HOLDING CLASS,2026-10-23,october,1129,7484,True,1.0,"Sales of Equity Securities and Use of Proceeds Recent Sales of Unregistered Securities None. Issuer Purchases of Equity Securities The following table presents the share repurchase activity for each of the three months in the quarter ended September 30, 2026: Period Total Number of Shares Purchased(1) Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs(2)(in millions) July 2026 196,643 $69 196,317 $620 August 2026 466,205 $75 464,247 $585 September 2026 681,760 $73 681,760 $535 Total 1,344,608 1,342,324 (1) The total number of shares purchased includes shares surrendered to satisfy minimum statutory tax withholding obligations related to the vesting of stock awards. (2) On December 12, 2011, the Board of Directors initially approved a share repurchase program, which was subsequently increased from time to time, and most recently increased by $500 million to $4,085 million on October 22, 2025. A special committee of the Board of Directors was appointed to evaluate market conditions and other relevant factors and initiate repurchases under the program from time to time. The share repurchase program may be suspended, modified or discontinued at any time at the Company’s discretion without prior notice. Item 3. Defaults Upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable. Item 5. Other Information Fiscal Year 2027 Vesting Schedule Adjustments On October 20, 2026, the Compensation, Culture and People Committee of the Board of Directors (the “Board”) approved a modification to the vesting schedule applicable to the time-based restricted stock units (RSUs) granted to our executive officers in connection with the Company’s fiscal 2027 annual equity grants. The time-based RSUs were originally scheduled to vest in three equal installments over a three-year period, subject solely to the executive officer’s co" 967a6bd6-0789-482e-a0fa-fe300ff0bef6,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1973.0619,0001866633-21-000004,10-Q,quantitative_disclosures,0001866633,CCSI,CONSENSUS CLOUD SOLUTIONS INC,2021-11-15,october,732,4825,True,1.0,"and Qualitative Disclosures About Market Risk The following discussion of the market risks we face contains forward-looking statements. Forward-looking statements are subject to risks and uncertainties. Actual results could differ materially from those discussed in forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which reflect management’s opinions only as of the date hereof. Consensus undertakes no obligation to revise or publicly release the results of any revision to these forward-looking statements. Readers should carefully review the risk factors described in this document and in the other documents incorporated by reference herein, including our Registration Statement on Form 10 filed with the Securities Exchange Commission on September 21, 2021, as amended, for the six months ended June 30, 2021 as well as other documents we file from time to time with the Securities and Exchange Commission, including the Quarterly Reports on Form 10-Q and any Current Reports on Form 8-K filed or to be filed by us in 2021. Interest Rate Risk Our cash and cash equivalents are not subject to significant interest rate risk due to the short maturities of these instruments. As of September 30, 2021, the carrying value of our cash and cash equivalents approximated fair value. Our return on these investments is subject to interest rate fluctuations. As of September 30, 2021 and December 31, 2020, we had cash and cash equivalent investments primarily in money market funds with maturities of 90 days or less of $297.8 million and $128.2 million, respectively. We do not have interest rate risk on our outstanding long-term debt as these arrangements have fixed interest rates. We cannot ensure that future interest rate movements will not have a material adverse effect on our future business, prospects, financial condition, operating results and cash flows. To date, we have not entered into interest rate hedging transactions" 999756db-e02f-430e-9150-c39503e6efb5,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2293.8232,0001564590-17-021180,10-Q,quantitative_disclosures,0001005284,OLED,UNIVERSAL DISPLAY CORP,2017-11-02,october,155,1068,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK We do not utilize financial instruments for trading purposes and hold no derivative financial instruments, other financial instruments or derivative commodity instruments that could expose us to significant market risk other than our investments disclosed in “Fair Value Measurements” in Note 5 to the Consolidated Financial Statements included herein. We generally invest in investment grade financial instruments to reduce our exposure related to investments. Our primary market risk exposure with regard to such financial instruments is to changes in interest rates, which would impact interest income earned on investments. However, based upon the conservative nature of our investment portfolio and current experience, we do not believe a decrease in investment yields would have a material negative effect on our interest income. Substantially all our revenue is derived from outside of North America. All revenue is primarily denominated in U.S. dollars and therefore we bear no significant foreign exchange risk." 9e076a6d-dfa7-42c0-89f3-30302a87162e,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2104.5244,0001558370-17-008049,10-Q,quantitative_disclosures,0001370450,WLDN,WILLDAN GROUP,2017-11-03,october,407,2460,True,1.0,"and Qualitative Disclosures About Market Risk Market risk is the risk of loss to future earnings, to fair values or to future cash flows that may result from changes in the price of a financial instrument. The value of a financial instrument may change as a result of changes in interest rates, exchange rates, commodity prices, equity prices and other market changes. Market risk is attributed to all market risk sensitive financial instruments, including long-term debt. As of September 29, 2017, we had cash and cash equivalents of $5.6 million. This amount represents cash on hand in business checking accounts with BMO. We do not engage in trading activities and do not participate in foreign currency transactions or utilize derivative financial instruments. We are subject to interest rate risk in connection with borrowings under our revolving line of credit which bears interest at variable rates. At September 29, 2017, we had $1.5 million of borrowings outstanding under our $35.0 million revolving credit facility and $2.6 million in letters of credit were issued with $30.9 million available for borrowing after considering the credit agreement’s debt covenants. Borrowings under the Credit Agreement bear interest at a rate equal to either, at our option, (i) the highest of the prime rate, the Federal Funds Rate plus 0.5% or one-month LIBOR plus 1% (the “Base Rate”) or (ii) LIBOR, in each case plus an applicable margin ranging from 0.25% to 1.00% with respect to Base Rate borrowings and 1.25% to 2.00% with respect to LIBOR borrowings, and mature on January 20, 2020. The applicable margin will be based upon our consolidated leverage ratio. We will also be required to pay a commitment fee for the unused portion of the revolving line of credit, which will range from 0.20% to 0.35% per annum, and fees on any letters of credit drawn under the facility, which will range from 0.94% to 1.50%, in each case, depending on our consolidated leverage ratio. Our borrowings under the" 9ecf6493-4d88-4f85-88cc-4cf4c0ac5b2e,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2039.9439,0001104659-13-040194,10-Q,quantitative_disclosures,0000793733,SKYW,SKYWEST,2013-05-10,october,533,3388,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK Aircraft Fuel In the past, we have not experienced difficulties with fuel availability and we currently expect to be able to obtain fuel at prevailing prices in quantities sufficient to meet our future needs. Pursuant to our contract flying arrangements, United, Delta, Alaska, American and US Airways have agreed to bear the economic risk of fuel price fluctuations on our contracted flights. We bear the economic risk of fuel price fluctuations on our pro-rate operations. For the three months ended March 31, 2013, approximately 3% of our ASMs were flown under pro-rate arrangements. The average price per pro-rate gallon of aircraft fuel was $3.61 for the three months ended March 31, 2013. The price per pro-rate gallon of aircraft fuel was also $3.61 for the three months ended March 31, 2012. For illustrative purposes only, we have estimated the impact of the market risk of fuel on our pro-rate operations using a hypothetical increase of 25% in the price per gallon we purchase. Based on this hypothetical assumption, we would have incurred an additional $6.2 million in fuel expense for the three months ended March 31, 2013. Interest Rates Our earnings are affected by changes in interest rates due to the amounts of variable rate long-term debt and the amount of cash and securities held. The interest rates applicable to variable rate notes may rise and increase the amount of interest expense. We would also receive higher amounts of interest income on cash and securities held at the time; however, the market value of our available-for-sale securities would likely decline. At March 31, 2013, we had variable rate notes representing 31.5% of our total long-term debt compared to 31.7% of our long-term debt at December 31, 2012. For illustrative purposes only, we have estimated the impact of market risk using a hypothetical increase in interest rates of one percentage point for both variable rate long-term debt and cash and secur" a50bf7e9-ee44-44c4-955e-6bcbe3634ce7,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2093.9392,0001100682-22-000028,10-Q,unregistered_sales,0001100682,CRL,Charles River Laboratories,2022-08-03,october,382,2589,True,1.0,"Sales of Equity Securities and Use of Proceeds The following table provides information relating to the purchases of shares of our common stock during the three months ended June 25, 2022. Total Numberof SharesPurchased AveragePrice Paidper Share Total Number ofShares Purchasedas Part of PubliclyAnnounced Plansor Programs Approximate DollarValue of SharesThat May Yet BePurchased Underthe Plans or Programs (in thousands) March 27, 2022 to April 23, 2022 — $ — — $ 129,105 April 24, 2022 to May 21, 2022 20 245.91 — 129,105 May 22, 2022 to June 25, 2022 18,250 244.38 — 129,105 Total 18,270 — Our Board of Directors have authorized up to an aggregate amount of $1.3 billion for our stock repurchase program. During the three months ended June 25, 2022, we did not repurchase any shares of common stock under our stock repurchase program or in open market trading. As of June 25, 2022, we had $129.1 million remaining on the authorized stock repurchase program. Additionally, our stock-based compensation plans permit the netting of common stock upon vesting of restricted stock, restricted stock units, and performance share units in order to satisfy individual statutory tax withholding requirements. 37 CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Item 6. Exhibits (a) Exhibits Description of Exhibits 31.1+ Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer 31.2+ Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer 32.1+ Certification of the Principal Executive Officer and the Principal Financial Officer required by Rule 13a-14(a) of 15d-14(a) of the Exchange Act 101.INS eXtensible Business Reporting Language (XBRL) Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Calculation Linkbase Document 101.DEF XBRL Taxonomy Definition Linkbase Document 101.LAB XBRL Taxonomy Label Linkbase D" aa16c35c-a90d-43dd-85d5-36f4dabf2571,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2024.3739,0000746515-14-000027,10-Q,quantitative_disclosures,0000746515,EXPD,Expeditors International,2014-08-07,october,580,3671,True,1.0,"and Qualitative Disclosures About Market Risk The Company is exposed to market risks in the ordinary course of its business. These risks are primarily related to foreign exchange risk and changes in short-term interest rates. The potential impact of the Company’s exposure to these risks is presented below: Foreign Exchange Risk The Company conducts business in many different countries and currencies. The Company’s business often results in billings issued in a country and currency which differs from that where the expenses related to the service are incurred. In the ordinary course of business, the Company creates numerous intercompany transactions and may have receivables, payables and currencies that are not denominated in the local functional currency. This brings foreign exchange risk to the Company’s earnings. The principal foreign exchange risks to which the Company is exposed are in Chinese Yuan, Euro, Mexican Peso and Canadian Dollar. Foreign exchange rate sensitivity analysis can be quantified by estimating the impact on the Company’s earnings as a result of hypothetical changes in the value of the U.S. dollar, the Company’s functional currency, relative to the other currencies in which the Company transacts business. All other things being equal, an average 10% weakening of the U.S. dollar, throughout the six months ended June 30, 2014 , would have had the effect of raising operating income approximately $19 million. An average 10% strengthening of the U.S. dollar, for the same period, would have the effect of reducing operating income approximately $15 million. This analysis does not take into account changes in shipping patterns based upon this hypothetical currency fluctuation. For example, a weakening in the U.S. dollar would be expected to increase exports from the United States and decrease imports into the United States over some relevant period of time, but the exact effect of this change cannot be quantified without making speculative assumptions." b0a11d62-ed42-4369-ab06-ea8c00a2e436,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2072.0772,0001043277-19-000033,10-Q,unregistered_sales,0001043277,CHRW,C.H. Robinson,2019-08-08,october,446,2882,True,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The following table provides information about purchases by the company during the quarter ended June 30, 2019 , of shares of the company's common stock. Total Numberof Shares(or Units)Purchased(a) Average PricePaid PerShare(or Unit) Total Number ofShares (or Units)Purchased as Part ofPublicly AnnouncedPlans or Programs(b) Maximum Number ofShares (or Units)That May Yet BePurchased Under thePlans or Programs(b) April 2019 338,284 $ 88.72 336,054 12,602,992 May 2019 511,806 81.52 508,351 12,094,641 June 2019 471,619 82.19 469,656 11,624,985 Second Quarter 2019 1,321,709 $ 83.60 1,314,061 11,624,985 (a) The total number of shares purchased includes: (i) 1,314,061 shares of common stock purchased under the authorization described below; and (ii) 7,648 shares of common stock surrendered to satisfy minimum statutory tax obligations under our stock incentive plans. (b) In May 2018, the Board of Directors increased the number of shares authorized for repurchase by 15,000,000 shares. As of June 30, 2019 , there were 11,624,985 shares remaining for future repurchases. Purchases can be made in the open market or in privately negotiated transactions, including Rule 10b5-1 plans and accelerated repurchase programs. ITEM 3. DEFAULTS ON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. 30 Table of Contents ITEM 5. OTHER INFORMATION None. ITEM 6. EXHIBITS Exhibits filed with, or incorporated by reference into, this report: 10.1 Amended and Restated C.H. Robinson Worldwide, Inc. 2013 Equity Incentive Plan (incorporated by reference to Appendix A to the Proxy Statement on Form DEF14A filed on March 29, 2019, on file no. 000-23189) 31.1 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of the Interim Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification of the Chief Executive Officer pursuant to Sec" b6ba7468-1fc2-4f7e-948f-c49147288dfb,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1951.1897,0000074303-18-000059,10-Q,quantitative_disclosures,0000074303,OLN,OLIN CORP,2018-10-30,october,851,5445,True,1.0,"and Qualitative Disclosures about Market Risk. We are exposed to market risk in the normal course of our business operations due to our purchases of certain commodities, our ongoing investing and financing activities and our operations that use foreign currencies. The risk of loss can be assessed from the perspective of adverse changes in fair values, cash flows and future earnings. We have established policies and procedures governing our management of market risks and the use of financial instruments to manage exposure to such risks. Energy costs, including electricity and natural gas, and certain raw materials used in our production processes are subject to price volatility. Depending on market conditions, we may enter into futures contracts, forward contracts, commodity swaps and put and call option contracts in order to reduce the impact of commodity price fluctuations. As of September 30, 2018 , we maintained open positions on commodity contracts with a notional value totaling $122.8 million ( $92.8 million at December 31, 2017 and $88.5 million at September 30, 2017 ). Assuming a hypothetical 10% increase in commodity prices which are currently hedged, as of September 30, 2018 , we would experience a $12.3 million ( $9.3 million at December 31, 2017 and $8.9 million at September 30, 2017 ) increase in our cost of inventory purchased, which would be substantially offset by a corresponding increase in the value of related hedging instruments. We transact business in various foreign currencies other than the USD which exposes us to movements in exchange rates which may impact revenue and expenses, assets and liabilities and cash flows. Our significant foreign currency exposure is denominated with European currencies, primarily the Euro, although exposures also exist in other currencies of Asia Pacific, Latin America, Middle East and Africa. For all derivative positions, we evaluated the effects of a 10% shift in exchange rates between those currencies and the US" bf7c90f4-4992-4b43-8e20-76fa5dcaec6f,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,2162.2575,0000832101-15-000031,10-Q,quantitative_disclosures,0000832101,IEX,IDEX Corporation,2015-07-27,october,290,1878,True,1.0,"and Qualitative Disclosures About Market Risk. The Company is subject to market risk associated with changes in foreign currency exchange rates and interest rates. The Company may, from time to time, enter into foreign currency forward contracts and interest rate swaps on its debt when it believes there is a financial advantage in doing so. A treasury risk management policy, adopted by the Board of Directors, provides for procedures and controls over derivative financial and commodity instruments, including foreign currency forward contracts and interest rate swaps. Under the policy, the Company does not use derivative financial or commodity instruments for trading purposes, and the use of these instruments is subject to strict approvals by senior officers. Typically, the use of derivative instruments is limited to foreign currency forward contracts and interest rate swaps on the Company’s outstanding long-term debt. The Company’s foreign currency exchange rate risk is limited principally to the Euro, British Pound, Canadian Dollar, Japanese Yen, Indian Rupee and Chinese Renminbi. The Company manages its foreign exchange risk principally through invoicing customers in the same currency as the source of products. The effect of transaction gains and losses is reported within other (income) expense -net on the Consolidated Statements of Operations. The Company’s interest rate exposure is primarily related to the $875.2 million of total debt outstanding at June 30, 2015 . Approximately 26% of the debt, representing the amount drawn on the Revolving Facility at June 30, 2015 , is priced at interest rates that float with the market. A 50 basis point movement in the interest rate on the floating rate debt would result in an approximate $1.1 million annualized increase or decrease in interest expense and cash flows. The remaining debt is fixed rate debt." d0b331b2-3f6f-4c83-9037-2b3f19fbeca7,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1892.2811,0001558370-22-017085,10-Q,quantitative_disclosures,0001746109,BFC,BANK FIRST CORP,2022-11-09,october,1165,7646,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK Market risk is the risk of loss from adverse changes in market prices and rates. Our market risk arises primarily from interest rate risk inherent in its lending, investment and deposit-taking activities. To that end, management actively monitors and manages its interest rate risk exposure. Our profitability is affected by fluctuations in interest rates. A sudden and substantial change in interest rates may adversely impact our earnings to the extent that the interest rates borne by assets and liabilities do not change at the same speed, to the same extent or on the same basis. We monitor the impact of changes in interest rates on its net interest income using several tools. Our primary objective in managing interest rate risk is to minimize the adverse impact of changes in interest rates on our net interest income and capital, while configuring our asset-liability structure to obtain the maximum yield-cost spread on that structure. We rely primarily on our asset-liability structure to control interest rate risk. Interest Rate Sensitivity. Interest rate risk is the risk to earnings and value arising from changes in market interest rates. Interest rate risk arises from timing differences in the repricings and maturities of interest-earning assets and interest-bearing liabilities (repricing risk), changes in the expected maturities of assets and liabilities arising from embedded options, such as borrowers’ ability to prepay home mortgage loans at any time and depositors’ ability to redeem certificates of deposit before maturity (option risk), changes in the shape of the yield curve where interest rates increase or decrease in a nonparallel fashion (yield curve risk), and changes in spread relationships between different yield curves, such as U.S. Treasuries and LIBOR (basis risk). An asset sensitive position refers to a balance sheet position in which an increase in short-term interest rates is expected to generate higher " d76dc8d7-b775-4493-a29b-cb7354e3eb88,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1878.5296,0001193125-14-286961,10-Q,legal_proceedings,0000004962,AXP,American Express,2014-07-30,october,1266,8302,True,1.0,"PROCEEDINGS We and our subsidiaries are involved in a number of legal and arbitration proceedings, including class actions, arising out of the conduct of our respective business activities. We believe we have meritorious defenses to each of these actions and intend to defend them vigorously. In the course of our business, we and our subsidiaries are also subject to governmental examinations, information gathering requests, subpoenas, inquiries and investigations. We believe we are not a party to, nor are any of our properties the subject of, any pending legal, arbitration, regulatory or investigative proceedings that would have a material adverse effect on our consolidated financial condition or liquidity. However, it is possible that the outcome of any such proceeding could have a material impact on results of operations in any particular reporting period as the proceedings are resolved. Certain legal proceedings involving us or our subsidiaries are further described in this section and others, for which there have been no subsequent material developments since the filing of our Annual Report on Form 10-K for the year ended December 31, 2013, are described in such report. For those legal proceedings and governmental examinations described in this section and in our Annual Report on Form 10-K for the year ended December 31, 2013, where a loss is reasonably possible in future periods, whether in excess of a related accrued liability or where there is no accrued liability, and for which we are able to estimate a range of possible loss, the current estimated range is zero to $360 million in excess of the accrued liability (if any) related to those matters. This aggregate range represents management’s estimate of possible loss with respect to these matters and is based on currently available information. This estimated range of possible loss does not represent our maximum loss exposure. The legal proceedings and governmental examinations underlying the estimated range" e38a90d1-5f36-4768-99ce-1b036cc02540,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1957.4627,0000854775-25-000013,10-Q,risk_factors,0000854775,DGII,DIGI INTERNATIONAL,2025-05-07,october,786,5258,True,1.0,"FACTORS Except as set forth below, there have been no material changes in our risk factors from those previously disclosed in Item 1A of Part I of our Annual Report on Form 10-K for the year ended September 30, 2024. Our dependence on new product development, rapid technological change, competitors’ product introductions and enhancements, and regulatory changes make us susceptible to potential fluctuations in demand or loss of market share for our products. Our industry is characterized by rapidly changing technologies, evolving industry standards, frequent new product introductions, short product life cycles in certain instances and rapidly changing customer requirements. One example of new technology that could impact the markets in which we sell products and customer requirements could be the introduction of artificial intelligence features into products or solutions offerings. The introduction of products and enhancements embodying new technologies, whether via competitors’ products or just changes in markets where we sell products because of other changes in technology more generally, can disrupt one or more markets in which we compete. In addition, the emergence of new or changed industry standards or regulations impacting our industry can also cause demand for our products to fluctuate or render our products obsolete or unmarketable. Our future success will depend on our ability to enhance our existing products, to introduce new products to meet changing customer requirements and emerging technologies as well as potential regulatory changes, and to demonstrate the performance advantages and cost-effectiveness of our products over competing products. This could be impacted not only by the features we offer in our products, but also by our ability to operate efficiently relative to those with whom we compete. For instance, if competitors with more resources than us are able to deploy efficiency enhancements into their operations more quickly than us (whether " fe8c1de3-910f-4a8f-8b9d-01036e9eda95,holdout,True,zero,10-Q other|october|shown>=0.9|gate=pass,1996.4663,0001104659-11-037615,10-Q,quantitative_disclosures,0000764478,BBY,Best Buy,2011-07-01,october,669,4252,True,1.0,"AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK In addition to the risks inherent in our operations, we are exposed to certain market risks, including adverse changes in foreign currency exchange rates and interest rates. Foreign Currency Exchange Rate Risk We have market risk arising from changes in foreign currency exchange rates related to our International segment operations. On a limited basis, we utilize foreign exchange forward contracts to manage foreign currency exposure to certain forecasted inventory purchases, revenue streams and recognized receivable and payable balances. Our primary objective in holding derivatives is to reduce the volatility of net earnings and cash flows associated with changes in foreign currency exchange rates. Our foreign currency risk management strategy includes cash flow hedges as well as derivatives that are not designated as hedging instruments. The contracts have terms of up to three years. The aggregate notional amount and fair value recorded on our condensed consolidated balance sheets related to our foreign exchange forward and swap contracts outstanding was $416 million and $11 million, respectively, at May 28, 2011. The amount recorded in our consolidated statement of earnings related to all contracts settled and outstanding was a gain of $3 million in the first quarter of fiscal 2011. See Note 7, Derivative Instruments , of Notes to Condensed Consolidated Financial Statements included in this Quarterly Report on Form 10-Q for additional information regarding our derivative instruments. The overall weakness of the U.S. dollar compared to the Canadian dollar, British Pound and Chinese Yuan since the end of the first quarter of fiscal 2011 has had a positive overall impact on our revenue and net earnings as the foreign denominations translated into more U.S. dollars. It is not possible to determine the exact impact of foreign currency exchange rate fluctuations; however, the effect on reported revenue and net earnings c" 066cacb8-e4a9-45ab-8546-344859c83888,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4128.0232,0001902733-24-000188,10-Q,unregistered_sales,0001902733,NCNO,NCINO,2024-12-04,october,460,3000,False,1.0,"Sales of Equity Securities and Use of Proceeds None. 39 Table of Contents Item 3. Defaults Upon Senior Securities Not applicable. Item 4. Mine Safety Disclosures Not applicable. Item 5. Other Information Securities Trading Plans of Directors and Executive Officers During the three months ended October 31, 2024, none of our officers or directors, as defined in Rule 16a-1(f), adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408. 40 Table of Contents Item 6. Exhibits EXHIBIT INDEX Incorporated by Reference ExhibitNumber Description of Exhibit Form File No. Exhibit Filing Date Filed Herewith 3.1 Second Amended and Restated Certificate of Incorporation 8-K 001-41211 3.1 June 24, 2024 3.2 Amended and Restated Bylaws 8-K 001-41211 3.1 November 29, 2022 10.1 Credit Agreement by and among nCino, Inc., nCino OpCo, Inc., certain subsidiaries of nCino, Inc. as guarantors and Bank of America, N.A., dated October 28, 2024 8-K 001-41211 10.1 October 30, 2024 31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 32.1* Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 32.2* Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 101.INS XBRL Instance Document X 101.SCH XBRL Taxonomy Extension Schema Document X 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF XBRL Taxonomy Extension Definition Linkbase Document X 10" 0d408c68-1c7c-48f3-b646-a59e35c64099,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4427.7421,0001140361-10-042408,10-Q,controls_and_procedures,0001227654,CMP,COMPASS MINERALS INTERNATIONAL,2010-10-27,october,225,1493,False,1.0,"and Procedures Evaluation of Disclosure Controls and Procedures – As of the end of the period covered by this report, an evaluation of the effectiveness of the design and operation of the Company’s disclosure controls and procedures (as defined in Rule 13a-15(e) under the Exchange Act) was performed under the supervision and with the participation of the Company’s management, including the CEO and CFO. Based on that evaluation, the Company’s CEO and CFO concluded that the Company’s disclosure controls and procedures were effective as of September 30, 2010 to ensure that information required to be disclosed in the reports it files and submits under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the time periods specified in the SEC's rules and forms. For this purpose, disclosure controls and procedures include controls and procedures designed to ensure that information that is required to be disclosed under the Exchange Act is accumulated and communicated to the Company's management, including the CEO and CFO, as appropriate to allow timely decisions regarding required disclosure. Changes in Internal Control Over Financial Reporting - There has been no change in the Company’s internal control over financial reporting during the most recently completed fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting. PART II. OTHER INFORMATION" 23538e02-b74c-4162-b5ea-c2d91f96bfd8,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4638.8813,0001104659-25-105582,10-Q,controls_and_procedures,0001806837,VERX,VERTEX CLASS A,2025-11-03,october,139,964,False,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures Our management, with the participation of our principal executive officer and principal financial officer, evaluated the effectiveness of our disclosure controls and procedures as defined in Rule 13a-15(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Based on the evaluation of our disclosure controls and procedures, our principal executive officer and principal financial officer concluded that, as of September 30, 2025, our disclosure controls and procedures were effective at a reasonable assurance level. Changes in Internal Control over Financial Reporting There were no changes in our internal control over financial reporting during the period covered by this Quarterly Report on Form 10-Q that materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. ​ ​ 59 Table of Contents PART II---OTHER INFORMATION" 2f44c169-adb7-41d1-a1f6-e540be028e3b,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4227.1088,0001104659-26-058511,10-Q,unregistered_sales,0001754226,OBT,ORANGE COUNTY BANCORP INC,2026-05-11,october,385,2356,False,1.0,"Sales of Equity Securities and Use of Proceeds Not applicable. 48 Table of Contents Item 3. Defaults Upon Senior Securities Not applicable. Item 4. Mine Safety Disclosures Not applicable. Item 5. Other Information During the first quarter of 2026 none of our directors or officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 -1(c) or any “ non-Rule 10b5 -1 trading arrangement,” as that term is used in SEC regulations. ​ Item 6. Exhibits See Exhibit Index. EXHIBIT INDEX ​ ​ ​ ExhibitNo. ​ ​ ​ Description 31.1† ​ Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2† ​ Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1† ​ Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2† ​ Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS† ​ XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH† ​ XBRL Taxonomy Extension Schema Document 101.CAL† ​ XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF† ​ XBRL Taxonomy Extension Definition Linkbase Document 101.LAB† ​ XBRL Taxonomy Extension Label Linkbase Document 101.PRE† ​ XBRL Taxonomy Extension Presentation Linkbase Document 104† ​ Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) † Filed herewith. ​ 49 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, duly authorized. Date: May 11, 2026 ​ ​ ​ ​" 41d03388-47c3-42b8-8367-820f921567fd,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4712.0572,0001193125-26-174195,10-Q,controls_and_procedures,0001472787,FAF,FIRST AMERICAN FINANCIAL CORP,2026-04-24,october,124,836,False,1.0,"and Procedures. Evaluation of Disclosure Controls and Procedures The Company’s chief executive officer and chief financial officer have concluded that, as of March 31, 2026, the end of the quarterly period covered by this Quarterly Report on Form 10-Q, the Company’s disclosure controls and procedures, as defined in Rule 13a-15(e) of the Securities Exchange Act of 1934, as amended, were effective, based on the evaluation of these controls and procedures required by Rule 13a-15(b) thereunder. Changes in Internal Control Over Financial Reporting There was no change in the Company’s internal control over financial reporting during the quarter ended March 31, 2026, that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting. 39 PART II: OTHER INFORMATION" 562b2b0e-f304-48c4-b9e3-8f0ef2b07392,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,5349.4907,0001810806-22-000018,10-Q,quantitative_disclosures,0001810806,U,UNITY SOFTWARE,2022-05-10,october,50,285,False,1.0,"and Qualitative Disclosures About Market Risk Our assessment of our exposures to market risk has not changed materially since the presentation set forth in Part II, Item 7A of our Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on February 22, 2022." 56b2eca2-2732-4301-b9ef-79980d6d4390,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4405.8589,0001000694-23-000040,10-Q,controls_and_procedures,0001000694,NVAX,NOVAVAX,2023-05-09,october,225,1566,False,1.0,"and Procedures Evaluation of Disclosure Controls and Procedures Our management, with the assistance of our chief executive officer and chief financial officer, has reviewed and evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended) as of March 31, 2023. Management recognizes that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving their objectives and management necessarily applies its judgment in evaluating the cost-benefit relationship of possible controls and procedures. Our disclosure controls and procedures are designed to provide reasonable assurance of achieving such control objectives. Based on the evaluation of our disclosure controls and procedures as of March 31, 2023, our chief executive officer and chief financial officer concluded that, as of such date, our disclosure controls and procedures were effective at the reasonable assurance level. Changes in Internal Control over Financial Reporting Our management, including our chief executive officer and chief financial officer, have evaluated changes in our internal control over financial reporting that occurred during the quarter ended March 31, 2023, and have concluded that there have been no changes in our internal control over financial reporting that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. PART II. OTHER INFORMATION" 6a4230f6-0eac-4f94-843c-72a8ade28e18,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,5473.4901,0001070412-15-000034,10-Q,legal_proceedings,0001070412,CNX,CNX RESOURCES,2015-11-03,october,35,238,False,1.0,"PROCEEDINGS The first through the ninth paragraphs of Note 12—Commitments and Contingent Liabilites in the Notes to the Unaudited Consolidated Financial Statements included in Item 1 of this Form 10-Q are incorporated herein by reference." 6c256204-482c-4e56-b83b-2e08d191875d,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4523.5575,0001213900-20-020651,10-Q,controls_and_procedures,0001029199,EEFT,EURONET WORLDWIDE INC,2020-08-06,october,180,1218,False,1.0,"AND PROCEDURES Our executive management, including our Chief Executive Officer and Chief Financial Officer, evaluated the effectiveness of the design and operation of our disclosure controls and procedures pursuant to Rule 13a-15(b) under the Exchange Act as of June 30, 2020 . Based on this evaluation, our Chief Executive Officer and Chief Financial Officer have concluded that the design and operation of these disclosure controls and procedures were effective as of such date to provide reasonable assurance that information required to be disclosed in our reports under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the rules and forms of the SEC, and that such information is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosures. Change in Internal Controls There has been no change in our internal control over financial reporting during the second quarter of 2020 that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting. PART II—OTHER INFORMATION" 72c6f0b8-3e64-45f8-be45-9fb4ca9f399f,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4659.3075,0001795250-23-000007,10-Q,controls_and_procedures,0001795250,SPHR,SPHERE ENTERTAINMENT CLASS A,2023-02-09,october,135,926,False,1.0,"and Procedures Our management, with the participation of our Chief Executive Officer and Chief Financial Officer, evaluated the effectiveness of the design and operation of our disclosure controls and procedures as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act. Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that the Company's disclosure controls and procedures were effective as of December 31, 2022. Changes in Internal Control over Financial Reporting There were no changes in the Company’s internal control over financial reporting (as such term is defined in Rules 13a-15(f) and 15d-15(f) under the Securities Exchange Act of 1934) during the fiscal quarter ended December 31, 2022, that have materially affected, or are reasonably likely to materially affect, the Company’s internal control over financial reporting. 62 PART II—OTHER INFORMATION" 78d9bdc6-5aec-4095-b436-8778cef4ec3d,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4943.2322,0000784199-25-000074,10-Q,quantitative_disclosures,0000784199,AORT,ARTIVION,2025-05-06,october,88,548,False,1.0,"and Qualitative Disclosures About Market Risk. We are exposed to a variety of market risks, including the effects of changes in interest rates (including credit spreads) and foreign currency exchange rates. We manage our exposure to these market risks through our regular operating and financing activities. As of March 31, 2025 there has been no material change in the information reported under Part II, Item 7A – “Quantitative and Qualitative Disclosures About Market Risk” in our Annual Report on Form 10-K for the year ended December 31, 2024." 88e9ef04-f4b4-48e0-a72f-d7a88617a608,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4705.2467,0001691303-21-000017,10-Q,legal_proceedings,0001691303,HCC,WARRIOR MET COAL INC,2021-05-05,october,142,847,False,1.0,"Proceedings. See Note 10 of the “Notes to Condensed Financial Statements” in this Form 10-Q for a description of current legal proceedings, which is incorporated by reference in this Part II, Item 1. We and our subsidiaries are parties to a number of other lawsuits arising in the ordinary course of our business. We record costs relating to these matters when a loss is probable and the amount can be reasonably estimated. The effect of the outcome of these matters on our future results of operations cannot be predicted with certainty as any such effect depends on future results of operations and the amount and timing of the resolution of such matters. While the results of litigation cannot be predicted with certainty, we believe that the final outcome of such litigation will not have a material adverse effect on our financial statements." 8b354393-d5fc-40c1-a476-b35db361cc46,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4142.6176,0000779152-22-000015,10-Q,unregistered_sales,0000779152,JKHY,Jack Henry & Associates,2022-02-09,october,443,2893,False,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Issuer Purchases of Equity Securities The following shares of the Company were repurchased during the fiscal quarter ended December 31, 2021: Total Number of Shares Purchased Average Price of Share Total Number of Shares Purchased as Part of Publicly Announced Plans Maximum Number of Shares that May Yet Be Purchased Under the Plans(1) October 1 - October 31, 2021 — $ — — 5,197,713 November 1 - November 30, 2021 800,000 154.44 800,000 4,397,713 December 1 - December 31, 2021 450,000 156.37 450,000 3,947,713 Total 1,250,000 155.13 1,250,000 3,947,713 (1) Total stock repurchase authorizations approved by the Company's Board of Directors as of May 17, 2021 were for 35 million shares. The Company has repurchased 31,042,903 shares under these authorizations. The authorizations have no specific dollar or share price targets and no expiration dates. 30 Table of Contents ITEM 6. EXHIBITS 31.1 Certification of the Chief Executive Officer. 31.2 Certification of the Chief Financial Officer. 32.1 Certification of the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350. 32.2 Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350. 101.INS* XBRL Instance Document- the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document 101.SCH* XBRL Taxonomy Extension Schema Document 101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* XBRL Taxonomy Extension Label Linkbase Document 101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document 104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) * Furnished with this quarterly report on Form 10-Q are the following documents formatted in XBRL (Extensible Business Reporting Language): (i) the Condensed Consolidated Balance Sheets at December 31, 2021, and June 30, 2021, (ii) the " 8b864beb-7dae-45b7-9494-203add57591d,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4949.5619,0001437749-24-034187,10-Q,risk_factors,0001499422,RBB,RBB BANCORP,2024-11-08,october,86,542,False,1.0,"FACTORS There have been no material changes to the risk factors previously disclosed in Part I, Item 1A. ""Risk Factors"" of our 2023 Annual Report. The materiality of any risks and uncertainties identified in our Forward Looking Statements contained in this Report or those that are presently unforeseen could result in significant adverse effects on our financial condition, results of operations and cash flows. See Part I, Item 2 for “ Management’s Discussion and Analysis of Financial Condition and Results of Operations ” in this Report." a3a31b7e-3566-4526-86ef-4c7f9536f783,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4991.7643,0001123360-21-000032,10-Q,legal_proceedings,0001123360,GPN,Global Payments,2021-11-02,october,77,504,False,1.0,"We are party to a number of claims and lawsuits incidental to our business. In our opinion, the liabilities, if any, which may ultimately result from the outcome of such matters, individually or in the aggregate, are not expected to have a material adverse effect on our financial position, liquidity, results of operations or cash flows. See ""Note 14—Commitments and Contingencies"" in the notes to the accompanying unaudited consolidated financial statements for information about certain legal matters." a582c952-d8d5-47ad-916b-090e604b6d8b,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4354.4896,0001495240-22-000009,10-Q,controls_and_procedures,0001495240,LAND,GLADSTONE LAND REIT,2022-05-10,october,255,1755,False,1.0,"AND PROCEDURES Evaluation of Disclosure Controls and Procedures As of March 31, 2022, our management, including our chief executive officer and chief financial officer, evaluated the effectiveness of the design and operation of our disclosure controls and procedures. Based on that evaluation, the chief executive officer and chief financial officer concluded that our disclosure controls and procedures were effective as of March 31, 2022, in providing a reasonable level of assurance that information we are required to disclose in reports that we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in applicable SEC rules and forms, including providing a reasonable level of assurance that information required to be disclosed by us in such reports is accumulated and communicated to our management, including our chief executive officer and our chief financial officer, as appropriate to allow timely decisions regarding required disclosure. However, in evaluating the disclosure controls and procedures, management recognized that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of necessarily achieving the desired control objectives, and management was required to apply its judgment in evaluating the cost-benefit relationship of possible controls and procedures. Changes in Internal Control over Financial Reporting There were no changes in our internal control over financial reporting that occurred during the quarter ended March 31, 2022, that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. 45 Table of Contents PART II – OTHER INFORMATION" ac52c241-98dd-4876-9133-af417c4f2aba,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4078.9654,0001104659-12-029417,10-Q,unregistered_sales,0000776867,WTM,WHITE MOUNTAINS INSURANCE GROUP,2012-04-27,october,533,3396,False,1.0,"Purchases of Equity Securities. Months Total Number ofShares Purchased Average PricePaid per Share Total Number ofShares Purchasedas Part of PubliclyAnnounced Plan (1) Maximum Numberof Shares that MayYet Be PurchasedUnder the Plan (1) January 1 - 31, 2012 44,299 $ 451.80 41,961 146,336 February 1 - 29, 2012 115,891 $ 493.29 115,668 30,668 March 1- 31, 2012 816,829 (2) $ 500.00 — 30,668 Total 977,019 $ 497.02 157,629 30,668 (1) On November 17, 2006, White Mountains’ board of directors authorized the Company to repurchase up to 1 million of its common shares, from time to time, subject to market conditions. On August 26, 2010, White Mountains’ board of directors authorized the Company to repurchase up to an additional 600,000 common shares, for a total authorization of 1.6 million shares. Shares may be repurchased on the open market or through privately negotiated transactions. The repurchase authorization does not have a stated expiration. As of April 26, 2012, the Company had 30,668 shares remaining under its share repurchase authorization. (2) On March 28, 2012, White Mountains completed a fixed price, self-tender offer and repurchased 816,829 of its common shares at $500 per share, for a total cost of $409 million, including fees and expenses related to the tender offer. This tender offer was authorized by White Mountains’ board of directors in February 2012 and does not impact the previously announced repurchase authorization referred to above. Item 3. Defaults Upon Senior Securities . None. Item 4. Mine Safety Disclosures None. Item 5. Other Information . None. Item 6. Exhibits . (a) Exhibits 11 - Statement Re Computation of Per Share Earnings ** 31.1 - Principal Executive Officer Certification Pursuant to Rule 13a-14 (a) of the Securities Exchange Act of 1934, as Amended. * 31.2 - Principal Financial Officer Certification Pursuant to Rule 13a-14 (a) of the Securities Exchange Act of 1934, as Amended. * 32.1 - Principal Executive Officer Certifi" ad499073-a486-4334-90df-f206d2175ef3,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,5127.7751,0001564590-18-012447,10-Q,quantitative_disclosures,0001724521,RCUS,ARCUS BIOSCIENCES,2018-05-09,october,60,402,False,1.0,"and Qualitative Disclosures About Market Risk. The market risk inherent in our financial instruments and in our financial position represents the potential loss arising from adverse changes in interest rates or exchange rates. We do not believe that inflation, interest rate changes, or exchange rate fluctuations had a significant impact on our results of operations for any periods presented herein." b299dd28-6393-41b8-b836-ef94065d01cc,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4203.3422,0001185185-19-000698,10-Q,controls_and_procedures,0001236275,QXO,QXO,2019-05-13,october,372,2494,False,1.0,"and Procedures (a) Evaluation of Disclosure and Control Procedures We maintain “disclosure controls and procedures,” as such term is defined in Rule 13a-15(e) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). In designing and evaluating our disclosure controls and procedures, our management recognized that disclosure controls and procedures, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of disclosure controls and procedures are met. Additionally, in designing disclosure controls and procedures, our management necessarily was required to apply its judgment in evaluating the cost-benefit relationship of possible disclosure controls and procedures. The design of any disclosure controls and procedures also is based in part upon certain assumptions about the likelihood of future events, and there can be no assurance that any design will succeed in achieving its stated goals under all potential future conditions. As of the end of the period covered by this Quarterly Report on Form 10-Q, we carried out an evaluation, under the supervision and with the participation of our management, including our Chief Executive Officer and our Chief Financial Officer, of the effectiveness of our disclosure controls and procedures as defined in Rule 13a-15(e) and 15d-15(e) of the Exchange Act. Based on the controls evaluation, our Chief Executive Officer and Chief Financial Officer concluded that as of the date of their evaluation, our disclosure controls and procedures were effective to provide reasonable assurance that (a) the information required to be disclosed by us in the reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms, and (b) such information is accumulated and communicated to our management, including our Chief Executive Officer and President and Chief Financial Offic" b3234c18-8fee-44c6-b541-e59a48a1a4ff,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4021.3042,0001687229-19-000044,10-Q,unregistered_sales,0001687229,INVH,Invitation Homes,2019-07-31,october,607,3944,False,1.0,"SALES OF EQUITY SECURITIES AND USE OF PROCEEDS None. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable. ITEM 5. OTHER INFORMATION None. 70 ITEM 6. EXHIBITS Exhibitnumber Description 3.1 Charter of Invitation Homes Inc., dated as of February 6, 2017 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 1-38004) filed on February 6, 2017). 3.2 Amended and Restated Bylaws of Invitation Homes Inc., dated as of February 6, 2017 (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K (File No. 1-38004) filed on February 6, 2017). 10.1 Loan Agreement, dated as of June 7, 2019, between 2019-1 IH Borrower LP, as Borrower, and Rothesay Life PLC, as Lender (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (File No. 1-38004) filed on June 10, 2019). 10.2 2019 Outperformance Award Agreement (LTIP Units) (filed herewith).† 31.1 Certificate of Dallas B. Tanner, President and Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certificate of Ernest M. Freedman, Executive Vice President and Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certificate of Dallas B. Tanner, President and Chief Executive Officer, pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 32.2 Certificate of Ernest M. Freedman, Executive Vice President and Chief Financial Officer, pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH XBRL Taxonomy Extension Schema Document. 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document. 101.DEF XBRL Taxo" b40ad889-d24f-4706-a3e6-0eefb7db2b39,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4568.6489,0001193125-11-127973,10-Q,controls_and_procedures,0000034088,XOM,ExxonMobil,2011-05-05,october,159,1110,False,1.0,"and Procedures As indicated in the certifications in Exhibit 31 of this report, the Corporation’s chief executive officer, principal financial officer and principal accounting officer have evaluated the Corporation’s disclosure controls and procedures as of March 31, 2011. Based on that evaluation, these officers have concluded that the Corporation’s disclosure controls and procedures are effective in ensuring that information required to be disclosed by the Corporation in the reports that it files or submits under the Securities Exchange Act of 1934, as amended, is accumulated and communicated to them in a manner that allows for timely decisions regarding required disclosures and are effective in ensuring that such information is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms. There were no changes during the Corporation’s last fiscal quarter that materially affected, or are reasonably likely to materially affect, the Corporation’s internal control over financial reporting. PART II. OTHER INFORMATION" bf512069-2814-43eb-983e-aeddd3c63425,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4029.2051,0000037785-18-000053,10-Q,controls_and_procedures,0000037785,FMC,FMC CORP,2018-08-02,october,574,3863,False,1.0,"AND PROCEDURES (a) Evaluation of disclosure controls and procedures. Based on management’s evaluation (with the participation of the Company’s Chief Executive Officer and Chief Financial Officer), the Chief Executive Officer and Chief Financial Officer have concluded that, as of June 30, 2018 , the Company’s disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934) are effective to provide reasonable assurance that information required to be disclosed by the Company in reports filed or submitted under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms and is accumulated and communicated to management, including our principal executive officer and principal financial officer, as appropriate to allow timely decisions regarding required disclosure. (b) Change in Internal Controls. There have been no changes in internal control over financial reporting that occurred during the quarter ended June 30, 2018 , that materially affected or are reasonably likely to materially affect, our internal control over financial reporting. 60 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors FMC Corporation: Results of Review of Interim Financial Information We have reviewed the condensed consolidated balance sheet of FMC Corporation and subsidiaries (the Company) as of June 30, 2018, the related condensed consolidated statements of income (loss) and comprehensive income (loss) for the three-month and six-month periods ended June 30, 2018 and 2017, the related condensed consolidated statements of cash flows for the six-month periods ended June 30, 2018 and 2017, and the related notes (collectively, the consolidated interim financial information). Based on our reviews, we are not aware of any material modifications that should be made to the consolida" c9556e9e-60f2-4ec6-bb5a-70bc7c78bb23,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4623.9417,0000797468-19-000012,10-Q,controls_and_procedures,0000797468,OXY,Occidental Petroleum,2019-07-31,october,147,993,False,1.0,"and Procedures Occidental's President and Chief Executive Officer and its Senior Vice President and Chief Financial Officer supervised and participated in Occidental's evaluation of the effectiveness of its disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934) as of the end of the period covered by this report. Based upon that evaluation, Occidental's President and Chief Executive Officer and Senior Vice President and Chief Financial Officer concluded that Occidental's disclosure controls and procedures were effective as of June 30, 2019 . 32 There has been no change in Occidental's internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) under the Securities Exchange Act of 1934) during the three months ended June 30, 2019 , that has materially affected, or is reasonably likely to materially affect, Occidental's internal control over financial reporting. PART II OTHER INFORMATION" d5d56a9f-c7f0-4518-a58a-9fde25088cf5,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4029.1064,0001193125-11-027023,10-Q,legal_proceedings,0000820318,COHR,Coherent Corp.,2011-02-08,october,629,3864,False,1.0,"PROCEEDINGS From time to time, the Company is subject to legal proceedings and claims in the ordinary course of business. On December 1, 2010, VLOC Incorporated, a subsidiary of the Company, was named as a defendant in a lawsuit filed in the United States District Court of Maryland for an alleged breach of contract in connection with certain purchase orders. However, due to the timing of the filing it is not possible at this time to predict the precise timing or probable outcome of any potential financial consequences related to the allegations. No provisions have been recorded as of December 31, 2010 related to this lawsuit. Item 6. EXHIBITS ExhibitNumber Description of Exhibit Reference 31.01 Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, and Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith. 31.02 Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, and Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith. 32.01 Certification of the Chief Executive Officer pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, and 18 U.S.C. § 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed herewith. 32.02 Certification of the Chief Financial Officer pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, and 18 U.S.C. § 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed herewith. 101 Interactive Data File* 33 Table of Contents * In accordance with Rule 406T of Regulation S-T promulgated by the Securities and Exchange Commission, Exhibit 101 is deemed not filed or part of a registration statement or prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, and otherwise is not subject to liability under" dd10309c-3176-4a3e-a0ad-ac7bf12e4203,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,5268.6487,0001712184-23-000239,10-Q,legal_proceedings,0001712184,LILAK,LIBERTY LATIN AMERICA CLASS C,2023-11-09,october,50,322,False,1.0,"PROCEEDINGS From time to time, our subsidiaries and affiliates have become involved in litigation relating to claims arising out of their operations in the normal course of business. For additional information, see note 16 to our condensed consolidated financial statements in Part I of this Quarterly Report on Form 10-Q." ff70d925-2c36-4a48-8a2a-e52b0814b7d8,holdout,True,zero,10-Q other|october|shown>=0.9|gate=reject,4392.1303,0000030625-14-000077,10-Q,controls_and_procedures,0000030625,FLS,FLOWSERVE,2014-10-23,october,240,1614,False,1.0,"and Procedures. Disclosure Controls and Procedures Disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) of the Exchange Act) are controls and other procedures that are designed to ensure that the information that we are required to disclose in the reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, including our principal executive officer and principal financial officer, as appropriate to allow timely decisions regarding required disclosure. In connection with the preparation of this Quarterly Report, our management, under the supervision and with the participation of our principal executive officer and principal financial officer, carried out an evaluation of the effectiveness of the design and operation of our disclosure controls and procedures as of September 30, 2014 . Based on this evaluation, our principal executive officer and principal financial officer concluded that our disclosure controls and procedures were effective at the reasonable assurance level as of September 30, 2014 . Changes in Internal Control Over Financial Reporting There have been no changes in our internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) of the Exchange Act) during the quarter ended September 30, 2014 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. PART II — OTHER INFORMATION" fa32a51c-8b13-408a-bede-68b3c3c63adf,holdout,True,zero,8-K|june|shown<0.25|gate=pass,1835.8789,0001104659-25-111473,8-K,full_body,0001101239,EQIX,Equinix,2025-11-13,june,1635,10801,True,0.1341,"false 0001101239 true true true true true true true 0001101239 2025-11-13 2025-11-13 0001101239 us-gaap:CommonStockMember 2025-11-13 2025-11-13 0001101239 eqix:SeniorNotes0.250PercentDue2027Member 2025-11-13 2025-11-13 0001101239 eqix:ThreepointtwofivepercentSeniorNotesdue2029Member 2025-11-13 2025-11-13 0001101239 eqix:ThreepointtwofivepercentSeniorNotesdue2031Member 2025-11-13 2025-11-13 0001101239 eqix:SeniorNotes1.000PercentDue2033Member 2025-11-13 2025-11-13 0001101239 eqix:SeniorNotes3.650PercentDue2033Member 2025-11-13 2025-11-13 0001101239 eqix:SeniorNotes3.250PercentDue2031Member 2025-11-13 2025-11-13 0001101239 eqix:SeniorNotes3.625PercentDue2034Member 2025-11-13 2025-11-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 EQUINIX, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware(State orother jurisdictionof incorporation) 001-40205(Commission File Number) 77-0487526(IRS EmployerIdentification No.) One Lagoon DriveRedwood City,California 94065 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: (650)598-6000 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange " 231d17ad-c2f7-4f28-b983-865ad3f46fa9,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,2051.2322,0001090872-15-000018,8-K,full_body,0001090872,A,Agilent Technologies,2015-04-20,june,485,3199,True,1.0,"Form 8-K Mini Tender Offer Response UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 20, 2015 Date of Report (Date of earliest event reported) AGILENT TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-15405 77-0518772 (State or other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 5301 Stevens Creek Boulevard Santa Clara, CA 95051 (Address of principal executive offices)(Zip Code) Registrant’s telephone number, including area code: (408) 345-8886 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure On April 20, 2015, Agilent Technologies, Inc. (the “Company”) issued a press release announcing that it has been notified of an unsolicited “mini-tender” offer by TRC Capital Corporation (“TRC Capital”) to purchase up to two million, five hundred thousand (2,500,000) shares, or approximately 0.75% of the Company’s common shares outstanding as of March 31, 2015. The Company does not endorse TRC Capital’s mini-tender offer and recommends that shareholders do not tender their shares. The information contained in this report, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of Section 1" 383568a3-4a81-496a-9787-ddb1c34ee007,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,1916.7652,0001104659-23-124692,8-K,full_body,0000072741,ES,Eversource Energy,2023-12-08,june,982,6623,True,1.0,"false 0000072741 0000072741 2023-12-04 2023-12-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 EVERSOURCE ENERGY (Exact name of registrant as specified in its charter) Massachusetts 001-05324 04-2147929 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 300 Cadwell Drive,Springfield,Massachusetts,01104 (Address of principal executive offices, including zip code) ( 800 ) 286-5000 Registrant’s telephone number, including area code Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Shares, $5.00 par value per share ES New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of the chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of the chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use t" 4560381e-fe07-4aa2-bfda-329323d43dc2,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,1931.1898,0001045810-17-000006,8-K,full_body,0001045810,NVDA,Nvidia,2017-01-19,june,976,6096,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ______________ FORM 8-K ______________ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2017 NVIDIA CORPORATION(Exact name of registrant as specified in its charter) Delaware 0-23985 94-3177549 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 2701 San Tomas Expressway, Santa Clara, CA(Address of principal executive offices) 95050(Zip Code) Registrant’s telephone number, including area code: (408) 486-2000 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On January 18, 2017, the Board of Directors of NVIDIA Corporation (“NVIDIA” or the “Company”) appointed Tim Teter as senior vice president, general counsel and secretary of NVIDIA, contingent upon the commencement of his employment which is expected on January 23, 2017. Mr. Teter, age 50, most recently served as a partner at the law firm of Cooley LLP, where for more than two decades he focused on litigating patent and technology related matters. Previous to attending law school, he worked as an engineer at Lockh" 6146094a-3cd9-452a-92a7-dcba4342d4a6,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,1950.6321,0001262039-20-000015,8-K,full_body,0001262039,FTNT,Fortinet,2020-02-28,june,852,5462,True,1.0,"Document false 0001262039 0001262039 2020-02-26 2020-02-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2020 FORTINET, INC. (Exact name of registrant as specified in its charter) Delaware 001-34511 77-0560389 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 899 Kifer Road Sunnyvale , CA 94086 (Address of principal executive offices, including zip code) ( 408 ) 235-7700 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Exchange Act: (Title of each class) (Trading Symbol) (Name of exchange on which registered) Common Stock, $0.001 Par Value FTNT The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial " b64cee8b-7369-4bc6-b69b-bf260fc77458,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,2076.5467,0001157523-13-004898,8-K,full_body,0001404912,KKR,KKR & Co.,2013-10-24,june,438,2819,True,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ______________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 KKR & CO. L.P. (Exact name of registrant as specified in its charter) Delaware 001-34820 26-0426107 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 9 West 57thStreet, Suite 4200New York, New York 10019 (Address of principal executive offices) (Zip Code) (212) 750-8300 (Registrant’s telephone number, including area code) NOT APPLICABLE (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations On October 24, 2013, KKR & Co. L.P. issued a press release announcing financial results for the quarter ended September 30, 2013. The press release is furnished as Exhibit 99.1 to this Report. As provided in General Instruction B.2 of Form 8-K, the information in this Item 2.02 and the exhibit furnished by this Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. Item 9.01 Financi" bd01e93b-bbd4-4210-8466-cba3c6c7decd,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,1969.872,0001564708-25-000270,8-K,full_body,0001564708,NWSA,News Corp (Class B),2025-05-14,june,737,4910,True,1.0,"nws-20250513 0001564708 false 0001564708 2025-05-13 2025-05-13 0001564708 us-gaap:CommonClassAMember 2025-05-13 2025-05-13 0001564708 us-gaap:CommonClassBMember 2025-05-13 2025-05-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 NEWS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35769 46-2950970 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 1211 Avenue of the Americas , New York , New York 10036 (Address of principal executive offices, including zip code) ( 212 ) 416-3400 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.01 per share NWSA The Nasdaq Global Select Market Class B Common Stock, par value $0.01 per share NWS The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if" d1ffd769-1ed0-4af8-94c9-eb109f4d0f08,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,1972.9861,0000077360-14-000026,8-K,full_body,0000077360,PNR,Pentair,2014-07-31,june,718,4827,True,1.0,"2014 Q2 Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2014 Commission file number 001-11625 Pentair plc (Exact name of Registrant as specified in its charter) Ireland 98-1141328 (State or other jurisdiction ofincorporation or organization) (I.R.S. EmployerIdentification number) P.O. Box 471, Sharp Street, Walkden, Manchester, M28 8BU United Kingdom (Address of principal executive offices) Registrant’s telephone number, including area code: 44-161-703-1885 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02 Results of Operations and Financial Condition On July 31, 2014 , Pentair plc (the “Company”) issued a press release announcing its earnings for the second quarter of 2014 and a conference call in connection therewith. A copy of the release is attached hereto as Exhibit 99.1 and incorporated herein by reference. This press release refers to certain non-GAAP financial measures (adjusted operating income, adjusted operating margins, adjusted earnings per share and free cash flow) and a reconciliation of those non-GAAP financial measures to the corresponding financial measures contained in the Company’s financial statements prepared in accordance with generally accepted accounting principles. The 2014 adjusted operating income, adjusted operating margins and adjusted ea" e3265cc4-fef7-46d1-87e7-71d897b06c22,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,2002.7577,0001193125-17-368843,8-K,full_body,0000049071,HUM,Humana,2017-12-14,june,607,4112,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 14, 2017 (December 14, 2017) Humana Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-5975 61-0647538 (CommissionFile Number) (IRS EmployerIdentification No.) 500 West Main Street, Louisville, KY 40202 (Address of Principal Executive Offices) (Zip Code) 502-580-1000 (Registrant’s Telephone Number, Including Area Code) (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act(17 CFR 240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act(17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On December 14, 2017, the Board of Directors (the “Board”) of Humana Inc. (the “Company" e6c4a884-69c4-43b6-bbf4-9c104478ce2f,holdout,True,zero,8-K|june|shown>=0.9|gate=pass,2033.381,0001299933-14-000807,8-K,full_body,0001156375,CME,CME Group,2014-05-21,june,520,3504,True,1.0,"CME Group Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 20, 2014 CME Group Inc. __________________________________________ (Exact name of registrant as specified in its charter) Delaware 001-31553 36-4459170 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 20 South Wacker Drive, Chicago, Illinois 60606 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: 312-930-1000 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Top of the Form Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On May 15, 2014, CME Group Inc. (the ""Company"") filed a Current Report on Form 8-K announcing that James V. Pieper had resigned from his position as Chief Accounting Officer and would be leaving the organization in early June. On May 20, 2014, the Board of Directors appointed Jill Harley, 52, as the Company’s Managing Director and Chief Accounting " 00980514-c058-4eb4-867b-8a7c6202d3c1,holdout,True,zero,8-K|june|shown>=0.9|gate=reject,3989.3405,0001206774-25-000747,8-K,full_body,0000021076,CLX,Clorox,2025-11-20,june,626,4293,False,1.0,"false 0000021076 0000021076 2025-11-19 2025-11-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2025 THE CLOROX COMPANY (Exact name of registrant as specified in its charter) Delaware 1-07151 31-0595760 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 1221 Broadway , Oakland , California 94612-1888 (Address of principal executive offices) (Zip code) ( 510 ) 271-7000 (Registrant's telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 Under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock - $1.00 par value CLX New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financia" 4ee6a1d8-5e20-4fa3-868f-1281ce833ba2,holdout,True,zero,8-K|june|shown>=0.9|gate=reject,4135.8555,0001171843-24-005333,8-K,full_body,0000866787,AZO,AutoZone,2024-09-24,june,429,2942,False,1.0,"Form 8-K 0000866787 False 0000866787 2024-09-24 2024-09-24 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 8-K _________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 _______________________________ AUTOZONE, INC. (Exact name of registrant as specified in its charter) _______________________________ Nevada 1-10714 62-1482048 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 123 South Front Street Memphis , Tennessee 38103 (Address of Principal Executive Offices) (Zip Code) ( 901 ) 495-6500 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) _______________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share AZO New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by" 68f48c4a-4eb9-4914-b332-c14b3b8d27d1,holdout,True,zero,8-K|june|shown>=0.9|gate=reject,3820.1793,0000019617-24-000315,8-K,full_body,0000019617,JPM,JPMorgan Chase,2024-04-12,june,920,6885,False,1.0,"jpm-20240412 false 0000019617 0000019617 2024-04-12 2024-04-12 0000019617 us-gaap:CommonStockMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof4.75NonCumulativePreferredStockSeriesGGMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf455NonCumulativePreferredStockSeriesJJMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf4625NonCumulativePreferredStockSeriesLLMember 2024-04-12 2024-04-12 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf420NonCumulativePreferredStockSeriesMMMember 2024-04-12 2024-04-12 0000019617 jpm:AlerianMLPIndexETNsDueMay242024Member 2024-04-12 2024-04-12 0000019617 jpm:GuaranteeOfCallableFixedRateNotesDueJune102032OfJPMorganChaseFinancialCompanyLLCMember 2024-04-12 2024-04-12 0000019617 jpm:GuaranteeOfAlerianMLPIndexETNsDueJanuary282044OfJPMorganChaseFinancialCompanyLLCDomain 2024-04-12 2024-04-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 12, 2024 JPMorgan Chase & Co . (Exact name of registrant as specified in its charter) Delaware 1-5805 13-2624428 (State or other jurisdiction ofincorporation or organization) (Commission File Number) (I.R.S. employeridentification no.) 383 Madison Avenue, New York, New York 10179 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: ( 212 ) 270-6000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registran" 8cadf492-4695-47b3-877b-ea017fe79a90,holdout,True,zero,8-K|june|shown>=0.9|gate=reject,4097.1906,0000038777-16-000499,8-K,full_body,0000038777,BEN,Franklin Resources,2016-04-27,june,495,3242,False,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2016 FRANKLIN RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-09318 13-2670991 (State or other jurisdiction (Commission File Number) (IRS Employer Identification No.) of incorporation) One Franklin Parkway, San Mateo, California 94403 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (650) 312-2000 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. On April 27, 2016 , Franklin Resources, Inc. (the “Company”) issued a press release announcing the financial results for the Company’s second fiscal quarter ended March 31, 2016 . The Company also posted a second quarter financial results presentation on its internet website, as stated in the press release. A copy of the press release is attached hereto as Exhibit 99.1 and a copy of the presentation is attached hereto as Exhibit 99.2, and each is incorporated herein by reference. The information in this report, including the exhibits hereto, (x) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Excha" ee1032a6-3f9b-4478-ac8d-637eaa667552,holdout,True,zero,8-K|june|shown>=0.9|gate=reject,4172.3178,0001193125-14-294493,8-K,full_body,0000068505,MSI,Motorola Solutions,2014-08-05,june,402,2689,False,1.0,"8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2014 Motorola Solutions, Inc. (Exact Name of Registrant as Specified in Charter) DELAWARE (State or Other Jurisdiction of Incorporation) 1-7221 36-1115800 (Commission File Number) (IRS Employer Identification No.) 1303 East Algonquin RoadSchaumburg, Illinois 60196 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (847) 576-5000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02. Results of Operations and Financial Condition The information in this Form 8-K that is furnished under “Item 2.02. Results of Operations and Financial Condition” and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Act of 1934, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing. On August 5, 2014, Motorola Solutions, Inc. (the “Company”) issued a press release announcing, among other things, financial results for the quarter ended June 28, 2014. A copy of this press release is attached hereto as Exhibit 99.1. Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhib" 7c4a8c4f-bd81-4c3a-a91e-fb64fcb18f1f,holdout,True,zero,8-K|october|shown0.25-0.9|gate=pass,1845.7002,0000950170-25-016710,8-K,full_body,0001056696,MANH,MANHATTAN ASSOCIATES,2025-02-10,october,1581,10155,True,0.3587,"8-K 0001056696 false 0001056696 2025-02-10 2025-02-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):February 10, 2025 MANHATTAN ASSOCIATES, INC. (Exact name of Registrant as Specified in Its Charter) Georgia 0-23999 58-2373424 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 2300 Windy Ridge ParkwayTenth Floor Atlanta,Georgia 30339 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code:770955-7070 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common stock MANH Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of" 891696b3-b9a1-4278-b975-e7732b86646c,holdout,True,zero,8-K|october|shown0.25-0.9|gate=pass,1684.3978,0000805676-13-000007,8-K,full_body,0000805676,PRK,PARK NATIONAL CORP,2013-01-28,october,5009,30629,True,0.3031,"2012_12_31_Earnings_Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2013 Park National Corporation (Exact name of registrant as specified in its charter) Ohio 1-13006 31-1179518 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 50 North Third Street, P.O. Box 3500, Newark, Ohio 43058-3500 (Address of principal executive offices) (Zip Code) (740) 349-8451 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 1 Item 2.02 - Results of Operations and Financial Condition. On January 28, 2013, Park National Corporation (“Park”) issued a news release (the “Financial Results News Release”) announcing financial results for the three months (fourth quarter) and fiscal year ended December 31, 2012. A copy of this Financial Results News Release is included as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein. Park's management uses certain non-U.S. GAAP (U.S. generally accepted accounting principles) financial measures to evaluate Park's performance. Specifically, management reviews return on average tangible common equity, return on average tangible assets, the rati" 9302d7e6-4c20-497f-9773-173f05d2c6b3,holdout,True,zero,8-K|october|shown<0.25|gate=pass,1817.8333,0001299933-15-001815,8-K,full_body,0001145986,ASPN,ASPEN AEROGELS,2015-12-17,october,1970,12118,True,0.0502,"Aspen Aerogels, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 11, 2015 Aspen Aerogels, Inc. __________________________________________ (Exact name of registrant as specified in its charter) Delaware 001-36481 04-3559972 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 30 Forbes Road, Building B, Northborough, Massachusetts 01532 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: (508) 691-1111 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Top of the Form Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.02(e) On December 16, 2015, Aspen Aerogels, Inc., (“Company”) entered into amended and restated executive agreements effective as of January 1, 2016 for a three year term with each of its executive officers, including the Company’s named executive officers Donald R. Young, President and Chief Executive Officer, J" 194fb3ad-4705-4889-a8d4-9825f371b35f,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1932.2575,0001104659-24-108574,8-K,full_body,0001849056,OKLO,OKLO CLASS A,2024-10-15,october,932,6059,True,1.0,"false 0001849056 0001849056 2024-10-09 2024-10-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2024 Oklo Inc. (Exact name of registrant as specified in its charter) Delaware 001-40583 86-2292473 (State or other jurisdictionof incorporation) (Commission File Number) (I.R.S. EmployerIdentification No.) 3190 Coronado Dr.Santa Clara,CA 95054 (Address of principal executive offices) (Zip Code) ( 650 ) 550-0127 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share OKLO New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company x If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a" 3ec9d55a-ae63-4067-97de-83267466f09e,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1999.1768,0001157523-22-000490,8-K,full_body,0001309108,WEX,WEX,2022-04-28,october,645,4191,True,1.0,"false 0001309108 0001309108 2022-04-28 2022-04-28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2022 WEX Inc. (Exact name of registrant as specified in its charter) Delaware 001-32426 01-0526993 (State or other jurisdiction ofincorporation) (Commission File Number) (IRS Employer Identification No.) 1 Hancock Street,Portland,Maine 04101 Address of principal executive offices Zip Code Registrant's telephone number, including area code (207)773-8171 (Former name or former address if changes since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.01 par value WEX New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2.02 " 3f4bdf2a-6646-45d7-a578-bb75c143a44f,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1925.742,0001605297-24-000003,8-K,full_body,0000012659,HRB,H&R BLOCK INC,2024-08-05,october,971,6289,True,1.0,"hrb-20240805 0000012659 false 0000012659 2024-08-05 2024-08-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 5, 2024 H&R BLOCK, INC. (Exact name of registrant as specified in charter) Missouri 1-06089 44-0607856 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification No.) One H&R Block Way , Kansas City , MO 64105 (Address of Principal Executive Offices) (Zip Code) ( 816 ) 854-3000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, without par value HRB New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financi" 43e02871-4d94-4fe9-8782-bd52735ca378,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1988.2689,0001104659-25-057386,8-K,full_body,0000888491,OHI,OMEGA HEALTHCARE INVESTORS REIT,2025-06-06,october,667,4443,True,1.0,"false 0000888491 0000888491 2025-06-06 2025-06-06 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 OMEGA HEALTHCARE INVESTORS, INC. (Exact name of registrant as specified in its charter) Maryland 1-11316 38-3041398 (State or other jurisdiction ofincorporation) (Commission File Number) (IRS EmployerIdentification No.) 303 International Circle Suite 200 Hunt Valley , Maryland 21030 (Address of principal executive offices / Zip Code) ( 410 ) 427-1700 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act. ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act. ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act. ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $.10 par value OHI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ I" 4a5dd60e-0870-4857-a76f-be135b3d7f90,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1979.5672,0001116463-26-000037,8-K,full_body,0001116463,OSUR,ORASURE TECHNOLOGIES INC,2026-05-06,october,705,4657,True,1.0,"osur-20260506 FALSE 0001116463 0001116463 2026-05-06 2026-05-06 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2026 OraSure Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-16537 36-4370966 (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 220 East First StreetBethlehem,Pennsylvania 18015-1360 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: 610 - 882-1820 Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock, $0.000001 par value per share OSUR The NASDAQ Stock Market LLC Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by a check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 2.02 – Results of O" 4ced4f68-2e18-4e53-a0ed-53f55ba589d1,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,2021.3077,0001104659-26-009002,8-K,full_body,0001130144,BSRR,SIERRA BANCORP,2026-02-02,october,627,3730,True,1.0,"SIERRA BANCORP_February 2, 2026 0001130144 false 0001130144 2026-02-02 2026-02-02 ​ ​ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 2, 2026 SIERRA BANCORP (Exact name of registrant as specified in its charter) ​ ​ ​ ​ California 000-33063 33-0937517 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) ​ ​ ​ ​ 86 North Main Street,Porterville,CA93257 (Address of principal executive offices) (Zip code) ​ ( 559 ) 782-4900 (Registrant’s telephone number including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: ​ ​ Title of each class ​ Trading Symbol(s) ​ Name of each exchange on which registered Common Stock, no par value ​ BSRR ​ NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying wit" 4d512b59-8428-4282-849e-f5c6c26ffca0,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1956.1668,0001801170-26-000148,8-K,full_body,0001801170,CLOV,CLOVER HEALTH INVESTMENTS CLASS A,2026-06-12,october,816,5296,True,1.0,"clov-20260610 FALSE 0001801170 CLOVER HEALTH INVESTMENTS, CORP. /DE 0001801170 2026-06-10 2026-06-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2026 CLOVER HEALTH INVESTMENTS, CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39252 98-1515192 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) Address Not Applicable(1) Address Not Applicable(1) (Address of Principal Executive Offices) (Zip Code) Not Applicable (1) (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Trading Title of each class Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share CLOV The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying wi" 7084ee53-1e5f-4342-8b9e-3f9c4018f0d7,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1970.8034,0001261654-14-000051,8-K,full_body,0001261654,UTI,UNIVERSAL TECHNICAL INSTITUTE,2014-12-23,october,721,4885,True,1.0,"Change in certifying accountant 8-K 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 19, 2014 Universal Technical Institute, Inc. __________________________________________ (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 _____________________(State or other jurisdiction _____________(Commission ______________(I.R.S. Employer of incorporation) File Number) Identification No.) 16220 North Scottsdale Road, Suite 100, Scottsdale, Arizona 85254 _________________________________(Address of principal executive offices) ___________(Zip Code) Registrant’s telephone number, including area code: 623-445-9500 Not Applicable ______________________________________________ Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 4.01 Changes in Registrant's Certifying Accountant. (a) Matters Relating to Outgoing Independent Registered Public Accounting Firm On December 10, 2014, the Audit Committee of the Board of Directors of Universal Technical Institute, Inc. (the Company or UTI) commenced a comprehensive, competitive process to select an independent registered public accounting firm to audit the Company’s financial statements for its fiscal year ending September 30, 2015 (request for proposal). On " 8238e87d-9c89-4e2f-b9cd-53f19c807d49,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1901.8602,0001171843-26-006691,8-K,full_body,0001430723,SFBS,SERVISFIRST BANCSHARES INC,2026-10-19,october,1047,7225,True,1.0,"Form 8-K False 0001430723 0001430723 2026-10-19 2026-10-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 8-K _________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2026 _______________________________ ServisFirst Bancshares, Inc. (Exact name of registrant as specified in its charter) _______________________________ Delaware 001-36452 26-0734029 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2500 Woodcrest Place Homewood , Alabama 35209 (Address of Principal Executive Offices) (Zip Code) ( 205 ) 949-0302 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) _______________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common SFBS New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark i" 9882c21f-283e-4c4b-89f5-b59d0de0f96a,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1991.3943,0001193125-13-435614,8-K,full_body,0001580670,LGIH,LGI HOMES,2013-11-12,october,662,4369,True,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 6, 2013 LGI HOMES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36126 46-3088013 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 1450 Lake Robbins Drive, Suite 430, The Woodlands, Texas 77380 (Address of principal executive offices) (Zip Code) (281) 362-8998 (Registrant’s Telephone Number, Including Area Code) (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement On November 6, 2013, LGI Homes, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with Deutsche Bank Securities Inc., JMP Securities LLC and J.P. Morgan Securities LLC, as representatives of the underwriters listed on Schedule I thereto (the “ Underwriters ”), providing for the offer and sale of an aggregate of 9,000,000 shares of the Company’s common stock issued and sold by the Company at a price of $11.00 per share ($10.23 per share, net of underwriting discount). Pursuant to the Underwriting Agreement, the Company also provided the Underwriters with an option for a period of 30 " 9c181511-adb7-4a2b-8790-4878f3b1f1c9,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1944.1596,0001193125-22-207709,8-K,full_body,0001708035,ECVT,ECOVYST,2022-08-01,october,871,5664,True,1.0,"8-K false 0001708035 0001708035 2022-07-27 2022-07-27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 Ecovyst Inc. Commission File Number: 001-38221 Delaware 81-3406833 (State or other jurisdiction ofincorporation or organization) (I.R.S. EmployerIdentification No.) 300 Lindenwood DriveMalvern,Pennsylvania 19355 (Address of principal executive offices) (Zip Code) (484) 617-1200 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Tradingsymbol Name of each exchangeon which registered Common stock, par value $0.01 per share ECVT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.02 Departure of Directors or Certain Officers; Election of Direc" a59eec13-9892-4f8b-b647-48b0e73ae1dd,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,2028.6803,0000726601-24-000029,8-K,full_body,0000726601,CCBG,CAPITAL CITY BANK INC,2024-07-25,october,549,3590,True,1.0,"ccbg-20240725 FALSE 0000726601 0000726601 2024-07-25 2024-07-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 CAPITAL CITY BANK GROUP, INC. (Exact name of registrant as specified in its charter) Florida 0-13358 59-2273542 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 217 North Monroe Street , Tallahassee , Florida 32301 (Address of principal executive offices (Zip Code) Registrant's telephone number, including area code: ( 850 ) 402-7821 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, Par value $0.01 CCBG Nasdaq Stock Market , LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financia" a5dc1fc1-f560-44f5-b6e9-0d2c5a99adb9,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,2001.4792,0000354707-23-000071,8-K,full_body,0000354707,HE,HAWAIIAN ELECTRIC INDUSTRIES,2023-08-18,october,626,4140,True,1.0,"he-20230818 0000354707 0000046207 false false 0000354707 2023-08-18 2023-08-18 0000354707 he:HawaiianElectricCompanyInc.Member 2023-08-18 2023-08-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 18, 2023 Exact Name of Registrant Commission I.R.S. Employer as Specified in Its Charter File Number Identification No. Hawaiian Electric Industries, Inc. 1-8503 99-0208097 Hawaiian Electric Company, Inc. 1-4955 99-0040500 State of Hawaii (State or other jurisdiction of incorporation) 1001 Bishop Street, Suite 2900 , Honolulu , Hawaii 96813 - Hawaiian Electric Industries, Inc. (HEI) 1099 Alakea Street, Suite 2200 , Honolulu , Hawaii 96813 - Hawaiian Electric Company, Inc. (Hawaiian Electric) (Address of principal executive offices and zip code) Registrant’s telephone number, including area code: ( 808 ) 543-5662 - HEI ( 808 ) 543-7771 - Hawaiian Electric Not applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to 12(b) of the Act: Registrant Title of each class Trading Symbol(s) Name of each exchange on which registered Hawaiian Electric Industries, Inc. Common Stock, Without Par Value HE New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities A" bea8546a-ae29-4ae1-b450-ddfc0187319f,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1921.1314,0001140361-23-027896,8-K,full_body,0001275187,ANGO,ANGIODYNAMICS,2023-06-02,october,927,6458,True,1.0,"false ANGIODYNAMICS INC 0001275187 NASDAQ 0001275187 2023-06-01 2023-06-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 AngioDynamics, Inc . (Exact Name of Registrant as Specified in Charter) Delaware 000-50761 11-3146460 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 14 Plaza DriveLatham,New York 12110 (Address of Principal Executive Offices) (Zip Code) ( 518 ) 795-1400 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on whichregistered Common Stock, par value $0.01 per share ANGO NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 – O" e606d421-73af-487a-8006-b03c75c9a68b,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1972.8346,0001628280-20-007850,8-K,full_body,0000711669,CBAN,COLONY BANKCORP INC,2020-05-15,october,746,4831,True,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 15, 2020 COLONY BANKCORP, INC. (Exact Name of Registrant as Specified in Charter) Georgia 000-12436 58-1492391 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 115 South Grant Street, Fitzgerald, Georgia 31750 (Address of Principal Executive Offices) (Zip Code) (229) 426-6000 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each Class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $1.00 per share CBAN The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ ] If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ] Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of C" f80563ce-817a-4afd-86aa-9a61760bfee4,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,2007.8349,0001193125-20-295588,8-K,full_body,0000836157,LNN,LINDSAY,2020-11-17,october,589,4003,True,1.0,"8-K LINDSAY CORP NYSE false 0000836157 0000836157 2020-11-17 2020-11-17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2020 LINDSAY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-13419 47-0554096 (Stateof Incorporation) (CommissionFile Number) (IRS EmployerIdentification Number) 18135 Burke Street,Suite 100Omaha,Nebraska 68022 (Address of principal executive offices) (Zip Code) (402) 829-6800 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange Act (17 CFR240.14a-12) ☐ Pre-commencementcommunications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR240.14d-2(b)) ☐ Pre-commencementcommunications pursuant to Rule13e-4(c)under the Exchange Act (17 CFR240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchangeon which registered Common Stock, $1.00 par value LNN New York Stock Exchange, Inc. Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursua" fcb07f74-03f0-4fc6-9e38-6ba947299d89,holdout,True,zero,8-K|october|shown>=0.9|gate=pass,1973.1378,0000003570-22-000027,8-K,full_body,0000003570,LNG,CHENIERE ENERGY,2022-02-25,october,747,4823,True,1.0,"lng-20220222 0000003570 false 0000003570 2022-02-22 2022-02-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 CHENIERE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-16383 95-4352386 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 700 Milam Street , Suite 1900 Houston , Texas 77002 (Address of principal executive offices) (Zip Code) ( 713 ) 375-5000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock, $0.003 par value LNG NYSE American Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.02 Departure of Directors or Certa" 02d65d11-9d7f-4279-8de8-7a61b2ffc268,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4117.9,0000057515-21-000020,8-K,full_body,0000057515,MZTI,MARZETTI,2021-11-03,october,457,3077,False,1.0,"lanc-20211103 0000057515 false 0000057515 2021-11-03 2021-11-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 Lancaster Colony Corporation (Exact name of registrant as specified in its charter) Ohio 000-04065 13-1955943 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 380 Polaris Parkway Suite 400 Westerville Ohio 43082 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (614) 224-7141 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock, without par value LANC NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13" 03cb222a-9b45-4841-8b3f-2f80eef1e1a0,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4055.1055,0001024305-22-000050,8-K,full_body,0001024305,COTY,COTY CLASS A,2022-08-25,october,557,3611,False,1.0,"coty-20220825 FALSE 0001024305 0001024305 2022-08-25 2022-08-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 Coty Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-35964 13-3823358 (State or other Jurisdictionof Incorporation) (Commission File Number) (I.R.S. EmployerIdentification No.) 350 Fifth Avenue New York, NY 10118 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: ( 212 ) 389-7300 (Former name or former address, if changed from last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading symbol(s) Name of each exchange on which registered Class A Common Stock, $0.01 par value COTY New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 2.02 Results of Operations and Financial Condition. O" 04e1cee3-6075-4794-9215-b0d821a6da62,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,3911.9942,0001213900-20-002172,8-K,full_body,0001005731,IDT,IDT CLASS B,2020-01-30,october,817,5301,False,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 IDT CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-16371 22-3415036 (State or other jurisdictionof incorporation) (Commission File Number) (IRS EmployerIdentification No.) 520 Broad StreetNewark, New Jersey 07102 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (973) 438-1000 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Title of each class Trading Symbol Name of each exchange onwhich registered Class B common stock, par value $0.1 per share IDT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 4.01 Changes in Registrant’s Ce" 19401ae3-e458-4d5e-bebb-962198a08a16,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4124.4386,0001474506-17-000019,8-K,full_body,0000844059,FRPH,FRP HOLDINGS INC,2017-02-01,october,421,3027,False,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2017 FRP HOLDINGS, INC. --------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) FLORIDA 001-36769 47-2449198 ---------------- ----------- ------------------- (State or other (Commission (I.R.S. Employer jurisdiction File Number) Identification No.) of incorporation 200 W. Forsyth Street, 7th Floor Jacksonville, Florida 32202 --------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (904) 858-9100 --------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) CURRENT REPORT ON FORM 8-K FRP HOLDINGS, INC. February 1, 2017 ITEM 2.02. DISCLOSURE OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION On February 1, 2017, FRP Holdings, Inc. (the ""Company"") issued a press release announcing results for the three month transition period ended December 31, 2016. A copy of the press release is furnished as Exhibit 99. The information in this report (including the exhibit) s" 1e7d21e9-1a6d-4005-bae3-00eb5761daf0,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4120.5001,0001193125-17-112578,8-K,full_body,0000709337,FMNB,FARMERS NATIONAL BANC CORP,2017-04-06,october,467,3057,False,1.0,"Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2017 Farmers National Banc Corp. (Exact name of registrant as specified in its charter) Ohio 001-35296 34-1371693 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 20 South Broad Street, P.O. Box 555, Canfield, Ohio 44406-05555 (Address of principal executive offices) (Zip Code) (330) 533-3341 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☒ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01 OTHER EVENTS. On April 5, 2017, Farmers National Banc Corp. (the “Company”) first sent to certain of its shareholders a Shareholder Letter to Registered Holders and a Shareholder Letter to Beneficial Holders (collectively, the “Shareholder Letters”). The Shareholder Letters relate to the Company’s Annual Meeting of Shareholders to be held April 20, 2017. Copies of the forms of the Shareholder Letters are attached hereto as Exhibit 99.1 and Exhibit 99.2 and incorporated herein by reference. The Shareholder Letters are furnished herein, as part of this Item 8.01, as Exhibit 99.1 and Exhibit 99.2. Pursuant to General Instruction B.2 of Current Report on Form 8-K, the information in this Item 8.01 and " 3208b15c-1291-4e1c-b6fd-de0bbdcff637,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4170.7999,0001157523-10-003300,8-K,full_body,0001326380,GME,GAMESTOP CLASS A,2010-05-20,october,403,2699,False,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2010 GAMESTOP CORP. (Exact name of registrant as specified in its charter) Delaware 1-32637 20-2733559 (State or other jurisdictionof incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.) 625 Westport Parkway, Grapevine, TX 76051 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (817) 424-2000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. The following information is furnished pursuant to Item 2.02, “Results of Operations and Financial Condition,” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. On May 20, 2010, GameStop Corp. issued a press release announcing its financial results for its first quarter ended May 1, 2010. A copy of the press release is attached hereto as Exhibit 99.1. The information contained in this Current Report, including the exhibit, shall not be incorporated by reference into any filing of GameStop Corp., whether made before or after the date hereof, regardl" 331a6ec0-1f96-4e4b-86f7-cd3ab4eb3e09,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4078.3903,0000950170-25-107637,8-K,full_body,0002000178,LOAR,LOAR HOLDINGS,2025-08-13,october,523,3401,False,1.0,"8-K false 0002000178 0002000178 2025-08-13 2025-08-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):August 13, 2025 Loar Holdings Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-42030 82-2665180 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 20 New King Street White Plains,New York 10604 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code:914909-1311 Not applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share LOAR New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Sect" 34ce10a7-e2c3-46ad-a273-5930b13bc81a,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4042.101,0001140361-23-004338,8-K,full_body,0001579684,TDAY,USA TODAY INC,2023-02-03,october,558,3735,False,1.0,"false 0001579684 0001579684 2023-02-03 2023-02-03 0001579684 us-gaap:CommonStockMember 2023-02-03 2023-02-03 0001579684 us-gaap:PreferredStockMember 2023-02-03 2023-02-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2023 GANNETT CO., INC. (Exact name of registrant as specified in its charter) Delaware 001-36097 38-3910250 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No.) 7950 Jones Branch Drive,McLean,Virginia 22107-0910 (Address of principal executive offices) (Zip Code) (703)854-6000 Not Applicable (Registrant's telephone number, including area code) (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol Name of Each Exchange on Which Registered Common Stock, par value $0.01 per share GCI The New York Stock Exchange Preferred Stock Purchase Rights N/A The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ I" 37c0bfc1-eb71-4bf1-98be-9b3378419c2c,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4296.381,0001144204-13-038387,8-K,full_body,0000925528,HDSN,HUDSON TECHNOLOGIES INC,2013-07-05,october,300,2003,False,1.0,"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15( d ) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2013 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 13-3641539 (Commission File Number) (IRS Employer Identification No.) PO Box 1541, One Blue Hill Plaza Pearl River, New York 10965 (Address of Principal Executive Offices) (Zip Code) (845) 735-6000 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. On July 1, 2013 the Registrant issued a press release announcing its preliminary unaudited financial results for the three and six months ended June 30, 2013. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit 99.1 Press Release issued July 1, 2013. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HUDSON TECHNOLOGIES, INC. Date: July 5, 2013 By: /s/ Stephen P. Mandracchia Name: Stephen P. Mandracchia Title: Vice President Legal & Regulatory, Secret" 3fe9ba41-a3cd-47e5-8b17-9bbf073eab93,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,3964.399,0001727263-26-000008,8-K,full_body,0001727263,FTDR,FRONTDOOR INC,2026-05-18,october,681,4591,False,1.0,"8-K 0001727263 false 0001727263 2026-05-13 2026-05-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):May 13, 2026 Frontdoor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38617 82-3871179 (State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.) 3400 Players Club Parkway, Memphis,Tennessee 38125 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code:901701-5000 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class TradingSymbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share FTDR The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of " 44d06af1-c4e7-4990-93b2-133309b6169a,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4070.1064,0000811596-19-000049,8-K,full_body,0000811596,KALU,KAISER ALUMINIUM,2019-10-15,october,535,3474,False,1.0,"Document false 0000811596 0000811596 2019-10-15 2019-10-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 15, 2019 KAISER ALUMINUM CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-09447 94-3030279 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) 27422 Portola Parkway, Suite 200 Foothill Ranch, California 92610-2831 (Address of Principal Executive Offices) (Zip Code) ( 949 ) 614-1740 (Registrant's telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share KALU Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial ac" 61658c69-2229-4fbe-bc9f-53a56151514e,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4108.5781,0001062231-19-000063,8-K,full_body,0001062231,DCH,DAUCH CORPORATION,2019-11-01,october,480,3150,False,1.0,"Document false 0001062231 AMERICAN AXLE & MANUFACTURING HOLDINGS INC 0001062231 2019-11-01 2019-11-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported ): November 1, 2019 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-14303 38-3161171 (Commission File Number) (IRS Employer Identification No.) One Dauch Drive , Detroit , Michigan 48211-1198 (Address of Principal Executive Offices) (Zip Code) (313) 758-2000 (Registrant's Telephone Number, Including Area Code) (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 per share AXL The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended t" 8d0b624d-6829-4a3d-84e0-a64c41887fe3,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4026.2561,0001079973-26-001006,8-K,full_body,0001799191,STLN,STARLING ONCOLOGY,2026-08-06,october,537,3893,False,1.0,"Current Report false 0001799191 0001799191 2026-08-06 2026-08-06 0001799191 STLN:CommonStockParValue0.0001Member 2026-08-06 2026-08-06 0001799191 STLN:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfCommonStockEachAtExercisePriceOf11.50PerShareMember 2026-08-06 2026-08-06 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________ Form 8-K __________________________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2026 ___________________________________ STARLING ONCOLOGY, INC. (Exact name of registrant as specified in its charter) ___________________________________ Delaware 001-39248 84-3562323 (State or other jurisdictionof incorporation) (Commission File Number) (I.R.S. EmployerIdentification No.) 18000 Studebaker Road,Suite 800,Cerritos,CA 90703 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (562) 735-3226 THE ONCOLOGY INSTITUTE, INC. (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.0001 STLN The Nasdaq Stock" ba4cc6bf-db2d-418f-811d-031b4ff640be,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4065.2129,0001219601-17-000029,8-K,full_body,0001219601,CCK,CROWN HOLDINGS INC,2017-07-28,october,533,3518,False,1.0,"Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ____________ FORM 8-K ____________ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2017 CROWN HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Pennsylvania 000-50189 75-3099507 (State or Other Jurisdiction ofIncorporation or Organization) (CommissionFile Number) (I.R.S. EmployerIdentification No.) One Crown Way Philadelphia, Pennsylvania 19154-4599 (215) 698-5100 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant's Principal Executive Offices) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o TABLE OF CONTENTS Item 5.02. DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENT" bc9cc26c-1ced-49f7-8976-1f5412e55bf7,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,3960.1644,0001856525-22-000031,8-K,full_body,0001856525,CNM,CORE & MAIN INC CLASS A,2022-07-19,october,684,4644,False,1.0,"cnm-20220719 0001856525 false 0001856525 2022-07-19 2022-07-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K ___________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2022 ___________________________ Core & Main, Inc. (Exact name of registrant as specified in its charter) ___________________________ Delaware 001-40650 86-3149194 (State or other jurisdictionof incorporation) (CommissionFile Number (IRS EmployerIdentification No.) 1830 Craig Park Court St. Louis,Missouri 63146 (Address of principal executive offices) (Zip Code) ( 314 ) 432-4700 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) ___________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Class Trading Symbol Name of Each Exchangeon Which Registered Class A common stock, par value $0.01 per share CNM New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use " c8761741-77e4-4ee0-8b0a-f077b83e4f90,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,3764.0981,0001193125-21-117638,8-K,full_body,0001067983,BRK.B,Berkshire Hathaway,2021-04-15,october,1153,8128,False,1.0,"8-K BERKSHIRE HATHAWAY INC DE false 0001067983 0001067983 2021-04-15 2021-04-15 0001067983 us-gaap:CommonClassAMember 2021-04-15 2021-04-15 0001067983 us-gaap:CommonClassBMember 2021-04-15 2021-04-15 0001067983 brka:M0.75SeniorNotesDue202310Member 2021-04-15 2021-04-15 0001067983 brka:M1.125SeniorNotesDue20271Member 2021-04-15 2021-04-15 0001067983 brka:M1.625SeniorNotesDue20352Member 2021-04-15 2021-04-15 0001067983 brka:M1.300SeniorNotesDue20243Member 2021-04-15 2021-04-15 0001067983 brka:M2.150SeniorNotesDue20284Member 2021-04-15 2021-04-15 0001067983 brka:M0.625SeniorNotesDue20235Member 2021-04-15 2021-04-15 0001067983 brka:M2.375SeniorNotesDue20396Member 2021-04-15 2021-04-15 0001067983 brka:M2.625SeniorNotesDue20597Member 2021-04-15 2021-04-15 0001067983 brka:M0.000SeniorNotesDue20258Member 2021-04-15 2021-04-15 0001067983 brka:M0.500SeniorNotesDue20419Member 2021-04-15 2021-04-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 15, 2021 BERKSHIRE HATHAWAY INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 001-14905 47-0813844 (STATE OR OTHER JURISDICTIONOF INCORPORATION) (COMMISSIONFILE NUMBER) (I.R.S. EMPLOYERIDENTIFICATION NO.) 3555 Farnam StreetOmaha,Nebraska 68131 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (402) 346-1400 REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule14a-12under the Exchange" f4aae26f-c864-41b8-8a14-7c608d2d5ae4,holdout,True,zero,8-K|october|shown>=0.9|gate=reject,4100.3693,0001713683-22-000099,8-K,full_body,0001713683,ZS,ZSCALER,2022-09-19,october,464,3216,False,1.0,"zs-20220914 FALSE 0001713683 0001713683 2022-09-14 2022-09-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________ FORM 8-K ___________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 14, 2022 ___________________________________ Zscaler, Inc. (Exact name of registrant as specified in its charter) ___________________________________ Delaware 001-38413 26-1173892 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S.Employer Identification Number) 120 Holger Way San Jose , California 95134 (Address of principal executive offices and zip code) ( 408 ) 533-0288 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange of which registered Common Stock, $0.001 Par Value ZS The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with"