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spb/wp35_uqo

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1"""SIMULATED — agent-based coordination model for H3 (pre-registration §1, framework Theorems 1–5).23Agents live on a spatial interaction network. Each period, tasks arrive; a task needs k participants to hold the same4plan x in S (|S| = s), x drawn from a Zipf-like distribution p. The initiator must communicate x to the k-1 others.5Communication is counted in MESSAGES and BITS; each agent (and each administrator) can process at most `bandwidth`6messages per period (limited attention) — excess messages queue (FIFO), producing latency; a task whose last message7is served more than `tau_max` periods after arrival FAILS (coordination failure). Without a shared code, decoding a8message across agents of different "dialects" fails with probability eps * |dialect_i - dialect_j| (heterogeneous9information / trust); with a shared code the error is eps_code; with records it is ~0 (verification against the record).1011Five institutional regimes are IMPOSED by the experimenter (nothing emerges):12  none       : direct messages, log2(s) bits per recipient, dialect errors, one acknowledgement round (2 msgs/recipient)13  norms      : shared prefix code optimal for p (bits = codeword length), lower error; learning cost per agent; after a14               distribution shock the stale code costs KL(q||p) extra bits until re-learned (adapt_delay periods)15  records    : norms + a written record per task (admin overhead bits) that recipients verify (error -> 0, 1 msg each)16  central    : hierarchy (b-ary tree of administrators); messages relayed via the lowest common ancestor; admin nodes17               have their own bandwidth; per-task admin overhead; administrators are agents withdrawn from production18  federated  : hierarchy with local modules: tasks whose participants share a module are settled by the module admin,19               cross-module tasks go to the root; same overhead as central20All quantities below are measured, not assumed. Shannon quantities (H(p), code lengths, KL) are computed only because21p and the code are explicitly defined in the simulation.22"""23from __future__ import annotations24from dataclasses import dataclass, asdict25import math26import numpy as np272829@dataclass30class Params:31    N: int = 20032    k: int = 3                 # participants per task33    lam: float = 0.5           # tasks per agent per period34    T: int = 40                # periods35    s: int = 64                # plan set size36    zipf: float = 1.0          # 0 -> uniform plans (H = log2 s); larger -> concentrated37    network: str = "lattice"   # lattice | smallworld | random38    rewire: float = 0.139    degree: int = 640    bandwidth: int = 8         # messages an agent can process per period41    admin_bandwidth: int = 60  # messages an administrator can process per period (used when admin_capacity_ratio <= 0)42    admin_capacity_ratio: float = 0.0   # if > 0: admin_bandwidth = ratio * expected relayed messages per period (2*lam*N*(k-1))43    verify_records: bool = True         # ablation: records without verification (overhead only)44    tau_max: int = 3           # periods allowed before a task fails45    eps: float = 0.25          # per-unit-dialect-distance decoding error (no code)46    eps_code: float = 0.02     # decoding error with a shared code47    learn_bits: float = 200.0  # bits each agent spends to learn a code (fixed cost, once)48    admin_bits: float = 4.0    # per-task administrative overhead bits (records/central/federated)49    branching: int = 8         # tree branching factor for central/federated50    shock_period: int = -1     # period at which a shock occurs (-1: none)51    shock_type: str = "none"   # none | distribution | network52    shock_kl_target: float = 1.0   # for distribution shocks: how far q is from p (approx bits)53    shock_link_removal: float = 0.354    adapt_delay: int = 10      # periods before a code is re-optimized after a distribution shock55    cost_per_bit: float = 0.00256    value_per_task: float = 1.057    seed: int = 058    regime: str = "none"596061def zipf_dist(s: int, a: float) -> np.ndarray:62    w = 1.0 / np.arange(1, s + 1) ** a if a > 0 else np.ones(s)63    return w / w.sum()646566def entropy_bits(p: np.ndarray) -> float:67    p = p[p > 0]; return float(-(p * np.log2(p)).sum())686970def huffman_lengths(p: np.ndarray) -> np.ndarray:71    """Optimal prefix-code lengths for distribution p (Huffman)."""72    import heapq73    n = len(p); heap = [(float(p[i]), i, [i]) for i in range(n)]; heapq.heapify(heap); L = np.zeros(n)74    cnt = n75    while len(heap) > 1:76        a = heapq.heappop(heap); b = heapq.heappop(heap)77        for i in a[2] + b[2]:78            L[i] += 179        heapq.heappush(heap, (a[0] + b[0], cnt, a[2] + b[2])); cnt += 180    return L818283def build_network(P: Params, rng: np.random.Generator):84    pos = rng.random((P.N, 2))85    d = np.linalg.norm(pos[:, None, :] - pos[None, :, :], axis=2); np.fill_diagonal(d, np.inf)86    nbr = np.argsort(d, axis=1)[:, :P.degree]87    A = np.zeros((P.N, P.N), bool)88    for i in range(P.N):89        A[i, nbr[i]] = True; A[nbr[i], i] = True90    if P.network == "smallworld":91        for i in range(P.N):92            for j in np.where(A[i])[0]:93                if j > i and rng.random() < P.rewire:94                    A[i, j] = A[j, i] = False; m = rng.integers(P.N)95                    if m != i:96                        A[i, m] = A[m, i] = True97    elif P.network == "random":98        A[:] = False; m = P.N * P.degree // 299        ii = rng.integers(P.N, size=m); jj = rng.integers(P.N, size=m); ok = ii != jj100        A[ii[ok], jj[ok]] = True; A[jj[ok], ii[ok]] = True101    return pos, A102103104def tree_structure(P: Params, pos: np.ndarray):105    """Assign agents to leaves of a b-ary tree by spatial sorting (modules are spatially contiguous)."""106    b = P.branching107    depth = max(1, math.ceil(math.log(P.N, b)))108    order = np.lexsort((pos[:, 1], np.floor(pos[:, 0] * b)))  # column strips then y109    leaf = np.empty(P.N, int); leaf[order] = np.arange(P.N)110    # path of each agent: digits of its leaf index in base b, depth levels111    paths = np.array([[(l // b ** (depth - 1 - lvl)) % b for lvl in range(depth)] for l in leaf])112    return depth, paths113114115def lca_depth(paths: np.ndarray, i: np.ndarray, j: np.ndarray) -> np.ndarray:116    """Level of the lowest common ancestor (0 = root). Vectorized over task pairs."""117    eq = paths[i] == paths[j]118    first_diff = np.where(eq.all(axis=1), eq.shape[1], np.argmin(eq, axis=1))119    return first_diff120121122def simulate(P: Params) -> dict:123    rng = np.random.default_rng(P.seed)124    pos, A = build_network(P, rng)125    dialect = rng.random(P.N)                       # heterogeneous information: cultural distance126    p = zipf_dist(P.s, P.zipf); H = entropy_bits(p)127    code_len = huffman_lengths(p); L_code = float((p * code_len).sum()); L_raw = math.ceil(math.log2(P.s))128    q = p.copy()129    if P.shock_type == "distribution" and P.shock_period >= 0:130        # q = p permuted so that D_KL(q||p) is close to the target (search over cyclic shifts)131        best = None132        for sh in range(1, P.s):133            qq = np.roll(p, sh); kl = float((qq * np.log2(qq / p)).sum())134            if best is None or abs(kl - P.shock_kl_target) < abs(best[0] - P.shock_kl_target):135                best = (kl, qq)136        q = best[1]137    regime = P.regime138    if P.admin_capacity_ratio > 0:139        P.admin_bandwidth = max(1, int(round(P.admin_capacity_ratio * 2 * P.lam * P.N * (P.k - 1))))140    use_code = regime in ("norms", "records", "central", "federated")141    use_records = regime in ("records", "central", "federated")142    hier = regime in ("central", "federated")143    depth, paths = tree_structure(P, pos) if hier else (0, None)144    n_admin = 0145    if hier:146        n_admin = sum(P.branching ** lvl for lvl in range(depth))   # one administrator per internal node147    producers = np.ones(P.N, bool)148    if hier:   # administrators are withdrawn from production (overhead): the first n_admin agents by index149        producers[: min(n_admin, P.N // 4)] = False150    # per-agent FIFO queues: cumulative message count served at `bandwidth` per period151    agent_backlog = np.zeros(P.N); admin_backlog = {}   # admin id -> backlog152    stats = dict(tasks=0, success=0, fail_latency=0, fail_decode=0, messages=0, bits=0.0, admin_bits=0.0, latency_sum=0.0,153                 tasks_pre=0, success_pre=0, tasks_post=0, success_post=0, bits_pre=0.0, bits_post=0.0, root_load=0.0)154    benefit = np.zeros(P.N)155    learn_cost = P.N * P.learn_bits if use_code else 0.0156    cur_code_len = code_len.copy(); shock_time = None157    for t in range(P.T):158        if P.shock_period == t and P.shock_type == "network":159            drop = rng.random(A.shape) < P.shock_link_removal; A &= ~drop; A &= A.T160        if P.shock_period == t and P.shock_type == "distribution":161            shock_time = t162        dist_now = q if (shock_time is not None and t >= shock_time) else p163        if use_code and shock_time is not None and t >= shock_time + P.adapt_delay:164            cur_code_len = huffman_lengths(q)       # institution re-learns the code after adapt_delay165        # drain queues by one period of service166        agent_backlog = np.maximum(0, agent_backlog - P.bandwidth)167        for a_ in admin_backlog:168            admin_backlog[a_] = max(0.0, admin_backlog[a_] - P.admin_bandwidth)169        M = rng.poisson(P.lam * producers.sum())170        if M == 0:171            continue172        init = rng.choice(np.where(producers)[0], size=M)173        plans = rng.choice(P.s, size=M, p=dist_now)174        # participants: k-1 network neighbours of the initiator (random if none)175        parts = np.empty((M, P.k - 1), int)176        for m in range(M):177            nb = np.where(A[init[m]] & producers)[0]178            parts[m] = rng.choice(nb, size=P.k - 1, replace=len(nb) < P.k - 1) if len(nb) > 0 else rng.choice(np.where(producers)[0], size=P.k - 1)179        # bits per recipient180        if use_code:181            bits_r = cur_code_len[plans]182        else:183            bits_r = np.full(M, float(L_raw))184        # decoding errors185        if use_records and P.verify_records:186            err = np.zeros((M, P.k - 1), bool)187        elif use_code:188            err = rng.random((M, P.k - 1)) < P.eps_code189        else:190            dd = np.abs(dialect[init][:, None] - dialect[parts]); err = rng.random((M, P.k - 1)) < P.eps * dd191        task_fail_decode = err.any(axis=1)192        # messages and routing193        msgs_per_recip = 1 if use_records else 2      # ack round without records194        if not hier:195            n_msgs = msgs_per_recip * (P.k - 1)196            # load: each message is processed by its recipient; the ack by the initiator197            np.add.at(agent_backlog, parts.ravel(), 1.0)198            if msgs_per_recip == 2:199                np.add.at(agent_backlog, init, float(P.k - 1))200            wait = np.maximum(np.ceil(agent_backlog[parts] / P.bandwidth).max(axis=1), np.ceil(agent_backlog[init] / P.bandwidth) if msgs_per_recip == 2 else 0)201            root_load_t = 0.0202        else:203            # relay through the LCA of initiator and each participant204            lvl = np.stack([lca_depth(paths, init, parts[:, c]) for c in range(P.k - 1)], axis=1)   # 0 = root205            hops = 2 * (depth - lvl)                     # messages up and down206            n_msgs = hops.sum(axis=1)207            if regime == "federated":208                pass  # locality is captured by the LCA level: same-module tasks never reach the root209            else:210                lvl[:] = 0                                # central: everything is relayed through the root211                hops = np.full_like(hops, 2 * depth); n_msgs = hops.sum(axis=1)212            # admin load: the LCA administrator processes 2 messages per recipient213            keys = []214            for c in range(P.k - 1):215                for m in range(M):216                    key = (int(lvl[m, c]), tuple(paths[init[m]][: lvl[m, c]])); keys.append(key)217                    admin_backlog[key] = admin_backlog.get(key, 0.0) + 2.0218            wait = np.zeros(M)219            idx = 0220            for c in range(P.k - 1):221                for m in range(M):222                    wait[m] = max(wait[m], math.ceil(admin_backlog[keys[idx]] / P.admin_bandwidth)); idx += 1223            np.add.at(agent_backlog, parts.ravel(), 1.0)224            wait = np.maximum(wait, np.ceil(agent_backlog[parts] / P.bandwidth).max(axis=1))225            root_load_t = float(admin_backlog.get((0, ()), 0.0))226        task_fail_latency = wait > P.tau_max227        success = ~task_fail_decode & ~task_fail_latency228        # bits per task = codeword/raw bits to each recipient + 1-bit acknowledgements (if any) + record overhead229        bits = bits_r * (P.k - 1) + (1.0 * (P.k - 1) if msgs_per_recip == 2 else 0.0) + (P.admin_bits if use_records else 0.0)230        stats["tasks"] += M; stats["success"] += int(success.sum()); stats["fail_decode"] += int(task_fail_decode.sum()); stats["fail_latency"] += int((task_fail_latency & ~task_fail_decode).sum())231        stats["messages"] += int(np.sum(n_msgs) if np.ndim(n_msgs) else M * n_msgs); stats["bits"] += float(bits.sum()); stats["admin_bits"] += float(M * P.admin_bits if use_records else 0.0)232        stats["latency_sum"] += float(wait[success].sum()); stats["root_load"] += root_load_t233        if shock_time is None or t < shock_time:234            stats["tasks_pre"] += M; stats["success_pre"] += int(success.sum()); stats["bits_pre"] += float(bits.sum())235        else:236            stats["tasks_post"] += M; stats["success_post"] += int(success.sum()); stats["bits_post"] += float(bits.sum())237        np.add.at(benefit, init[success], P.value_per_task); np.add.at(benefit, parts[success].ravel(), P.value_per_task)238    tot_bits = stats["bits"] + learn_cost239    succ = max(stats["success"], 1)240    b = benefit[producers] if producers.any() else benefit241    g = float(np.abs(b[:, None] - b[None, :]).mean() / (2 * b.mean())) if b.mean() > 0 else float("nan")242    out = {**asdict(P), "H_p_bits": H, "L_code_bits": L_code, "L_raw_bits": float(L_raw), "n_admin": int((~producers).sum()), "depth": depth,243           "success_rate": stats["success"] / max(stats["tasks"], 1), "msgs_per_task": stats["messages"] / max(stats["tasks"], 1),244           "bits_per_task": stats["bits"] / max(stats["tasks"], 1), "bits_per_success_incl_setup": tot_bits / succ, "bits_per_success": stats["bits"] / succ,245           "tasks_per_kbit": succ / (tot_bits / 1000.0), "latency_mean": stats["latency_sum"] / succ, "fail_latency_share": stats["fail_latency"] / max(stats["tasks"], 1),246           "fail_decode_share": stats["fail_decode"] / max(stats["tasks"], 1), "admin_overhead_share": (stats["admin_bits"] + learn_cost) / max(tot_bits, 1e-9),247           "welfare": float(benefit.sum() - P.cost_per_bit * tot_bits), "welfare_per_agent": float((benefit.sum() - P.cost_per_bit * tot_bits) / P.N),248           "gini_benefit": g, "root_load_mean": stats["root_load"] / P.T,249           "success_pre": stats["success_pre"] / max(stats["tasks_pre"], 1), "success_post": stats["success_post"] / max(stats["tasks_post"], 1),250           "bits_per_task_pre": stats["bits_pre"] / max(stats["tasks_pre"], 1), "bits_per_task_post": stats["bits_post"] / max(stats["tasks_post"], 1),251           "kl_q_p_bits": float((q * np.log2(q / p)).sum()) if P.shock_type == "distribution" else 0.0, "tasks": stats["tasks"]}252    return out253
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